CIK: 0001000097 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $1,433,628 (97.4% shares, 2.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 384,500 | $64,807 | 4.5% | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 204,600 | $59,481 | 4.1% | — | — | Put | 78462F103 |
| — | ALTABA INC | 822,090 | $56,001 | 3.9% | $63.20 | — | COM | 021346101 |
| BIIB | BIOGEN INC | 150,000 | $52,997 | 3.7% | — | — | Put | 09062X103 |
| — | DOWDUPONT INC | 703,801 | $45,261 | 3.2% | $67.33 | — | COM | 26078J100 |
| XLF | SELECT SECTOR SPDR TR | 1,459,200 | $40,245 | 2.8% | — | — | Call | 81369Y605 |
| QQQ | INVESCO QQQ TR | 204,600 | $38,013 | 2.7% | — | — | Put | 46090E103 |
| LYB | LYONDELLBASELL INDUSTRIES N | 330,000 | $33,828 | 2.4% | $68.70 | 0.0% | Call | N53745100 |
| LLY | LILLY ELI & CO | 300,000 | $32,193 | 2.2% | — | — | Put | 532457108 |
| MSFT | MICROSOFT CORP | 268,000 | $30,651 | 2.1% | $92.76 | +8.7% | COM | 594918104 |
| — | CONSTELLIUM NV | 2,426,849 | $29,972 | 2.1% | $10.43 | — | CL A | N22035104 |
| — | OASIS PETE INC NEW | 2,065,249 | $29,285 | 2.0% | $12.97 | — | COM | 674215108 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 433,305 | $28,719 | 2.0% | $53.46 | +16.1% | COM | 49338L103 |
| — | BUNGE LIMITED | 386,615 | $26,564 | 1.9% | $69.10 | — | COM | G16962105 |
| XPO | XPO LOGISTICS INC | 226,794 | $25,893 | 1.8% | $19.90 | +82.7% | COM | 983793100 |
| HRTX | HERON THERAPEUTICS INC | 797,622 | $25,245 | 1.8% | $18.69 | +99.3% | COM | 427746102 |
| — | ANADARKO PETE CORP | 368,309 | $24,828 | 1.7% | $63.42 | — | COM | 032511107 |
| — | BIOHAVEN PHARMACTL HLDG CO L | 622,328 | $23,368 | 1.6% | $28.04 | — | COM | G11196105 |
| — | CAESARS ENTMT CORP | 2,263,088 | $23,197 | 1.6% | $10.98 | — | COM | 127686103 |
| CNC | CENTENE CORP DEL | 155,500 | $22,513 | 1.6% | $54.99 | +26.2% | COM | 15135B101 |
| ARGX | ARGENX SE | 269,325 | $20,426 | 1.4% | $73.95 | — | SPONSORED ADR | 04016X101 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 961,323 | $18,986 | 1.3% | $13.83 | 0.0% | SHS USD | G4863A108 |
| SGI | TEMPUR SEALY INTL INC | 354,309 | $18,743 | 1.3% | $13.48 | -1.0% | COM | 88023U101 |
| A | AGILENT TECHNOLOGIES INC | 257,800 | $18,185 | 1.3% | $61.70 | +1.7% | COM | 00846U101 |
| — | WPX ENERGY INC | 888,533 | $17,877 | 1.2% | $11.61 | — | COM | 98212B103 |
| CAG | CONAGRA BRANDS INC | 518,519 | $17,614 | 1.2% | $26.24 | +4.2% | COM | 205887102 |
| — | TABLEAU SOFTWARE INC | 154,055 | $17,214 | 1.2% | $111.74 | — | CL A | 87336U105 |
| ATI | ALLEGHENY TECHNOLOGIES INC | 565,211 | $16,702 | 1.2% | $23.86 | +12.7% | COM | 01741R102 |
| AMZN | AMAZON COM INC | 8,071 | $16,166 | 1.1% | $87.50 | +7.5% | COM | 023135106 |
| ASH | ASHLAND GLOBAL HLDGS INC | 183,666 | $15,402 | 1.1% | $68.38 | +7.7% | COM | 044186104 |
| SYK | STRYKER CORP | 86,147 | $15,307 | 1.1% | $150.61 | +4.6% | COM | 863667101 |
| UNH | UNITEDHEALTH GROUP INC | 56,600 | $15,058 | 1.1% | $180.90 | +27.5% | COM | 91324P102 |
| — | PINNACLE FOODS INC DEL | 230,306 | $14,926 | 1.0% | $61.10 | — | COM | 72348P104 |
| STZ | CONSTELLATION BRANDS INC | 68,916 | $14,860 | 1.0% | $190.23 | -0.9% | CL A | 21036P108 |
| — | MARVELL TECHNOLOGY GROUP LTD | 755,460 | $14,580 | 1.0% | $18.73 | — | ORD | G5876H105 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 104,282 | $14,390 | 1.0% | $109.71 | +16.3% | COM | 874054109 |
| NOMD | NOMAD FOODS LTD | 700,205 | $14,186 | 1.0% | $11.10 | +78.2% | USD ORD SHS | G6564A105 |
| — | WILLSCOT CORP | 813,262 | $13,947 | 1.0% | $15.18 | — | COM | 971375126 |
| CVS | CVS HEALTH CORP | 173,136 | $13,629 | 1.0% | $56.49 | 0.0% | COM | 126650100 |
| CRM | SALESFORCE COM INC | 85,300 | $13,565 | 0.9% | $75.90 | +93.2% | COM | 79466L302 |
| MIDD | MIDDLEBY CORP | 102,578 | $13,268 | 0.9% | $114.10 | 0.0% | COM | 596278101 |
| TMUS | T MOBILE US INC | 185,730 | $13,035 | 0.9% | $57.53 | +7.9% | COM | 872590104 |
| SIG | SIGNET JEWELERS LIMITED | 197,630 | $13,030 | 0.9% | $52.93 | 0.0% | SHS | G81276100 |
| WAB | WABTEC CORP | 124,168 | $13,023 | 0.9% | $91.26 | +13.0% | COM | 929740108 |
| DAL | DELTA AIR LINES INC DEL | 212,112 | $12,266 | 0.9% | $49.40 | +4.0% | COM NEW | 247361702 |
| — | STARS GROUP INC | 488,700 | $12,169 | 0.8% | $36.30 | — | COM | 85570W100 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,200,000 | $12,168 | 0.8% | $10.14 | — | CL A | G4182A102 |
| — | CLOVIS ONCOLOGY INC | 391,959 | $11,512 | 0.8% | $59.07 | — | COM | 189464100 |
| — | LIBERTY MEDIA CORP | 16,000,000 | $11,080 | 0.8% | $0.68 | — | DEB 4.000%11/1 | 530715AG6 |
| AYI | ACUITY BRANDS INC | 70,146 | $11,027 | 0.8% | $140.00 | 0.0% | COM | 00508Y102 |
| — | FLEXION THERAPEUTICS INC | 574,483 | $10,749 | 0.7% | $18.90 | — | COM | 33938J106 |
| BLMN | BLOOMIN BRANDS INC | 516,344 | $10,218 | 0.7% | $16.26 | -2.3% | COM | 094235108 |
| GOOGL | ALPHABET INC | 8,438 | $10,185 | 0.7% | $60.08 | 0.0% | CAP STK CL A | 02079K305 |
| — | UNITI GROUP INC | 500,000 | $10,075 | 0.7% | — | — | Put | 91325V108 |
| — | CEMEX SAB DE CV | 10,000,000 | $10,074 | 0.7% | $1.03 | — | NOTE 3.720% 3/1 | 151290BT9 |
| — | SESEN BIO INC | 4,445,557 | $9,558 | 0.7% | $1.95 | — | COM | 817763105 |
| NBIS | YANDEX N V | 286,181 | $9,412 | 0.7% | $32.89 | — | SHS CLASS A | N97284108 |
| MDT | MEDTRONIC PLC | 95,274 | $9,372 | 0.7% | $76.28 | 0.0% | SHS | G5960L103 |
| URA | GLOBAL X FDS | 695,300 | $9,254 | 0.6% | $12.87 | — | GLOBAL X URANIUM | 37954Y871 |
| TSN | TYSON FOODS INC | 154,330 | $9,187 | 0.6% | $50.84 | 0.0% | CL A | 902494103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 36,824 | $8,988 | 0.6% | $194.86 | +15.8% | COM | 883556102 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 119,942 | $8,962 | 0.6% | $84.61 | 0.0% | COM | 84790A105 |
| — | CIGNA CORPORATION | 41,124 | $8,564 | 0.6% | $208.25 | — | COM | 125509109 |
| — | ARRAY BIOPHARMA INC | 545,711 | $8,295 | 0.6% | $16.64 | — | COM | 04269X105 |
| DVN | DEVON ENERGY CORP NEW | 200,980 | $8,027 | 0.6% | $27.59 | +10.0% | COM | 25179M103 |
| GIS | GENERAL MLS INC | 157,431 | $6,757 | 0.5% | $34.96 | 0.0% | COM | 370334104 |
| IQV | IQVIA HLDGS INC | 47,291 | $6,136 | 0.4% | $120.08 | 0.0% | COM | 46266C105 |
| — | DENBURY RES INC | 986,269 | $6,115 | 0.4% | $4.81 | — | COM NEW | 247916208 |
| — | CLOVIS ONCOLOGY INC | 201,000 | $5,903 | 0.4% | $59.07 | — | Call | 189464100 |
| YUMC | YUM CHINA HLDGS INC | 152,078 | $5,339 | 0.4% | $35.63 | 0.0% | COM | 98850P109 |
| XLP | SELECT SECTOR SPDR TR | 97,400 | $5,253 | 0.4% | $53.98 | — | Put | 81369Y308 |
| — | EASTERLY ACQUISITION CORP | 500,000 | $5,225 | 0.4% | $10.00 | — | COM | 27616L102 |
| LYB | LYONDELLBASELL INDUSTRIES N | 50,961 | $5,224 | 0.4% | $68.70 | 0.0% | SHS - A - | N53745100 |
| — | ALPS ETF TR | 463,561 | $4,951 | 0.3% | $10.68 | — | ALERIAN MLP | 00162Q866 |
| — | CLOVIS ONCOLOGY INC | 5,000,000 | $4,669 | 0.3% | $1.30 | — | NOTE 2.500% 9/1 | 189464AB6 |
| XLY | SELECT SECTOR SPDR TR | 38,900 | $4,560 | 0.3% | $103.43 | — | SBI CONS DISCR | 81369Y407 |
| FTV | FORTIVE CORP | 52,898 | $4,454 | 0.3% | $33.31 | +49.3% | COM | 34959J108 |
| BABA | ALIBABA GROUP HLDG LTD | 25,000 | $4,119 | 0.3% | $163.10 | — | Put | 01609W102 |
| — | GREAT ELM CAP GROUP INC | 1,267,030 | $4,118 | 0.3% | $4.05 | — | COM NEW | 39036P209 |
| SITE | SITEONE LANDSCAPE SUPPLY INC | 52,600 | $3,963 | 0.3% | $87.74 | 0.0% | COM | 82982L103 |
| — | FLEXION THERAPEUTICS INC | 3,750,000 | $3,787 | 0.3% | $1.22 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | RAMACO RES INC | 487,428 | $3,636 | 0.3% | $7.26 | — | COM | 75134P303 |
| RIO | RIO TINTO PLC | 70,962 | $3,620 | 0.3% | $51.01 | — | SPONSORED ADR | 767204100 |
| YUMC | YUM CHINA HLDGS INC | 100,000 | $3,511 | 0.2% | $35.63 | 0.0% | Call | 98850P109 |
| BTU | PEABODY ENERGY CORP NEW | 98,179 | $3,499 | 0.2% | $25.28 | +48.7% | COM | 704551100 |
| — | FORESCOUT TECHNOLOGIES INC | 86,911 | $3,282 | 0.2% | $34.26 | — | COM | 34553D101 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 400,632 | $3,205 | 0.2% | $8.00 | — | COM | 518415104 |
| SJM | SMUCKER J M CO | 30,825 | $3,163 | 0.2% | $86.02 | 0.0% | COM NEW | 832696405 |
| HCC | WARRIOR MET COAL INC | 115,000 | $3,110 | 0.2% | $25.55 | 0.0% | COM | 93627C101 |
| — | MOLECULAR TEMPLATES INC | 493,949 | $2,662 | 0.2% | $5.39 | — | COM | 608550109 |
| ARMK | ARAMARK | 61,684 | $2,654 | 0.2% | $26.59 | 0.0% | COM | 03852U106 |
| — | SUNPOWER CORP | 3,000,000 | $2,510 | 0.2% | $0.74 | — | DBCV 4.000% 1/1 | 867652AL3 |
| — | SYNERGY PHARMACEUTICALS DEL | 1,403,149 | $2,385 | 0.2% | $3.14 | — | COM NEW | 871639308 |
| — | FIBROGEN INC | 32,200 | $1,956 | 0.1% | — | — | Put | 31572Q808 |
| — | MARVELL TECHNOLOGY GROUP LTD | 100,000 | $1,930 | 0.1% | $18.73 | — | Call | G5876H105 |
| — | FLEXION THERAPEUTICS INC | 100,000 | $1,871 | 0.1% | $18.90 | — | Call | 33938J106 |
| — | KEMPHARM INC | 3,000,000 | $1,789 | 0.1% | $0.62 | — | NOTE 5.500% 2/0 | 488445AB3 |
| — | SOL GEL TECHNOLOGIES | 224,805 | $1,686 | 0.1% | $9.82 | — | SHS | M8694L103 |
| — | CLOVIS ONCOLOGY INC | 2,000,000 | $1,546 | 0.1% | $0.92 | — | NOTE 1.250% 5/0 | 189464AC4 |
| — | EXTRACTION OIL AND GAS INC | 135,000 | $1,524 | 0.1% | $11.29 | — | COM | 30227M105 |
| NWL | NEWELL BRANDS INC | 75,000 | $1,523 | 0.1% | $16.58 | 0.0% | COM | 651229106 |
| — | INOTEK PHARMACEUTICALS CORP | 1,000,000 | $1,108 | 0.1% | $1.03 | — | NOTE 5.750% 8/0 | 45780VAB8 |
| — | CANOPY GROWTH CORP | 10,000 | $628 | 0.0% | $62.80 | — | COM | 138035100 |
| XLP | SELECT SECTOR SPDR TR | 9,800 | $529 | 0.0% | $53.98 | — | SBI CONS STPLS | 81369Y308 |
| — | DESTINATION MATERNITY CORP | 107,495 | $501 | 0.0% | $5.82 | — | COM | 25065D100 |
| — | GTY TECHNOLOGY HOLDINGS INC | 400,000 | $500 | 0.0% | $1.25 | — | *W EXP 10/25/202 | G4182A128 |
| BABA | ALIBABA GROUP HLDG LTD | 2,461 | $405 | 0.0% | $163.10 | — | SPONSORED ADS | 01609W102 |