S Squared Technology, LLC Diversified Active

CIK: 0001322924 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 8, 2017

Total Value ($000): $92,072 (100.0% shares, 0.0% debt)

Holdings (38)

KTOS KRATOS DEFENSE & SECURITY SOLU 15.7%

Value ($000) $14,444 Shares 1,951,938 Est. Cost $5.82 Unrealized +16.0%

— LUMOS NETWORKS CORP 6.2%

Value ($000) $5,711 Shares 365,589 Est. Cost $13.00 Unrealized —

— LIFELOCK INC. 5.8%

Value ($000) $5,314 Shares 222,153 Est. Cost $10.38 Unrealized —

— BOINGO WIRELESS INC 5.2%

Value ($000) $4,798 Shares 393,633 Est. Cost $7.38 Unrealized —

— PLANET PAYMENT INC 4.1%

Value ($000) $3,735 Shares 915,319 Est. Cost $2.82 Unrealized —

UCTT ULTRA CLEAN HLDGS INC 3.7%

Value ($000) $3,365 Shares 346,927 Est. Cost $5.74 Unrealized +58.2%

— TOWER SEMICONDUCTOR LTD 3.5%

Value ($000) $3,189 Shares 167,600 Est. Cost $12.78 Unrealized —

— VIRTUSA CORP. 3.5%

Value ($000) $3,180 Shares 126,600 Est. Cost $25.06 Unrealized —

— POWER SOLUTIONS INT'L 3.4%

Value ($000) $3,105 Shares 414,045 Est. Cost $16.33 Unrealized —

— INPHI CORP 3.3%

Value ($000) $3,067 Shares 68,734 Est. Cost $17.23 Unrealized —

CHGG CHEGG, INC. 3.3%

Value ($000) $3,009 Shares 407,762 Est. Cost $5.42 Unrealized +37.3%

MCHX MARCHEX INC 3.2%

Value ($000) $2,927 Shares 1,104,463 Est. Cost $3.91 Unrealized -32.4%

— GSE SYSTEMS INC 3.1%

Value ($000) $2,829 Shares 808,162 Est. Cost $1.56 Unrealized —

AXGN AXOGEN INC 3.0%

Value ($000) $2,724 Shares 302,614 Est. Cost $8.62 Unrealized 0.0%

— TREE.COM INC 2.8%

Value ($000) $2,575 Shares 25,405 Est. Cost $46.88 Unrealized —

— BANKRATE INC 2.8%

Value ($000) $2,544 Shares 230,195 Est. Cost $8.48 Unrealized —

MITK MITEK SYSTEMS INC. 2.6%

Value ($000) $2,397 Shares 389,718 Est. Cost $7.25 Unrealized -10.0%

— EMCORE CORP 2.5%

Value ($000) $2,285 Shares 262,600 Est. Cost $5.70 Unrealized —

— WEB.COM GROUP INC 2.4%

Value ($000) $2,223 Shares 105,115 Est. Cost $21.67 Unrealized —

— IDEAL POWER 2.1%

Value ($000) $1,936 Shares 586,704 Est. Cost $7.12 Unrealized —

— ALLOT COMMUNICATIONS, LTD. 2.0%

Value ($000) $1,832 Shares 382,458 Est. Cost $7.35 Unrealized —

— INTEVAC INC 1.9%

Value ($000) $1,735 Shares 202,976 Est. Cost $5.63 Unrealized —

— MATTERSIGHT CORPORATION 1.9%

Value ($000) $1,731 Shares 467,927 Est. Cost $3.48 Unrealized —

— TREMOR VIDEO INC. 1.8%

Value ($000) $1,631 Shares 654,832 Est. Cost $1.93 Unrealized —

— NV5 HOLDINGS 1.8%

Value ($000) $1,620 Shares 48,498 Est. Cost $25.06 Unrealized —

FIVN FIVE9 INC 1.7%

Value ($000) $1,520 Shares 107,114 Est. Cost $5.23 Unrealized +175.4%

RNG RINGCENTRAL INC 1.4%

Value ($000) $1,267 Shares 61,500 Est. Cost $15.23 Unrealized +43.5%

— QUANTUM CORP-DLT & STORAGE SYS 1.2%

Value ($000) $1,064 Shares 1,278,418 Est. Cost $0.42 Unrealized —

— TECHTARGET INC 1.1%

Value ($000) $1,055 Shares 123,666 Est. Cost $8.10 Unrealized —

— 02 MICRO INTERNATIONAL 1.1%

Value ($000) $969 Shares 538,550 Est. Cost $2.79 Unrealized —

APPS DIGITAL TURBINE, INC 0.9%

Value ($000) $788 Shares 1,158,407 Est. Cost $2.88 Unrealized -72.9%

— CALLIDUS SOFTWARE 0.5%

Value ($000) $474 Shares 28,200 Est. Cost $9.11 Unrealized —

AVAV AEROENVIRONMENT INC. 0.5%

Value ($000) $450 Shares 16,754 Est. Cost $25.93 Unrealized 0.0%

— GTT COMMUNICATIONS 0.4%

Value ($000) $356 Shares 12,372 Est. Cost $14.91 Unrealized —

— MOSYS INC 0.1%

Value ($000) $96 Shares 415,100 Est. Cost $2.10 Unrealized —

— ELOYALTY CORP. SERIES B CONV PF 0.1%

Value ($000) $83 Shares 22,475 Est. Cost $5.12 Unrealized —

— RADISYS CORP COM 0.0%

Value ($000) $44 Shares 10,000 Est. Cost $4.40 Unrealized —

— ZENITH EPIGENETICS 0.0%

Value ($000) $0 Shares 300,500 Est. Cost $0.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
KTOS	KRATOS DEFENSE & SECURITY SOLU	1,951,938	$14,444	15.7%	$5.82	+16.0%	COM	50077B207
—	LUMOS NETWORKS CORP	365,589	$5,711	6.2%	$13.00	—	COM	550283105
—	LIFELOCK INC.	222,153	$5,314	5.8%	$10.38	—	COM	53224V100
—	BOINGO WIRELESS INC	393,633	$4,798	5.2%	$7.38	—	COM	09739C102
—	PLANET PAYMENT INC	915,319	$3,735	4.1%	$2.82	—	COM	Y72603118
UCTT	ULTRA CLEAN HLDGS INC	346,927	$3,365	3.7%	$5.74	+58.2%	COM	90385V107
—	TOWER SEMICONDUCTOR LTD	167,600	$3,189	3.5%	$12.78	—	COM	M87915100
—	VIRTUSA CORP.	126,600	$3,180	3.5%	$25.06	—	COM	92827P102
—	POWER SOLUTIONS INT'L	414,045	$3,105	3.4%	$16.33	—	COM	74437C101
—	INPHI CORP	68,734	$3,067	3.3%	$17.23	—	COM	45772F107
CHGG	CHEGG, INC.	407,762	$3,009	3.3%	$5.42	+37.3%	COM	163092109
MCHX	MARCHEX INC	1,104,463	$2,927	3.2%	$3.91	-32.4%	COM	56624R108
—	GSE SYSTEMS INC	808,162	$2,829	3.1%	$1.56	—	COM	36227K106
AXGN	AXOGEN INC	302,614	$2,724	3.0%	$8.62	0.0%	COM	05463X106
—	TREE.COM INC	25,405	$2,575	2.8%	$46.88	—	COM	894675107
—	BANKRATE INC	230,195	$2,544	2.8%	$8.48	—	COM	06647F102
MITK	MITEK SYSTEMS INC.	389,718	$2,397	2.6%	$7.25	-10.0%	COM	606710200
—	EMCORE CORP	262,600	$2,285	2.5%	$5.70	—	COM	290846203
—	WEB.COM GROUP INC	105,115	$2,223	2.4%	$21.67	—	COM	94733A104
—	IDEAL POWER	586,704	$1,936	2.1%	$7.12	—	COM	451622104
—	ALLOT COMMUNICATIONS, LTD.	382,458	$1,832	2.0%	$7.35	—	COM	IL0010996
—	INTEVAC INC	202,976	$1,735	1.9%	$5.63	—	COM	461148108
—	MATTERSIGHT CORPORATION	467,927	$1,731	1.9%	$3.48	—	COM	577097108
—	TREMOR VIDEO INC.	654,832	$1,631	1.8%	$1.93	—	COM	89484Q100
—	NV5 HOLDINGS	48,498	$1,620	1.8%	$25.06	—	COM	62945V109
FIVN	FIVE9 INC	107,114	$1,520	1.7%	$5.23	+175.4%	COM	338307101
RNG	RINGCENTRAL INC	61,500	$1,267	1.4%	$15.23	+43.5%	COM	76680R206
—	QUANTUM CORP-DLT & STORAGE SYS	1,278,418	$1,064	1.2%	$0.42	—	COM	747906204
—	TECHTARGET INC	123,666	$1,055	1.1%	$8.10	—	COM	87874R100
—	02 MICRO INTERNATIONAL	538,550	$969	1.1%	$2.79	—	ADR	67107W100
APPS	DIGITAL TURBINE, INC	1,158,407	$788	0.9%	$2.88	-72.9%	COM	25400W102
—	CALLIDUS SOFTWARE	28,200	$474	0.5%	$9.11	—	COM	13123E500
AVAV	AEROENVIRONMENT INC.	16,754	$450	0.5%	$25.93	0.0%	COM	008073108
—	GTT COMMUNICATIONS	12,372	$356	0.4%	$14.91	—	COM	362393100
—	MOSYS INC	415,100	$96	0.1%	$2.10	—	COM	619718109
—	ELOYALTY CORP. SERIES B CONV PF	22,475	$83	0.1%	$5.12	—	CVPF	290152990
—	RADISYS CORP COM	10,000	$44	0.0%	$4.40	—	COM	750459109
—	ZENITH EPIGENETICS	300,500	$0	0.0%	$0.49	—	PRIVATE	000000000