SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 5, 2020

Total Value ($000): $132,381 (100.0% shares, 0.0% debt)

Holdings (160)

BRK/B BERKSHIRE HATHAWAY INC DEL 7.8%
Value ($000) $10,320 Shares 45,563 Est. Cost $159.92 Unrealized +35.8%
SPY SPDR S&P 500 ETF TR 5.2%
Value ($000) $6,888 Shares 21,400 Est. Cost $296.99 Unrealized
CPRT COPART INC 3.8%
Value ($000) $5,015 Shares 55,148 Est. Cost $6.70 Unrealized +218.6%
DVA DAVITA INC 2.8%
Value ($000) $3,676 Shares 49,000 Est. Cost $59.08 Unrealized +12.3%
WPX ENERGY INC 1.9%
Value ($000) $2,573 Shares 187,267 Est. Cost $10.64 Unrealized
AXP AMERICAN EXPRESS CO 1.8%
Value ($000) $2,358 Shares 18,940 Est. Cost $57.32 Unrealized +92.1%
CPB CAMPBELL SOUP CO 1.7%
Value ($000) $2,197 Shares 44,450 Est. Cost $36.29 Unrealized +6.9%
SPGI S&P GLOBAL INC 1.7%
Value ($000) $2,185 Shares 8,003 Est. Cost $96.34 Unrealized +156.2%
NOBLE ENERGY INC 1.6%
Value ($000) $2,097 Shares 84,410 Est. Cost $28.85 Unrealized
DAL DELTA AIR LINES INC DEL 1.6%
Value ($000) $2,058 Shares 35,200 Est. Cost $36.98 Unrealized +46.3%
FANG DIAMONDBACK ENERGY INC 1.5%
Value ($000) $2,040 Shares 21,967 Est. Cost $83.84 Unrealized -22.7%
PIONEER NAT RES CO 1.5%
Value ($000) $1,938 Shares 12,802 Est. Cost $158.43 Unrealized
MPC MARATHON PETE CORP 1.4%
Value ($000) $1,874 Shares 31,100 Est. Cost $32.28 Unrealized +60.0%
TMO THERMO FISHER SCIENTIFIC INC 1.4%
Value ($000) $1,862 Shares 5,731 Est. Cost $79.76 Unrealized +274.1%
PARSLEY ENERGY INC 1.4%
Value ($000) $1,833 Shares 96,920 Est. Cost $23.07 Unrealized
MAG SILVER CORP 1.3%
Value ($000) $1,770 Shares 149,488 Est. Cost $9.35 Unrealized
UNH UNITEDHEALTH GROUP INC 1.3%
Value ($000) $1,762 Shares 5,993 Est. Cost $56.37 Unrealized +319.8%
MSFT MICROSOFT CORP 1.2%
Value ($000) $1,626 Shares 10,309 Est. Cost $32.33 Unrealized +330.6%
CIMAREX ENERGY CO 1.2%
Value ($000) $1,614 Shares 30,754 Est. Cost $62.45 Unrealized
IVW ISHARES TR 1.2%
Value ($000) $1,579 Shares 8,153 Est. Cost $168.68 Unrealized
C CITIGROUP INC 1.2%
Value ($000) $1,577 Shares 19,736 Est. Cost $38.03 Unrealized +55.8%
UCTT ULTRA CLEAN HLDGS INC 1.0%
Value ($000) $1,338 Shares 57,000 Est. Cost $15.21 Unrealized +32.9%
BWXT BWX TECHNOLOGIES INC 1.0%
Value ($000) $1,328 Shares 21,387 Est. Cost $45.37 Unrealized +21.3%
CVE CENOVUS ENERGY INC 1.0%
Value ($000) $1,266 Shares 124,700 Est. Cost $8.02 Unrealized +0.3%
BIL SPDR SERIES TRUST 0.9%
Value ($000) $1,225 Shares 13,394 Est. Cost $91.50 Unrealized
OEC ORION ENGINEERED CARBONS S A 0.9%
Value ($000) $1,224 Shares 63,400 Est. Cost $20.32 Unrealized -11.1%
WALGREENS BOOTS ALLIANCE INC 0.9%
Value ($000) $1,203 Shares 20,400 Est. Cost $59.99 Unrealized
ELV ANTHEM INC 0.9%
Value ($000) $1,187 Shares 3,930 Est. Cost $107.38 Unrealized +135.8%
PSX PHILLIPS 66 0.9%
Value ($000) $1,185 Shares 10,639 Est. Cost $56.70 Unrealized +54.1%
AAL AMERICAN AIRLS GROUP INC 0.9%
Value ($000) $1,162 Shares 40,500 Est. Cost $27.77 Unrealized +2.2%
CAR AVIS BUDGET GROUP INC 0.9%
Value ($000) $1,135 Shares 35,200 Est. Cost $27.71 Unrealized +2.8%
MEOH METHANEX CORP 0.9%
Value ($000) $1,126 Shares 29,160 Est. Cost $41.80 Unrealized -10.3%
GOOG ALPHABET INC 0.8%
Value ($000) $1,110 Shares 830 Est. Cost $41.18 Unrealized +55.5%
MMSI MERIT MED SYS INC 0.8%
Value ($000) $1,093 Shares 35,000 Est. Cost $34.29 Unrealized -16.5%
VO VANGUARD INDEX FDS 0.8%
Value ($000) $1,062 Shares 5,958 Est. Cost $169.51 Unrealized
UAL UNITED AIRLINES HLDGS INC 0.8%
Value ($000) $1,060 Shares 12,029 Est. Cost $50.40 Unrealized +78.1%
VOO VANGUARD INDEX FDS 0.8%
Value ($000) $1,021 Shares 3,450 Est. Cost $241.82 Unrealized
PRETIUM RES INC 0.8%
Value ($000) $1,002 Shares 90,000 Est. Cost $7.66 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.8%
Value ($000) $999 Shares 12,331 Est. Cost $65.47 Unrealized
FIS FIDELITY NATL INFORMATION SV 0.7%
Value ($000) $987 Shares 7,094 Est. Cost $35.01 Unrealized +238.8%
PEP PEPSICO INC 0.7%
Value ($000) $968 Shares 7,082 Est. Cost $56.66 Unrealized +99.0%
CALLON PETE CO DEL 0.7%
Value ($000) $938 Shares 194,109 Est. Cost $6.70 Unrealized
AIG AMERICAN INTL GROUP INC 0.7%
Value ($000) $933 Shares 18,173 Est. Cost $33.62 Unrealized +34.2%
KO COCA COLA CO 0.7%
Value ($000) $929 Shares 16,781 Est. Cost $28.77 Unrealized +54.7%
GILD GILEAD SCIENCES INC 0.7%
Value ($000) $912 Shares 14,031 Est. Cost $54.29 Unrealized -5.6%
ABT ABBOTT LABS 0.6%
Value ($000) $826 Shares 9,509 Est. Cost $36.93 Unrealized +103.9%
MHK MOHAWK INDS INC 0.6%
Value ($000) $818 Shares 6,000 Est. Cost $130.13 Unrealized +4.5%
TRV TRAVELERS COMPANIES INC 0.6%
Value ($000) $802 Shares 5,855 Est. Cost $63.44 Unrealized +88.0%
ALTRA INDL MOTION CORP 0.6%
Value ($000) $797 Shares 22,000 Est. Cost $25.61 Unrealized
NTR NUTRIEN LTD 0.6%
Value ($000) $787 Shares 16,428 Est. Cost $38.37 Unrealized +2.2%
GAIA GAIA INC NEW 0.6%
Value ($000) $781 Shares 97,750 Est. Cost $9.88 Unrealized -21.8%
INDB INDEPENDENT BANK CORP MASS 0.6%
Value ($000) $752 Shares 9,029 Est. Cost $63.00 Unrealized +6.2%
AXTA AXALTA COATING SYS LTD 0.5%
Value ($000) $714 Shares 23,500 Est. Cost $28.08 Unrealized +5.0%
WHITING PETE CORP NEW 0.5%
Value ($000) $707 Shares 96,347 Est. Cost $26.28 Unrealized
MDLZ MONDELEZ INTL INC 0.5%
Value ($000) $691 Shares 12,547 Est. Cost $23.67 Unrealized +93.8%
WMT WALMART INC 0.5%
Value ($000) $665 Shares 5,598 Est. Cost $19.98 Unrealized +82.0%
KRNY KEARNY FINL CORP MD 0.5%
Value ($000) $664 Shares 48,000 Est. Cost $13.86 Unrealized -0.4%
SU SUNCOR ENERGY INC NEW 0.5%
Value ($000) $656 Shares 20,000 Est. Cost $23.74 Unrealized +3.2%
META FACEBOOK INC 0.5%
Value ($000) $652 Shares 3,175 Est. Cost $143.86 Unrealized +33.7%
PYPL PAYPAL HLDGS INC 0.5%
Value ($000) $646 Shares 5,969 Est. Cost $36.05 Unrealized +188.4%
BK BANK NEW YORK MELLON CORP 0.5%
Value ($000) $639 Shares 12,701 Est. Cost $42.65 Unrealized -6.4%
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $616 Shares 4,935 Est. Cost $61.02 Unrealized +72.5%
PATTERN ENERGY GROUP INC 0.5%
Value ($000) $602 Shares 22,500 Est. Cost $19.84 Unrealized
AMGN AMGEN INC 0.5%
Value ($000) $597 Shares 2,476 Est. Cost $90.13 Unrealized +102.7%
WPM WHEATON PRECIOUS METALS CORP 0.4%
Value ($000) $595 Shares 20,000 Est. Cost $18.30 Unrealized +39.3%
WPM WHEATON PRECIOUS METALS CORP 0.4%
Value ($000) $595 Shares 20,000 Est. Cost $18.30 Unrealized +39.3%
DIVIDEND & INCOME FUND 0.4%
Value ($000) $594 Shares 44,150 Est. Cost $12.56 Unrealized
SEAGATE TECHNOLOGY PLC 0.4%
Value ($000) $592 Shares 9,957 Est. Cost $38.77 Unrealized
CONCHO RES INC 0.4%
Value ($000) $588 Shares 6,712 Est. Cost $103.74 Unrealized
BLACKROCK FLOAT RATE OME STR 0.4%
Value ($000) $587 Shares 43,650 Est. Cost $12.91 Unrealized
BLACKROCK ENHANCED INTL DIV 0.4%
Value ($000) $586 Shares 99,430 Est. Cost $5.77 Unrealized
ENB ENBRIDGE INC 0.4%
Value ($000) $581 Shares 14,600 Est. Cost $21.02 Unrealized +18.2%
IWP ISHARES TR 0.4%
Value ($000) $580 Shares 3,802 Est. Cost $131.71 Unrealized
SHV ISHARES TR 0.4%
Value ($000) $580 Shares 5,250 Est. Cost $110.46 Unrealized
BLACKROCK ENHANCED GBL DIV T 0.4%
Value ($000) $579 Shares 52,650 Est. Cost $10.73 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.4%
Value ($000) $578 Shares 9,000 Est. Cost $45.19 Unrealized 0.0%
BLACKROCK RES & COMM STRAT T 0.4%
Value ($000) $577 Shares 71,550 Est. Cost $7.95 Unrealized
ROYCE VALUE TR INC 0.4%
Value ($000) $577 Shares 39,040 Est. Cost $13.75 Unrealized
VOYA GLBL EQTY DIV & PREM OP 0.4%
Value ($000) $575 Shares 92,860 Est. Cost $6.19 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.4%
Value ($000) $569 Shares 133,890 Est. Cost $4.15 Unrealized
SOURCE CAP INC 0.4%
Value ($000) $567 Shares 14,660 Est. Cost $36.29 Unrealized
V VISA INC 0.4%
Value ($000) $564 Shares 3,000 Est. Cost $87.43 Unrealized +97.3%
BAC BANK AMER CORP 0.4%
Value ($000) $550 Shares 15,616 Est. Cost $11.58 Unrealized +139.9%
CONSOL ENERGY INC NEW 0.4%
Value ($000) $528 Shares 36,400 Est. Cost $18.79 Unrealized
SNA SNAP ON INC 0.4%
Value ($000) $527 Shares 3,112 Est. Cost $121.70 Unrealized +14.0%
GBIL GOLDMAN SACHS ETF TR 0.4%
Value ($000) $524 Shares 5,230 Est. Cost $100.10 Unrealized
EEM ISHARES TR 0.4%
Value ($000) $521 Shares 11,618 Est. Cost $45.00 Unrealized
FMC F M C CORP 0.4%
Value ($000) $519 Shares 5,202 Est. Cost $40.13 Unrealized +93.6%
ADAM NAT RES FD INC 0.4%
Value ($000) $514 Shares 31,230 Est. Cost $19.03 Unrealized
GABELLI DIVD & INCOME TR 0.4%
Value ($000) $507 Shares 23,120 Est. Cost $21.93 Unrealized
DLN WISDOMTREE TR 0.4%
Value ($000) $506 Shares 4,779 Est. Cost $95.04 Unrealized
SINCLAIR BROADCAST GROUP INC 0.4%
Value ($000) $500 Shares 15,000 Est. Cost $28.79 Unrealized
WISDOMTREE TR 0.4%
Value ($000) $493 Shares 19,670 Est. Cost $25.06 Unrealized
EQAL INVESCO EXCHNG TRADED FD TR 0.4%
Value ($000) $493 Shares 14,421 Est. Cost $32.18 Unrealized
BERRY GLOBAL GROUP INC 0.4%
Value ($000) $482 Shares 10,149 Est. Cost $22.71 Unrealized
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $475 Shares 3,258 Est. Cost $76.58 Unrealized +49.0%
AEM AGNICO EAGLE MINES LTD 0.4%
Value ($000) $471 Shares 7,648 Est. Cost $25.35 Unrealized +98.6%
VIOO VANGUARD ADMIRAL FDS INC 0.4%
Value ($000) $471 Shares 3,096 Est. Cost $145.25 Unrealized
PCSB FINL CORP 0.4%
Value ($000) $468 Shares 23,100 Est. Cost $17.08 Unrealized
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $467 Shares 3,200 Est. Cost $76.58 Unrealized +49.0%
ALPS ETF TR 0.4%
Value ($000) $466 Shares 54,812 Est. Cost $9.08 Unrealized
TFLO ISHARES TR 0.3%
Value ($000) $455 Shares 9,060 Est. Cost $50.27 Unrealized
PENN PENN NATL GAMING INC 0.3%
Value ($000) $447 Shares 17,500 Est. Cost $14.07 Unrealized +57.9%
KIRKLAND LAKE GOLD LTD 0.3%
Value ($000) $419 Shares 9,500 Est. Cost $26.11 Unrealized
GPI GROUP 1 AUTOMOTIVE INC 0.3%
Value ($000) $413 Shares 4,129 Est. Cost $62.00 Unrealized +59.1%
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $413 Shares 2,526 Est. Cost $134.48 Unrealized
CBRE CLARION GLOBAL REAL EST 0.3%
Value ($000) $399 Shares 49,780 Est. Cost $8.10 Unrealized
NUVEEN GLOBAL HIGH INCOME FD 0.3%
Value ($000) $398 Shares 24,280 Est. Cost $15.79 Unrealized
HIGHPOINT RES CORP 0.3%
Value ($000) $364 Shares 215,300 Est. Cost $5.08 Unrealized
CNQ CANADIAN NAT RES LTD 0.3%
Value ($000) $356 Shares 11,000 Est. Cost $8.91 Unrealized +10.9%
IAA INC 0.3%
Value ($000) $341 Shares 7,254 Est. Cost $38.74 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.3%
Value ($000) $340 Shares 1 Est. Cost $309674.97 Unrealized +5.2%
HARBORONE BANCORP INC NEW 0.3%
Value ($000) $334 Shares 30,428 Est. Cost $10.06 Unrealized
VB VANGUARD INDEX FDS 0.2%
Value ($000) $318 Shares 1,919 Est. Cost $156.14 Unrealized
TGLS TECNOGLASS INC 0.2%
Value ($000) $314 Shares 38,000 Est. Cost $6.77 Unrealized +10.9%
ROYCE GLOBAL VALUE TR INC 0.2%
Value ($000) $303 Shares 25,940 Est. Cost $11.19 Unrealized
ROYCE MICRO-CAP TR INC 0.2%
Value ($000) $293 Shares 34,270 Est. Cost $9.12 Unrealized
IJK ISHARES TR 0.2%
Value ($000) $292 Shares 1,226 Est. Cost $232.92 Unrealized
LAZARD GLB TTL RET&INCM FD I 0.2%
Value ($000) $291 Shares 17,610 Est. Cost $16.52 Unrealized
TEKLA LIFE SCIENCES INVS 0.2%
Value ($000) $291 Shares 16,670 Est. Cost $15.68 Unrealized
EATON VANCE LTD DUR INCOME F 0.2%
Value ($000) $288 Shares 21,770 Est. Cost $12.49 Unrealized
GABELLI HLTHCARE & WELLNESS 0.2%
Value ($000) $285 Shares 24,760 Est. Cost $10.33 Unrealized
GENERAL AMERN INVS INC 0.2%
Value ($000) $285 Shares 7,540 Est. Cost $31.07 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.2%
Value ($000) $282 Shares 6,397 Est. Cost $37.20 Unrealized
ARCH COAL INC 0.2%
Value ($000) $280 Shares 3,900 Est. Cost $74.29 Unrealized
JAPAN SMALLER CAPTLZTN FD IN 0.2%
Value ($000) $268 Shares 30,000 Est. Cost $8.87 Unrealized
GLD SPDR GOLD TRUST 0.2%
Value ($000) $268 Shares 1,877 Est. Cost $121.31 Unrealized
INGERSOLL-RAND PLC 0.2%
Value ($000) $266 Shares 2,000 Est. Cost Unrealized
DWSN DAWSON GEOPHYSICAL CO NEW 0.2%
Value ($000) $247 Shares 103,000 Est. Cost $2.41 Unrealized -17.5%
PROSHARES TR 0.2%
Value ($000) $247 Shares 9,653 Est. Cost $25.59 Unrealized
CORE LABORATORIES N V 0.2%
Value ($000) $240 Shares 6,358 Est. Cost $101.29 Unrealized
DELAWARE ENHANCED GBL DIV & 0.2%
Value ($000) $230 Shares 22,077 Est. Cost $9.74 Unrealized
EXP EAGLE MATERIALS INC 0.2%
Value ($000) $227 Shares 2,500 Est. Cost $69.18 Unrealized +28.5%
BLFS BIOLIFE SOLUTIONS INC 0.2%
Value ($000) $227 Shares 14,000 Est. Cost $9.10 Unrealized +78.6%
MEXICO FD INC 0.2%
Value ($000) $226 Shares 16,460 Est. Cost $15.74 Unrealized
IBB ISHARES TR 0.2%
Value ($000) $224 Shares 1,856 Est. Cost $120.69 Unrealized
FIRST TR HIGH INCOME L/S FD 0.2%
Value ($000) $219 Shares 13,880 Est. Cost $14.62 Unrealized
OSISKO GOLD ROYALTIES LTD 0.2%
Value ($000) $201 Shares 20,750 Est. Cost $9.40 Unrealized
BLACKROCK FLOATING RATE INCO 0.1%
Value ($000) $180 Shares 13,970 Est. Cost $12.24 Unrealized
NORTHERN OIL & GAS INC NEV 0.1%
Value ($000) $166 Shares 71,000 Est. Cost Unrealized
PRETIUM RES INC 0.1%
Value ($000) $156 Shares 14,000 Est. Cost $7.66 Unrealized
CVE CENOVUS ENERGY INC 0.1%
Value ($000) $152 Shares 15,000 Est. Cost $8.02 Unrealized +0.3%
XPHDX PIONEER FLOATING RATE TR 0.1%
Value ($000) $147 Shares 13,360 Est. Cost $11.00 Unrealized
MADISON CVRED CALL & EQ STR 0.1%
Value ($000) $144 Shares 21,760 Est. Cost $6.62 Unrealized
ALLIANZGI NFJ DIVID INT & PR 0.1%
Value ($000) $144 Shares 11,110 Est. Cost $12.39 Unrealized
ABERDEEN EMRG MRKTS EQT INM 0.1%
Value ($000) $144 Shares 18,960 Est. Cost $7.59 Unrealized
GABELLI GLB SML & MD CP VAL 0.1%
Value ($000) $142 Shares 12,030 Est. Cost $11.80 Unrealized
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $137 Shares 107,000 Est. Cost $2.25 Unrealized -42.9%
BOULDER GROWTH & INCOME FD I 0.1%
Value ($000) $137 Shares 11,600 Est. Cost $7.58 Unrealized
TSAKOS ENERGY NAVIGATION LTD 0.1%
Value ($000) $131 Shares 30,000 Est. Cost Unrealized
REEDS INC 0.1%
Value ($000) $127 Shares 140,000 Est. Cost $1.12 Unrealized
TACT TRANSACT TECHNOLOGIES INC 0.1%
Value ($000) $110 Shares 10,000 Est. Cost $11.48 Unrealized 0.0%
NUVERRA ENVIRONMENTAL SOLUTI 0.1%
Value ($000) $91 Shares 31,400 Est. Cost $8.17 Unrealized
RRC RANGE RES CORP 0.1%
Value ($000) $87 Shares 18,000 Est. Cost $4.03 Unrealized 0.0%
KGC KINROSS GOLD CORP 0.1%
Value ($000) $78 Shares 16,500 Est. Cost $3.99 Unrealized +13.1%
AR ANTERO RES CORP 0.1%
Value ($000) $72 Shares 25,333 Est. Cost $36.38 Unrealized -93.0%
AR ANTERO RES CORP 0.0%
Value ($000) $60 Shares 21,000 Est. Cost $36.38 Unrealized -93.0%
ENERPLUS CORP 0.0%
Value ($000) $54 Shares 7,600 Est. Cost $7.11 Unrealized
ENERPLUS CORP 0.0%
Value ($000) $29 Shares 4,000 Est. Cost $7.11 Unrealized
RRC RANGE RES CORP 0.0%
Value ($000) $9 Shares 1,800 Est. Cost $4.03 Unrealized 0.0%