M.D. Sass, LLC Diversified Active

Location: New York, NY

CIK: 0000922940 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 13, 2014

Total Value: $1.409B (100.0% shares, 0.0% debt)

Holdings (46)

— SINCLAIR BROADCAST GROUP INC 5.1%

Value $71.36M Shares 1,997,148 Est. Cost $33.71 Unrealized —

EBAY EBAY INC 4.9%

Value $69.06M Shares 1,258,055 Est. Cost $20.07 Unrealized -1.8%

AAL AMERICAN AIRLS GROUP INC 4.9%

Value $68.75M Shares 2,722,940 Est. Cost $21.78 Unrealized 0.0%

MCK MCKESSON CORP 4.7%

Value $65.66M Shares 406,823 Est. Cost $107.70 Unrealized +30.5%

— SHIRE PLC 4.3%

Value $61.17M Shares 432,985 Est. Cost $101.01 Unrealized —

SLB SCHLUMBERGER LTD 4.2%

Value $59.48M Shares 660,012 Est. Cost $55.89 Unrealized +16.4%

DAL DELTA AIR LINES INC DEL 4.1%

Value $57.35M Shares 2,087,778 Est. Cost $23.32 Unrealized 0.0%

CVS CVS CAREMARK CORPORATION 3.9%

Value $55.64M Shares 777,462 Est. Cost $42.02 Unrealized +10.2%

PRU PRUDENTIAL FINL INC 3.7%

Value $51.44M Shares 557,847 Est. Cost $38.68 Unrealized +33.1%

— ACTAVIS PLC 3.6%

Value $50.52M Shares 300,690 Est. Cost $168.00 Unrealized —

JPM JPMORGAN CHASE & CO 3.5%

Value $49.33M Shares 843,509 Est. Cost $38.72 Unrealized +2.3%

SNY SANOFI 3.4%

Value $48.49M Shares 904,120 Est. Cost $51.51 Unrealized —

RGA REINSURANCE GROUP AMER INC 3.4%

Value $47.57M Shares 614,547 Est. Cost $63.38 Unrealized +14.9%

— CAMERON INTERNATIONAL CORP 3.3%

Value $46.7M Shares 784,501 Est. Cost $60.86 Unrealized —

— EQUINIX INC 3.3%

Value $46.68M Shares 263,055 Est. Cost $177.45 Unrealized —

— MYLAN INC 3.3%

Value $46.6M Shares 1,073,884 Est. Cost $31.03 Unrealized —

FMC F M C CORP 3.3%

Value $46.53M Shares 616,690 Est. Cost $40.72 Unrealized +20.8%

MET METLIFE INC 3.1%

Value $43.83M Shares 812,964 Est. Cost $24.43 Unrealized +23.3%

COF CAPITAL ONE FINL CORP 3.1%

Value $43.31M Shares 565,313 Est. Cost $47.00 Unrealized +22.0%

— THE ADT CORPORATION 3.0%

Value $42.43M Shares 1,048,436 Est. Cost $39.98 Unrealized —

— FOOT LOCKER INC 2.9%

Value $40.87M Shares 986,151 Est. Cost $35.13 Unrealized —

GLPI GAMING & LEISURE PPTYS INC 2.9%

Value $40.33M Shares 793,825 Est. Cost $50.81 Unrealized —

WMB WILLIAMS COS INC DEL 2.7%

Value $38.57M Shares 1,000,046 Est. Cost $18.12 Unrealized +1.4%

— MONSANTO CO NEW 2.6%

Value $36.43M Shares 312,600 Est. Cost $116.55 Unrealized —

— REALOGY HLDGS CORP 2.6%

Value $36.34M Shares 734,675 Est. Cost $49.47 Unrealized —

SLM SLM CORP 2.3%

Value $32.96M Shares 1,254,251 Est. Cost $7.81 Unrealized +17.8%

— CBS CORP NEW 2.0%

Value $28.79M Shares 451,650 Est. Cost $63.74 Unrealized —

FLS FLOWSERVE CORP 1.9%

Value $27.2M Shares 345,098 Est. Cost $43.03 Unrealized +28.7%

— CHICAGO BRIDGE & IRON CO N V 1.9%

Value $26.42M Shares 317,713 Est. Cost $59.66 Unrealized —

— HOME LN SERVICING SOLUTIONS 0.4%

Value $5.107M Shares 222,331 Est. Cost $22.97 Unrealized —

NMIH NMI HLDGS INC 0.4%

Value $5.092M Shares 400,000 Est. Cost $13.30 Unrealized 0.0%

TBX PROSHARES TR 0.3%

Value $3.986M Shares 117,500 Est. Cost $33.79 Unrealized —

NXST NEXSTAR BROADCASTING GROUP I 0.2%

Value $3.349M Shares 60,103 Est. Cost $26.48 Unrealized +34.0%

— RAYTHEON CO 0.2%

Value $2.795M Shares 30,820 Est. Cost $66.12 Unrealized —

— MEDIA GEN INC 0.2%

Value $2.531M Shares 112,000 Est. Cost $22.60 Unrealized —

XOM EXXON MOBIL CORP 0.1%

Value $1.397M Shares 13,800 Est. Cost $53.69 Unrealized +4.2%

TBF PROSHARES TR 0.1%

Value $1.3M Shares 39,500 Est. Cost $31.38 Unrealized —

— ASPEN TECHNOLOGY INC 0.1%

Value $820K Shares 19,625 Est. Cost $41.78 Unrealized —

SPY SPDR S&P 500 ETF TR 0.1%

Value $748K Shares 4,050 Est. Cost $184.69 Unrealized —

AAPL APPLE INC 0.0%

Value $368K Shares 656 Est. Cost $16.37 Unrealized 0.0%

IP INTL PAPER CO 0.0%

Value $325K Shares 6,618 Est. Cost $25.91 Unrealized +0.4%

— APOLLO GLOBAL MGMT LLC 0.0%

Value $300K Shares 9,477 Est. Cost $31.66 Unrealized —

OXY OCCIDENTAL PETE CORP DEL 0.0%

Value $282K Shares 2,955 Est. Cost $57.83 Unrealized +9.6%

TEVA TEVA PHARMACEUTICAL INDS LTD 0.0%

Value $265K Shares 6,613 Est. Cost $37.87 Unrealized —

PFE PFIZER INC 0.0%

Value $251K Shares 8,200 Est. Cost $17.62 Unrealized 0.0%

WSM WILLIAMS SONOMA INC 0.0%

Value $234K Shares 4,003 Est. Cost $21.10 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	SINCLAIR BROADCAST GROUP INC	1,997,148	$71.36M	5.1%	$33.71	—	CL A	829226109
EBAY	EBAY INC	1,258,055	$69.06M	4.9%	$20.07	-1.8%	COM	278642103
AAL	AMERICAN AIRLS GROUP INC	2,722,940	$68.75M	4.9%	$21.78	0.0%	COM	02376R102
MCK	MCKESSON CORP	406,823	$65.66M	4.7%	$107.70	+30.5%	COM	58155Q103
—	SHIRE PLC	432,985	$61.17M	4.3%	$101.01	—	SPONSORED ADR	82481R106
SLB	SCHLUMBERGER LTD	660,012	$59.48M	4.2%	$55.89	+16.4%	COM	806857108
DAL	DELTA AIR LINES INC DEL	2,087,778	$57.35M	4.1%	$23.32	0.0%	COM NEW	247361702
CVS	CVS CAREMARK CORPORATION	777,462	$55.64M	3.9%	$42.02	+10.2%	COM	126650100
PRU	PRUDENTIAL FINL INC	557,847	$51.44M	3.7%	$38.68	+33.1%	COM	744320102
—	ACTAVIS PLC	300,690	$50.52M	3.6%	$168.00	—	SHS	G0083B108
JPM	JPMORGAN CHASE & CO	843,509	$49.33M	3.5%	$38.72	+2.3%	COM	46625H100
SNY	SANOFI	904,120	$48.49M	3.4%	$51.51	—	SPONSORED ADR	80105N105
RGA	REINSURANCE GROUP AMER INC	614,547	$47.57M	3.4%	$63.38	+14.9%	COM NEW	759351604
—	CAMERON INTERNATIONAL CORP	784,501	$46.7M	3.3%	$60.86	—	COM	13342B105
—	EQUINIX INC	263,055	$46.68M	3.3%	$177.45	—	COM NEW	29444U502
—	MYLAN INC	1,073,884	$46.6M	3.3%	$31.03	—	COM	628530107
FMC	F M C CORP	616,690	$46.53M	3.3%	$40.72	+20.8%	COM NEW	302491303
MET	METLIFE INC	812,964	$43.83M	3.1%	$24.43	+23.3%	COM	59156R108
COF	CAPITAL ONE FINL CORP	565,313	$43.31M	3.1%	$47.00	+22.0%	COM	14040H105
—	THE ADT CORPORATION	1,048,436	$42.43M	3.0%	$39.98	—	COM	00101J106
—	FOOT LOCKER INC	986,151	$40.87M	2.9%	$35.13	—	COM	344849104
GLPI	GAMING & LEISURE PPTYS INC	793,825	$40.33M	2.9%	$50.81	—	COM	36467J108
WMB	WILLIAMS COS INC DEL	1,000,046	$38.57M	2.7%	$18.12	+1.4%	COM	969457100
—	MONSANTO CO NEW	312,600	$36.43M	2.6%	$116.55	—	COM	61166W101
—	REALOGY HLDGS CORP	734,675	$36.34M	2.6%	$49.47	—	COM	75605Y106
SLM	SLM CORP	1,254,251	$32.96M	2.3%	$7.81	+17.8%	COM	78442P106
—	CBS CORP NEW	451,650	$28.79M	2.0%	$63.74	—	CL B	124857202
FLS	FLOWSERVE CORP	345,098	$27.2M	1.9%	$43.03	+28.7%	COM	34354P105
—	CHICAGO BRIDGE & IRON CO N V	317,713	$26.42M	1.9%	$59.66	—	COM	167250109
—	HOME LN SERVICING SOLUTIONS	222,331	$5.107M	0.4%	$22.97	—	ORD SHS	G6648D109
NMIH	NMI HLDGS INC	400,000	$5.092M	0.4%	$13.30	0.0%	CL A	629209305
TBX	PROSHARES TR	117,500	$3.986M	0.3%	$33.79	—	SHT 7-10 YR TR	74348A608
NXST	NEXSTAR BROADCASTING GROUP I	60,103	$3.349M	0.2%	$26.48	+34.0%	CL A	65336K103
—	RAYTHEON CO	30,820	$2.795M	0.2%	$66.12	—	COM NEW	755111507
—	MEDIA GEN INC	112,000	$2.531M	0.2%	$22.60	—	CL A	584404107
XOM	EXXON MOBIL CORP	13,800	$1.397M	0.1%	$53.69	+4.2%	COM	30231G102
TBF	PROSHARES TR	39,500	$1.3M	0.1%	$31.38	—	SHRT 20+YR TRE	74347X849
—	ASPEN TECHNOLOGY INC	19,625	$820K	0.1%	$41.78	—	COM	045327103
SPY	SPDR S&P 500 ETF TR	4,050	$748K	0.1%	$184.69	—	TR UNIT	78462F103
AAPL	APPLE INC	656	$368K	0.0%	$16.37	0.0%	COM	037833100
IP	INTL PAPER CO	6,618	$325K	0.0%	$25.91	+0.4%	COM	460146103
—	APOLLO GLOBAL MGMT LLC	9,477	$300K	0.0%	$31.66	—	CL A SHS	037612306
OXY	OCCIDENTAL PETE CORP DEL	2,955	$282K	0.0%	$57.83	+9.6%	COM	674599105
TEVA	TEVA PHARMACEUTICAL INDS LTD	6,613	$265K	0.0%	$37.87	—	ADR	881624209
PFE	PFIZER INC	8,200	$251K	0.0%	$17.62	0.0%	COM	717081103
WSM	WILLIAMS SONOMA INC	4,003	$234K	0.0%	$21.10	0.0%	COM	969904101