M.D. Sass, Inc. Diversified Active

CIK: 0000922940 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 13, 2014

Total Value ($000): $1,408,968 (100.0% shares, 0.0% debt)

Holdings (46)

— SINCLAIR BROADCAST GROUP INC 5.1%

Value ($000) $71,355 Shares 1,997,148 Est. Cost $33.71 Unrealized —

EBAY EBAY INC 4.9%

Value ($000) $69,058 Shares 1,258,055 Est. Cost $20.07 Unrealized -1.8%

AAL AMERICAN AIRLS GROUP INC 4.9%

Value ($000) $68,753 Shares 2,722,940 Est. Cost $21.78 Unrealized 0.0%

MCK MCKESSON CORP 4.7%

Value ($000) $65,661 Shares 406,823 Est. Cost $107.70 Unrealized +30.5%

— SHIRE PLC 4.3%

Value ($000) $61,175 Shares 432,985 Est. Cost $101.01 Unrealized —

SLB SCHLUMBERGER LTD 4.2%

Value ($000) $59,475 Shares 660,012 Est. Cost $55.89 Unrealized +16.4%

DAL DELTA AIR LINES INC DEL 4.1%

Value ($000) $57,353 Shares 2,087,778 Est. Cost $23.32 Unrealized 0.0%

CVS CVS CAREMARK CORPORATION 3.9%

Value ($000) $55,641 Shares 777,462 Est. Cost $42.02 Unrealized +10.2%

PRU PRUDENTIAL FINL INC 3.7%

Value ($000) $51,440 Shares 557,847 Est. Cost $38.68 Unrealized +33.1%

— ACTAVIS PLC 3.6%

Value ($000) $50,517 Shares 300,690 Est. Cost $168.00 Unrealized —

JPM JPMORGAN CHASE & CO 3.5%

Value ($000) $49,326 Shares 843,509 Est. Cost $38.72 Unrealized +2.3%

SNY SANOFI 3.4%

Value ($000) $48,486 Shares 904,120 Est. Cost $51.51 Unrealized —

RGA REINSURANCE GROUP AMER INC 3.4%

Value ($000) $47,569 Shares 614,547 Est. Cost $63.38 Unrealized +14.9%

— CAMERON INTERNATIONAL CORP 3.3%

Value ($000) $46,698 Shares 784,501 Est. Cost $60.86 Unrealized —

— EQUINIX INC 3.3%

Value ($000) $46,679 Shares 263,055 Est. Cost $177.45 Unrealized —

— MYLAN INC 3.3%

Value ($000) $46,603 Shares 1,073,884 Est. Cost $31.03 Unrealized —

FMC F M C CORP 3.3%

Value ($000) $46,534 Shares 616,690 Est. Cost $40.72 Unrealized +20.8%

MET METLIFE INC 3.1%

Value ($000) $43,833 Shares 812,964 Est. Cost $24.43 Unrealized +23.3%

COF CAPITAL ONE FINL CORP 3.1%

Value ($000) $43,306 Shares 565,313 Est. Cost $47.00 Unrealized +22.0%

— THE ADT CORPORATION 3.0%

Value ($000) $42,434 Shares 1,048,436 Est. Cost $39.98 Unrealized —

— FOOT LOCKER INC 2.9%

Value ($000) $40,867 Shares 986,151 Est. Cost $35.13 Unrealized —

GLPI GAMING & LEISURE PPTYS INC 2.9%

Value ($000) $40,334 Shares 793,825 Est. Cost $50.81 Unrealized —

WMB WILLIAMS COS INC DEL 2.7%

Value ($000) $38,572 Shares 1,000,046 Est. Cost $18.12 Unrealized +1.4%

— MONSANTO CO NEW 2.6%

Value ($000) $36,434 Shares 312,600 Est. Cost $116.55 Unrealized —

— REALOGY HLDGS CORP 2.6%

Value ($000) $36,343 Shares 734,675 Est. Cost $49.47 Unrealized —

SLM SLM CORP 2.3%

Value ($000) $32,962 Shares 1,254,251 Est. Cost $7.81 Unrealized +17.8%

— CBS CORP NEW 2.0%

Value ($000) $28,788 Shares 451,650 Est. Cost $63.74 Unrealized —

FLS FLOWSERVE CORP 1.9%

Value ($000) $27,204 Shares 345,098 Est. Cost $43.03 Unrealized +28.7%

— CHICAGO BRIDGE & IRON CO N V 1.9%

Value ($000) $26,418 Shares 317,713 Est. Cost $59.66 Unrealized —

— HOME LN SERVICING SOLUTIONS 0.4%

Value ($000) $5,107 Shares 222,331 Est. Cost $22.97 Unrealized —

NMIH NMI HLDGS INC 0.4%

Value ($000) $5,092 Shares 400,000 Est. Cost $13.30 Unrealized 0.0%

TBX PROSHARES TR 0.3%

Value ($000) $3,986 Shares 117,500 Est. Cost $33.79 Unrealized —

NXST NEXSTAR BROADCASTING GROUP I 0.2%

Value ($000) $3,349 Shares 60,103 Est. Cost $26.48 Unrealized +34.0%

— RAYTHEON CO 0.2%

Value ($000) $2,795 Shares 30,820 Est. Cost $66.12 Unrealized —

— MEDIA GEN INC 0.2%

Value ($000) $2,531 Shares 112,000 Est. Cost $22.60 Unrealized —

XOM EXXON MOBIL CORP 0.1%

Value ($000) $1,397 Shares 13,800 Est. Cost $53.69 Unrealized +4.2%

TBF PROSHARES TR 0.1%

Value ($000) $1,300 Shares 39,500 Est. Cost $31.38 Unrealized —

— ASPEN TECHNOLOGY INC 0.1%

Value ($000) $820 Shares 19,625 Est. Cost $41.78 Unrealized —

SPY SPDR S&P 500 ETF TR 0.1%

Value ($000) $748 Shares 4,050 Est. Cost $184.69 Unrealized —

AAPL APPLE INC 0.0%

Value ($000) $368 Shares 656 Est. Cost $16.37 Unrealized 0.0%

IP INTL PAPER CO 0.0%

Value ($000) $325 Shares 6,618 Est. Cost $25.91 Unrealized +0.4%

— APOLLO GLOBAL MGMT LLC 0.0%

Value ($000) $300 Shares 9,477 Est. Cost $31.66 Unrealized —

OXY OCCIDENTAL PETE CORP DEL 0.0%

Value ($000) $282 Shares 2,955 Est. Cost $57.83 Unrealized +9.6%

TEVA TEVA PHARMACEUTICAL INDS LTD 0.0%

Value ($000) $265 Shares 6,613 Est. Cost $37.87 Unrealized —

PFE PFIZER INC 0.0%

Value ($000) $251 Shares 8,200 Est. Cost $17.62 Unrealized 0.0%

WSM WILLIAMS SONOMA INC 0.0%

Value ($000) $234 Shares 4,003 Est. Cost $21.10 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SINCLAIR BROADCAST GROUP INC	1,997,148	$71,355	5.1%	$33.71	—	CL A	829226109
EBAY	EBAY INC	1,258,055	$69,058	4.9%	$20.07	-1.8%	COM	278642103
AAL	AMERICAN AIRLS GROUP INC	2,722,940	$68,753	4.9%	$21.78	0.0%	COM	02376R102
MCK	MCKESSON CORP	406,823	$65,661	4.7%	$107.70	+30.5%	COM	58155Q103
—	SHIRE PLC	432,985	$61,175	4.3%	$101.01	—	SPONSORED ADR	82481R106
SLB	SCHLUMBERGER LTD	660,012	$59,475	4.2%	$55.89	+16.4%	COM	806857108
DAL	DELTA AIR LINES INC DEL	2,087,778	$57,353	4.1%	$23.32	0.0%	COM NEW	247361702
CVS	CVS CAREMARK CORPORATION	777,462	$55,641	3.9%	$42.02	+10.2%	COM	126650100
PRU	PRUDENTIAL FINL INC	557,847	$51,440	3.7%	$38.68	+33.1%	COM	744320102
—	ACTAVIS PLC	300,690	$50,517	3.6%	$168.00	—	SHS	G0083B108
JPM	JPMORGAN CHASE & CO	843,509	$49,326	3.5%	$38.72	+2.3%	COM	46625H100
SNY	SANOFI	904,120	$48,486	3.4%	$51.51	—	SPONSORED ADR	80105N105
RGA	REINSURANCE GROUP AMER INC	614,547	$47,569	3.4%	$63.38	+14.9%	COM NEW	759351604
—	CAMERON INTERNATIONAL CORP	784,501	$46,698	3.3%	$60.86	—	COM	13342B105
—	EQUINIX INC	263,055	$46,679	3.3%	$177.45	—	COM NEW	29444U502
—	MYLAN INC	1,073,884	$46,603	3.3%	$31.03	—	COM	628530107
FMC	F M C CORP	616,690	$46,534	3.3%	$40.72	+20.8%	COM NEW	302491303
MET	METLIFE INC	812,964	$43,833	3.1%	$24.43	+23.3%	COM	59156R108
COF	CAPITAL ONE FINL CORP	565,313	$43,306	3.1%	$47.00	+22.0%	COM	14040H105
—	THE ADT CORPORATION	1,048,436	$42,434	3.0%	$39.98	—	COM	00101J106
—	FOOT LOCKER INC	986,151	$40,867	2.9%	$35.13	—	COM	344849104
GLPI	GAMING & LEISURE PPTYS INC	793,825	$40,334	2.9%	$50.81	—	COM	36467J108
WMB	WILLIAMS COS INC DEL	1,000,046	$38,572	2.7%	$18.12	+1.4%	COM	969457100
—	MONSANTO CO NEW	312,600	$36,434	2.6%	$116.55	—	COM	61166W101
—	REALOGY HLDGS CORP	734,675	$36,343	2.6%	$49.47	—	COM	75605Y106
SLM	SLM CORP	1,254,251	$32,962	2.3%	$7.81	+17.8%	COM	78442P106
—	CBS CORP NEW	451,650	$28,788	2.0%	$63.74	—	CL B	124857202
FLS	FLOWSERVE CORP	345,098	$27,204	1.9%	$43.03	+28.7%	COM	34354P105
—	CHICAGO BRIDGE & IRON CO N V	317,713	$26,418	1.9%	$59.66	—	COM	167250109
—	HOME LN SERVICING SOLUTIONS	222,331	$5,107	0.4%	$22.97	—	ORD SHS	G6648D109
NMIH	NMI HLDGS INC	400,000	$5,092	0.4%	$13.30	0.0%	CL A	629209305
TBX	PROSHARES TR	117,500	$3,986	0.3%	$33.79	—	SHT 7-10 YR TR	74348A608
NXST	NEXSTAR BROADCASTING GROUP I	60,103	$3,349	0.2%	$26.48	+34.0%	CL A	65336K103
—	RAYTHEON CO	30,820	$2,795	0.2%	$66.12	—	COM NEW	755111507
—	MEDIA GEN INC	112,000	$2,531	0.2%	$22.60	—	CL A	584404107
XOM	EXXON MOBIL CORP	13,800	$1,397	0.1%	$53.69	+4.2%	COM	30231G102
TBF	PROSHARES TR	39,500	$1,300	0.1%	$31.38	—	SHRT 20+YR TRE	74347X849
—	ASPEN TECHNOLOGY INC	19,625	$820	0.1%	$41.78	—	COM	045327103
SPY	SPDR S&P 500 ETF TR	4,050	$748	0.1%	$184.69	—	TR UNIT	78462F103
AAPL	APPLE INC	656	$368	0.0%	$16.37	0.0%	COM	037833100
IP	INTL PAPER CO	6,618	$325	0.0%	$25.91	+0.4%	COM	460146103
—	APOLLO GLOBAL MGMT LLC	9,477	$300	0.0%	$31.66	—	CL A SHS	037612306
OXY	OCCIDENTAL PETE CORP DEL	2,955	$282	0.0%	$57.83	+9.6%	COM	674599105
TEVA	TEVA PHARMACEUTICAL INDS LTD	6,613	$265	0.0%	$37.87	—	ADR	881624209
PFE	PFIZER INC	8,200	$251	0.0%	$17.62	0.0%	COM	717081103
WSM	WILLIAMS SONOMA INC	4,003	$234	0.0%	$21.10	0.0%	COM	969904101