S Squared Technology, LLC Diversified Active

CIK: 0001322924 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $89,929 (100.0% shares, 0.0% debt)

Holdings (44)

KTOS KRATOS DEFENSE & SECURITY SOLU 11.4%

Value ($000) $10,282 Shares 1,492,238 Est. Cost $5.53 Unrealized +5.6%

— LIFELOCK INC. 5.9%

Value ($000) $5,331 Shares 315,100 Est. Cost $10.38 Unrealized —

— INPHI CORP 5.8%

Value ($000) $5,255 Shares 120,774 Est. Cost $17.23 Unrealized —

— LUMOS NETWORKS CORP 5.7%

Value ($000) $5,118 Shares 365,589 Est. Cost $13.00 Unrealized —

— BOINGO WIRELESS INC 5.4%

Value ($000) $4,881 Shares 474,803 Est. Cost $7.38 Unrealized —

— TREE.COM INC 4.8%

Value ($000) $4,352 Shares 44,905 Est. Cost $46.88 Unrealized —

UCTT ULTRA CLEAN HLDGS INC 4.5%

Value ($000) $4,053 Shares 546,930 Est. Cost $5.74 Unrealized +14.3%

— INCONTACT INC 4.0%

Value ($000) $3,573 Shares 255,603 Est. Cost $8.63 Unrealized —

— PLANET PAYMENT INC 3.5%

Value ($000) $3,173 Shares 855,319 Est. Cost $2.74 Unrealized —

— GSE SYSTEMS INC 3.5%

Value ($000) $3,164 Shares 1,095,083 Est. Cost $1.56 Unrealized —

— IDEAL POWER 3.4%

Value ($000) $3,033 Shares 586,704 Est. Cost $7.12 Unrealized —

MCHX MARCHEX INC 3.2%

Value ($000) $2,870 Shares 1,035,930 Est. Cost $3.99 Unrealized -25.7%

— TOWER SEMICONDUCTOR LTD 2.8%

Value ($000) $2,544 Shares 167,600 Est. Cost $12.78 Unrealized —

CHGG CHEGG, INC. 2.4%

Value ($000) $2,182 Shares 307,762 Est. Cost $4.77 Unrealized +34.2%

— NV5 HOLDINGS 2.4%

Value ($000) $2,139 Shares 66,200 Est. Cost $25.06 Unrealized —

— ALLOT COMMUNICATIONS, LTD. 2.2%

Value ($000) $2,016 Shares 382,458 Est. Cost $7.35 Unrealized —

— BANKRATE INC 2.2%

Value ($000) $1,993 Shares 235,000 Est. Cost $8.48 Unrealized —

— MATTERSIGHT CORPORATION 2.0%

Value ($000) $1,799 Shares 428,427 Est. Cost $3.46 Unrealized —

MITK MITEK SYSTEMS INC. 2.0%

Value ($000) $1,788 Shares 215,700 Est. Cost $7.84 Unrealized 0.0%

FIVN FIVE9 INC 2.0%

Value ($000) $1,758 Shares 112,114 Est. Cost $5.23 Unrealized +160.8%

— WEB.COM GROUP INC 1.9%

Value ($000) $1,729 Shares 100,115 Est. Cost $21.70 Unrealized —

— EMCORE CORP 1.7%

Value ($000) $1,497 Shares 262,600 Est. Cost $5.70 Unrealized —

— POWER SOLUTIONS INT'L 1.6%

Value ($000) $1,479 Shares 144,283 Est. Cost $32.84 Unrealized —

RNG RINGCENTRAL INC 1.6%

Value ($000) $1,455 Shares 61,500 Est. Cost $15.23 Unrealized +48.4%

AAOI APPLIED OPTOELECTRONICS INC 1.6%

Value ($000) $1,439 Shares 64,784 Est. Cost $11.30 Unrealized +37.0%

— TECHTARGET INC 1.4%

Value ($000) $1,242 Shares 154,125 Est. Cost $8.10 Unrealized —

APPS DIGITAL TURBINE, INC 1.4%

Value ($000) $1,216 Shares 1,158,407 Est. Cost $2.88 Unrealized -59.7%

— INTEVAC INC 1.3%

Value ($000) $1,198 Shares 202,976 Est. Cost $5.63 Unrealized —

— SHORETEL INC 1.3%

Value ($000) $1,138 Shares 142,294 Est. Cost $5.88 Unrealized —

— GTT COMMUNICATIONS 1.1%

Value ($000) $955 Shares 40,577 Est. Cost $14.91 Unrealized —

— QUANTUM CORP-DLT & STORAGE SYS 1.0%

Value ($000) $941 Shares 1,278,418 Est. Cost $0.42 Unrealized —

— 02 MICRO INTERNATIONAL 1.0%

Value ($000) $910 Shares 538,550 Est. Cost $2.79 Unrealized —

— TREMOR VIDEO INC. 0.9%

Value ($000) $848 Shares 495,843 Est. Cost $1.75 Unrealized —

— CALLIDUS SOFTWARE 0.9%

Value ($000) $793 Shares 43,200 Est. Cost $9.11 Unrealized —

— GREAT ELM CAPITAL GROUP 0.5%

Value ($000) $423 Shares 90,192 Est. Cost $6.59 Unrealized —

— VIRTUSA CORP. 0.4%

Value ($000) $370 Shares 15,000 Est. Cost $24.67 Unrealized —

— INTER-NAP NETWORK 0.4%

Value ($000) $364 Shares 220,870 Est. Cost $8.32 Unrealized —

— MOSYS INC 0.3%

Value ($000) $311 Shares 415,100 Est. Cost $2.10 Unrealized —

— EVERBRIDGE INC 0.2%

Value ($000) $169 Shares 10,000 Est. Cost $16.90 Unrealized —

— ELOYALTY CORP. SERIES B CONV PF 0.1%

Value ($000) $94 Shares 22,475 Est. Cost $5.12 Unrealized —

— VIOLIN MEMORY INC 0.1%

Value ($000) $54 Shares 74,000 Est. Cost $3.83 Unrealized —

— ZENITH EPIGENETICS 0.0%

Value ($000) $0 Shares 300,500 Est. Cost $0.49 Unrealized —

— RESVERLOGIX CORP WTS 06/14/16 0.0%

Value ($000) $0 Shares 152,750 Est. Cost — Unrealized —

— ZENITH EPIGENETICS WTS 6/14/16 0.0%

Value ($000) $0 Shares 152,750 Est. Cost $0.23 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KTOS	KRATOS DEFENSE & SECURITY SOLU	1,492,238	$10,282	11.4%	$5.53	+5.6%	COM	50077B207
—	LIFELOCK INC.	315,100	$5,331	5.9%	$10.38	—	COM	53224V100
—	INPHI CORP	120,774	$5,255	5.8%	$17.23	—	COM	45772F107
—	LUMOS NETWORKS CORP	365,589	$5,118	5.7%	$13.00	—	COM	550283105
—	BOINGO WIRELESS INC	474,803	$4,881	5.4%	$7.38	—	COM	09739C102
—	TREE.COM INC	44,905	$4,352	4.8%	$46.88	—	COM	894675107
UCTT	ULTRA CLEAN HLDGS INC	546,930	$4,053	4.5%	$5.74	+14.3%	COM	90385V107
—	INCONTACT INC	255,603	$3,573	4.0%	$8.63	—	COM	45336E109
—	PLANET PAYMENT INC	855,319	$3,173	3.5%	$2.74	—	COM	Y72603118
—	GSE SYSTEMS INC	1,095,083	$3,164	3.5%	$1.56	—	COM	36227K106
—	IDEAL POWER	586,704	$3,033	3.4%	$7.12	—	COM	451622104
MCHX	MARCHEX INC	1,035,930	$2,870	3.2%	$3.99	-25.7%	COM	56624R108
—	TOWER SEMICONDUCTOR LTD	167,600	$2,544	2.8%	$12.78	—	COM	M87915100
CHGG	CHEGG, INC.	307,762	$2,182	2.4%	$4.77	+34.2%	COM	163092109
—	NV5 HOLDINGS	66,200	$2,139	2.4%	$25.06	—	COM	62945V109
—	ALLOT COMMUNICATIONS, LTD.	382,458	$2,016	2.2%	$7.35	—	COM	IL0010996
—	BANKRATE INC	235,000	$1,993	2.2%	$8.48	—	COM	06647F102
—	MATTERSIGHT CORPORATION	428,427	$1,799	2.0%	$3.46	—	COM	577097108
MITK	MITEK SYSTEMS INC.	215,700	$1,788	2.0%	$7.84	0.0%	COM	606710200
FIVN	FIVE9 INC	112,114	$1,758	2.0%	$5.23	+160.8%	COM	338307101
—	WEB.COM GROUP INC	100,115	$1,729	1.9%	$21.70	—	COM	94733A104
—	EMCORE CORP	262,600	$1,497	1.7%	$5.70	—	COM	290846203
—	POWER SOLUTIONS INT'L	144,283	$1,479	1.6%	$32.84	—	COM	74437C101
RNG	RINGCENTRAL INC	61,500	$1,455	1.6%	$15.23	+48.4%	COM	76680R206
AAOI	APPLIED OPTOELECTRONICS INC	64,784	$1,439	1.6%	$11.30	+37.0%	COM	03823U102
—	TECHTARGET INC	154,125	$1,242	1.4%	$8.10	—	COM	87874R100
APPS	DIGITAL TURBINE, INC	1,158,407	$1,216	1.4%	$2.88	-59.7%	COM	25400W102
—	INTEVAC INC	202,976	$1,198	1.3%	$5.63	—	COM	461148108
—	SHORETEL INC	142,294	$1,138	1.3%	$5.88	—	COM	825211105
—	GTT COMMUNICATIONS	40,577	$955	1.1%	$14.91	—	COM	362393100
—	QUANTUM CORP-DLT & STORAGE SYS	1,278,418	$941	1.0%	$0.42	—	COM	747906204
—	02 MICRO INTERNATIONAL	538,550	$910	1.0%	$2.79	—	ADR	67107W100
—	TREMOR VIDEO INC.	495,843	$848	0.9%	$1.75	—	COM	89484Q100
—	CALLIDUS SOFTWARE	43,200	$793	0.9%	$9.11	—	COM	13123E500
—	GREAT ELM CAPITAL GROUP	90,192	$423	0.5%	$6.59	—	COM	39036P100
—	VIRTUSA CORP.	15,000	$370	0.4%	$24.67	—	COM	92827P102
—	INTER-NAP NETWORK	220,870	$364	0.4%	$8.32	—	COM	45885A300
—	MOSYS INC	415,100	$311	0.3%	$2.10	—	COM	619718109
—	EVERBRIDGE INC	10,000	$169	0.2%	$16.90	—	COM	29978A104
—	ELOYALTY CORP. SERIES B CONV PF	22,475	$94	0.1%	$5.12	—	CVPF	290152990
—	VIOLIN MEMORY INC	74,000	$54	0.1%	$3.83	—	COM	92763A101
—	ZENITH EPIGENETICS	300,500	$0	0.0%	$0.49	—	PRIVATE	000000000
—	RESVERLOGIX CORP WTS 06/14/16	152,750	$0	0.0%	—	—	WNT	76128M165
—	ZENITH EPIGENETICS WTS 6/14/16	152,750	$0	0.0%	$0.23	—	WNT	989353115