CBAK ENERGY TECHNOLOGY INC

Ticker: CBAT CUSIP: 14986C102 Class: COM

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (8)

Ground Swell Capital, LLC
Value ($000) $14 Shares 16,332
Squarepoint Ops LLC
Value ($000) $106 Shares 126,404
StoneX Group Inc.
Value ($000) $17 Shares 20,417
Trek Financial, LLC
Value ($000) $12 Shares 14,964
JANE STREET GROUP, LLC
Value ($000) $16 Shares 18,562
JONES FINANCIAL COMPANIES LLLP
Value ($000) $2 Shares 1,845
US BANCORP \DE\
Value ($000) $0 Shares 500
NATIONAL BANK OF CANADA /FI/
Value ($000) $0 Shares 300

Increased Positions (8)

BRIDGEWAY CAPITAL MANAGEMENT, LLC
Value ($000) $632 (-2.4%) Shares 757,010 (+4.6%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $102 (+71.4%) Shares 121,882 (+83.7%)
Empowered Funds, LLC
Value ($000) $394 (+0.4%) Shares 472,010 (+7.6%)
XTX Topco Ltd
Value ($000) $29 (+53.1%) Shares 34,700 (+64.1%)
TWO SIGMA SECURITIES, LLC
Value ($000) $23 (+5.1%) Shares 27,543 (+12.6%)
CITIGROUP INC
Value ($000) $6 (+51.8%) Shares 7,320 (+62.7%)
UBS Group AG
Value ($000) $2 (+155.3%) Shares 2,500 (+173.5%)
SIMPLEX TRADING, LLC
Value ($000) $2 Shares 1,910 (+259.7%)

Decreased Positions (5)

SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $215 (-59.8%) Shares 257,241 (-57.0%)
MORGAN STANLEY
Value ($000) $2 (-91.1%) Shares 1,834 (-90.5%)
AZZAD ASSET MANAGEMENT INC /ADV
Value ($000) $17 (-22.0%) Shares 20,312 (-16.5%)
OSAIC HOLDINGS, INC.
Value ($000) $1 (-56.6%) Shares 900 (-52.8%)
GROUP ONE TRADING, L.P.
Value ($000) $9 (-12.6%) Shares 10,405 (-6.4%)

Exited Positions (4)

CITADEL ADVISORS LLC
Value ($000) $145 Shares 161,843
GOLDMAN SACHS GROUP INC
Value ($000) $28 Shares 30,957
Virtu Financial LLC
Value ($000) $0 Shares 44,949
HRT FINANCIAL LP
Value ($000) $0 Shares 22,147