M.D. Sass, Inc. Diversified Active

CIK: 0000922940 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 12, 2013

Total Value ($000): $1,267,801 (100.0% shares, 0.0% debt)

Holdings (40)

— SINCLAIR BROADCAST GROUP INC 4.8%

Value ($000) $61,188 Shares 1,825,413 Est. Cost $33.52 Unrealized —

— ACTAVIS INC 4.8%

Value ($000) $60,493 Shares 420,090 Est. Cost $126.22 Unrealized —

— MYLAN LABORATORIES INC 4.8%

Value ($000) $60,257 Shares 1,578,634 Est. Cost $31.03 Unrealized —

EBAY EBAY INC 4.2%

Value ($000) $53,132 Shares 952,355 Est. Cost $20.18 Unrealized -1.1%

SLB SCHLUMBERGER LTD 3.8%

Value ($000) $48,043 Shares 543,715 Est. Cost $53.93 Unrealized +9.4%

— US AIRWAYS GROUP INC 3.8%

Value ($000) $47,929 Shares 2,527,865 Est. Cost $16.73 Unrealized —

FMC FMC CORP 3.7%

Value ($000) $47,211 Shares 658,265 Est. Cost $40.72 Unrealized +9.1%

SNY SANOFI-AVENTIS ADR 3.7%

Value ($000) $46,579 Shares 919,995 Est. Cost $51.51 Unrealized —

— SHIRE PLC 3.6%

Value ($000) $45,281 Shares 377,685 Est. Cost $95.11 Unrealized —

PRU PRUDENTIAL FINANCIAL INC 3.5%

Value ($000) $44,381 Shares 569,143 Est. Cost $38.68 Unrealized +21.6%

MCK MCKESSON CORP 3.5%

Value ($000) $44,163 Shares 344,213 Est. Cost $101.72 Unrealized +10.3%

— ADT CORP/THE 3.4%

Value ($000) $42,619 Shares 1,048,186 Est. Cost $39.98 Unrealized —

— HERTZ GLOBAL HOLDINGS INC COM 3.4%

Value ($000) $42,583 Shares 1,921,615 Est. Cost $24.35 Unrealized —

RGA REINSURANCE GROUP OF AMERICA 3.3%

Value ($000) $41,724 Shares 622,847 Est. Cost $63.38 Unrealized +6.5%

CVS CVS CAREMARK CORP 3.3%

Value ($000) $41,350 Shares 728,636 Est. Cost $41.74 Unrealized +2.5%

COF CAPITAL ONE FINANCIAL CORP 3.1%

Value ($000) $39,451 Shares 573,909 Est. Cost $47.00 Unrealized +14.8%

IP INTERNATIONAL PAPER CO 3.1%

Value ($000) $39,147 Shares 873,814 Est. Cost $25.91 Unrealized +3.7%

— CAMERON INTERNATIONAL CORP 3.1%

Value ($000) $38,848 Shares 665,551 Est. Cost $61.10 Unrealized —

MET METLIFE INC 3.1%

Value ($000) $38,811 Shares 826,634 Est. Cost $24.43 Unrealized +17.9%

— CHICAGO BRIDGE & IRON CO NV 3.0%

Value ($000) $37,901 Shares 559,263 Est. Cost $59.66 Unrealized —

SLM SLM CORP 2.8%

Value ($000) $36,069 Shares 1,448,524 Est. Cost $7.81 Unrealized +11.8%

JPM JPMORGAN CHASE & CO 2.8%

Value ($000) $35,591 Shares 688,550 Est. Cost $38.52 Unrealized 0.0%

— TOWERS WATSON & CO 2.8%

Value ($000) $35,543 Shares 332,300 Est. Cost $81.94 Unrealized —

— FOOT LOCKER INC 2.8%

Value ($000) $35,244 Shares 1,038,419 Est. Cost $35.13 Unrealized —

PENN PENN NATIONAL GAMING INC 2.8%

Value ($000) $35,193 Shares 635,700 Est. Cost $12.65 Unrealized -4.8%

WMB WILLIAMS COS INC 2.1%

Value ($000) $26,943 Shares 741,015 Est. Cost $18.03 Unrealized -1.7%

FLS FLOWSERVE CORP 2.1%

Value ($000) $26,877 Shares 430,798 Est. Cost $43.03 Unrealized +7.1%

OXY OCCIDENTAL PETROLEUM CORP 2.0%

Value ($000) $25,251 Shares 269,944 Est. Cost $57.83 Unrealized +2.4%

— EMC CORP/MASSACHUSETTS 1.9%

Value ($000) $24,572 Shares 961,360 Est. Cost $23.62 Unrealized —

TEVA TEVA PHARMACEUTICAL-SP ADR 1.8%

Value ($000) $23,043 Shares 609,917 Est. Cost $37.87 Unrealized —

MDLZ MONDELEZ INTERNATIONAL INC 1.6%

Value ($000) $19,651 Shares 625,419 Est. Cost $23.16 Unrealized +2.4%

NXST NEXSTAR BROADCASTING GROUP INC 0.6%

Value ($000) $7,557 Shares 169,800 Est. Cost $26.48 Unrealized 0.0%

TBF PROSHARES SHORT 20+ YEAR TREASURY 0.3%

Value ($000) $3,315 Shares 103,500 Est. Cost $31.38 Unrealized —

— WHITEWAVE FOODS CO CL-A 0.2%

Value ($000) $2,653 Shares 132,831 Est. Cost $16.25 Unrealized —

CLDT CHATHAM LODGING TRUST 0.2%

Value ($000) $2,453 Shares 137,349 Est. Cost $17.18 Unrealized —

— RAYTHEON COMPANY 0.2%

Value ($000) $2,398 Shares 31,120 Est. Cost $66.12 Unrealized —

MTG MGIC INVESTMENT CORP 0.1%

Value ($000) $1,238 Shares 170,000 Est. Cost $5.69 Unrealized +24.7%

XOM EXXON MOBIL CORP 0.1%

Value ($000) $1,187 Shares 13,800 Est. Cost $53.69 Unrealized +0.9%

TBX PROSHARES SHORT 7 10 TREASURY 0.1%

Value ($000) $1,081 Shares 32,600 Est. Cost $33.44 Unrealized —

— ASPEN TECHNOLOGY INC 0.1%

Value ($000) $851 Shares 24,625 Est. Cost $28.79 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SINCLAIR BROADCAST GROUP INC	1,825,413	$61,188	4.8%	$33.52	—	CL A	829226109
—	ACTAVIS INC	420,090	$60,493	4.8%	$126.22	—	Common	00507K103
—	MYLAN LABORATORIES INC	1,578,634	$60,257	4.8%	$31.03	—	Common	628530107
EBAY	EBAY INC	952,355	$53,132	4.2%	$20.18	-1.1%	Common	278642103
SLB	SCHLUMBERGER LTD	543,715	$48,043	3.8%	$53.93	+9.4%	Common	806857108
—	US AIRWAYS GROUP INC	2,527,865	$47,929	3.8%	$16.73	—	Common	90341W108
FMC	FMC CORP	658,265	$47,211	3.7%	$40.72	+9.1%	Common	302491303
SNY	SANOFI-AVENTIS ADR	919,995	$46,579	3.7%	$51.51	—	Sponsored ADR	80105N105
—	SHIRE PLC	377,685	$45,281	3.6%	$95.11	—	Common	82481R106
PRU	PRUDENTIAL FINANCIAL INC	569,143	$44,381	3.5%	$38.68	+21.6%	Common	744320102
MCK	MCKESSON CORP	344,213	$44,163	3.5%	$101.72	+10.3%	Common	58155Q103
—	ADT CORP/THE	1,048,186	$42,619	3.4%	$39.98	—	Common	00101J106
—	HERTZ GLOBAL HOLDINGS INC COM	1,921,615	$42,583	3.4%	$24.35	—	Common	42805T105
RGA	REINSURANCE GROUP OF AMERICA	622,847	$41,724	3.3%	$63.38	+6.5%	Common	759351604
CVS	CVS CAREMARK CORP	728,636	$41,350	3.3%	$41.74	+2.5%	Common	126650100
COF	CAPITAL ONE FINANCIAL CORP	573,909	$39,451	3.1%	$47.00	+14.8%	Common	14040H105
IP	INTERNATIONAL PAPER CO	873,814	$39,147	3.1%	$25.91	+3.7%	Common	460146103
—	CAMERON INTERNATIONAL CORP	665,551	$38,848	3.1%	$61.10	—	Common	13342B105
MET	METLIFE INC	826,634	$38,811	3.1%	$24.43	+17.9%	Common	59156R108
—	CHICAGO BRIDGE & IRON CO NV	559,263	$37,901	3.0%	$59.66	—	Common	167250109
SLM	SLM CORP	1,448,524	$36,069	2.8%	$7.81	+11.8%	Common	78442P106
JPM	JPMORGAN CHASE & CO	688,550	$35,591	2.8%	$38.52	0.0%	Common	46625H100
—	TOWERS WATSON & CO	332,300	$35,543	2.8%	$81.94	—	Common	891894107
—	FOOT LOCKER INC	1,038,419	$35,244	2.8%	$35.13	—	Common	344849104
PENN	PENN NATIONAL GAMING INC	635,700	$35,193	2.8%	$12.65	-4.8%	Common	707569109
WMB	WILLIAMS COS INC	741,015	$26,943	2.1%	$18.03	-1.7%	Common	969457100
FLS	FLOWSERVE CORP	430,798	$26,877	2.1%	$43.03	+7.1%	Common	34354P105
OXY	OCCIDENTAL PETROLEUM CORP	269,944	$25,251	2.0%	$57.83	+2.4%	Common	674599105
—	EMC CORP/MASSACHUSETTS	961,360	$24,572	1.9%	$23.62	—	Common	268648102
TEVA	TEVA PHARMACEUTICAL-SP ADR	609,917	$23,043	1.8%	$37.87	—	ADR	881624209
MDLZ	MONDELEZ INTERNATIONAL INC	625,419	$19,651	1.6%	$23.16	+2.4%	Common	609207105
NXST	NEXSTAR BROADCASTING GROUP INC	169,800	$7,557	0.6%	$26.48	0.0%	CL A	65336K103
TBF	PROSHARES SHORT 20+ YEAR TREASURY	103,500	$3,315	0.3%	$31.38	—	SHRT 20+YR TRE	74347X849
—	WHITEWAVE FOODS CO CL-A	132,831	$2,653	0.2%	$16.25	—	Common	966244105
CLDT	CHATHAM LODGING TRUST	137,349	$2,453	0.2%	$17.18	—	Common	16208T102
—	RAYTHEON COMPANY	31,120	$2,398	0.2%	$66.12	—	Common	755111507
MTG	MGIC INVESTMENT CORP	170,000	$1,238	0.1%	$5.69	+24.7%	Common	552848103
XOM	EXXON MOBIL CORP	13,800	$1,187	0.1%	$53.69	+0.9%	Common	30231G102
TBX	PROSHARES SHORT 7 10 TREASURY	32,600	$1,081	0.1%	$33.44	—	SHRT 7010 YR TR	74348A608
—	ASPEN TECHNOLOGY INC	24,625	$851	0.1%	$28.79	—	Common	45327103