CBAK ENERGY TECHNOLOGY INC

Ticker: CBAT CUSIP: 14986C102 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BRIDGEWAY CAPITAL MANAGEMENT, LLC757,010$632
Empowered Funds, LLC472,010$394
SUSQUEHANNA INTERNATIONAL GROUP, LLP257,241$215
Squarepoint Ops LLC126,404$106
RENAISSANCE TECHNOLOGIES LLC121,882$102
GEODE CAPITAL MANAGEMENT, LLC53,154$44
JAMES INVESTMENT RESEARCH INC52,521$44
NewEdge Advisors, LLC52,521$44
XTX Topco Ltd34,700$29
TWO SIGMA SECURITIES, LLC27,543$23
StoneX Group Inc.20,417$17
AZZAD ASSET MANAGEMENT INC /ADV20,312$17
AMERIPRISE FINANCIAL INC19,999$17
JANE STREET GROUP, LLC18,562$16
Ground Swell Capital, LLC16,332$14
Trek Financial, LLC14,964$12
GROUP ONE TRADING, L.P.10,405$9
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management10,250$9
CITIGROUP INC7,320$6
SBI Securities Co., Ltd.5,101$4
UBS Group AG2,500$2
SIMPLEX TRADING, LLC1,910$2
JONES FINANCIAL COMPANIES LLLP1,845$2
MORGAN STANLEY1,834$2
BANK OF AMERICA CORP /DE/900$1
OSAIC HOLDINGS, INC.900$1
Ancora Advisors LLC760$1
US BANCORP \DE\500$0
NATIONAL BANK OF CANADA /FI/300$0
Sachetta, LLC10$0
Total (30 institutions)2,110,107$1,762