SHEPHERD KAPLAN KROCHUK, LLC Diversified Active

CIK: 0001218583 · Show all filings

Period: Q2 2019 (← Previous) (Next →)

Filing Date: Aug 12, 2019

Total Value ($000): $141,492 (100.0% shares, 0.0% debt)

Holdings (161)

SPY SPDR S&P 500 ETF TR 12.8%
Value ($000) $18,049 Shares 61,600 Est. Cost $276.63 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 6.9%
Value ($000) $9,713 Shares 45,563 Est. Cost $159.92 Unrealized +29.4%
CPRT COPART INC 2.9%
Value ($000) $4,167 Shares 55,748 Est. Cost $6.70 Unrealized +156.1%
DVA DAVITA INC 2.3%
Value ($000) $3,229 Shares 57,400 Est. Cost $59.08 Unrealized -12.3%
ALPS ETF TR 1.9%
Value ($000) $2,642 Shares 268,242 Est. Cost $9.07 Unrealized
FANG DIAMONDBACK ENERGY INC 1.7%
Value ($000) $2,394 Shares 21,967 Est. Cost $83.84 Unrealized -3.2%
AXP AMERICAN EXPRESS CO 1.7%
Value ($000) $2,338 Shares 18,940 Est. Cost $57.32 Unrealized +87.5%
WPX ENERGY INC 1.5%
Value ($000) $2,155 Shares 187,267 Est. Cost $10.64 Unrealized
WALGREENS BOOTS ALLIANCE INC 1.4%
Value ($000) $2,034 Shares 37,200 Est. Cost $59.99 Unrealized
DAL DELTA AIR LINES INC DEL 1.4%
Value ($000) $1,998 Shares 35,200 Est. Cost $36.98 Unrealized +44.1%
PIONEER NAT RES CO 1.4%
Value ($000) $1,970 Shares 12,802 Est. Cost $158.43 Unrealized
NOBLE ENERGY INC 1.3%
Value ($000) $1,891 Shares 84,410 Est. Cost $28.85 Unrealized
PARSLEY ENERGY INC 1.3%
Value ($000) $1,842 Shares 96,920 Est. Cost $23.07 Unrealized
CIMAREX ENERGY CO 1.3%
Value ($000) $1,825 Shares 30,754 Est. Cost $62.45 Unrealized
SPGI S&P GLOBAL INC 1.3%
Value ($000) $1,823 Shares 8,003 Est. Cost $96.34 Unrealized +114.4%
WHITING PETE CORP NEW 1.3%
Value ($000) $1,800 Shares 96,347 Est. Cost $26.28 Unrealized
CPB CAMPBELL SOUP CO 1.3%
Value ($000) $1,781 Shares 44,450 Est. Cost $36.29 Unrealized -12.9%
MPC MARATHON PETE CORP 1.2%
Value ($000) $1,738 Shares 31,100 Est. Cost $32.28 Unrealized +37.1%
MAG SILVER CORP 1.2%
Value ($000) $1,689 Shares 160,238 Est. Cost $9.35 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.2%
Value ($000) $1,683 Shares 5,731 Est. Cost $79.76 Unrealized +239.4%
IVW ISHARES TR 1.1%
Value ($000) $1,572 Shares 8,773 Est. Cost $168.68 Unrealized
UNH UNITEDHEALTH GROUP INC 1.0%
Value ($000) $1,462 Shares 5,993 Est. Cost $56.37 Unrealized +282.3%
DLN WISDOMTREE TR 1.0%
Value ($000) $1,437 Shares 14,827 Est. Cost $95.04 Unrealized
C CITIGROUP INC 1.0%
Value ($000) $1,382 Shares 19,736 Est. Cost $38.03 Unrealized +39.1%
MSFT MICROSOFT CORP 1.0%
Value ($000) $1,381 Shares 10,309 Est. Cost $32.33 Unrealized +269.7%
PATTERN ENERGY GROUP INC 0.9%
Value ($000) $1,320 Shares 57,150 Est. Cost $19.84 Unrealized
QQQ INVESCO QQQ TR 0.9%
Value ($000) $1,251 Shares 6,700 Est. Cost Unrealized
BWXT BWX TECHNOLOGIES INC 0.9%
Value ($000) $1,245 Shares 23,887 Est. Cost $45.37 Unrealized +1.3%
CALLON PETE CO DEL 0.9%
Value ($000) $1,214 Shares 184,269 Est. Cost $6.80 Unrealized
CAR AVIS BUDGET GROUP INC 0.9%
Value ($000) $1,210 Shares 34,400 Est. Cost $27.65 Unrealized +15.3%
ELV ANTHEM INC 0.8%
Value ($000) $1,109 Shares 3,930 Est. Cost $107.38 Unrealized +132.7%
MEOH METHANEX CORP 0.8%
Value ($000) $1,076 Shares 23,660 Est. Cost $42.86 Unrealized +17.0%
PEP PEPSICO INC 0.7%
Value ($000) $1,060 Shares 8,082 Est. Cost $56.66 Unrealized +84.9%
OEC ORION ENGINEERED CARBONS S A 0.7%
Value ($000) $1,056 Shares 49,306 Est. Cost $24.25 Unrealized -18.5%
UAL UNITED CONTL HLDGS INC 0.7%
Value ($000) $1,053 Shares 12,029 Est. Cost $50.40 Unrealized +67.9%
AIG AMERICAN INTL GROUP INC 0.7%
Value ($000) $1,050 Shares 19,701 Est. Cost $33.62 Unrealized +24.7%
AAL AMERICAN AIRLS GROUP INC 0.7%
Value ($000) $1,027 Shares 31,500 Est. Cost $27.14 Unrealized +17.6%
UCTT ULTRA CLEAN HLDGS INC 0.7%
Value ($000) $1,002 Shares 72,000 Est. Cost $15.21 Unrealized -16.2%
PSX PHILLIPS 66 0.7%
Value ($000) $995 Shares 10,639 Est. Cost $56.70 Unrealized +20.8%
GILD GILEAD SCIENCES INC 0.7%
Value ($000) $948 Shares 14,031 Est. Cost $54.29 Unrealized -6.4%
PRETIUM RES INC 0.7%
Value ($000) $931 Shares 93,029 Est. Cost $7.66 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $915 Shares 12,168 Est. Cost $65.47 Unrealized
GOOG ALPHABET INC 0.6%
Value ($000) $897 Shares 830 Est. Cost $41.18 Unrealized +39.0%
NTR NUTRIEN LTD 0.6%
Value ($000) $878 Shares 16,428 Est. Cost $38.37 Unrealized +8.5%
TRV TRAVELERS COMPANIES INC 0.6%
Value ($000) $875 Shares 5,855 Est. Cost $63.44 Unrealized +97.0%
FIS FIDELITY NATL INFORMATION SV 0.6%
Value ($000) $870 Shares 7,094 Est. Cost $35.01 Unrealized +195.1%
KO COCA COLA CO 0.6%
Value ($000) $854 Shares 16,781 Est. Cost $28.77 Unrealized +38.8%
CELGENE CORP 0.6%
Value ($000) $832 Shares 9,000 Est. Cost $88.96 Unrealized
ABT ABBOTT LABS 0.6%
Value ($000) $826 Shares 9,822 Est. Cost $36.93 Unrealized +90.1%
VOO VANGUARD INDEX FDS 0.6%
Value ($000) $807 Shares 2,998 Est. Cost $237.42 Unrealized
SINCLAIR BROADCAST GROUP INC 0.6%
Value ($000) $804 Shares 15,000 Est. Cost $28.79 Unrealized
GAIA GAIA INC NEW 0.6%
Value ($000) $804 Shares 106,094 Est. Cost $10.39 Unrealized -19.1%
VO VANGUARD INDEX FDS 0.5%
Value ($000) $775 Shares 4,638 Est. Cost $167.10 Unrealized
KRNY KEARNY FINL CORP MD 0.5%
Value ($000) $771 Shares 58,000 Est. Cost $13.86 Unrealized -3.0%
AXTA AXALTA COATING SYS LTD 0.5%
Value ($000) $712 Shares 23,900 Est. Cost $28.08 Unrealized -5.6%
CONCHO RES INC 0.5%
Value ($000) $693 Shares 6,712 Est. Cost $103.74 Unrealized
INDB INDEPENDENT BANK CORP MASS 0.5%
Value ($000) $688 Shares 9,029 Est. Cost $63.00 Unrealized 0.0%
PYPL PAYPAL HLDGS INC 0.5%
Value ($000) $683 Shares 5,969 Est. Cost $36.05 Unrealized +206.7%
WPM WHEATON PRECIOUS METALS CORP 0.5%
Value ($000) $682 Shares 28,200 Est. Cost $18.30 Unrealized +12.3%
ALTRA INDL MOTION CORP 0.5%
Value ($000) $682 Shares 19,000 Est. Cost $25.17 Unrealized
MDLZ MONDELEZ INTL INC 0.5%
Value ($000) $676 Shares 12,547 Est. Cost $23.67 Unrealized +86.3%
EEM ISHARES TR 0.5%
Value ($000) $654 Shares 15,243 Est. Cost $45.00 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $637 Shares 2 Est. Cost $309674.97 Unrealized +0.4%
WMT WALMART INC 0.4%
Value ($000) $619 Shares 5,598 Est. Cost $19.98 Unrealized +56.6%
META FACEBOOK INC 0.4%
Value ($000) $613 Shares 3,175 Est. Cost $143.86 Unrealized +26.1%
TQQQ PROSHARES TR 0.4%
Value ($000) $612 Shares 9,900 Est. Cost Unrealized
SNA SNAP ON INC 0.4%
Value ($000) $598 Shares 3,612 Est. Cost $121.70 Unrealized +12.3%
BK BANK NEW YORK MELLON CORP 0.4%
Value ($000) $561 Shares 12,701 Est. Cost $42.65 Unrealized -9.0%
MHK MOHAWK INDS INC 0.4%
Value ($000) $560 Shares 3,800 Est. Cost $131.28 Unrealized +5.5%
GENERAL AMERN INVS INC 0.4%
Value ($000) $551 Shares 15,530 Est. Cost $31.07 Unrealized
FIRST TR HIGH INCOME L/S FD 0.4%
Value ($000) $544 Shares 36,190 Est. Cost $14.62 Unrealized
ALLIANZGI NFJ DIVID INT & PR 0.4%
Value ($000) $544 Shares 43,860 Est. Cost $12.39 Unrealized
IWP ISHARES TR 0.4%
Value ($000) $542 Shares 3,802 Est. Cost $131.71 Unrealized
PG PROCTER AND GAMBLE CO 0.4%
Value ($000) $541 Shares 4,935 Est. Cost $61.02 Unrealized +48.3%
MORGAN STANLEY EM MKTS DM DE 0.4%
Value ($000) $534 Shares 77,250 Est. Cost $6.12 Unrealized
BERRY GLOBAL GROUP INC 0.4%
Value ($000) $534 Shares 10,149 Est. Cost $22.71 Unrealized
BLACKROCK RES & COMM STRAT T 0.4%
Value ($000) $529 Shares 64,660 Est. Cost $7.93 Unrealized
ENB ENBRIDGE INC 0.4%
Value ($000) $527 Shares 14,600 Est. Cost $21.02 Unrealized +11.8%
V VISA INC 0.4%
Value ($000) $521 Shares 3,000 Est. Cost $87.43 Unrealized +78.8%
DIVIDEND & INCOME FUND 0.4%
Value ($000) $520 Shares 45,120 Est. Cost $12.56 Unrealized
ADAM NAT RES FD INC 0.4%
Value ($000) $517 Shares 31,230 Est. Cost $19.03 Unrealized
ABERDEEN ASIA PACIFIC INCOM 0.4%
Value ($000) $516 Shares 123,520 Est. Cost $4.14 Unrealized
WPM WHEATON PRECIOUS METALS CORP 0.3%
Value ($000) $484 Shares 20,000 Est. Cost $18.30 Unrealized +12.3%
CBRE CLARION GLOBAL REAL EST 0.3%
Value ($000) $478 Shares 63,810 Est. Cost $8.10 Unrealized
EQAL INVESCO EXCHNG TRADED FD TR 0.3%
Value ($000) $475 Shares 14,556 Est. Cost $32.18 Unrealized
SEAGATE TECHNOLOGY PLC 0.3%
Value ($000) $469 Shares 9,957 Est. Cost $38.77 Unrealized
PCSB FINL CORP 0.3%
Value ($000) $468 Shares 23,100 Est. Cost $17.08 Unrealized
AMGN AMGEN INC 0.3%
Value ($000) $456 Shares 2,476 Est. Cost $90.13 Unrealized +62.2%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $454 Shares 3,258 Est. Cost $76.58 Unrealized +49.9%
BAC BANK AMER CORP 0.3%
Value ($000) $453 Shares 15,616 Est. Cost $11.58 Unrealized +111.5%
CVE CENOVUS ENERGY INC 0.3%
Value ($000) $443 Shares 50,200 Est. Cost Unrealized
FMC F M C CORP 0.3%
Value ($000) $432 Shares 5,202 Est. Cost $40.13 Unrealized +61.9%
CONSOL ENERGY INC NEW 0.3%
Value ($000) $412 Shares 15,500 Est. Cost $26.58 Unrealized
BLACKROCK ENHANCED GBL DIV T 0.3%
Value ($000) $411 Shares 38,290 Est. Cost $10.70 Unrealized
KRE SPDR SERIES TRUST 0.3%
Value ($000) $409 Shares 7,659 Est. Cost $59.12 Unrealized
KIRKLAND LAKE GOLD LTD 0.3%
Value ($000) $408 Shares 9,500 Est. Cost $26.11 Unrealized
BLACKROCK FLOAT RATE OME STR 0.3%
Value ($000) $395 Shares 30,770 Est. Cost $12.73 Unrealized
AEM AGNICO EAGLE MINES LTD 0.3%
Value ($000) $392 Shares 7,648 Est. Cost $25.35 Unrealized +48.5%
HIGHPOINT RES CORP 0.3%
Value ($000) $392 Shares 215,300 Est. Cost $5.08 Unrealized
VTI VANGUARD INDEX FDS 0.3%
Value ($000) $377 Shares 2,511 Est. Cost $134.48 Unrealized
QCOM QUALCOMM INC 0.3%
Value ($000) $373 Shares 4,900 Est. Cost $50.85 Unrealized +23.3%
WISDOMTREE TR 0.3%
Value ($000) $362 Shares 14,420 Est. Cost $25.07 Unrealized
SHV ISHARES TR 0.3%
Value ($000) $362 Shares 3,270 Est. Cost $110.42 Unrealized
TFLO ISHARES TR 0.3%
Value ($000) $361 Shares 7,180 Est. Cost $50.28 Unrealized
GBIL GOLDMAN SACHS ETF TR 0.3%
Value ($000) $361 Shares 3,600 Est. Cost $100.00 Unrealized
BIL SPDR SERIES TRUST 0.3%
Value ($000) $361 Shares 3,940 Est. Cost $91.55 Unrealized
PRETIUM RES INC 0.2%
Value ($000) $350 Shares 35,000 Est. Cost $7.66 Unrealized
CENTRAL SECS CORP 0.2%
Value ($000) $349 Shares 11,430 Est. Cost $29.48 Unrealized
GPI GROUP 1 AUTOMOTIVE INC 0.2%
Value ($000) $338 Shares 4,129 Est. Cost $62.00 Unrealized +21.3%
PENN PENN NATL GAMING INC 0.2%
Value ($000) $337 Shares 17,500 Est. Cost $14.07 Unrealized +44.2%
CORE LABORATORIES N V 0.2%
Value ($000) $332 Shares 6,358 Est. Cost $101.29 Unrealized
FLEX FLEX LTD 0.2%
Value ($000) $330 Shares 34,437 Est. Cost $12.38 Unrealized -37.9%
VIOO VANGUARD ADMIRAL FDS INC 0.2%
Value ($000) $321 Shares 2,250 Est. Cost $142.67 Unrealized
HARBORONE BANCORP INC 0.2%
Value ($000) $317 Shares 16,948 Est. Cost $15.77 Unrealized
IWR ISHARES TR 0.2%
Value ($000) $304 Shares 5,438 Est. Cost $125.76 Unrealized
NUVEEN REAL ASSET INM AND GW 0.2%
Value ($000) $286 Shares 16,890 Est. Cost $16.04 Unrealized
IJR ISHARES TR 0.2%
Value ($000) $283 Shares 3,614 Est. Cost $87.26 Unrealized
FRANKLIN UNVL TR 0.2%
Value ($000) $283 Shares 38,700 Est. Cost $6.64 Unrealized
IAA INC 0.2%
Value ($000) $281 Shares 7,254 Est. Cost $38.74 Unrealized
WELLS FARGO INCOME OPPORTUNI 0.2%
Value ($000) $278 Shares 33,690 Est. Cost $7.87 Unrealized
MORGAN STANLEY EMER MKTS DEB 0.2%
Value ($000) $277 Shares 29,730 Est. Cost $8.98 Unrealized
IJK ISHARES TR 0.2%
Value ($000) $276 Shares 1,221 Est. Cost $232.92 Unrealized
GLD SPDR GOLD TRUST 0.2%
Value ($000) $274 Shares 2,057 Est. Cost $121.31 Unrealized
HANCOCK JOHN INVS TR 0.2%
Value ($000) $273 Shares 16,630 Est. Cost $16.42 Unrealized
DELAWARE ENHANCED GBL DIV & 0.2%
Value ($000) $270 Shares 27,240 Est. Cost $9.74 Unrealized
EXP EAGLE MATERIALS INC 0.2%
Value ($000) $269 Shares 2,900 Est. Cost $69.18 Unrealized +23.4%
VEA VANGUARD TAX MANAGED INTL FD 0.2%
Value ($000) $263 Shares 6,309 Est. Cost $37.20 Unrealized
INVESCO DYNAMIC CR OPP FD 0.2%
Value ($000) $263 Shares 23,550 Est. Cost $11.68 Unrealized
GABELLI HLTHCARE & WELLNESS 0.2%
Value ($000) $261 Shares 24,760 Est. Cost $10.33 Unrealized
KBE SPDR SERIES TRUST 0.2%
Value ($000) $256 Shares 5,902 Est. Cost $46.57 Unrealized
TGLS TECNOGLASS INC 0.2%
Value ($000) $247 Shares 38,000 Est. Cost $6.77 Unrealized -8.0%
BLACKROCK ENHANCED EQT DIV T 0.2%
Value ($000) $239 Shares 26,970 Est. Cost $8.23 Unrealized
BLFS BIOLIFE SOLUTIONS INC 0.2%
Value ($000) $237 Shares 14,000 Est. Cost $9.10 Unrealized +91.5%
SOURCE CAP INC 0.2%
Value ($000) $237 Shares 6,470 Est. Cost $36.01 Unrealized
IWD ISHARES TR 0.2%
Value ($000) $235 Shares 1,846 Est. Cost $111.17 Unrealized
DWSN DAWSON GEOPHYSICAL CO NEW 0.2%
Value ($000) $230 Shares 92,000 Est. Cost $2.55 Unrealized -17.0%
MEXICO FD INC 0.2%
Value ($000) $226 Shares 16,460 Est. Cost $15.74 Unrealized
TSLA TESLA INC 0.2%
Value ($000) $223 Shares 1,000 Est. Cost Unrealized
VB VANGUARD INDEX FDS 0.2%
Value ($000) $222 Shares 1,420 Est. Cost $156.34 Unrealized
LOGMEIN INC 0.2%
Value ($000) $221 Shares 3,000 Est. Cost $73.67 Unrealized
ADAMS DIVERSIFIED EQUITY FD 0.1%
Value ($000) $210 Shares 13,590 Est. Cost $15.45 Unrealized
BLACKROCK ENHANCED INTL DIV 0.1%
Value ($000) $202 Shares 35,950 Est. Cost $5.56 Unrealized
IBB ISHARES TR 0.1%
Value ($000) $202 Shares 1,856 Est. Cost $108.95 Unrealized
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $201 Shares 1,543 Est. Cost $137.38 Unrealized
TEKLA HEALTHCARE OPPORTUNIT 0.1%
Value ($000) $200 Shares 11,210 Est. Cost $18.73 Unrealized
BLACKROCK CR ALLCTN INC TR 0.1%
Value ($000) $169 Shares 13,010 Est. Cost $12.41 Unrealized
NXE NEXGEN ENERGY LTD 0.1%
Value ($000) $168 Shares 107,000 Est. Cost $2.25 Unrealized -31.0%
BRSL INTERNATIONAL GAME TECHNOLOG 0.1%
Value ($000) $160 Shares 12,300 Est. Cost $9.88 Unrealized -9.2%
ROYCE MICRO-CAP TR INC 0.1%
Value ($000) $156 Shares 19,000 Est. Cost $9.97 Unrealized
NUVERRA ENVIRONMENTAL SOLUTI 0.1%
Value ($000) $144 Shares 35,000 Est. Cost $8.78 Unrealized
AR ANTERO RES CORP 0.1%
Value ($000) $140 Shares 25,333 Est. Cost $36.38 Unrealized -80.2%
ROYCE VALUE TR INC 0.1%
Value ($000) $140 Shares 10,060 Est. Cost $13.72 Unrealized
GABELLI GLB SML & MD CP VAL 0.1%
Value ($000) $140 Shares 12,030 Est. Cost $11.80 Unrealized
CREDIT SUISSE ASSET MGMT INC 0.1%
Value ($000) $137 Shares 43,900 Est. Cost $3.10 Unrealized
ROYCE GLOBAL VALUE TR INC 0.1%
Value ($000) $131 Shares 12,430 Est. Cost $10.78 Unrealized
BOULDER GROWTH & INCOME FD I 0.1%
Value ($000) $130 Shares 11,600 Est. Cost $7.58 Unrealized
EATON VANCE SR INCOME TR 0.1%
Value ($000) $128 Shares 20,490 Est. Cost $6.41 Unrealized
AZREF AZURE PWR GLOBAL LTD 0.1%
Value ($000) $118 Shares 11,200 Est. Cost $10.34 Unrealized +11.0%
JAPAN SMALLER CAPTLZTN FD IN 0.1%
Value ($000) $106 Shares 12,500 Est. Cost $8.78 Unrealized
KGC KINROSS GOLD CORP 0.0%
Value ($000) $64 Shares 16,500 Est. Cost $3.99 Unrealized -15.5%
CHECKPOINT THERAPEUTICS INC 0.0%
Value ($000) $30 Shares 10,000 Est. Cost $3.22 Unrealized