PVG ASSET MANAGEMENT CORP Quant / Systematic

CIK: 0000820434 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 15, 2018

Total Value ($000): $168,555 (100.0% shares, 0.0% debt)

Holdings (93)

ProShares UltraShort S&P 500 (sds) 8.5%
Value ($000) $14,343 Shares 375,289 Est. Cost $7757.19 Unrealized
SPY SPDR S&P 500 TRUST ETF (spy) 6.2%
Value ($000) $10,505 Shares 38,724 Est. Cost $220230.72 Unrealized
VOO Vanguard Index S&P 500 (voo) 5.5%
Value ($000) $9,238 Shares 37,026 Est. Cost $202027.05 Unrealized
IVV S&P 500 INDX (ivv) 5.4%
Value ($000) $9,183 Shares 33,634 Est. Cost $221247.69 Unrealized
T AT&T, Inc.(t) 3.3%
Value ($000) $5,621 Shares 175,070 Est. Cost $15.30 Unrealized -5.0%
ARES CAPITAL CORP (arcc) 3.2%
Value ($000) $5,419 Shares 329,450 Est. Cost $16741.78 Unrealized
ALPS ALERIAN MLP ETF (amlp) 3.2%
Value ($000) $5,312 Shares 525,976 Est. Cost $10530.90 Unrealized
GLD SPDR Gold Trust (gld) 2.6%
Value ($000) $4,384 Shares 36,951 Est. Cost $118.64 Unrealized
MEDLEY CAPITAL CORP (mcc) 2.3%
Value ($000) $3,806 Shares 1,097,064 Est. Cost $5241.85 Unrealized
BMY Bristol Myers-Squibb (bmy) 1.8%
Value ($000) $3,009 Shares 54,375 Est. Cost $40.63 Unrealized 0.0%
PG Procter & Gamble Co. (pg) 1.7%
Value ($000) $2,920 Shares 37,416 Est. Cost $67.87 Unrealized -8.9%
BAC BANK OF AMERICA CORP (bac) 1.7%
Value ($000) $2,863 Shares 101,586 Est. Cost $24.85 Unrealized 0.0%
C CITIGROUP INC COM (c) 1.7%
Value ($000) $2,826 Shares 42,235 Est. Cost $56.58 Unrealized -6.3%
NWL Newell Brands Inc. (nwl) 1.7%
Value ($000) $2,825 Shares 109,575 Est. Cost $18.22 Unrealized 0.0%
OLN Olin Corp. (oln) 1.6%
Value ($000) $2,755 Shares 95,957 Est. Cost $26.58 Unrealized -5.7%
DIS The Walt Disney Company (dis) 1.6%
Value ($000) $2,734 Shares 26,086 Est. Cost $101.87 Unrealized -4.6%
JNJ JOHNSON & JOHNSON (jnj) 1.6%
Value ($000) $2,723 Shares 22,446 Est. Cost $100.70 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHINE CORP (ibm) 1.6%
Value ($000) $2,636 Shares 18,875 Est. Cost $99.95 Unrealized 0.0%
XLF SECTOR SPDR - FINANCIAL SHS BEN INT (xlf) 1.5%
Value ($000) $2,503 Shares 94,157 Est. Cost $26.58 Unrealized
Nabors Industries Ltd. (nbr) 1.4%
Value ($000) $2,397 Shares 373,985 Est. Cost $6.41 Unrealized
PEP PEPSICO INC (pep) 1.4%
Value ($000) $2,328 Shares 21,387 Est. Cost $89.25 Unrealized -8.4%
Apollo Investment Corp (ainv) 1.3%
Value ($000) $2,269 Shares 407,438 Est. Cost $4076.62 Unrealized
CENTURYLINK INC (ctl) 1.3%
Value ($000) $2,136 Shares 114,626 Est. Cost $20028.27 Unrealized
New Senior Investment Group Inc. (snr) 1.3%
Value ($000) $2,125 Shares 280,798 Est. Cost $9791.39 Unrealized
USB US BANCORP NEW (usb) 1.2%
Value ($000) $2,101 Shares 42,010 Est. Cost $37.25 Unrealized 0.0%
CVS CVS Health Corp (cvs) 1.2%
Value ($000) $2,093 Shares 32,533 Est. Cost $58.44 Unrealized -11.6%
KMI KINDER MORGAN INC DEL (kmi) 1.2%
Value ($000) $1,946 Shares 110,162 Est. Cost $11.08 Unrealized -4.5%
TELFY Telefonica, S.A. (tef) 1.1%
Value ($000) $1,890 Shares 221,644 Est. Cost $9705.74 Unrealized
AMGN Amgen Inc (amgn) 1.1%
Value ($000) $1,849 Shares 10,022 Est. Cost $140.24 Unrealized 0.0%
RHHBY ROCHE HOLDINGS LTD ADR (rhhby) 1.0%
Value ($000) $1,757 Shares 63,606 Est. Cost $28625.00 Unrealized
SELECT INCOME REIT (sir) 1.0%
Value ($000) $1,714 Shares 76,303 Est. Cost $21834.37 Unrealized
Walgreens Boots Alliance Inc. (wba) 1.0%
Value ($000) $1,648 Shares 27,460 Est. Cost $72619.99 Unrealized
XLK SECTOR SPDR ETF TECHNOLOGY (xlk) 1.0%
Value ($000) $1,638 Shares 23,590 Est. Cost $69.44 Unrealized
SJM J M SMUCKER CO (sjm) 0.9%
Value ($000) $1,598 Shares 14,877 Est. Cost $91.63 Unrealized -4.1%
MRK Merck & Company Inc. (mrk) 0.9%
Value ($000) $1,500 Shares 24,712 Est. Cost $44.83 Unrealized -0.7%
CPB CAMPBELL SOUP COMPANY (cpb) 0.9%
Value ($000) $1,495 Shares 36,878 Est. Cost $34.67 Unrealized -12.9%
WSR Whitestone REIT (wsr) 0.9%
Value ($000) $1,475 Shares 118,197 Est. Cost $11628.07 Unrealized
IP International Paper Company (ip) 0.8%
Value ($000) $1,425 Shares 27,363 Est. Cost $36.35 Unrealized 0.0%
INTC Intel Corp (intc) 0.8%
Value ($000) $1,403 Shares 28,238 Est. Cost $29.64 Unrealized +52.0%
IVW ISHARES S&P 500 ETF GROWTH (ivw) 0.8%
Value ($000) $1,399 Shares 8,605 Est. Cost $162.58 Unrealized
Tremont Mortgage Trust (trmt) 0.8%
Value ($000) $1,374 Shares 104,500 Est. Cost $13.15 Unrealized
BBDC Triangle Capital Corp. (tcap) 0.8%
Value ($000) $1,362 Shares 118,497 Est. Cost $5.04 Unrealized 0.0%
AMC Entertainment Holdings Inc (amc) 0.8%
Value ($000) $1,346 Shares 84,678 Est. Cost $14936.54 Unrealized
Corporate Capital Trust, Inc. (cct) 0.8%
Value ($000) $1,299 Shares 83,180 Est. Cost $15.62 Unrealized
IRT Independence Realty Trust, Inc. (irt) 0.8%
Value ($000) $1,267 Shares 122,937 Est. Cost $9325.78 Unrealized
ProShares Short S&P500 (sh) 0.7%
Value ($000) $1,224 Shares 41,735 Est. Cost $30744.76 Unrealized
GLAXOSMITHKLINE PLC-ADR (gsk) 0.7%
Value ($000) $1,196 Shares 29,694 Est. Cost $37260.16 Unrealized
Oaktree Specialty Lending Corp. (ocsl) 0.7%
Value ($000) $1,154 Shares 241,488 Est. Cost $5292.52 Unrealized
KMB KIMBERLY-CLARK CORP (kmb) 0.7%
Value ($000) $1,135 Shares 10,783 Est. Cost $82.03 Unrealized -3.2%
Sr. Housing Properties Trust (snh) 0.6%
Value ($000) $1,067 Shares 59,006 Est. Cost $17328.39 Unrealized
NUE NUCOR CORP (nue) 0.6%
Value ($000) $1,024 Shares 16,396 Est. Cost $49.84 Unrealized +8.5%
Uniti Group Inc. (unit) 0.6%
Value ($000) $971 Shares 48,512 Est. Cost $22993.97 Unrealized
M MACY'S INC (m) 0.6%
Value ($000) $964 Shares 25,755 Est. Cost $28.63 Unrealized +17.1%
HP Helmerich and Payne (hp) 0.6%
Value ($000) $947 Shares 14,860 Est. Cost $68.04 Unrealized 0.0%
PSEC Prospect Capital Corp. (psec) 0.5%
Value ($000) $831 Shares 123,891 Est. Cost $2.54 Unrealized +2.8%
TGT TARGET CORP (tgt) 0.5%
Value ($000) $824 Shares 10,834 Est. Cost $46.29 Unrealized +28.8%
LEXINGTON REALTY TRUST REIT (lxp) 0.5%
Value ($000) $764 Shares 87,531 Est. Cost $6660.41 Unrealized
Global Medical REIT, Inc. (gmre) 0.4%
Value ($000) $752 Shares 84,896 Est. Cost $8662.49 Unrealized
KSS KOHLS CORP (kss) 0.4%
Value ($000) $730 Shares 10,018 Est. Cost $43.79 Unrealized +52.3%
Medley Management Inc. (mdly) 0.4%
Value ($000) $704 Shares 198,540 Est. Cost $6500.00 Unrealized
CBL & ASSOC PROPERTIES REIT INC (cbl) 0.4%
Value ($000) $696 Shares 124,970 Est. Cost $9848.45 Unrealized
KOF Coca-Cola Femsa (kof) 0.4%
Value ($000) $656 Shares 11,640 Est. Cost $56.36 Unrealized
MMLP Martin Midstream Partners LP (mmlp) 0.4%
Value ($000) $633 Shares 45,900 Est. Cost $9944.81 Unrealized
Legg Mason Inc. (lm) 0.4%
Value ($000) $621 Shares 17,900 Est. Cost $34.69 Unrealized
Maiden Holdings Ltd (mhld) 0.4%
Value ($000) $616 Shares 79,610 Est. Cost $7.74 Unrealized
TWO HARBORS INVT CORP (two) 0.4%
Value ($000) $602 Shares 38,123 Est. Cost $8530.01 Unrealized
TPVG Triplepoint Venture Growth Corp (tpvg) 0.4%
Value ($000) $598 Shares 48,132 Est. Cost $11.26 Unrealized +11.2%
CAH Cardinal Health Inc. (cah) 0.4%
Value ($000) $592 Shares 12,130 Est. Cost $45.11 Unrealized 0.0%
Arlington Asset Investment (ai) 0.3%
Value ($000) $586 Shares 56,849 Est. Cost $14112.51 Unrealized
Solar Senior Capital Ltd. (suns) 0.3%
Value ($000) $547 Shares 33,578 Est. Cost $17979.99 Unrealized
PFLT PENNANTPARK FLOATING RATE CAPITAL (pflt) 0.3%
Value ($000) $527 Shares 38,600 Est. Cost $5.65 Unrealized +4.9%
B Riley Financial, 5/31/23, 7.375 (rilyh) 0.3%
Value ($000) $510 Shares 20,000 Est. Cost $25.50 Unrealized
Great Elm Cap Corp Nts 8.25 Qtr (geccm) 0.3%
Value ($000) $501 Shares 20,000 Est. Cost $25.05 Unrealized
Energy Transfer Partners LP (etppp) 0.3%
Value ($000) $499 Shares 20,000 Est. Cost $24.95 Unrealized
SLRC Solar Capital Ltd. (slrc) 0.3%
Value ($000) $488 Shares 23,892 Est. Cost $9.71 Unrealized +2.4%
HTGC Hercules Capital Inc (htgc) 0.3%
Value ($000) $473 Shares 37,415 Est. Cost $12.37 Unrealized 0.0%
Spark Energy Pfd Series A, 8.75 (spkep) 0.3%
Value ($000) $453 Shares 19,600 Est. Cost $23.11 Unrealized
Bed Bath & Beyond (bbby) 0.3%
Value ($000) $438 Shares 22,000 Est. Cost $19.91 Unrealized
KHC Kraft Heinz Co (khc) 0.3%
Value ($000) $433 Shares 6,900 Est. Cost $48.97 Unrealized -16.1%
Marvell Tech Group (mrvl) 0.2%
Value ($000) $420 Shares 19,615 Est. Cost $21000.00 Unrealized
Wheeler REIT, Pfd D.8.75 (whlrd) 0.2%
Value ($000) $391 Shares 21,100 Est. Cost $18.53 Unrealized
SAN BANCO SANTANDER CENT HISPANO ADR (san) 0.2%
Value ($000) $363 Shares 68,000 Est. Cost $5.34 Unrealized
ARLP Alliance Resource Partners LP (arlp) 0.2%
Value ($000) $319 Shares 17,420 Est. Cost $19700.00 Unrealized
IWM ISHARES ETF RUSSELL 2000 (iwm) 0.2%
Value ($000) $318 Shares 1,943 Est. Cost $163.66 Unrealized
Summit Midstream Partners LP (smlp) 0.2%
Value ($000) $271 Shares 17,630 Est. Cost $15.37 Unrealized
GLPI Gaming & Leisure Pptys Inc. (glpi) 0.1%
Value ($000) $252 Shares 7,050 Est. Cost $33469.93 Unrealized
JPM JPMorgan Chase & Co. (jpm) 0.1%
Value ($000) $244 Shares 2,348 Est. Cost $69.64 Unrealized +27.8%
Invesco QQQ TR ETF SERIES 1 (qqq) 0.1%
Value ($000) $227 Shares 1,327 Est. Cost $171.06 Unrealized
MVIS MicroVision, Inc. (mvis) 0.1%
Value ($000) $224 Shares 200,000 Est. Cost $1.32 Unrealized 0.0%
UQM Technologies Inc. (uqm) 0.1%
Value ($000) $145 Shares 145,408 Est. Cost $1.00 Unrealized
Cleveland-Cliffs Inc (clf) 0.1%
Value ($000) $89 Shares 10,635 Est. Cost $6949.98 Unrealized
Credit Suisse High Yield Bond Fund (dhy) 0.0%
Value ($000) $52 Shares 19,690 Est. Cost $2.64 Unrealized
AXSM Axsome Therapeutics Inc. (axsm) 0.0%
Value ($000) $45 Shares 14,240 Est. Cost $2.99 Unrealized +3.5%