SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 12, 2019

Total Value ($000): $136,729 (100.0% shares, 0.0% debt)

Holdings (160)

SPY SPDR S&P 500 ETF TR 12.3%
Value ($000) $16,797 Shares 56,600 Est. Cost $296.99 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 6.9%
Value ($000) $9,478 Shares 45,563 Est. Cost $159.92 Unrealized +28.8%
CPRT COPART INC 3.3%
Value ($000) $4,446 Shares 55,348 Est. Cost $6.70 Unrealized +189.7%
DVA DAVITA INC 2.2%
Value ($000) $3,025 Shares 53,000 Est. Cost $59.08 Unrealized -1.7%
ALPS ETF TR 1.8%
Value ($000) $2,514 Shares 275,073 Est. Cost $9.08 Unrealized
AXP AMERICAN EXPRESS CO 1.6%
Value ($000) $2,240 Shares 18,940 Est. Cost $57.32 Unrealized +96.4%
CPB CAMPBELL SOUP CO 1.5%
Value ($000) $2,086 Shares 44,450 Est. Cost $36.29 Unrealized -3.4%
DAL DELTA AIR LINES INC DEL 1.5%
Value ($000) $2,028 Shares 35,200 Est. Cost $36.98 Unrealized +53.3%
WPX ENERGY INC 1.5%
Value ($000) $1,983 Shares 187,267 Est. Cost $10.64 Unrealized
FANG DIAMONDBACK ENERGY INC 1.4%
Value ($000) $1,975 Shares 21,967 Est. Cost $83.84 Unrealized -7.7%
SPGI S&P GLOBAL INC 1.4%
Value ($000) $1,961 Shares 8,003 Est. Cost $96.34 Unrealized +146.0%
NOBLE ENERGY INC 1.4%
Value ($000) $1,896 Shares 84,410 Est. Cost $28.85 Unrealized
MPC MARATHON PETE CORP 1.4%
Value ($000) $1,889 Shares 31,100 Est. Cost $32.28 Unrealized +33.5%
TMO THERMO FISHER SCIENTIFIC INC 1.2%
Value ($000) $1,669 Shares 5,731 Est. Cost $79.76 Unrealized +253.1%
OEC ORION ENGINEERED CARBONS S A 1.2%
Value ($000) $1,643 Shares 98,300 Est. Cost $20.32 Unrealized -19.5%
PARSLEY ENERGY INC 1.2%
Value ($000) $1,628 Shares 96,920 Est. Cost $23.07 Unrealized
PIONEER NAT RES CO 1.2%
Value ($000) $1,610 Shares 12,802 Est. Cost $158.43 Unrealized
MAG SILVER CORP 1.2%
Value ($000) $1,586 Shares 149,488 Est. Cost $9.35 Unrealized
CIMAREX ENERGY CO 1.1%
Value ($000) $1,474 Shares 30,754 Est. Cost $62.45 Unrealized
DLN WISDOMTREE TR 1.1%
Value ($000) $1,470 Shares 14,842 Est. Cost $95.04 Unrealized
IVW ISHARES TR 1.1%
Value ($000) $1,468 Shares 8,153 Est. Cost $168.68 Unrealized
MSFT MICROSOFT CORP 1.0%
Value ($000) $1,433 Shares 10,309 Est. Cost $32.33 Unrealized +301.8%
C CITIGROUP INC 1.0%
Value ($000) $1,363 Shares 19,736 Est. Cost $38.03 Unrealized +42.4%
UNH UNITEDHEALTH GROUP INC 1.0%
Value ($000) $1,302 Shares 5,993 Est. Cost $56.37 Unrealized +285.2%
WALGREENS BOOTS ALLIANCE INC 1.0%
Value ($000) $1,300 Shares 23,500 Est. Cost $59.99 Unrealized
PATTERN ENERGY GROUP INC 0.9%
Value ($000) $1,293 Shares 48,000 Est. Cost $19.84 Unrealized
AAL AMERICAN AIRLS GROUP INC 0.9%
Value ($000) $1,279 Shares 47,419 Est. Cost $27.77 Unrealized +4.5%
BWXT BWX TECHNOLOGIES INC 0.9%
Value ($000) $1,224 Shares 21,387 Est. Cost $45.37 Unrealized +13.7%
PSX PHILLIPS 66 0.8%
Value ($000) $1,089 Shares 10,639 Est. Cost $56.70 Unrealized +36.3%
UAL UNITED AIRLINES HLDGS INC 0.8%
Value ($000) $1,063 Shares 12,029 Est. Cost $50.40 Unrealized +75.3%
PRETIUM RES INC 0.8%
Value ($000) $1,047 Shares 91,000 Est. Cost $7.66 Unrealized
CAR AVIS BUDGET GROUP INC 0.7%
Value ($000) $1,015 Shares 35,900 Est. Cost $27.71 Unrealized +5.1%
AIG AMERICAN INTL GROUP INC 0.7%
Value ($000) $1,012 Shares 18,173 Est. Cost $33.62 Unrealized +39.1%
GOOG ALPHABET INC 0.7%
Value ($000) $1,012 Shares 830 Est. Cost $41.18 Unrealized +42.6%
PEP PEPSICO INC 0.7%
Value ($000) $971 Shares 7,082 Est. Cost $56.66 Unrealized +93.0%
ELV ANTHEM INC 0.7%
Value ($000) $944 Shares 3,930 Est. Cost $107.38 Unrealized +134.0%
FIS FIDELITY NATL INFORMATION SV 0.7%
Value ($000) $942 Shares 7,094 Est. Cost $35.01 Unrealized +234.6%
VOO VANGUARD INDEX FDS 0.7%
Value ($000) $934 Shares 3,428 Est. Cost $241.82 Unrealized
MEOH METHANEX CORP 0.7%
Value ($000) $917 Shares 25,860 Est. Cost $42.35 Unrealized -12.8%
VT VANGUARD INTL EQUITY INDEX F 0.7%
Value ($000) $916 Shares 12,238 Est. Cost $65.47 Unrealized
KO COCA COLA CO 0.7%
Value ($000) $914 Shares 16,781 Est. Cost $28.77 Unrealized +52.8%
CELGENE CORP 0.7%
Value ($000) $894 Shares 9,000 Est. Cost $88.96 Unrealized
UCTT ULTRA CLEAN HLDGS INC 0.7%
Value ($000) $893 Shares 61,000 Est. Cost $15.21 Unrealized -8.7%
GILD GILEAD SCIENCES INC 0.7%
Value ($000) $889 Shares 14,031 Est. Cost $54.29 Unrealized -6.1%
TRV TRAVELERS COMPANIES INC 0.6%
Value ($000) $871 Shares 5,855 Est. Cost $63.44 Unrealized +104.2%
CONSOL ENERGY INC NEW 0.6%
Value ($000) $841 Shares 53,800 Est. Cost $18.79 Unrealized
NTR NUTRIEN LTD 0.6%
Value ($000) $819 Shares 16,428 Est. Cost $38.37 Unrealized +6.9%
GAIA GAIA INC NEW 0.6%
Value ($000) $818 Shares 125,100 Est. Cost $9.88 Unrealized -28.6%
CALLON PETE CO DEL 0.6%
Value ($000) $800 Shares 184,269 Est. Cost $6.80 Unrealized
ABT ABBOTT LABS 0.6%
Value ($000) $796 Shares 9,509 Est. Cost $36.93 Unrealized +106.0%
MHK MOHAWK INDS INC 0.6%
Value ($000) $782 Shares 6,300 Est. Cost $130.13 Unrealized -1.3%
VO VANGUARD INDEX FDS 0.6%
Value ($000) $782 Shares 4,667 Est. Cost $167.10 Unrealized
WHITING PETE CORP NEW 0.6%
Value ($000) $774 Shares 96,347 Est. Cost $26.28 Unrealized
KRNY KEARNY FINL CORP MD 0.6%
Value ($000) $756 Shares 58,000 Est. Cost $13.86 Unrealized -5.3%
AXTA AXALTA COATING SYS LTD 0.5%
Value ($000) $721 Shares 23,900 Est. Cost $28.08 Unrealized +5.1%
MDLZ MONDELEZ INTL INC 0.5%
Value ($000) $694 Shares 12,547 Est. Cost $23.67 Unrealized +97.2%
INDB INDEPENDENT BANK CORP MASS 0.5%
Value ($000) $674 Shares 9,029 Est. Cost $63.00 Unrealized -6.4%
WMT WALMART INC 0.5%
Value ($000) $664 Shares 5,598 Est. Cost $19.98 Unrealized +72.4%
WPM WHEATON PRECIOUS METALS CORP 0.5%
Value ($000) $646 Shares 24,600 Est. Cost $18.30 Unrealized +36.8%
SINCLAIR BROADCAST GROUP INC 0.5%
Value ($000) $641 Shares 15,000 Est. Cost $28.79 Unrealized
ALTRA INDL MOTION CORP 0.5%
Value ($000) $637 Shares 23,000 Est. Cost $25.61 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $624 Shares 2 Est. Cost $309674.97 Unrealized -0.1%
EEM ISHARES TR 0.5%
Value ($000) $623 Shares 15,243 Est. Cost $45.00 Unrealized
CVE CENOVUS ENERGY INC 0.5%
Value ($000) $621 Shares 66,200 Est. Cost $8.02 Unrealized 0.0%
PYPL PAYPAL HLDGS INC 0.5%
Value ($000) $618 Shares 5,969 Est. Cost $36.05 Unrealized +204.9%
PG PROCTER & GAMBLE CO 0.4%
Value ($000) $614 Shares 4,935 Est. Cost $61.02 Unrealized +65.5%
TQQQ PROSHARES TR 0.4%
Value ($000) $610 Shares 9,900 Est. Cost Unrealized
QQQ INVESCO QQQ TR 0.4%
Value ($000) $604 Shares 3,200 Est. Cost Unrealized
BK BANK NEW YORK MELLON CORP 0.4%
Value ($000) $574 Shares 12,701 Est. Cost $42.65 Unrealized -13.3%
META FACEBOOK INC 0.4%
Value ($000) $565 Shares 3,175 Est. Cost $143.86 Unrealized +31.2%
SOURCE CAP INC 0.4%
Value ($000) $553 Shares 15,150 Est. Cost $36.29 Unrealized
SNA SNAP ON INC 0.4%
Value ($000) $550 Shares 3,512 Est. Cost $121.70 Unrealized +6.7%
FIRST TR HIGH INCOME L/S FD 0.4%
Value ($000) $549 Shares 36,190 Est. Cost $14.62 Unrealized
DIVIDEND & INCOME FUND 0.4%
Value ($000) $544 Shares 45,520 Est. Cost $12.56 Unrealized
IWP ISHARES TR 0.4%
Value ($000) $537 Shares 3,802 Est. Cost $131.71 Unrealized
ROYCE VALUE TR INC 0.4%
Value ($000) $537 Shares 39,040 Est. Cost $13.75 Unrealized
SEAGATE TECHNOLOGY PLC 0.4%
Value ($000) $536 Shares 9,957 Est. Cost $38.77 Unrealized
ALLIANZGI NFJ DIVID INT & PR 0.4%
Value ($000) $536 Shares 43,860 Est. Cost $12.39 Unrealized
WPM WHEATON PRECIOUS METALS CORP 0.4%
Value ($000) $525 Shares 20,000 Est. Cost $18.30 Unrealized +36.8%
ABERDEEN ASIA PACIFIC INCOM 0.4%
Value ($000) $518 Shares 123,520 Est. Cost $4.14 Unrealized
V VISA INC 0.4%
Value ($000) $516 Shares 3,000 Est. Cost $87.43 Unrealized +94.8%
ENB ENBRIDGE INC 0.4%
Value ($000) $512 Shares 14,600 Est. Cost $21.02 Unrealized +7.8%
MMSI MERIT MED SYS INC 0.4%
Value ($000) $510 Shares 16,750 Est. Cost $40.46 Unrealized 0.0%
MORGAN STANLEY EM MKTS DM DE 0.4%
Value ($000) $509 Shares 77,250 Est. Cost $6.12 Unrealized
CBRE CLARION GLOBAL REAL EST 0.4%
Value ($000) $505 Shares 63,810 Est. Cost $8.10 Unrealized
ADAM NAT RES FD INC 0.4%
Value ($000) $494 Shares 31,230 Est. Cost $19.03 Unrealized
BLACKROCK RES & COMM STRAT T 0.4%
Value ($000) $484 Shares 64,660 Est. Cost $7.93 Unrealized
SHV ISHARES TR 0.4%
Value ($000) $480 Shares 4,340 Est. Cost $110.46 Unrealized
AMGN AMGEN INC 0.4%
Value ($000) $479 Shares 2,476 Est. Cost $90.13 Unrealized +75.3%
BIL SPDR SERIES TRUST 0.3%
Value ($000) $467 Shares 5,100 Est. Cost $91.56 Unrealized
EQAL INVESCO EXCHNG TRADED FD TR 0.3%
Value ($000) $462 Shares 14,417 Est. Cost $32.18 Unrealized
PCSB FINL CORP 0.3%
Value ($000) $462 Shares 23,100 Est. Cost $17.08 Unrealized
CONCHO RES INC 0.3%
Value ($000) $456 Shares 6,712 Est. Cost $103.74 Unrealized
BAC BANK AMER CORP 0.3%
Value ($000) $456 Shares 15,616 Est. Cost $11.58 Unrealized +112.1%
FMC F M C CORP 0.3%
Value ($000) $456 Shares 5,202 Est. Cost $40.13 Unrealized +77.9%
BLACKROCK ENHANCED GBL DIV T 0.3%
Value ($000) $444 Shares 42,610 Est. Cost $10.67 Unrealized
GBIL GOLDMAN SACHS ETF TR 0.3%
Value ($000) $431 Shares 4,290 Est. Cost $100.07 Unrealized
TFLO ISHARES TR 0.3%
Value ($000) $430 Shares 8,560 Est. Cost $50.27 Unrealized
WISDOMTREE TR 0.3%
Value ($000) $430 Shares 17,180 Est. Cost $25.06 Unrealized
KIRKLAND LAKE GOLD LTD 0.3%
Value ($000) $426 Shares 9,500 Est. Cost $26.11 Unrealized
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $422 Shares 3,258 Est. Cost $76.58 Unrealized +43.6%
SU SUNCOR ENERGY INC NEW 0.3%
Value ($000) $420 Shares 13,300 Est. Cost $23.36 Unrealized 0.0%
BLACKROCK FLOAT RATE OME STR 0.3%
Value ($000) $411 Shares 32,560 Est. Cost $12.73 Unrealized
AEM AGNICO EAGLE MINES LTD 0.3%
Value ($000) $410 Shares 7,648 Est. Cost $25.35 Unrealized +93.3%
BERRY GLOBAL GROUP INC 0.3%
Value ($000) $399 Shares 10,149 Est. Cost $22.71 Unrealized
GPI GROUP 1 AUTOMOTIVE INC 0.3%
Value ($000) $381 Shares 4,129 Est. Cost $62.00 Unrealized +32.6%
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $380 Shares 2,516 Est. Cost $134.48 Unrealized
HIGHPOINT RES CORP 0.3%
Value ($000) $342 Shares 215,300 Est. Cost $5.08 Unrealized
PENN PENN NATL GAMING INC 0.2%
Value ($000) $326 Shares 17,500 Est. Cost $14.07 Unrealized +34.5%
VIOO VANGUARD ADMIRAL FDS INC 0.2%
Value ($000) $321 Shares 2,250 Est. Cost $142.67 Unrealized
ARCH COAL INC 0.2%
Value ($000) $312 Shares 4,200 Est. Cost $74.29 Unrealized
TGLS TECNOGLASS INC 0.2%
Value ($000) $309 Shares 38,000 Est. Cost $6.77 Unrealized -0.9%
HARBORONE BANCORP INC NEW 0.2%
Value ($000) $306 Shares 30,428 Est. Cost $10.06 Unrealized
IWR ISHARES TR 0.2%
Value ($000) $304 Shares 5,438 Est. Cost $125.76 Unrealized
IAA INC 0.2%
Value ($000) $303 Shares 7,254 Est. Cost $38.74 Unrealized
CORE LABORATORIES N V 0.2%
Value ($000) $296 Shares 6,358 Est. Cost $101.29 Unrealized
NUVEEN REAL ASSET INM AND GW 0.2%
Value ($000) $296 Shares 16,890 Est. Cost $16.04 Unrealized
CNQ CANADIAN NAT RES LTD 0.2%
Value ($000) $293 Shares 11,000 Est. Cost $8.91 Unrealized 0.0%
FRANKLIN UNVL TR 0.2%
Value ($000) $292 Shares 38,700 Est. Cost $6.64 Unrealized
GLD SPDR GOLD TRUST 0.2%
Value ($000) $286 Shares 2,057 Est. Cost $121.31 Unrealized
VB VANGUARD INDEX FDS 0.2%
Value ($000) $284 Shares 1,846 Est. Cost $155.76 Unrealized
IJR ISHARES TR 0.2%
Value ($000) $281 Shares 3,614 Est. Cost $87.26 Unrealized
ROYCE MICRO-CAP TR INC 0.2%
Value ($000) $276 Shares 34,270 Est. Cost $9.12 Unrealized
NUVEEN GLOBAL HIGH INCOME FD 0.2%
Value ($000) $274 Shares 17,610 Est. Cost $15.56 Unrealized
EATON VANCE SR INCOME TR 0.2%
Value ($000) $274 Shares 44,690 Est. Cost $6.26 Unrealized
GENERAL AMERN INVS INC 0.2%
Value ($000) $274 Shares 7,540 Est. Cost $31.07 Unrealized
IJK ISHARES TR 0.2%
Value ($000) $273 Shares 1,221 Est. Cost $232.92 Unrealized
MORGAN STANLEY EMER MKTS DEB 0.2%
Value ($000) $273 Shares 29,730 Est. Cost $8.98 Unrealized
EATON VANCE LTD DUR INCOME F 0.2%
Value ($000) $272 Shares 21,770 Est. Cost $12.49 Unrealized
EXP EAGLE MATERIALS INC 0.2%
Value ($000) $261 Shares 2,900 Est. Cost $69.18 Unrealized +20.2%
VEA VANGUARD TAX MANAGED INTL FD 0.2%
Value ($000) $261 Shares 6,344 Est. Cost $37.20 Unrealized
GABELLI HLTHCARE & WELLNESS 0.2%
Value ($000) $258 Shares 24,760 Est. Cost $10.33 Unrealized
BRSL INTERNATIONAL GAME TECHNOLOG 0.2%
Value ($000) $249 Shares 17,500 Est. Cost $9.59 Unrealized -7.1%
TSLA TESLA INC 0.2%
Value ($000) $241 Shares 1,000 Est. Cost Unrealized
BLFS BIOLIFE SOLUTIONS INC 0.2%
Value ($000) $233 Shares 14,000 Est. Cost $9.10 Unrealized +106.1%
DELAWARE ENHANCED GBL DIV & 0.2%
Value ($000) $218 Shares 22,077 Est. Cost $9.74 Unrealized
MEXICO FD INC 0.2%
Value ($000) $215 Shares 16,460 Est. Cost $15.74 Unrealized
BLACKROCK ENHANCED INTL DIV 0.1%
Value ($000) $195 Shares 35,950 Est. Cost $5.56 Unrealized
TEKLA LIFE SCIENCES INVS 0.1%
Value ($000) $189 Shares 12,520 Est. Cost $15.10 Unrealized
BLACKROCK FLOATING RATE INCO 0.1%
Value ($000) $171 Shares 13,970 Est. Cost $12.24 Unrealized
NUVERRA ENVIRONMENTAL SOLUTI 0.1%
Value ($000) $171 Shares 40,475 Est. Cost $8.17 Unrealized
ADVENT CONVERTIBLE & INCOME 0.1%
Value ($000) $170 Shares 11,690 Est. Cost $14.54 Unrealized
DWSN DAWSON GEOPHYSICAL CO NEW 0.1%
Value ($000) $165 Shares 77,000 Est. Cost $2.55 Unrealized -25.3%
PRETIUM RES INC 0.1%
Value ($000) $161 Shares 14,000 Est. Cost $7.66 Unrealized
SPY SPDR S&P 500 ETF TR 0.1%
Value ($000) $158 Shares 532 Est. Cost $296.99 Unrealized
OSISKO GOLD ROYALTIES LTD 0.1%
Value ($000) $149 Shares 16,000 Est. Cost $9.31 Unrealized
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $139 Shares 107,000 Est. Cost $2.25 Unrealized -38.7%
NORTHERN OIL & GAS INC NEV 0.1%
Value ($000) $139 Shares 71,000 Est. Cost Unrealized
CREDIT SUISSE ASSET MGMT INC 0.1%
Value ($000) $138 Shares 43,900 Est. Cost $3.10 Unrealized
ROYCE GLOBAL VALUE TR INC 0.1%
Value ($000) $136 Shares 13,410 Est. Cost $10.73 Unrealized
GABELLI GLB SML & MD CP VAL 0.1%
Value ($000) $134 Shares 12,030 Est. Cost $11.80 Unrealized
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $131 Shares 14,000 Est. Cost $8.02 Unrealized 0.0%
BOULDER GROWTH & INCOME FD I 0.1%
Value ($000) $130 Shares 11,600 Est. Cost $7.58 Unrealized
JAPAN SMALLER CAPTLZTN FD IN 0.1%
Value ($000) $110 Shares 12,500 Est. Cost $8.78 Unrealized
REEDS INC 0.1%
Value ($000) $101 Shares 78,000 Est. Cost $1.29 Unrealized
AR ANTERO RES CORP 0.1%
Value ($000) $77 Shares 25,333 Est. Cost $36.38 Unrealized -88.8%
KGC KINROSS GOLD CORP 0.1%
Value ($000) $76 Shares 16,500 Est. Cost $3.99 Unrealized +16.4%
SUTTER ROCK CAP CORP 0.1%
Value ($000) $72 Shares 11,500 Est. Cost $6.26 Unrealized
AR ANTERO RES CORP 0.0%
Value ($000) $63 Shares 21,000 Est. Cost $36.38 Unrealized -88.8%
RRC RANGE RES CORP 0.0%
Value ($000) $53 Shares 14,000 Est. Cost Unrealized