BLACKROCK TCP CAPITAL CORP

Ticker: TCPC CUSIP: 09259E108 Class: COM

Note: Option positions (PUT/CALL) are excluded.

New Positions (23)

Increased Positions (27)

Decreased Positions (41)

TRANSCEND CAPITAL ADVISORS, LLC
Value ($000) $6,428 (-15.4%) Shares 1,175,098 (-4.1%)
United Advisor Group, LLC
Value ($000) $519 (-41.7%) Shares 94,918 (-33.9%)
Triumph Capital Management
Value ($000) $14 (-91.7%) Shares 2,517 (-90.6%)
Hennion & Walsh Asset Management, Inc.
Value ($000) $539 (-56.6%) Shares 98,502 (-50.8%)
Muzinich & Co., Inc.
Value ($000) $1,529 (-12.7%) Shares 279,505 (-1.1%)
ROMANO BROTHERS AND COMPANY
Value ($000) $359 (-33.9%) Shares 65,645 (-25.1%)
D.A. DAVIDSON & CO.
Value ($000) $1,030 (-60.0%) Shares 188,272 (-54.7%)
MARSHALL WACE, LLP
Value ($000) $112 (-96.4%) Shares 20,433 (-95.9%)
Rockefeller Capital Management L.P.
Value ($000) $8 (-99.2%) Shares 1,542 (-99.1%)
Ignite Planners, LLC
Value ($000) $78 (-41.3%) Shares 15,026 (-29.7%)
BANK OF AMERICA CORP /DE/
Value ($000) $503 (-51.0%) Shares 91,889 (-44.5%)
ROYAL BANK OF CANADA
Value ($000) $166 (-73.6%) Shares 30,411 (-70.0%)
Aquatic Capital Management LLC
Value ($000) $317 (-30.3%) Shares 58,005 (-20.9%)
Aigen Investment Management, LP
Value ($000) $58 (-35.6%) Shares 10,617 (-27.0%)
TWO SIGMA ADVISERS, LP
Value ($000) $5,249 (-14.7%) Shares 959,602 (-3.3%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $454 (-36.7%) Shares 83,079 (-28.3%)
Ethos Financial Group, LLC
Value ($000) $495 (-15.9%) Shares 90,521 (-4.7%)
VSM Wealth Advisory, LLC
Value ($000) $32 (-35.2%) Shares 5,780 (-26.5%)
LPL Financial LLC
Value ($000) $960 (-22.9%) Shares 175,590 (-12.6%)
Spire Wealth Management
Value ($000) $28 (-63.8%) Shares 5,188 (-59.0%)

Exited Positions (36)