Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value: $1.877B (69.0% shares, 31.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MICRON TECHNOLOGY INC | 50,000,000 | $182M | 9.7% | $3.64 | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | CUBIST PHARMACEUTICALS INC | 42,638,000 | $148M | 7.9% | $3.47 | $2.20 | — | NOTE 2.500%11/0 | 229678AD9 |
| SPY | SPDR S&P 500 ETF TR | 450,000 | $92.49M | 4.9% | $205.54 | — | — | Put | 78462F103 |
| — | UNITED STATES OIL FUND LP | 2,400,000 | $48.86M | 2.6% | $20.36 | $20.36 | — | Call | 91232N108 |
| — | J2 GLOBAL INC | 35,000,000 | $38.64M | 2.1% | $1.10 | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | TELEFLEX INC | 20,000,000 | $37.55M | 2.0% | $1.88 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | NEWPORT CORP | 1,442,742 | $27.57M | 1.5% | $19.11 | $14.90 | — | COM | 651824104 |
| — | CENTRAL GOLDTRUST | 676,157 | $27.49M | 1.5% | $40.65 | $42.10 | — | TR UNIT | 153546106 |
| — | CUBIST PHARMACEUTICALS INC | 20,000,000 | $27.25M | 1.5% | $1.36 | $1.36 | — | NOTE 1.875% 9/0 | 229678AH0 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 25,000,000 | $24.77M | 1.3% | $0.99 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| BIO | BIO RAD LABS INC | 197,800 | $23.85M | 1.3% | $120.56 * | $118.97 | -3.3% | CL A | 090572207 |
| — | HF2 FINL MGMT INC | 2,095,805 | $21.82M | 1.2% | $10.41 | $10.18 | — | CL A | 40421A104 |
| MET | METLIFE INC | 395,000 | $21.37M | 1.1% | $54.09 * | $30.66 | +6.9% | COM | 59156R108 |
| — | CENTRAL FD CDA LTD | 1,839,961 | $21.31M | 1.1% | $11.58 | $14.14 | — | CL A | 153501101 |
| OPLN | KAR AUCTION SVCS INC | 604,000 | $20.93M | 1.1% | $34.65 * | $9.60 | +26.3% | COM | 48238T109 |
| — | GOOGLE INC | 39,700 | $20.9M | 1.1% | $526.40 | $526.40 | — | CL C | 38259P706 |
| MWA | MUELLER WTR PRODS INC | 1,893,200 | $19.39M | 1.0% | $10.24 * | $7.62 | +4.9% | COM SER A | 624758108 |
| — | DISH NETWORK CORP | 261,000 | $19.02M | 1.0% | $72.89 | $64.58 | — | Put | 25470M109 |
| — | DISH NETWORK CORP | 261,000 | $19.02M | 1.0% | $72.89 | $64.58 | — | CL A | 25470M109 |
| EMN | EASTMAN CHEM CO | 250,000 | $18.96M | 1.0% | $75.86 * | $57.67 | -3.5% | COM | 277432100 |
| — | TESARO INC | 15,000,000 | $18.84M | 1.0% | $1.26 | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| RVTY | PERKINELMER INC | 430,000 | $18.8M | 1.0% | $43.73 * | $43.06 | -3.6% | COM | 714046109 |
| — | U S G CORP | 665,500 | $18.63M | 1.0% | $27.99 | $27.71 | — | COM NEW | 903293405 |
| — | LEVY ACQUISITION CORP | 1,817,656 | $17.78M | 0.9% | $9.78 | $9.75 | — | COM | 52748T104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,798,267 | $17.57M | 0.9% | $9.77 | $10.44 | — | UNIT | 85207H104 |
| V | VISA INC | 65,400 | $17.15M | 0.9% | $262.20 * | $55.69 | 0.0% | COM CL A | 92826C839 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17.13M | 0.9% | $9.55 | $9.54 | — | SHS | G5866L108 |
| MA | MASTERCARD INC | 187,693 | $16.17M | 0.9% | $86.16 * | $69.24 | +10.2% | CL A | 57636Q104 |
| R | RYDER SYS INC | 167,500 | $15.55M | 0.8% | $92.85 * | $78.90 | +13.1% | COM | 783549108 |
| AMZN | AMAZON COM INC | 50,000 | $15.52M | 0.8% | $310.36 | — | — | Call | 023135106 |
| — | CARDTRONICS INC | 399,172 | $15.4M | 0.8% | $38.58 | $34.21 | — | COM | 14161H108 |
| RS | RELIANCE STEEL & ALUMINUM CO | 250,000 | $15.32M | 0.8% | $61.27 * | $71.25 | -11.0% | COM | 759509102 |
| — | CIMAREX ENERGY CO | 139,000 | $14.73M | 0.8% | $106.00 | $85.50 | — | COM | 171798101 |
| — | EVINE LIVE INC | 2,226,865 | $14.68M | 0.8% | $6.59 | $6.59 | — | CL A | 300487105 |
| — | INCONTACT INC | 1,602,696 | $14.09M | 0.8% | $8.79 | $8.46 | — | COM | 45336E109 |
| — | GSI GROUP INC CDA NEW | 940,000 | $13.84M | 0.7% | $14.72 | $8.41 | — | COM NEW | 36191C205 |
| — | GREENBRIER COS INC | 8,750,000 | $13.21M | 0.7% | $1.51 | $2.02 | — | NOTE 3.500% 4/0 | 393657AH4 |
| HAL | HALLIBURTON CO | 335,000 | $13.18M | 0.7% | $39.33 | $39.28 | 0.0% | Put | 406216101 |
| HAL | HALLIBURTON CO | 335,000 | $13.18M | 0.7% | $39.33 | $39.28 | 0.0% | COM | 406216101 |
| — | UNIVERSAL FST PRODS INC | 246,500 | $13.11M | 0.7% | $53.20 | $42.71 | — | COM | 913543104 |
| — | SPECTRANETICS CORP | 10,000,000 | $12.91M | 0.7% | $1.29 | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| TIPT | TIPTREE FINL INC | 1,483,994 | $12.02M | 0.6% | $8.10 * | $7.68 | +0.3% | CL A | 88822Q103 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,362,901 | $11.79M | 0.6% | $8.65 | $8.75 | — | UNIT | 85207Q104 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,128,686 | $11.61M | 0.6% | $10.29 | $10.05 | — | COM | 37953N108 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $11.51M | 0.6% | $1.15 | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 8,000,000 | $11.22M | 0.6% | $1.40 | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | INFINERA CORPORATION | 750,000 | $11.04M | 0.6% | $14.72 | $9.93 | — | COM | 45667G103 |
| LZB | LA Z BOY INC | 403,000 | $10.82M | 0.6% | $26.84 * | $22.44 | +5.3% | COM | 505336107 |
| — | ACTUA CORP | 579,615 | $10.71M | 0.6% | $18.47 | $16.02 | — | COM | 005094107 |
| — | APACHE CORP | 170,000 | $10.65M | 0.6% | $62.67 | $75.14 | — | COM | 037411105 |
| KMI | KINDER MORGAN INC DEL | 250,000 | $10.58M | 0.6% | $42.31 * | $21.42 | +4.8% | COM | 49456B101 |
| KMI | KINDER MORGAN INC DEL | 250,000 | $10.58M | 0.6% | $42.31 * | $21.42 | +4.8% | Put | 49456B101 |
| — | TANGOE INC | 810,074 | $10.55M | 0.6% | $13.03 | $17.64 | — | COM | 87582Y108 |
| FLEX | FLEXTRONICS INTL LTD | 934,000 | $10.44M | 0.6% | $11.18 * | $8.03 | -1.6% | ORD | Y2573F102 |
| — | ENVESTNET INC | 10,000,000 | $10.34M | 0.6% | $1.03 | $1.03 | — | NOTE 1.750%12/1 | 29404KAA4 |
| MLKN | MILLER HERMAN INC | 350,000 | $10.3M | 0.5% | $29.43 * | $22.91 | +1.5% | COM | 600544100 |
| HURN | HURON CONSULTING GROUP INC | 149,400 | $10.22M | 0.5% | $68.39 * | $66.86 | 0.0% | COM | 447462102 |
| — | TRANSGLOBE ENERGY CORP | 2,455,400 | $10.17M | 0.5% | $4.14 | $4.57 | — | COM | 893662106 |
| CDNS | CADENCE DESIGN SYSTEM INC | 515,000 | $9.77M | 0.5% | $18.97 * | $17.36 | +3.4% | COM | 127387108 |
| — | BOULEVARD ACQUISITION CORP | 1,006,845 | $9.766M | 0.5% | $9.70 | $9.73 | — | COM | 10157P104 |
| — | MOLINA HEALTHCARE INC | 7,000,000 | $9.708M | 0.5% | $1.39 | $1.24 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | UNITED STATES OIL FUND LP | 475,000 | $9.671M | 0.5% | $20.36 | $20.36 | — | UNITS | 91232N108 |
| SNPS | SYNOPSYS INC | 218,000 | $9.476M | 0.5% | $43.47 * | $36.98 | +12.3% | COM | 871607107 |
| TBHC | KIRKLANDS INC | 385,390 | $9.111M | 0.5% | $23.64 * | $16.19 | +13.6% | COM | 497498105 |
| — | CARMIKE CINEMAS INC | 341,898 | $8.982M | 0.5% | $26.27 | $22.48 | — | COM | 143436400 |
| — | AK STL HLDG CORP | 1,500,000 | $8.91M | 0.5% | $5.94 | $7.18 | — | COM | 001547108 |
| — | AK STL HLDG CORP | 1,498,700 | $8.902M | 0.5% | $5.94 | $7.18 | — | Call | 001547108 |
| — | BELLATRIX EXPLORATION LTD | 2,253,900 | $8.203M | 0.4% | $3.64 | $3.64 | — | COM | 078314101 |
| MG | MISTRAS GROUP INC | 447,400 | $8.201M | 0.4% | $18.33 * | $20.06 | -14.7% | COM | 60649T107 |
| — | TOWERS WATSON & CO | 70,300 | $7.956M | 0.4% | $113.17 | $113.17 | — | CL A | 891894107 |
| LYB | LYONDELLBASELL INDUSTRIES N | 100,000 | $7.939M | 0.4% | $79.39 * | $47.78 | 0.0% | SHS - A - | N53745100 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $7.916M | 0.4% | $79.16 | — | — | Call | 81369Y506 |
| — | MANITEX INTL INC | 622,000 | $7.906M | 0.4% | $12.71 | $13.55 | — | COM | 563420108 |
| — | ROI ACQUISITION CORP II | 799,131 | $7.855M | 0.4% | $9.83 | $9.83 | — | COM | 74966G101 |
| — | INTERACTIVE INTELLIGENCE GRO | 162,655 | $7.791M | 0.4% | $47.90 | $47.90 | — | COM | 45841V109 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 5,000,000 | $7.583M | 0.4% | $1.52 | $1.52 | — | NOTE 1.750%12/0 | 874054AC3 |
| — | C B PHARMA ACQUISITION CORP | 750,000 | $7.53M | 0.4% | $10.04 | $10.04 | — | UNIT 99/99/9999 | G2029P100 |
| — | CHART ACQUISITION CORP | 733,378 | $7.165M | 0.4% | $9.77 | $9.83 | — | COM | 161151105 |
| ENB | ENBRIDGE INC | 138,500 | $7.12M | 0.4% | $51.41 | — | — | Put | 29250N105 |
| — | ORBCOMM INC | 1,082,211 | $7.078M | 0.4% | $6.54 | $6.54 | — | COM | 68555P100 |
| — | B2GOLD CORP | 8,000,000 | $7.007M | 0.4% | $0.88 | $0.95 | — | NOTE 3.250%10/0 | 11777QAB6 |
| PSLV | SPROTT PHYSICAL SILVER TR | 1,081,029 | $6.648M | 0.4% | $6.15 | $6.15 | — | TR UNIT | 85207K107 |
| — | EMCORE CORP | 1,250,000 | $6.625M | 0.4% | $5.30 | $5.39 | — | COM NEW | 290846203 |
| — | DT ASIA INVTS LTD | 642,581 | $6.477M | 0.3% | $10.08 | $10.08 | — | UNIT 99/99/9999T | G2615J120 |
| MPAA | MOTORCAR PTS AMER INC | 203,689 | $6.333M | 0.3% | $31.09 * | $14.24 | +111.8% | COM | 620071100 |
| — | SPECTRANETICS CORP | 182,700 | $6.318M | 0.3% | $34.58 | $23.18 | — | COM | 84760C107 |
| — | HOMEAWAY INC | 207,000 | $6.164M | 0.3% | $29.78 | $34.33 | — | COM | 43739Q100 |
| — | KRISPY KREME DOUGHNUTS INC | 309,000 | $6.1M | 0.3% | $19.74 | $17.93 | — | COM | 501014104 |
| TGLS | TECNOGLASS INC | 582,221 | $5.91M | 0.3% | $10.15 * | $7.61 | +4.6% | SHS | G87264100 |
| — | TERRAPIN 3 ACQUISITION CORP | 599,895 | $5.873M | 0.3% | $9.79 | $9.75 | — | COM CL A | 88104P104 |
| — | CAMBRIDGE CAP ACQUISITION CO | 590,364 | $5.789M | 0.3% | $9.81 | $9.77 | — | COM | 13215Q106 |
| — | MICHAEL KORS HLDGS LTD | 77,000 | $5.783M | 0.3% | $75.10 | $75.10 | — | SHS | G60754101 |
| TILE | INTERFACE INC | 350,000 | $5.764M | 0.3% | $16.47 * | $18.82 | -17.1% | COM | 458665304 |
| — | DEL FRISCOS RESTAURANT GROUP | 241,200 | $5.726M | 0.3% | $23.74 | $23.74 | — | COM | 245077102 |
| DIN | DINEEQUITY INC | 54,243 | $5.622M | 0.3% | $103.64 * | $49.91 | +14.9% | COM | 254423106 |
| BC | BRUNSWICK CORP | 109,000 | $5.587M | 0.3% | $51.26 * | $34.96 | +11.5% | COM | 117043109 |
| ABM | ABM INDS INC | 193,570 | $5.546M | 0.3% | $28.65 * | $20.85 | +3.7% | COM | 000957100 |
| — | SWIFT TRANSN CO | 190,000 | $5.44M | 0.3% | $28.63 | $20.98 | — | CL A | 87074U101 |
| TRN | TRINITY INDS INC | 192,000 | $5.378M | 0.3% | $28.01 * | $17.21 | 0.0% | COM | 896522109 |
| — | VCA INC | 110,000 | $5.365M | 0.3% | $48.77 | $31.36 | — | COM | 918194101 |
| — | HEARTWARE INTL INC | 5,000,000 | $5.287M | 0.3% | $1.06 | $1.06 | — | NOTE 3.500%12/1 | 422368AA8 |
| — | ROADRUNNER TRNSN SVCS HLDG I | 226,200 | $5.282M | 0.3% | $23.35 | $27.42 | — | COM | 76973Q105 |
| ENTG | ENTEGRIS INC | 387,900 | $5.124M | 0.3% | $13.21 * | $11.63 | +5.5% | COM | 29362U104 |
| — | HUDSON GLOBAL INC | 1,626,264 | $5.033M | 0.3% | $3.09 | $2.48 | — | COM | 443787106 |
| ICLR | ICON PLC | 98,100 | $5.002M | 0.3% | $50.99 * | $51.56 | +4.6% | SHS | G4705A100 |
| NXPI | NXP SEMICONDUCTORS N V | 65,400 | $4.997M | 0.3% | $76.41 * | $62.99 | 0.0% | COM | N6596X109 |
| — | DT ASIA INVTS LTD | 500,000 | $4.85M | 0.3% | $9.70 | $9.70 | — | SHS | G2615J104 |
| EHTH | EHEALTH INC | 193,416 | $4.82M | 0.3% | $24.92 * | $24.31 | 0.0% | COM | 28238P109 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4.808M | 0.3% | $10.01 | $10.00 | — | UNIT 99/99/9999 | G5866L124 |
| — | NAVISTAR INTL CORP NEW | 5,000,000 | $4.773M | 0.3% | $0.95 | $0.95 | — | NOTE 4.500%10/1 | 63934EAQ1 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $4.77M | 0.3% | $9.54 | $9.54 | — | COM | 448740100 |
| — | PIER 1 IMPORTS INC | 308,972 | $4.758M | 0.3% | $15.40 | $15.40 | — | COM | 720279108 |
| — | NORTH AMERN ENERGY PARTNERS | 1,485,000 | $4.676M | 0.2% | $3.15 | $6.20 | — | COM | 656844107 |
| — | EXFO INC | 1,352,962 | $4.668M | 0.2% | $3.45 | $4.46 | — | SUB VTG SHS | 302046107 |
| — | HYDRA INDS ACQUISITION CORP | 450,300 | $4.498M | 0.2% | $9.99 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 78,000 | $4.466M | 0.2% | $57.26 | — | — | Call | 74734M109 |
| — | INPHI CORP | 236,469 | $4.37M | 0.2% | $18.48 | $18.48 | — | COM | 45772F107 |
| — | ENDO INTL PLC | 60,000 | $4.327M | 0.2% | $72.12 | $72.12 | — | SHS | G30401106 |
| — | TRANSCANADA CORP | 85,000 | $4.174M | 0.2% | $49.11 | — | — | Put | 89353D107 |
| — | FURMANITE CORPORATION | 498,500 | $3.898M | 0.2% | $7.82 | $7.82 | — | COM | 361086101 |
| — | HENNESSY CAP ACQUISITION COR | 394,329 | $3.864M | 0.2% | $9.80 | $9.77 | — | COM | 425886108 |
| — | CAPITOL ACQUISITION CORP II | 386,506 | $3.819M | 0.2% | $9.88 | $9.79 | — | COM | 14056V105 |
| — | AUXILIUM PHARMACEUTICALS INC | 2,500,000 | $3.708M | 0.2% | $1.48 | $1.32 | — | NOTE 1.500% 7/1 | 05334DAA5 |
| — | HOMEAWAY INC | 115,000 | $3.425M | 0.2% | $29.78 | $34.33 | — | Call | 43739Q100 |
| — | AR CAP ACQUISITION CORP | 350,000 | $3.395M | 0.2% | $9.70 | $9.70 | — | COM | 00191R109 |
| — | 1347 CAP CORP | 338,146 | $3.241M | 0.2% | $9.58 | $9.56 | — | COM | 68245V103 |
| MAT | MATTEL INC | 98,800 | $3.057M | 0.2% | $30.94 | — | — | Call | 577081102 |
| — | TASER INTL INC | 114,000 | $3.019M | 0.2% | $26.48 | $15.44 | — | COM | 87651B104 |
| — | M/I HOMES INC | 2,500,000 | $3.007M | 0.2% | $1.20 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | YODLEE INC | 240,000 | $2.928M | 0.2% | $12.20 | $12.20 | — | COM | 98600P201 |
| — | SINO MERCURY ACQUISITION COR | 294,700 | $2.923M | 0.2% | $9.92 | $9.92 | — | COM | 82936K102 |
| — | VALEANT PHARMACEUTICALS INTL | 20,000 | $2.862M | 0.2% | $143.10 | $87.62 | — | Call | 91911K102 |
| — | TANDEM DIABETES CARE INC | 216,967 | $2.755M | 0.1% | $12.70 | $13.42 | — | COM | 875372104 |
| — | AURICO GOLD INC | 833,334 | $2.743M | 0.1% | $3.29 | $3.40 | — | COM | 05155C105 |
| — | AR CAP ACQUISITION CORP | 275,140 | $2.716M | 0.1% | $9.87 | $9.87 | — | UNIT 99/99/9999 | 00191R208 |
| — | UNITED STATES STL CORP NEW | 100,000 | $2.674M | 0.1% | $26.74 | — | — | Put | 912909108 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $2.598M | 0.1% | $2.19 * | $3.08 | 0.0% | COM | 29258Y103 |
| — | VALEANT PHARMACEUTICALS INTL | 17,240 | $2.467M | 0.1% | $143.10 | $87.62 | — | COM | 91911K102 |
| — | CHUYS HLDGS INC | 125,000 | $2.459M | 0.1% | $19.67 | $19.67 | — | COM | 171604101 |
| CSIQ | CANADIAN SOLAR INC | 100,000 | $2.419M | 0.1% | $24.19 | — | — | Call | 136635109 |
| DLTR | DOLLAR TREE INC | 30,000 | $2.111M | 0.1% | $70.37 | — | — | Put | 256746108 |
| — | ALERE INC | 2,000,000 | $2.098M | 0.1% | $1.05 | $1.06 | — | NOTE 3.000% 5/1 | 01449JAA3 |
| — | HENNESSY CAP ACQUISITION COR | 203,122 | $2.092M | 0.1% | $10.30 | $10.11 | — | UNIT 99/99/9999 | 425886207 |
| — | 1347 CAP CORP | 206,871 | $2.071M | 0.1% | $10.01 | $10.10 | — | UNIT 99/99/9999 | 68245V202 |
| — | WL ROSS HLDG CORP | 159,875 | $1.855M | 0.1% | $11.60 | $10.32 | — | UNIT 99/99/9999 | 92939D203 |
| — | PENN WEST PETE LTD NEW | 880,000 | $1.84M | 0.1% | $2.09 | $2.43 | — | COM | 707887105 |
| — | CAPITOL ACQUISITION CORP II | 180,206 | $1.811M | 0.1% | $10.05 | $10.05 | — | UNIT 99/99/9999 | 14056V204 |
| — | CAREFUSION CORP | 30,000 | $1.78M | 0.1% | $59.33 | $59.33 | — | COM | 14170T101 |
| — | FAMILY DLR STORES INC | 20,000 | $1.584M | 0.1% | $79.20 | $77.23 | — | COM | 307000109 |
| — | ENVISION HEALTHCARE HLDGS IN | 40,000 | $1.388M | 0.1% | $34.70 | $34.68 | — | COM | 29413U103 |
| — | BOULEVARD ACQUISITION CORP | 136,201 | $1.366M | 0.1% | $10.03 | $10.03 | — | UNIT 99/99/9999 | 10157P203 |
| PLAY | DAVE & BUSTERS ENTMT INC | 43,123 | $1.177M | 0.1% | $27.29 * | $21.81 | 0.0% | COM | 238337109 |
| — | COBALT INTL ENERGY INC | 1,800,000 | $1.138M | 0.1% | $0.63 | $0.63 | — | NOTE 2.625%12/0 | 19075FAA4 |
| QSR | RESTAURANT BRANDS INTL INC | 29,000 | $1.132M | 0.1% | $39.03 * | $38.08 | 0.0% | Put | 76131D103 |
| — | SINO MERCURY ACQUISITION COR | 100,000 | $1.002M | 0.1% | $10.02 | $10.00 | — | UNIT 99/99/9999 | 82936K201 |
| — | VOLCANO CORPORATION | 1,000,000 | $991K | 0.1% | $0.99 | $0.99 | — | NOTE 1.750%12/0 | 928645AB6 |
| — | CAMBRIDGE CAP ACQUISITION CO | 94,185 | $964K | 0.1% | $10.24 | $10.09 | — | UNIT 03/17/2014 | 13215Q205 |
| — | WL ROSS HLDG CORP | 91,035 | $934K | 0.0% | $10.26 | $9.89 | — | COM SHS | 92939D104 |
| CSX | CSX CORP | 25,000 | $906K | 0.0% | $36.24 * | $9.84 | 0.0% | Put | 126408103 |
| HAL | HALLIBURTON CO | 20,000 | $787K | 0.0% | $39.35 | $39.28 | 0.0% | Call | 406216101 |
| — | TWENTY FIRST CENTY FOX INC | 20,000 | $738K | 0.0% | $36.90 | $36.90 | — | CL B | 90130A200 |
| IMO | IMPERIAL OIL LTD | 15,000 | $645K | 0.0% | $43.00 | — | — | Put | 453038408 |
| — | PARAMOUNT GOLD & SILVER CORP | 600,000 | $612K | 0.0% | $1.02 | $1.02 | — | COM | 69924P102 |
| — | NEVSUN RES LTD | 151,200 | $583K | 0.0% | $3.86 | $3.78 | — | COM | 64156L101 |
| CNQ | CANADIAN NAT RES LTD | 15,000 | $463K | 0.0% | $30.87 | — | — | Put | 136385101 |
| — | LEVY ACQUISITION CORP | 45,279 | $455K | 0.0% | $10.05 | $10.07 | — | UNIT 99/99/9999 | 52748T203 |
| — | GRAN TIERRA ENERGY INC | 113,400 | $435K | 0.0% | $3.84 | $3.84 | — | COM | 38500T101 |
| — | GARNERO GROUP ACQUISITION CO | 1,254,900 | $376K | 0.0% | $0.30 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| GORO | GOLD RESOURCE CORP | 103,500 | $350K | 0.0% | $3.38 * | $3.97 | 0.0% | COM | 38068T105 |
| CSX | CSX CORP | 9,000 | $326K | 0.0% | $36.22 * | $9.84 | 0.0% | COM | 126408103 |
| — | TERRAPIN 3 ACQUISITION CORP | 31,278 | $314K | 0.0% | $10.04 | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| — | ENCANA CORP | 21,800 | $303K | 0.0% | $13.90 | $13.90 | — | COM | 292505104 |
| NWS | NEWS CORP NEW | 20,000 | $302K | 0.0% | $15.10 * | $15.02 | -12.2% | CL B | 65249B208 |
| MEOH | METHANEX CORP | 6,490 | $298K | 0.0% | $45.92 * | $54.52 | 0.0% | COM | 59151K108 |
| QSR | RESTAURANT BRANDS INTL INC | 7,500 | $294K | 0.0% | $39.20 * | $38.08 | 0.0% | COM | 76131D103 |
| — | SPRINT CORP | 69,400 | $288K | 0.0% | $4.15 | $8.22 | — | Put | 85207U105 |
| — | SPRINT CORP | 69,400 | $288K | 0.0% | $4.15 | $8.22 | — | COM SER 1 | 85207U105 |
| UFI | UNIFI INC | 9,665 | $287K | 0.0% | $29.69 * | $27.67 | 0.0% | COM NEW | 904677200 |
| — | PROSENSA HLDG N V | 15,000 | $281K | 0.0% | $18.73 | $18.73 | — | SHS USD | N71546100 |
| THR | THERMON GROUP HLDGS INC | 11,300 | $273K | 0.0% | $24.16 | $23.79 | 0.0% | COM | 88362T103 |
| — | TELENAV INC | 40,811 | $272K | 0.0% | $6.66 | $6.70 | — | COM | 879455103 |
| REX | REX AMERICAN RESOURCES CORP | 4,360 | $270K | 0.0% | $61.93 * | $14.56 | -24.0% | COM | 761624105 |
| GIFI | GULF ISLAND FABRICATION INC | 13,500 | $262K | 0.0% | $19.41 * | $18.99 | 0.0% | COM | 402307102 |
| — | U S CONCRETE INC | 8,955 | $255K | 0.0% | $28.48 | $28.48 | — | COM NEW | 90333L201 |
| FSS | FEDERAL SIGNAL CORP | 16,100 | $249K | 0.0% | $15.47 * | $12.76 | 0.0% | COM | 313855108 |
| IOSP | INNOSPEC INC | 5,795 | $247K | 0.0% | $42.62 * | $35.30 | 0.0% | COM | 45768S105 |
| — | PRECISION DRILLING CORP | 40,400 | $245K | 0.0% | $6.06 | $6.06 | — | COM 2010 | 74022D308 |
| — | GLOBAL BRASS & COPPR HLDGS I | 18,200 | $240K | 0.0% | $13.19 | $13.19 | — | COM | 37953G103 |
| CENX | CENTURY ALUM CO | 9,815 | $239K | 0.0% | $24.35 * | $14.48 | +78.3% | COM | 156431108 |
| — | SKECHERS U S A INC | 4,283 | $237K | 0.0% | $55.34 | $55.34 | — | CL A | 830566105 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 4,782 | $236K | 0.0% | $49.35 | $33.03 | — | COM NEW | 049164205 |
| — | CLOUD PEAK ENERGY INC | 25,500 | $234K | 0.0% | $9.18 | $9.18 | — | COM | 18911Q102 |
| GFF | GRIFFON CORP | 17,300 | $230K | 0.0% | $13.29 * | $8.71 | 0.0% | COM | 398433102 |
| — | CONTINENTAL BLDG PRODS INC | 12,600 | $223K | 0.0% | $17.70 | $17.70 | — | COM | 211171103 |
| — | WEST CORP | 6,703 | $221K | 0.0% | $32.97 | $32.97 | — | COM | 952355204 |
| — | GENERAL CABLE CORP DEL NEW | 14,700 | $219K | 0.0% | $14.90 | $14.90 | — | COM | 369300108 |
| — | BARRICK GOLD CORP | 20,100 | $217K | 0.0% | $10.80 | $10.80 | — | COM | 067901108 |
| — | ORCHIDS PAPER PRODS CO DEL | 7,470 | $217K | 0.0% | $29.05 | $29.05 | — | COM | 68572N104 |
| — | PAPA MURPHYS HLDGS INC | 18,500 | $215K | 0.0% | $11.62 | $11.62 | — | COM | 698814100 |
| FF | FUTUREFUEL CORPORATION | 16,200 | $211K | 0.0% | $13.02 * | $3.42 | 0.0% | COM | 36116M106 |
| — | WESTERN REFNG INC | 5,566 | $210K | 0.0% | $37.73 | $37.73 | — | COM | 959319104 |
| BBBY | OVERSTOCK COM INC DEL | 8,447 | $205K | 0.0% | $24.27 * | $22.49 | 0.0% | COM | 690370101 |
| BYD | BOYD GAMING CORP | 15,700 | $201K | 0.0% | $12.80 * | $10.55 | 0.0% | COM | 103304101 |
| — | SHIP FINANCE INTERNATIONAL L | 14,100 | $199K | 0.0% | $14.11 | $14.11 | — | SHS | G81075106 |
| — | POLYCOM INC | 13,600 | $184K | 0.0% | $13.53 | $13.53 | — | COM | 73172K104 |
| — | BIG 5 SPORTING GOODS CORP | 12,300 | $180K | 0.0% | $14.63 | $14.63 | — | COM | 08915P101 |
| — | TURQUOISE HILL RES LTD | 55,700 | $172K | 0.0% | $3.09 | $3.09 | — | COM | 900435108 |
| — | GARNERO GROUP ACQUISITION CO | 1,260,000 | $164K | 0.0% | $0.13 | $0.13 | — | *W EXP 06/24/201 | G5866L116 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $160K | 0.0% | $0.32 | $0.32 | — | RIGHT 99/99/9999 | 448740126 |
| — | C&J ENERGY SVCS INC | 11,800 | $156K | 0.0% | $13.22 | $13.22 | — | COM | 12467B304 |
| — | DICE HLDGS INC | 14,800 | $148K | 0.0% | $10.00 | $10.00 | — | COM | 253017107 |
| — | RIGHTSIDE GROUP LTD | 22,000 | $148K | 0.0% | $6.73 | $6.73 | — | COM | 76658B100 |
| — | NATIONAL CINEMEDIA INC | 10,100 | $145K | 0.0% | $14.36 | $14.36 | — | COM | 635309107 |
| — | NORANDA ALUM HLDG CORP | 39,200 | $138K | 0.0% | $3.52 | $4.26 | — | COM | 65542W107 |
| — | RENEWABLE ENERGY GROUP INC | 14,100 | $137K | 0.0% | $9.72 | $9.72 | — | COM NEW | 75972A301 |
| — | DEMAND MEDIA INC | 18,900 | $116K | 0.0% | $6.14 | $6.14 | — | COM NEW | 24802N208 |
| PAAS | PAN AMERICAN SILVER CORP | 11,700 | $108K | 0.0% | $9.23 * | $14.07 | -29.1% | COM | 697900108 |
| — | JUST ENERGY GROUP INC | 20,100 | $105K | 0.0% | $5.22 | $5.22 | — | COM | 48213W101 |
| — | DEX MEDIA INC NEW | 11,500 | $103K | 0.0% | $8.96 | $8.96 | — | COM | 25213A107 |
| — | SINO MERCURY ACQUISITION COR | 300,000 | $102K | 0.0% | $0.34 | $0.34 | — | RIGHT 99/99/9999 | 82936K110 |
| — | TERRAPIN 3 ACQUISITION CORP | 390,000 | $98,000 | 0.0% | $0.25 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $90,000 | 0.0% | $0.18 | $0.18 | — | *W EXP 10/20/202 | 448740118 |
| — | NORTHERN OIL & GAS INC NEV | 14,900 | $84,000 | 0.0% | $5.64 | $14.24 | — | COM | 665531109 |
| — | WL ROSS HLDG CORP | 67,728 | $80,000 | 0.0% | $1.18 | $0.82 | — | *W EXP 06/11/201 | 92939D112 |
| — | VIGGLE INC | 30,000 | $79,000 | 0.0% | $2.63 | $4.33 | — | COM NEW | 92672V204 |
| — | DT ASIA INVTS LTD | 300,000 | $72,000 | 0.0% | $0.24 | $0.24 | — | RIGHT 03/30/2016 | G2615J112 |
| — | VIRNETX HLDG CORP | 12,500 | $69,000 | 0.0% | $5.52 | $5.52 | — | COM | 92823T108 |
| — | TEEKAY TANKERS LTD | 12,800 | $65,000 | 0.0% | $5.08 | $3.76 | — | CL A | Y8565N102 |
| — | 1347 CAP CORP | 200,000 | $64,000 | 0.0% | $0.32 | $0.40 | — | RIGHT 07/21/2016 | 68245V111 |
| — | BOULEVARD ACQUISITION CORP | 106,135 | $56,000 | 0.0% | $0.53 | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | COVISINT CORP | 20,000 | $53,000 | 0.0% | $2.65 | $2.65 | — | COM | 22357R103 |
| — | YAMANA GOLD INC | 13,000 | $52,000 | 0.0% | $4.00 | $4.00 | — | COM | 98462Y100 |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | 10,000 | $50,000 | 0.0% | $5.00 * | $5.66 | 0.0% | COM NEW | 50077B207 |
| — | SILVER BULL RES INC | 312,500 | $46,000 | 0.0% | $0.15 | $0.39 | — | COM | 827458100 |
| — | VONAGE HLDGS CORP | 11,900 | $45,000 | 0.0% | $3.78 | $3.78 | — | COM | 92886T201 |
| — | AR CAP ACQUISITION CORP | 175,000 | $42,000 | 0.0% | $0.24 | $0.24 | — | *W EXP 10/06/201 | 00191R117 |
| — | 1347 CAP CORP | 190,000 | $40,000 | 0.0% | $0.21 | $0.27 | — | *W EXP 07/15/202 | 68245V129 |
| — | CHART ACQUISITION CORP | 73,192 | $39,000 | 0.0% | $0.53 | $0.55 | — | *W EXP 12/19/201 | 161151113 |
| — | DT ASIA INVTS LTD | 300,000 | $38,000 | 0.0% | $0.13 | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | PENGROWTH ENERGY CORP | 11,700 | $37,000 | 0.0% | $3.16 | $5.65 | — | COM | 70706P104 |
| — | ENERGY XXI LTD | 10,700 | $35,000 | 0.0% | $3.27 | $3.27 | — | USD UNRS SHS | G10082140 |
| — | COLLABRIUM JAPAN ACQUISITN C | 521,421 | $31,000 | 0.0% | $0.06 | $0.23 | — | *W EXP 04/01/201 | G2266G110 |
| BTG | B2GOLD CORP | 17,600 | $29,000 | 0.0% | $1.65 * | $1.89 | -23.2% | COM | 11777Q209 |
| — | CAMBRIDGE CAP ACQUISITION CO | 81,237 | $25,000 | 0.0% | $0.31 | $0.42 | — | *W EXP 12/17/201 | 13215Q114 |
| — | ROI ACQUISITION CORP II | 94,017 | $25,000 | 0.0% | $0.27 | $0.50 | — | *W EXP 09/17/201 | 74966G119 |
| — | GALENA BIOPHARMA INC | 12,500 | $19,000 | 0.0% | $1.52 | — | — | Call | 363256108 |
| — | HENNESSY CAP ACQUISITION COR | 39,070 | $16,000 | 0.0% | $0.41 | $0.48 | — | *W EXP 01/23/201 | 425886116 |
| — | CAPITOL ACQUISITION CORP II | 30,100 | $16,000 | 0.0% | $0.53 | $0.53 | — | *W EXP 05/15/201 | 14056V113 |
| — | CIS ACQUISITION LTD | 29,000 | $10,000 | 0.0% | $0.34 | $0.41 | — | *W EXP 12/18/201 | G21490118 |
| — | ALLIED NEVADA GOLD CORP | 11,500 | $10,000 | 0.0% | $0.87 | $3.31 | — | COM | 019344100 |
| — | BPZ RESOURCES INC | 11,950 | $3,000 | 0.0% | $0.25 | $0.25 | — | COM | 055639108 |