Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $3.541B (69.7% shares, 30.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 1,560,000 | $307M | 8.7% | — | — | Put | 78462F953 |
| — | MICRON TECHNOLOGY INC | 69,197,000 | $242M | 6.8% | $2.33 | — | NOTE | 595112AX1 |
| — | RADIAN GROUP INC | 114,507,000 | $159M | 4.5% | $1.29 | — | NOTE | 750236AK7 |
| — | SHIRE PLC | 558,335 | $145M | 4.1% | $252.26 | — | SPONSORED ADR | 82481R106 |
| — | PHH CORP | 63,338,000 | $121M | 3.4% | $1.86 | — | NOTE | 693320AQ6 |
| — | MICRON TECHNOLOGY INC | 37,630,000 | $119M | 3.3% | $2.34 | — | NOTE | 595112AV5 |
| — | MGIC INVT CORP WIS | 88,575,000 | $117M | 3.3% | $1.26 | — | NOTE | 552848AE3 |
| — | ANADARKO PETE CORP | 1,030,500 | $105M | 3.0% | — | — | Call | 032511907 |
| — | FAMILY DLR STORES INC | 1,197,600 | $92.5M | 2.6% | — | — | Call | 307000909 |
| — | ALLERGAN INC | 518,994 | $92.48M | 2.6% | $170.26 | — | COM | 018490102 |
| — | ACTAVIS PLC | 343,585 | $82.9M | 2.3% | $226.74 | — | SHS | G0083B108 |
| TRGP | TARGA RES CORP | 521,197 | $70.97M | 2.0% | $71.29 | +12.4% | COM | 87612G101 |
| — | DISH NETWORK CORP | 1,053,203 | $68.02M | 1.9% | $47.97 | — | CL A | 25470M109 |
| — | ISHARES | 610,000 | $66.7M | 1.9% | — | — | Put | 464287955 |
| — | SALIX PHARMACEUTICALS INC | 403,177 | $62.99M | 1.8% | $156.24 | — | NOTE | 795435106 |
| — | FAMILY DLR STORES INC | 730,083 | $56.39M | 1.6% | $67.50 | — | COM | 307000109 |
| — | POWERSHARES | 550,000 | $54.34M | 1.5% | — | — | Put | 73935A954 |
| — | DOLLAR GEN CORP NEW | 857,000 | $52.37M | 1.5% | — | — | Call | 256677905 |
| — | SALIX PHARMACEUTICALS INC | 18,191,000 | $43.97M | 1.2% | $2.42 | — | NOTE | 795435AE6 |
| — | DISH NETWORK CORP | 677,000 | $43.72M | 1.2% | — | — | Call | 25470M909 |
| CMCSA | COMCAST CORP NEW | 782,460 | $42.08M | 1.2% | $21.17 | 0.0% | CL A | 20030N101 |
| — | CHESAPEAKE ENERGY CORP | 41,005,000 | $40.94M | 1.2% | $0.99 | — | NOTE | 165167CA3 |
| TMUS | T-MOBILE US INC | 1,259,593 | $36.36M | 1.0% | $25.59 | +16.2% | COM | 872590104 |
| — | ACTAVIS PLC | 150,000 | $36.19M | 1.0% | — | — | Put | G0083B958 |
| — | YAHOO INC | 882,400 | $35.96M | 1.0% | $40.75 | — | COM | 984332106 |
| — | SALIX PHARMACEUTICALS INC | 219,000 | $34.22M | 1.0% | — | — | Put | 795435956 |
| — | HESS CORP | 355,000 | $33.48M | 0.9% | — | — | Call | 42809H907 |
| — | RITE AID CORP | 16,498,000 | $31.53M | 0.9% | $1.73 | — | NOTE | 767754BU7 |
| — | DEVELOPERS DIVERSIFIED RLTY | 24,500,000 | $28.27M | 0.8% | $1.15 | — | NOTE | 251591AX1 |
| TAP | MOLSON COORS BREWING CO | 370,000 | $27.54M | 0.8% | $55.38 | 0.0% | CL B | 60871R209 |
| BAC | AMER CORP | 1,613,568 | $27.51M | 0.8% | $11.99 | +4.9% | COM | 060505104 |
| — | ANADARKO PETE CORP | 263,500 | $26.73M | 0.8% | $101.27 | — | COM | 032511107 |
| — | JUNIPER NETWORKS INC | 1,100,000 | $24.36M | 0.7% | — | — | Call | 48203R904 |
| — | MYLAN INC | 533,547 | $24.27M | 0.7% | $47.54 | — | NOTE | 628530107 |
| — | GLOBALSTAR INC | 6,386,305 | $23.37M | 0.7% | $4.15 | — | COM | 378973408 |
| — | CONTINENTAL AIRLS INC | 9,300,000 | $23.03M | 0.7% | $2.37 | — | NOTE | 210795PU8 |
| IWD | ISHARES | 217,000 | $21.72M | 0.6% | $100.59 | — | BELGIUM CAPD ETF | 464287598 |
| — | COVIDIEN PLC | 250,000 | $21.63M | 0.6% | — | — | Call | G2554F903 |
| DG | DOLLAR GEN CORP NEW | 343,337 | $20.98M | 0.6% | $50.56 | +3.0% | COM | 256677105 |
| — | ALPHA NATURAL RESOURCES INC | 34,640,000 | $20.83M | 0.6% | $0.88 | — | NOTE | 02076XAF9 |
| — | AMER CORP | 1,205,600 | $20.55M | 0.6% | — | — | Put | 060505954 |
| — | ATHLON ENERGY INC | 350,000 | $20.38M | 0.6% | $58.23 | — | COM | 047477104 |
| — | INTERMUNE INC | 69,400 | $19.65M | 0.6% | — | — | Call | 45884X903 |
| — | RIVERBED TECHNOLOGY INC | 1,048,613 | $19.45M | 0.5% | $19.39 | — | COM | 768573107 |
| — | HESS CORP | 193,901 | $18.29M | 0.5% | $76.89 | — | COM | 42809H107 |
| — | ISHARES | 185,000 | $17.01M | 0.5% | — | — | Put | 464288953 |
| — | HERTZ GLOBAL HOLDINGS INC | 653,092 | $16.58M | 0.5% | $28.15 | — | COM | 42805T105 |
| — | CBS CORP NEW | 302,000 | $16.16M | 0.5% | — | — | Call | 124857902 |
| — | TIME WARNER INC | 210,000 | $15.79M | 0.4% | $73.41 | — | COM NEW | 887317303 |
| — | SALIX PHARMACEUTICALS INC | 100,400 | $15.69M | 0.4% | — | — | Call | 795435906 |
| — | ENVISION HEALTHCARE HLDGS IN | 450,950 | $15.64M | 0.4% | $34.49 | — | COM | 29413U103 |
| — | SHUTTERFLY INC | 315,100 | $15.36M | 0.4% | $48.74 | — | COM | 82568P304 |
| — | EQUITY COMWLTH | 577,112 | $14.84M | 0.4% | $25.71 | — | COM SH BEN INT | 294628102 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,500,000 | $14.6M | 0.4% | $9.73 | — | COM CL A | 88104P104 |
| — | B/E AEROSPACE INC | 172,845 | $14.51M | 0.4% | $92.49 | — | COM | 073302101 |
| — | MGIC INVT CORP WIS | 12,967,000 | $14.09M | 0.4% | $1.05 | — | NOTE | 552848AD5 |
| — | VIACOM INC NEW | 180,000 | $13.85M | 0.4% | $76.94 | — | CL B | 92553P201 |
| — | SELECT SECTOR SPDR TR | 260,000 | $13.82M | 0.4% | — | — | Put | 81369Y954 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 249,126 | $13.65M | 0.4% | $41.56 | 0.0% | COM | 203668108 |
| — | SIGMA ALDRICH CORP | 100,000 | $13.6M | 0.4% | $136.01 | — | COM | 826552101 |
| THC | TENET HEALTHCARE CORP | 224,400 | $13.33M | 0.4% | $55.80 | 0.0% | COM NEW | 88033G407 |
| — | JUNIPER NETWORKS INC | 597,952 | $13.24M | 0.4% | $24.64 | — | COM | 48203R104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 233,627 | $12.56M | 0.4% | $52.84 | — | ADR | 881624209 |
| — | TRW AUTOMOTIVE HLDGS CORP | 118,300 | $11.98M | 0.3% | — | — | Call | 87264S906 |
| SONY | SONY CORP | 649,862 | $11.72M | 0.3% | $18.04 | — | ADR NEW | 835699307 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 273,600 | $11.64M | 0.3% | $42.54 | — | SHS CL A | G5480U104 |
| — | ISHARES | 300,000 | $11.48M | 0.3% | — | — | Call | 464287904 |
| — | ACTAVIS PLC | 45,800 | $11.05M | 0.3% | — | — | Call | G0083B908 |
| — | SPDR | 275,000 | $11.05M | 0.3% | — | — | Put | 78464A957 |
| — | ASTRAZENECA PLC | 150,000 | $10.72M | 0.3% | — | — | Call | 046353908 |
| — | GNC HLDGS INC | 275,000 | $10.65M | 0.3% | $38.74 | — | COM CL A | 36191G107 |
| — | AK STL CORP | 6,000,000 | $10.16M | 0.3% | $1.69 | — | NOTE | 001546AP5 |
| — | HERTZ GLOBAL HOLDINGS INC | 400,000 | $10.16M | 0.3% | — | — | Call | 42805T905 |
| — | DRESSER-RAND GROUP INC | 120,000 | $9.871M | 0.3% | $82.26 | — | COM | 261608103 |
| — | LIFEPOINT HOSPITALS INC | 135,000 | $9.341M | 0.3% | $69.19 | — | COM | 53219L109 |
| — | ISHARES | 100,000 | $9.195M | 0.3% | — | — | Call | 464288903 |
| — | VITAMIN SHOPPE INC | 198,422 | $8.808M | 0.2% | $44.39 | — | COM | 92849E101 |
| ABBV | ABBVIE INC | 152,364 | $8.801M | 0.2% | $35.17 | 0.0% | COM | 00287Y109 |
| — | E M C CORP MASS | 284,100 | $8.313M | 0.2% | $29.26 | — | COM | 268648102 |
| HRB | BLOCK H & R INC | 265,073 | $8.22M | 0.2% | $20.00 | +7.5% | COM | 093671105 |
| — | HERBALIFE LTD | 180,000 | $7.875M | 0.2% | — | — | Put | G4412G951 |
| — | AUXILIUM PHARMACEUTICALS INC | 259,459 | $7.745M | 0.2% | $29.85 | — | COM | 05334D107 |
| — | SEARS HLDGS CORP | 300,400 | $7.491M | 0.2% | — | — | Put | 812350956 |
| — | TIME WARNER CABLE INC | 50,000 | $7.175M | 0.2% | $143.50 | — | COM | 88732J207 |
| — | SPDR | 100,000 | $6.883M | 0.2% | — | — | Put | 78464A950 |
| HCA | HCA HOLDINGS INC | 97,000 | $6.84M | 0.2% | $61.43 | 0.0% | COM | 40412C101 |
| — | MEDTRONIC INC | 110,116 | $6.822M | 0.2% | $61.95 | — | COM | 585055106 |
| CWGL | CRIMSON WINE GROUP LTD | 722 | $6.621M | 0.2% | $8.36 | +11.6% | Call | 22662X100 |
| — | DIRECTV | 75,000 | $6.489M | 0.2% | $86.52 | — | COM | 25490A309 |
| — | RESTORATION HARDWARE HLDGS I | 80,700 | $6.42M | 0.2% | $79.55 | — | COM | 761283100 |
| XPO | XPO LOGISTICS INC | 160,660 | $6.052M | 0.2% | $9.98 | +9.4% | NOTE | 983793100 |
| ULTA | ULTA SALON COSMETCS & FRAG I | 50,012 | $5.91M | 0.2% | $90.07 | +10.4% | COM | 90384S303 |
| — | ENDO INTL PLC | 85,900 | $5.87M | 0.2% | $68.34 | — | SHS | G30401106 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 289,920 | $5.851M | 0.2% | $19.24 | — | SPONSORED ADR | 874039100 |
| — | ASHLAND INC NEW | 56,000 | $5.83M | 0.2% | $107.16 | — | COM | 044209104 |
| SLM | SLM CORP | 679,704 | $5.818M | 0.2% | $8.81 | -0.5% | COM | 78442P106 |
| — | TABLEAU SOFTWARE INC | 79,000 | $5.739M | 0.2% | $72.65 | — | CL A | 87336U105 |
| DKS | DICKS SPORTING GOODS INC | 129,738 | $5.693M | 0.2% | $33.32 | 0.0% | COM | 253393102 |
| — | LAM RESEARCH CORP | 74,500 | $5.565M | 0.2% | $74.70 | — | COM | 512807108 |
| — | RACKSPACE HOSTING INC | 170,900 | $5.563M | 0.2% | $32.82 | — | COM | 750086100 |
| — | MICHAEL KORS HLDGS LTD | 75,000 | $5.354M | 0.2% | $71.39 | — | SHS | G60754101 |
| — | LEVY ACQUISITION CORP | 525,000 | $5.119M | 0.1% | $9.65 | — | COM | 52748T104 |
| — | CAPITOL ACQUISITION CORP II | 500,000 | $4.905M | 0.1% | $9.69 | — | COM | 14056V105 |
| — | GARNERO GROUP ACQUISITION CO | 500,000 | $4.765M | 0.1% | $9.53 | — | SHS | G5866L108 |
| — | INTERCEPT PHARMACEUTICALS IN | 20,000 | $4.734M | 0.1% | $236.70 | — | COM | 45845P108 |
| — | SCRIPPS NETWORKS INTERACT IN | 60,000 | $4.685M | 0.1% | $78.08 | — | CL A COM | 811065101 |
| — | TRI POINTE HOMES INC | 360,100 | $4.66M | 0.1% | — | — | Call | 87265H909 |
| — | MEADWESTVACO CORP | 102,209 | $4.184M | 0.1% | $40.94 | — | COM | 583334107 |
| — | JOY GLOBAL INC | 76,674 | $4.182M | 0.1% | $54.54 | — | COM | 481165108 |
| — | GLOBAL DEFENSE & NATL SEC SY | 400,000 | $4.156M | 0.1% | $10.05 | — | COM | 37953N108 |
| TM | TOYOTA MOTOR CORP | 34,300 | $4.031M | 0.1% | $117.52 | — | SP ADR REP2COM | 892331307 |
| — | SILVER EAGLE ACQUISITION COR | 400,000 | $3.976M | 0.1% | $9.65 | — | COM | 827694100 |
| — | AUXILIUM PHARMACEUTICALS INC | 3,000,000 | $3.96M | 0.1% | $1.32 | — | NOTE | 05334DAA5 |
| — | ROI | 400,000 | $3.94M | 0.1% | $9.50 | — | COM | 74966G101 |
| — | PIONEER NAT RES CO | 20,000 | $3.939M | 0.1% | — | — | Put | 723787957 |
| — | PIONEER NAT RES CO | 20,000 | $3.939M | 0.1% | $196.95 | — | COM | 723787107 |
| — | TIM HORTONS INC | 46,979 | $3.702M | 0.1% | $78.80 | — | COM | 88706M103 |
| — | LAM RESEARCH CORP | 2,500,000 | $3.367M | 0.1% | $1.35 | — | NOTE | 512807AL2 |
| — | CITRIX SYS INC | 46,200 | $3.296M | 0.1% | $57.43 | — | COM | 177376100 |
| — | CIMAREX ENERGY CO | 25,000 | $3.163M | 0.1% | $126.52 | — | COM | 171798101 |
| — | CIMAREX ENERGY CO | 25,000 | $3.163M | 0.1% | — | — | Put | 171798951 |
| — | TW TELECOM INC | 75,000 | $3.121M | 0.1% | $40.31 | — | COM | 87311L104 |
| — | SPDR | 75,000 | $3.014M | 0.1% | — | — | Call | 78464A907 |
| — | EOG RES INC | 30,000 | $2.971M | 0.1% | — | — | Put | 26875P951 |
| — | COVIDIEN PLC | 33,755 | $2.92M | 0.1% | $86.51 | — | SHS | G2554F113 |
| — | CBS CORP NEW | 53,000 | $2.836M | 0.1% | $53.51 | — | CL A | 124857202 |
| EBAY | EBAY INC | 50,000 | $2.832M | 0.1% | $19.80 | 0.0% | COM | 278642103 |
| — | SMART & FINAL STORES INC | 195,948 | $2.828M | 0.1% | $14.43 | — | COM | 83190B101 |
| — | MTRS CO | 85,300 | $2.724M | 0.1% | — | — | Call | 37045V900 |
| FANG | DIAMONDBACK ENERGY INC | 35,000 | $2.617M | 0.1% | $62.67 | 0.0% | COM | 25278X109 |
| EOG | EOG RES INC | 25,000 | $2.476M | 0.1% | $79.33 | 0.0% | COM | 26875P101 |
| — | CENVEO INC | 975,000 | $2.408M | 0.1% | $3.13 | — | COM | 15670S105 |
| — | BURGER KING WORLDWIDE INC | 77,448 | $2.297M | 0.1% | $29.66 | — | COM | 121220107 |
| — | RITE AID CORP | 455,100 | $2.203M | 0.1% | — | — | Put | 767754954 |
| — | SPIRIT RLTY CAP INC NEW | 200,000 | $2.194M | 0.1% | $11.36 | — | COM | 84860W102 |
| VNDA | VANDA PHARMACEUTICALS INC | 201,909 | $2.096M | 0.1% | $14.22 | -7.8% | COM | 921659108 |
| — | SANCHEZ ENERGY CORP | 75,000 | $1.97M | 0.1% | $26.27 | — | COM | 79970Y105 |
| — | WHITING PETE CORP NEW | 25,000 | $1.939M | 0.1% | $77.56 | — | COM | 966387102 |
| — | CLECO CORP NEW | 40,000 | $1.926M | 0.1% | $48.15 | — | COM | 12561W105 |
| — | CONCHO RES INC | 15,000 | $1.881M | 0.1% | $125.40 | — | COM | 20605P101 |
| — | CONCHO RES INC | 15,000 | $1.881M | 0.1% | — | — | Put | 20605P951 |
| — | A H BELO CORP | 176,072 | $1.879M | 0.1% | $7.92 | — | COM CL A | 001282102 |
| — | NEWFIELD EXPL CO | 50,000 | $1.854M | 0.1% | $37.08 | — | COM | 651290108 |
| — | LORAL SPACE & COMMUNICATNS I | 24,200 | $1.738M | 0.0% | $71.82 | — | COM | 543881106 |
| — | KODIAK OIL & GAS CORP | 123,866 | $1.681M | 0.0% | $13.57 | — | COM | 50015Q100 |
| — | 1347 CAP CORP | 175,000 | $1.68M | 0.0% | $9.60 | — | COM | 68245V103 |
| NWSA | NEWS CORP NEW | 100,000 | $1.635M | 0.0% | $14.03 | +10.1% | CL A | 65249B109 |
| — | PATTERSON UTI ENERGY INC | 50,000 | $1.627M | 0.0% | — | — | Call | 703481901 |
| — | BAKER HUGHES INC | 25,000 | $1.627M | 0.0% | $65.08 | — | COM | 057224107 |
| — | VBI VACCINES INC | 960,579 | $1.575M | 0.0% | $1.64 | — | COM | 91790E102 |
| — | TAIWAN SEMICONDUCTOR MFG LTD | 20,000 | $1.56M | 0.0% | — | — | Call | 874039900 |
| CNQ | CANADIAN NAT RES LTD | 40,000 | $1.554M | 0.0% | $12.93 | 0.0% | COM | 136385101 |
| — | WHITING PETE CORP NEW | 20,000 | $1.551M | 0.0% | — | — | Put | 966387952 |
| — | EXTERRAN HLDGS INC | 35,000 | $1.551M | 0.0% | $44.31 | — | COM | 30225X103 |
| — | EQT CORP | 15,000 | $1.373M | 0.0% | — | — | Put | 26884L959 |
| — | EP ENERGY CORP | 75,000 | $1.311M | 0.0% | $17.48 | — | CL A | 268785102 |
| PTEN | PATTERSON UTI ENERGY INC | 40,000 | $1.301M | 0.0% | $33.96 | 0.0% | COM | 703481101 |
| TWI | TITAN INTL INC ILL | 109,922 | $1.299M | 0.0% | $14.38 | 0.0% | COM | 88830M102 |
| — | QEP RES INC | 40,000 | $1.231M | 0.0% | — | — | Call | 74733V900 |
| — | SOLARCITY CORP | 20,000 | $1.192M | 0.0% | $59.60 | — | COM | 83416T100 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $1.15M | 0.0% | — | — | Call | 165167907 |
| — | MOMENTA PHARMACEUTICALS INC | 100,000 | $1.134M | 0.0% | $12.08 | — | COM | 60877T100 |
| — | BARRETT BILL CORP | 50,000 | $1.102M | 0.0% | $22.04 | — | COM | 06846N104 |
| RES | RPC | 50,000 | $1.098M | 0.0% | $19.07 | 0.0% | COM | 749660106 |
| — | YAHOO INC | 26,900 | $1.096M | 0.0% | — | — | Call | 984332906 |
| — | CARRIZO OIL & GAS INC | 20,000 | $1.076M | 0.0% | $53.80 | — | COM | 144577103 |
| — | GULFPORT ENERGY CORP | 20,000 | $1.068M | 0.0% | $53.40 | — | COM NEW | 402635304 |
| — | ENCANA CORP | 50,000 | $1.061M | 0.0% | $21.22 | — | COM | 292505104 |
| HMC | HONDA MOTOR LTD | 30,000 | $1.028M | 0.0% | $34.27 | — | AMERN SHS | 438128308 |
| HP | HELMERICH & PAYNE INC | 10,000 | $979K | 0.0% | $106.26 | 0.0% | COM | 423452101 |
| — | MARATHON OIL CORP | 25,000 | $940K | 0.0% | $37.60 | — | COM | 565849106 |
| EQT | EQT CORP | 10,000 | $915K | 0.0% | $48.59 | 0.0% | COM | 26884L109 |
| PKX | POSCO | 11,352 | $862K | 0.0% | $74.44 | — | SPONSORED ADR | 693483109 |
| CTRA | CABOT OIL & GAS CORP | 25,000 | $817K | 0.0% | $24.22 | 0.0% | COM | 127097103 |
| NWS | NEWS CORP NEW | 50,000 | $807K | 0.0% | $14.24 | +6.2% | CL B | 65249B208 |
| HAL | HALLIBURTON CO | 12,500 | $806K | 0.0% | $55.20 | 0.0% | COM | 406216101 |
| — | STONE ENERGY CORP | 25,000 | $784K | 0.0% | $31.36 | — | NOTE | 861642106 |
| — | MARBLEHEAD CORP | 273,998 | $778K | 0.0% | $5.71 | — | COM NEW | 320771207 |
| — | PENN VA CORP | 60,000 | $763K | 0.0% | $12.72 | — | COM | 707882106 |
| — | WPX ENERGY INC | 30,000 | $722K | 0.0% | $24.07 | — | COM | 98212B103 |
| — | BONANZA CREEK ENERGY INC | 12,500 | $711K | 0.0% | $56.88 | — | COM | 097793103 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 100,000 | $674K | 0.0% | $6.40 | 0.0% | COM | 84920Y106 |
| — | NOBLE CORP PLC | 30,000 | $667K | 0.0% | $22.23 | — | SHS USD | G65431101 |
| SIGA | SIGA TECHNOLOGIES INC | 411,452 | $595K | 0.0% | $1.43 | 0.0% | COM | 826917106 |
| — | FINJAN HLDGS INC | 231,583 | $540K | 0.0% | $2.97 | — | COM NEW | 31788H303 |
| — | SOUTHWESTERN ENERGY CO | 15,000 | $524K | 0.0% | $34.93 | — | COM | 845467109 |
| — | CORONADO BIOSCIENCES INC | 218,334 | $459K | 0.0% | $2.10 | — | COM | 21976U109 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,431,200 | $458K | 0.0% | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | ALPHA NATURAL RESOURCES INC | 178,380 | $442K | 0.0% | $2.48 | — | COM | 02076X102 |
| — | SEADRILL LIMITED | 15,000 | $401K | 0.0% | $26.73 | — | SHS | G7945E105 |
| SNN | SMITH & NEPHEW PLC | 4,572 | $385K | 0.0% | $89.28 | — | SPDN ADR NEW | 83175M205 |
| — | GOODRICH PETE CORP | 25,000 | $371K | 0.0% | $14.84 | — | COM NEW | 382410405 |
| — | DRAGONWAVE INC | 300,000 | $369K | 0.0% | $1.98 | — | COM | 26144M103 |
| — | PRECISION DRILLING CORP | 30,000 | $324K | 0.0% | $10.80 | — | COM 2010 | 74022D308 |
| — | REX ENERGY CORPORATION | 25,600 | $324K | 0.0% | $12.66 | — | COM | 761565100 |
| — | JAKKS PAC INC | 45,000 | $320K | 0.0% | — | — | Call | 47012E906 |
| — | ROWAN COMPANIES PLC | 12,500 | $316K | 0.0% | $25.28 | — | SHS CL A | G7665A101 |
| — | PHARMATHENE INC | 162,500 | $289K | 0.0% | $1.78 | — | COM | 71714G102 |
| — | WPCS INTL INC | 302,800 | $251K | 0.0% | $2.55 | — | COM PAR $.0001 | 92931L302 |
| — | CUBIST PHARMACEUTICALS INC | 1,526,900 | $168K | 0.0% | $1.28 | — | COM | 229678123 |
| — | SANOFI | 329,400 | $153K | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | JAKKS PAC INC | 16,400 | $116K | 0.0% | — | — | Put | 47012E956 |
| — | QLT INC | 25,000 | $113K | 0.0% | $4.52 | — | COM | 746927102 |
| — | AMER CORP | 10,000 | $75,000 | 0.0% | $7.50 | — | *W EXP 01/16/201 | 060505146 |
| — | APRICUS BIOSCIENCES INC | 23,083 | $35,000 | 0.0% | $1.52 | — | COM | 03832V109 |
| MGTI | MGT CAPITAL INVTS INC | 19,283 | $17,000 | 0.0% | $0.96 | 0.0% | COM NEW | 55302P202 |
| — | BOX SHIPS INCORPORATED | 250,000 | $15,000 | 0.0% | $0.06 | — | SHS | Y09675102 |