Location: Golden, CO
CIK: 0000820434 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 15, 2018
Total Value: $169M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ProShares UltraShort S&P 500 (sds) | 375,289 | $14.34M | 8.5% | $7757.19 | — | ETF | 74347B300 |
| SPY | SPDR S&P 500 TRUST ETF (spy) | 38,724 | $10.51M | 6.2% | $220230.72 | — | ETF | 78462F103 |
| VOO | Vanguard Index S&P 500 (voo) | 37,026 | $9.238M | 5.5% | $202027.05 | — | ETF | 922908363 |
| IVV | S&P 500 INDX (ivv) | 33,634 | $9.183M | 5.4% | $221247.69 | — | ETF | 464287200 |
| T | AT&T, Inc.(t) | 175,070 | $5.621M | 3.3% | $15.30 | -5.0% | COM | 00206R102 |
| — | ARES CAPITAL CORP (arcc) | 329,450 | $5.419M | 3.2% | $16741.78 | — | COM | 029066107 |
| — | ALPS ALERIAN MLP ETF (amlp) | 525,976 | $5.312M | 3.2% | $10530.90 | — | COM | 00162Q866 |
| GLD | SPDR Gold Trust (gld) | 36,951 | $4.384M | 2.6% | $118.64 | — | ETF | 78463V107 |
| — | MEDLEY CAPITAL CORP (mcc) | 1,097,064 | $3.806M | 2.3% | $5241.85 | — | ETF | 58503F106 |
| BMY | Bristol Myers-Squibb (bmy) | 54,375 | $3.009M | 1.8% | $40.63 | 0.0% | COM | 110122108 |
| PG | Procter & Gamble Co. (pg) | 37,416 | $2.92M | 1.7% | $67.87 | -8.9% | COM | 742718109 |
| BAC | BANK OF AMERICA CORP (bac) | 101,586 | $2.863M | 1.7% | $24.85 | 0.0% | COM | 060505104 |
| C | CITIGROUP INC COM (c) | 42,235 | $2.826M | 1.7% | $56.58 | -6.3% | COM | 172967424 |
| NWL | Newell Brands Inc. (nwl) | 109,575 | $2.825M | 1.7% | $18.22 | 0.0% | COM | 651229106 |
| OLN | Olin Corp. (oln) | 95,957 | $2.755M | 1.6% | $26.58 | -5.7% | COM | 680665205 |
| DIS | The Walt Disney Company (dis) | 26,086 | $2.734M | 1.6% | $101.87 | -4.6% | COM | 254687106 |
| JNJ | JOHNSON & JOHNSON (jnj) | 22,446 | $2.723M | 1.6% | $100.70 | 0.0% | COM | 478160104 |
| IBM | INTERNATIONAL BUSINESS MACHINE CORP (ibm) | 18,875 | $2.636M | 1.6% | $99.95 | 0.0% | COM | 459200101 |
| XLF | SECTOR SPDR - FINANCIAL SHS BEN INT (xlf) | 94,157 | $2.503M | 1.5% | $26.58 | — | ETF | 81369Y605 |
| — | Nabors Industries Ltd. (nbr) | 373,985 | $2.397M | 1.4% | $6.41 | — | COM | G6359F103 |
| PEP | PEPSICO INC (pep) | 21,387 | $2.328M | 1.4% | $89.25 | -8.4% | COM | 713448108 |
| — | Apollo Investment Corp (ainv) | 407,438 | $2.269M | 1.3% | $4076.62 | — | COM | 03761U106 |
| — | CENTURYLINK INC (ctl) | 114,626 | $2.136M | 1.3% | $20028.27 | — | COM | 156700106 |
| — | New Senior Investment Group Inc. (snr) | 280,798 | $2.125M | 1.3% | $9791.39 | — | COM | 648691103 |
| USB | US BANCORP NEW (usb) | 42,010 | $2.101M | 1.2% | $37.25 | 0.0% | COM | 902973304 |
| CVS | CVS Health Corp (cvs) | 32,533 | $2.093M | 1.2% | $58.44 | -11.6% | COM | 126650100 |
| KMI | KINDER MORGAN INC DEL (kmi) | 110,162 | $1.946M | 1.2% | $11.08 | -4.5% | COM | 49456B101 |
| TELFY | Telefonica, S.A. (tef) | 221,644 | $1.89M | 1.1% | $9705.74 | — | ADR | 879382208 |
| AMGN | Amgen Inc (amgn) | 10,022 | $1.849M | 1.1% | $140.24 | 0.0% | COM | 031162100 |
| RHHBY | ROCHE HOLDINGS LTD ADR (rhhby) | 63,606 | $1.757M | 1.0% | $28625.00 | — | ADR | 771195104 |
| — | SELECT INCOME REIT (sir) | 76,303 | $1.714M | 1.0% | $21834.37 | — | ETF | 81618T100 |
| — | Walgreens Boots Alliance Inc. (wba) | 27,460 | $1.648M | 1.0% | $72619.99 | — | COM | 931427108 |
| XLK | SECTOR SPDR ETF TECHNOLOGY (xlk) | 23,590 | $1.638M | 1.0% | $69.44 | — | ETF | 81369Y803 |
| SJM | J M SMUCKER CO (sjm) | 14,877 | $1.598M | 0.9% | $91.63 | -4.1% | COM | 832696405 |
| MRK | Merck & Company Inc. (mrk) | 24,712 | $1.5M | 0.9% | $44.83 | -0.7% | COM | 58933Y105 |
| CPB | CAMPBELL SOUP COMPANY (cpb) | 36,878 | $1.495M | 0.9% | $34.67 | -12.9% | COM | 134429109 |
| WSR | Whitestone REIT (wsr) | 118,197 | $1.475M | 0.9% | $11628.07 | — | COM | 966084204 |
| IP | International Paper Company (ip) | 27,363 | $1.425M | 0.8% | $36.35 | 0.0% | COM | 460146103 |
| INTC | Intel Corp (intc) | 28,238 | $1.403M | 0.8% | $29.64 | +52.0% | COM | 458140100 |
| IVW | ISHARES S&P 500 ETF GROWTH (ivw) | 8,605 | $1.399M | 0.8% | $162.58 | — | ETF | 464287309 |
| — | Tremont Mortgage Trust (trmt) | 104,500 | $1.374M | 0.8% | $13.15 | — | COM | 894789106 |
| BBDC | Triangle Capital Corp. (tcap) | 118,497 | $1.362M | 0.8% | $5.04 | 0.0% | COM | 06759L103 |
| — | AMC Entertainment Holdings Inc (amc) | 84,678 | $1.346M | 0.8% | $14936.54 | — | COM | 00165C104 |
| — | Corporate Capital Trust, Inc. (cct) | 83,180 | $1.299M | 0.8% | $15.62 | — | COM | 219880101 |
| IRT | Independence Realty Trust, Inc. (irt) | 122,937 | $1.267M | 0.8% | $9325.78 | — | COM | 45378A106 |
| — | ProShares Short S&P500 (sh) | 41,735 | $1.224M | 0.7% | $30744.76 | — | ETF | 74347R503 |
| — | GLAXOSMITHKLINE PLC-ADR (gsk) | 29,694 | $1.196M | 0.7% | $37260.16 | — | COM | 37733W105 |
| — | Oaktree Specialty Lending Corp. (ocsl) | 241,488 | $1.154M | 0.7% | $5292.52 | — | COM | 67401P108 |
| KMB | KIMBERLY-CLARK CORP (kmb) | 10,783 | $1.135M | 0.7% | $82.03 | -3.2% | COM | 494368103 |
| — | Sr. Housing Properties Trust (snh) | 59,006 | $1.067M | 0.6% | $17328.39 | — | COM | 81721M109 |
| NUE | NUCOR CORP (nue) | 16,396 | $1.024M | 0.6% | $49.84 | +8.5% | COM | 670346105 |
| — | Uniti Group Inc. (unit) | 48,512 | $971K | 0.6% | $22993.97 | — | COM | 91325V108 |
| M | MACY'S INC (m) | 25,755 | $964K | 0.6% | $28.63 | +17.1% | COM | 55616P104 |
| HP | Helmerich and Payne (hp) | 14,860 | $947K | 0.6% | $68.04 | 0.0% | COM | 423452101 |
| PSEC | Prospect Capital Corp. (psec) | 123,891 | $831K | 0.5% | $2.54 | +2.8% | COM | 74348T102 |
| TGT | TARGET CORP (tgt) | 10,834 | $824K | 0.5% | $46.29 | +28.8% | COM | 87612E106 |
| — | LEXINGTON REALTY TRUST REIT (lxp) | 87,531 | $764K | 0.5% | $6660.41 | — | COM | 529043101 |
| — | Global Medical REIT, Inc. (gmre) | 84,896 | $752K | 0.4% | $8662.49 | — | COM | 37954A104 |
| KSS | KOHLS CORP (kss) | 10,018 | $730K | 0.4% | $43.79 | +52.3% | COM | 500255104 |
| — | Medley Management Inc. (mdly) | 198,540 | $704K | 0.4% | $6500.00 | — | COM | 58503T106 |
| — | CBL & ASSOC PROPERTIES REIT INC (cbl) | 124,970 | $696K | 0.4% | $9848.45 | — | COM | 124830100 |
| KOF | Coca-Cola Femsa (kof) | 11,640 | $656K | 0.4% | $56.36 | — | COM | 191241108 |
| MMLP | Martin Midstream Partners LP (mmlp) | 45,900 | $633K | 0.4% | $9944.81 | — | COM | 573331105 |
| — | Legg Mason Inc. (lm) | 17,900 | $621K | 0.4% | $34.69 | — | COM | 524901105 |
| — | Maiden Holdings Ltd (mhld) | 79,610 | $616K | 0.4% | $7.74 | — | COM | G5753U112 |
| — | TWO HARBORS INVT CORP (two) | 38,123 | $602K | 0.4% | $8530.01 | — | COM | 90187B101 |
| TPVG | Triplepoint Venture Growth Corp (tpvg) | 48,132 | $598K | 0.4% | $11.26 | +11.2% | COM | 89677Y100 |
| CAH | Cardinal Health Inc. (cah) | 12,130 | $592K | 0.4% | $45.11 | 0.0% | COM | 14149Y108 |
| — | Arlington Asset Investment (ai) | 56,849 | $586K | 0.3% | $14112.51 | — | COM | 041356205 |
| — | Solar Senior Capital Ltd. (suns) | 33,578 | $547K | 0.3% | $17979.99 | — | COM | 83416M105 |
| PFLT | PENNANTPARK FLOATING RATE CAPITAL (pflt) | 38,600 | $527K | 0.3% | $5.65 | +4.9% | COM | 70806A106 |
| — | B Riley Financial, 5/31/23, 7.375 (rilyh) | 20,000 | $510K | 0.3% | $25.50 | — | COM | 05580M504 |
| — | Great Elm Cap Corp Nts 8.25 Qtr (geccm) | 20,000 | $501K | 0.3% | $25.05 | — | COM | 390320406 |
| — | Energy Transfer Partners LP (etppp) | 20,000 | $499K | 0.3% | $24.95 | — | COM | 29278N301 |
| SLRC | Solar Capital Ltd. (slrc) | 23,892 | $488K | 0.3% | $9.71 | +2.4% | COM | 83413U100 |
| HTGC | Hercules Capital Inc (htgc) | 37,415 | $473K | 0.3% | $12.37 | 0.0% | COM | 427096508 |
| — | Spark Energy Pfd Series A, 8.75 (spkep) | 19,600 | $453K | 0.3% | $23.11 | — | COM | 846511202 |
| — | Bed Bath & Beyond (bbby) | 22,000 | $438K | 0.3% | $19.91 | — | COM | 075896100 |
| KHC | Kraft Heinz Co (khc) | 6,900 | $433K | 0.3% | $48.97 | -16.1% | COM | 500754106 |
| — | Marvell Tech Group (mrvl) | 19,615 | $420K | 0.2% | $21000.00 | — | COM | G5876H105 |
| — | Wheeler REIT, Pfd D.8.75 (whlrd) | 21,100 | $391K | 0.2% | $18.53 | — | COM | 963025606 |
| SAN | BANCO SANTANDER CENT HISPANO ADR (san) | 68,000 | $363K | 0.2% | $5.34 | — | COM | 05964H105 |
| ARLP | Alliance Resource Partners LP (arlp) | 17,420 | $319K | 0.2% | $19700.00 | — | COM | 01877R108 |
| IWM | ISHARES ETF RUSSELL 2000 (iwm) | 1,943 | $318K | 0.2% | $163.66 | — | ETF | 464287655 |
| — | Summit Midstream Partners LP (smlp) | 17,630 | $271K | 0.2% | $15.37 | — | COM | 866142102 |
| GLPI | Gaming & Leisure Pptys Inc. (glpi) | 7,050 | $252K | 0.1% | $33469.93 | — | COM | 36467J108 |
| JPM | JPMorgan Chase & Co. (jpm) | 2,348 | $244K | 0.1% | $69.64 | +27.8% | COM | 46625H100 |
| — | Invesco QQQ TR ETF SERIES 1 (qqq) | 1,327 | $227K | 0.1% | $171.06 | — | ETF | 73935A104 |
| MVIS | MicroVision, Inc. (mvis) | 200,000 | $224K | 0.1% | $1.32 | 0.0% | COM | 594960304 |
| — | UQM Technologies Inc. (uqm) | 145,408 | $145K | 0.1% | $1.00 | — | COM | 903213106 |
| — | Cleveland-Cliffs Inc (clf) | 10,635 | $89,000 | 0.1% | $6949.98 | — | COM | 18683K101 |
| — | Credit Suisse High Yield Bond Fund (dhy) | 19,690 | $52,000 | 0.0% | $2.64 | — | BOND | 22544F103 |
| AXSM | Axsome Therapeutics Inc. (axsm) | 14,240 | $45,000 | 0.0% | $2.99 | +3.5% | COM | 05464T104 |