Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 15, 2015
Total Value: $1.834B (77.8% shares, 22.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 700,000 | $145M | 7.9% | — | — | Put | 78462F103 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $142M | 7.7% | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | SUNEDISON INC | 35,000,000 | $61.16M | 3.3% | $1.75 | — | NOTE 2.750% 1/0 | 86732YAD1 |
| — | ACTAVIS PLC | 50,000 | $51.54M | 2.8% | $1030.74 | — | PFD CONV SER A | G0083B116 |
| — | ACTAVIS PLC | 150,000 | $44.64M | 2.4% | — | — | Put | G0083B108 |
| — | CENTRAL GOLDTRUST | 1,095,231 | $44.13M | 2.4% | $41.41 | — | TR UNIT | 153546106 |
| — | TELEFLEX INC | 20,000,000 | $39.41M | 2.1% | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| IWM | ISHARES TR | 250,000 | $31.09M | 1.7% | — | — | Put | 464287655 |
| — | TESARO INC | 15,000,000 | $26.74M | 1.5% | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | NEWPORT CORP | 1,346,860 | $25.67M | 1.4% | $14.90 | — | COM | 651824104 |
| — | J2 GLOBAL INC | 20,000,000 | $23.09M | 1.3% | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | GOOGLE INC | 37,000 | $20.28M | 1.1% | $526.40 | — | CL C | 38259P706 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $20.13M | 1.1% | $50.32 | — | DEP SHS 1/20 B | 845467208 |
| — | CARDTRONICS INC | 525,322 | $19.75M | 1.1% | $35.02 | — | COM | 14161H108 |
| BIO | BIO RAD LABS INC | 146,000 | $19.74M | 1.1% | $118.97 | +4.2% | CL A | 090572207 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 20,000,000 | $19.66M | 1.1% | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | UNITED STATES OIL FUND LP | 1,150,000 | $19.37M | 1.1% | $19.88 | — | Call | 91232N108 |
| R | RYDER SYS INC | 200,000 | $18.98M | 1.0% | $81.01 | +13.4% | COM | 783549108 |
| MA | MASTERCARD INC | 217,500 | $18.79M | 1.0% | $70.89 | +14.6% | CL A | 57636Q104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,798,267 | $17.59M | 1.0% | $10.44 | — | UNIT | 85207H104 |
| EMN | EASTMAN CHEM CO | 250,000 | $17.32M | 0.9% | $57.67 | -11.4% | COM | 277432100 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17.29M | 0.9% | $9.54 | — | SHS | G5866L108 |
| — | RYLAND GROUP INC | 10,000,000 | $15.85M | 0.9% | $1.59 | — | NOTE 1.625% 5/1 | 783764AQ6 |
| V | VISA INC | 240,400 | $15.72M | 0.9% | $59.76 | +2.5% | COM CL A | 92826C839 |
| — | GSI GROUP INC CDA NEW | 1,174,162 | $15.64M | 0.9% | $9.39 | — | COM NEW | 36191C205 |
| — | EVINE LIVE INC | 2,316,794 | $15.55M | 0.8% | $6.59 | — | CL A | 300487105 |
| DG | DOLLAR GEN CORP NEW | 204,000 | $15.38M | 0.8% | $61.51 | 0.0% | COM | 256677105 |
| — | HARMONY MERGER CORP | 1,500,000 | $15M | 0.8% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| HAL | HALLIBURTON CO | 335,000 | $14.7M | 0.8% | $39.28 | -13.9% | COM | 406216101 |
| HAL | HALLIBURTON CO | 335,000 | $14.7M | 0.8% | $39.28 | -13.9% | Put | 406216101 |
| MCD | MCDONALDS CORP | 150,000 | $14.62M | 0.8% | $72.15 | 0.0% | COM | 580135101 |
| OPLN | KAR AUCTION SVCS INC | 382,000 | $14.49M | 0.8% | $9.60 | +41.1% | COM | 48238T109 |
| — | APACHE CORP | 230,000 | $13.88M | 0.8% | $71.27 | — | COM | 037411105 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,709,462 | $13.76M | 0.8% | $8.61 | — | UNIT | 85207Q104 |
| — | CENTRAL FD CDA LTD | 1,133,845 | $13.53M | 0.7% | $14.14 | — | CL A | 153501101 |
| RVTY | PERKINELMER INC | 263,000 | $13.45M | 0.7% | $43.06 | +3.8% | COM | 714046109 |
| — | SPECTRANETICS CORP | 10,000,000 | $12.93M | 0.7% | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| CDNS | CADENCE DESIGN SYSTEM INC | 700,000 | $12.91M | 0.7% | $17.58 | +3.6% | COM | 127387108 |
| SNPS | SYNOPSYS INC | 263,000 | $12.18M | 0.7% | $38.31 | +16.9% | COM | 871607107 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,128,686 | $11.73M | 0.6% | $10.05 | — | COM | 37953N108 |
| — | ACTUA CORP | 729,988 | $11.31M | 0.6% | $15.91 | — | COM | 005094107 |
| — | ENVESTNET INC | 10,000,000 | $11.16M | 0.6% | $1.03 | — | NOTE 1.750%12/1 | 29404KAA4 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $11.01M | 0.6% | — | — | Call | 517834107 |
| RS | RELIANCE STEEL & ALUMINUM CO | 180,000 | $10.99M | 0.6% | $71.25 | -21.0% | COM | 759509102 |
| — | DST SYS INC DEL | 98,300 | $10.88M | 0.6% | $110.71 | — | COM | 233326107 |
| — | UNIVERSAL FST PRODS INC | 194,624 | $10.8M | 0.6% | $42.71 | — | COM | 913543104 |
| — | GREENBRIER COS INC | 6,915,000 | $10.63M | 0.6% | $2.02 | — | NOTE 3.500% 4/0 | 393657AH4 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 8,000,000 | $10.52M | 0.6% | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $10.23M | 0.6% | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | PREMIER INC | 264,000 | $9.921M | 0.5% | $37.58 | — | CL A | 74051N102 |
| — | BOULEVARD ACQUISITION CORP | 1,007,637 | $9.875M | 0.5% | $9.73 | — | COM | 10157P104 |
| ETN | EATON CORP PLC | 144,000 | $9.783M | 0.5% | $52.54 | 0.0% | SHS | G29183103 |
| KRE | SPDR SERIES TRUST | 238,000 | $9.718M | 0.5% | $40.83 | — | S&P REGL BKG | 78464A698 |
| MLKN | MILLER HERMAN INC | 350,000 | $9.716M | 0.5% | $22.91 | -1.9% | COM | 600544100 |
| FCN | FTI CONSULTING INC | 259,100 | $9.706M | 0.5% | $37.79 | 0.0% | COM | 302941109 |
| MET | METLIFE INC | 191,000 | $9.655M | 0.5% | $30.66 | +1.8% | COM | 59156R108 |
| DXJ | WISDOMTREE TR | 175,000 | $9.646M | 0.5% | — | — | Put | 97717W851 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 297,614 | $9.461M | 0.5% | $31.79 | — | COM SER A | 531465102 |
| XLF | SELECT SECTOR SPDR TR | 390,000 | $9.403M | 0.5% | $24.11 | — | SBI INT-FINL | 81369Y605 |
| — | UNITED STATES OIL FUND LP | 550,000 | $9.262M | 0.5% | $19.88 | — | UNITS | 91232N108 |
| — | INTEGRATED DEVICE TECHNOLOGY | 460,000 | $9.209M | 0.5% | $20.02 | — | COM | 458118106 |
| — | SWIFT TRANSN CO | 350,568 | $9.122M | 0.5% | $23.29 | — | CL A | 87074U101 |
| — | TANGOE INC | 647,560 | $8.936M | 0.5% | $17.64 | — | COM | 87582Y108 |
| — | ROI ACQUISITION CORP II | 898,731 | $8.884M | 0.5% | $9.84 | — | COM | 74966G101 |
| — | SMITH & WESSON HLDG CORP | 692,000 | $8.809M | 0.5% | $12.73 | — | COM | 831756101 |
| — | EMCORE CORP | 1,594,715 | $8.675M | 0.5% | $5.40 | — | COM NEW | 290846203 |
| — | QUINPARIO ACQUISITION CORP 2 | 852,900 | $8.631M | 0.5% | $10.12 | — | UNIT 01/01/2023 | 74874U200 |
| — | CARMIKE CINEMAS INC | 245,000 | $8.232M | 0.4% | $22.48 | — | COM | 143436400 |
| CBZ | CBIZ INC | 881,949 | $8.229M | 0.4% | $8.74 | 0.0% | COM | 124805102 |
| — | AR CAP ACQUISITION CORP | 827,297 | $8.149M | 0.4% | $9.79 | — | COM | 00191R109 |
| MWA | MUELLER WTR PRODS INC | 818,650 | $8.064M | 0.4% | $7.62 | +6.2% | COM SER A | 624758108 |
| — | CIMAREX ENERGY CO | 70,000 | $8.056M | 0.4% | $85.50 | — | COM | 171798101 |
| IYR | ISHARES TR | 100,000 | $7.932M | 0.4% | — | — | Put | 464287739 |
| FLEX | FLEXTRONICS INTL LTD | 599,400 | $7.597M | 0.4% | $8.03 | +9.2% | ORD | Y2573F102 |
| AMZN | AMAZON COM INC | 20,000 | $7.442M | 0.4% | $17.58 | 0.0% | COM | 023135106 |
| — | INTERACTIVE INTELLIGENCE GRO | 180,229 | $7.422M | 0.4% | $47.24 | — | COM | 45841V109 |
| VYX | NCR CORP NEW | 250,867 | $7.403M | 0.4% | $17.38 | 0.0% | COM | 62886E108 |
| — | ORBCOMM INC | 1,226,405 | $7.322M | 0.4% | $6.47 | — | COM | 68555P100 |
| — | CAPITOL ACQUISITION CORP II | 712,006 | $7.198M | 0.4% | $9.94 | — | COM | 14056V105 |
| DIN | DINEEQUITY INC | 65,600 | $7.02M | 0.4% | $52.86 | +26.7% | COM | 254423106 |
| — | LAZARD LTD | 130,000 | $6.837M | 0.4% | $52.59 | — | SHS A | G54050102 |
| — | CONTINENTAL RESOURCES INC | 150,000 | $6.55M | 0.4% | — | — | Call | 212015101 |
| — | VWR CORP | 248,175 | $6.45M | 0.4% | $25.99 | — | COM | 91843L103 |
| — | DT ASIA INVTS LTD | 642,581 | $6.439M | 0.4% | $10.08 | — | UNIT 03/29/2021T | G2615J120 |
| — | ARRAY BIOPHARMA INC | 5,000,000 | $6.308M | 0.3% | $1.26 | — | NOTE 3.000% 6/0 | 04269XAA3 |
| — | INPHI CORP | 350,095 | $6.242M | 0.3% | $18.27 | — | COM | 45772F107 |
| — | NORTH AMERN ENERGY PARTNERS | 2,075,000 | $6.038M | 0.3% | $5.26 | — | COM | 656844107 |
| — | APACHE CORP | 100,000 | $6.033M | 0.3% | $71.27 | — | Call | 037411105 |
| — | CAMBRIDGE CAP ACQUISITION CO | 593,464 | $5.994M | 0.3% | $9.77 | — | COM | 13215Q106 |
| — | TERRAPIN 3 ACQUISITION CORP | 596,720 | $5.967M | 0.3% | $9.75 | — | COM CL A | 88104P104 |
| — | CALLIDUS SOFTWARE INC | 466,467 | $5.915M | 0.3% | $12.68 | — | COM | 13123E500 |
| — | RTI INTL METALS INC | 5,000,000 | $5.749M | 0.3% | $1.15 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | INCONTACT INC | 526,966 | $5.744M | 0.3% | $8.46 | — | COM | 45336E109 |
| TIPT | TIPTREE FINL INC | 866,175 | $5.743M | 0.3% | $7.68 | -7.0% | CL A | 88822Q103 |
| — | HEARTWARE INTL INC | 5,000,000 | $5.703M | 0.3% | $1.06 | — | NOTE 3.500%12/1 | 422368AA8 |
| — | INFINERA CORPORATION | 287,000 | $5.645M | 0.3% | $9.93 | — | COM | 45667G103 |
| TILE | INTERFACE INC | 270,000 | $5.611M | 0.3% | $18.82 | -4.4% | COM | 458665304 |
| GNTX | GENTEX CORP | 300,000 | $5.49M | 0.3% | $17.65 | 0.0% | COM | 371901109 |
| — | C B PHARMA ACQUISITION CORP | 550,000 | $5.387M | 0.3% | $9.79 | — | SHS | G2029P126 |
| — | PANDORA MEDIA INC | 325,000 | $5.268M | 0.3% | — | — | Call | 698354107 |
| — | MANITEX INTL INC | 530,400 | $5.161M | 0.3% | $13.55 | — | COM | 563420108 |
| ICLR | ICON PLC | 72,100 | $5.085M | 0.3% | $51.56 | +20.2% | SHS | G4705A100 |
| — | HYDRA INDS ACQUISITION CORP | 530,000 | $5.069M | 0.3% | $9.54 | — | COM | 448740100 |
| MGM | MGM RESORTS INTERNATIONAL | 240,000 | $5.047M | 0.3% | $19.77 | 0.0% | COM | 552953101 |
| TRN | TRINITY INDS INC | 142,000 | $5.042M | 0.3% | $17.21 | -9.0% | COM | 896522109 |
| HURN | HURON CONSULTING GROUP INC | 75,100 | $4.968M | 0.3% | $66.86 | +5.0% | COM | 447462102 |
| — | WL ROSS HLDG CORP | 472,493 | $4.952M | 0.3% | $10.43 | — | UNIT 06/11/2019 | 92939D203 |
| — | DT ASIA INVTS LTD | 500,000 | $4.91M | 0.3% | $9.70 | — | SHS | G2615J104 |
| — | TASER INTL INC | 203,000 | $4.894M | 0.3% | $19.24 | — | COM | 87651B104 |
| NXPI | NXP SEMICONDUCTORS N V | 48,700 | $4.888M | 0.3% | $62.99 | +24.3% | COM | N6596X109 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $4.85M | 0.3% | $9.70 | — | COM | 06759V101 |
| — | LEVY ACQUISITION CORP | 365,433 | $4.805M | 0.3% | $9.75 | — | COM | 52748T104 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4.767M | 0.3% | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| — | KRISPY KREME DOUGHNUTS INC | 238,000 | $4.758M | 0.3% | $17.93 | — | COM | 501014104 |
| SSTK | SHUTTERSTOCK INC | 69,000 | $4.738M | 0.3% | $60.73 | 0.0% | COM | 825690100 |
| TSLA | TESLA MTRS INC | 25,000 | $4.719M | 0.3% | — | — | Call | 88160R101 |
| TGLS | TECNOGLASS INC | 504,290 | $4.69M | 0.3% | $7.61 | -0.5% | SHS | G87264100 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $4.638M | 0.3% | — | — | Put | 845467109 |
| BLMN | BLOOMIN BRANDS INC | 190,000 | $4.623M | 0.3% | $19.18 | 0.0% | COM | 094235108 |
| — | TRANSGLOBE ENERGY CORP | 1,300,000 | $4.602M | 0.3% | $4.57 | — | COM | 893662106 |
| — | HUDSON GLOBAL INC | 1,626,264 | $4.44M | 0.2% | $2.48 | — | COM | 443787106 |
| — | HYDRA INDS ACQUISITION CORP | 450,300 | $4.435M | 0.2% | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| HBIO | HARVARD BIOSCIENCE INC | 736,454 | $4.286M | 0.2% | $5.37 | 0.0% | COM | 416906105 |
| — | DISH NETWORK CORP | 61,000 | $4.274M | 0.2% | $64.58 | — | Put | 25470M109 |
| — | DISH NETWORK CORP | 61,000 | $4.274M | 0.2% | $64.58 | — | CL A | 25470M109 |
| — | POTBELLY CORP | 300,000 | $4.11M | 0.2% | $13.70 | — | COM | 73754Y100 |
| — | VCA INC | 71,000 | $3.892M | 0.2% | $31.36 | — | COM | 918194101 |
| — | TANDEM DIABETES CARE INC | 296,493 | $3.742M | 0.2% | $13.21 | — | COM | 875372104 |
| XBI | SPDR SERIES TRUST | 16,000 | $3.608M | 0.2% | — | — | Call | 78464A870 |
| — | DEL FRISCOS RESTAURANT GROUP | 178,800 | $3.603M | 0.2% | $23.74 | — | COM | 245077102 |
| — | FINTECH ACQUISITION CORP | 347,190 | $3.593M | 0.2% | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| — | FINISH LINE INC | 143,000 | $3.506M | 0.2% | $24.52 | — | CL A | 317923100 |
| — | 1347 CAP CORP | 338,146 | $3.246M | 0.2% | $9.56 | — | COM | 68245V103 |
| — | PHARMACYCLICS INC | 12,500 | $3.199M | 0.2% | $255.92 | — | COM | 716933106 |
| — | HOSPIRA INC | 35,000 | $3.074M | 0.2% | $87.83 | — | COM | 441060100 |
| PSLV | SPROTT PHYSICAL SILVER TR | 467,124 | $3.022M | 0.2% | $6.15 | — | TR UNIT | 85207K107 |
| — | M/I HOMES INC | 2,500,000 | $2.998M | 0.2% | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | SINO MERCURY ACQUISITION COR | 294,700 | $2.901M | 0.2% | $9.92 | — | COM | 82936K102 |
| — | LIFE TIME FITNESS INC | 40,445 | $2.87M | 0.2% | $70.96 | — | COM | 53217R207 |
| — | AR CAP ACQUISITION CORP | 275,140 | $2.738M | 0.1% | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | CITY NATL CORP | 30,000 | $2.672M | 0.1% | $89.07 | — | COM | 178566105 |
| — | ENERPLUS CORP | 255,900 | $2.595M | 0.1% | $10.14 | — | COM | 292766102 |
| — | EMULEX CORP | 2,500,000 | $2.555M | 0.1% | $1.02 | — | NOTE 1.750%11/1 | 292475AF7 |
| — | QUINPARIO ACQUISITION CORP 2 | 248,900 | $2.489M | 0.1% | $10.00 | — | COM | 74874U101 |
| EGRX | EAGLE PHARMACEUTICALS INC | 58,400 | $2.446M | 0.1% | $28.37 | 0.0% | COM | 269796108 |
| — | RAVEN INDS INC | 118,815 | $2.431M | 0.1% | $20.46 | — | COM | 754212108 |
| JACK | JACK IN THE BOX INC | 25,000 | $2.398M | 0.1% | $90.63 | 0.0% | COM | 466367109 |
| — | HOMEAWAY INC | 79,000 | $2.383M | 0.1% | $34.33 | — | COM | 43739Q100 |
| CMCSA | COMCAST CORP NEW | 42,201 | $2.383M | 0.1% | $22.40 | 0.0% | CL A | 20030N101 |
| — | CATAMARAN CORP | 40,000 | $2.382M | 0.1% | $59.55 | — | COM | 148887102 |
| EXK | ENDEAVOUR SILVER CORP | 1,188,800 | $2.245M | 0.1% | $3.08 | -24.2% | COM | 29258Y103 |
| — | ZULILY INC | 171,800 | $2.232M | 0.1% | $12.99 | — | CL A | 989774104 |
| — | 1347 CAP CORP | 206,770 | $2.07M | 0.1% | $10.10 | — | UNIT 07/18/2016 | 68245V202 |
| — | C B PHARMA ACQUISITION CORP | 200,000 | $2.044M | 0.1% | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| — | VITESSE SEMICONDUCTOR CORP | 350,000 | $1.858M | 0.1% | $5.31 | — | COM NEW | 928497304 |
| — | ARUBA NETWORKS INC | 75,000 | $1.837M | 0.1% | $24.49 | — | COM | 043176106 |
| — | RTI INTL METALS INC | 50,000 | $1.796M | 0.1% | $35.92 | — | COM | 74973W107 |
| — | OVASCIENCE INC | 50,000 | $1.736M | 0.1% | — | — | Call | 69014Q101 |
| — | SIGMA ALDRICH CORP | 12,500 | $1.728M | 0.1% | $138.24 | — | COM | 826552101 |
| — | ENDO INTL PLC | 17,500 | $1.57M | 0.1% | $72.12 | — | SHS | G30401106 |
| — | BOULEVARD ACQUISITION CORP | 136,201 | $1.381M | 0.1% | $10.03 | — | UNIT 02/19/2019 | 10157P203 |
| — | ENERGIZER HLDGS INC | 10,000 | $1.38M | 0.1% | — | — | Call | 29266R108 |
| — | B2GOLD CORP | 1,500,000 | $1.318M | 0.1% | $0.95 | — | NOTE 3.250%10/0 | 11777QAB6 |
| — | TRANSCANADA CORP | 30,000 | $1.282M | 0.1% | $42.67 | — | Put | 89353D107 |
| ENB | ENBRIDGE INC | 25,000 | $1.212M | 0.1% | $26.10 | 0.0% | Put | 29250N105 |
| — | ORBITZ WORLDWIDE INC | 100,000 | $1.166M | 0.1% | $11.66 | — | COM | 68557K109 |
| — | LEVY ACQUISITION CORP | 75,325 | $1.161M | 0.1% | $12.20 | — | UNIT 11/19/2018 | 52748T203 |
| ANIP | ANI PHARMACEUTICALS INC | 17,000 | $1.063M | 0.1% | $60.83 | 0.0% | COM | 00182C103 |
| — | QUNAR CAYMAN IS LTD | 25,700 | $1.06M | 0.1% | — | — | Call | 74906P104 |
| — | AGRIUM INC | 10,000 | $1.043M | 0.1% | $104.28 | — | Put | 008916108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 94,185 | $1.036M | 0.1% | $10.09 | — | UNIT 03/17/2014 | 13215Q205 |
| — | SINO MERCURY ACQUISITION COR | 100,000 | $1.025M | 0.1% | $10.00 | — | UNIT 08/26/2016 | 82936K201 |
| — | AUSPEX PHARMACEUTICALS INC | 10,000 | $1.003M | 0.1% | $100.30 | — | COM | 05211J102 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $995K | 0.1% | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | IGI LABS INC | 120,000 | $979K | 0.1% | $8.16 | — | COM | 449575109 |
| — | MERUS LABS INTL INC NEW | 450,000 | $945K | 0.1% | $2.10 | — | COM | 59047R101 |
| — | ENDO INTL PLC | 10,000 | $897K | 0.0% | $72.12 | — | Call | G30401106 |
| — | AGRIUM INC | 8,439 | $880K | 0.0% | $104.28 | — | COM | 008916108 |
| — | RUBICON MINERALS CORP | 750,000 | $712K | 0.0% | $0.95 | — | COM | 780911103 |
| — | RIO ALTO MNG LTD NEW | 275,000 | $679K | 0.0% | $2.47 | — | COM | 76689T104 |
| — | ORION ENERGY SYSTEMS INC | 215,769 | $678K | 0.0% | $3.14 | — | COM | 686275108 |
| — | PEPCO HOLDINGS INC | 25,000 | $671K | 0.0% | $26.84 | — | COM | 713291102 |
| — | WL ROSS HLDG CORP | 66,931 | $669K | 0.0% | $9.89 | — | COM SHS | 92939D104 |
| — | NORCRAFT COS INC | 25,000 | $639K | 0.0% | $25.56 | — | COM | 65557Y105 |
| — | PARAMOUNT GOLD & SILVER CORP | 600,000 | $606K | 0.0% | $1.02 | — | COM | 69924P102 |
| — | CAPITOL ACQUISITION CORP II | 57,320 | $590K | 0.0% | $10.05 | — | UNIT 05/15/2016 | 14056V204 |
| — | NEVSUN RES LTD | 135,800 | $460K | 0.0% | $3.78 | — | COM | 64156L101 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 13,500 | $429K | 0.0% | $31.79 | — | Call | 531465102 |
| — | CELLULAR DYNAMICS INTL INC | 25,000 | $411K | 0.0% | $16.44 | — | COM | 15117V109 |
| — | TURQUOISE HILL RES LTD | 128,400 | $401K | 0.0% | $3.11 | — | COM | 900435108 |
| — | TRANSCANADA CORP | 8,975 | $383K | 0.0% | $42.67 | — | COM | 89353D107 |
| — | TAHOE RES INC | 34,900 | $383K | 0.0% | $10.97 | — | COM | 873868103 |
| — | DOMINION DIAMOND CORP | 22,400 | $383K | 0.0% | $17.10 | — | COM | 257287102 |
| — | AKORN INC | 8,000 | $380K | 0.0% | $47.50 | — | COM | 009728106 |
| — | COURIER CORP | 15,000 | $367K | 0.0% | $24.47 | — | COM | 222660102 |
| — | TWENTY FIRST CENTY FOX INC | 10,000 | $329K | 0.0% | $36.90 | — | CL B | 90130A200 |
| PBA | PEMBINA PIPELINE CORP | 10,000 | $317K | 0.0% | — | — | Put | 706327103 |
| — | TERRAPIN 3 ACQUISITION CORP | 31,278 | $315K | 0.0% | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| ENB | ENBRIDGE INC | 5,594 | $271K | 0.0% | $26.10 | 0.0% | COM | 29250N105 |
| — | CONTINENTAL BLDG PRODS INC | 11,300 | $255K | 0.0% | $17.70 | — | COM | 211171103 |
| GFF | GRIFFON CORP | 14,200 | $248K | 0.0% | $8.71 | +27.1% | COM | 398433102 |
| — | GRAN TIERRA ENERGY INC | 90,000 | $246K | 0.0% | $3.84 | — | COM | 38500T101 |
| — | BRIGGS & STRATTON CORP | 11,800 | $242K | 0.0% | $20.51 | — | COM | 109043109 |
| — | GARNERO GROUP ACQUISITION CO | 1,254,900 | $237K | 0.0% | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| PLOW | DOUGLAS DYNAMICS INC | 10,300 | $235K | 0.0% | $21.63 | 0.0% | COM | 25960R105 |
| — | WEST CORP | 6,816 | $230K | 0.0% | $32.98 | — | COM | 952355204 |
| — | COTT CORP QUE | 24,000 | $225K | 0.0% | $9.38 | — | COM | 22163N106 |
| — | H & E EQUIPMENT SERVICES INC | 8,981 | $224K | 0.0% | $24.94 | — | COM | 404030108 |
| — | HSN INC | 3,269 | $223K | 0.0% | $68.22 | — | COM | 404303109 |
| — | U S CONCRETE INC | 6,567 | $222K | 0.0% | $28.48 | — | COM NEW | 90333L201 |
| WNC | WABASH NATL CORP | 15,400 | $217K | 0.0% | $11.25 | 0.0% | COM | 929566107 |
| — | AMERICAN RAILCAR INDS INC | 4,360 | $217K | 0.0% | $49.77 | — | COM | 02916P103 |
| — | ALLIANCE FIBER OPTIC PRODS I | 12,300 | $214K | 0.0% | $17.40 | — | COM NEW | 018680306 |
| — | TAL INTL GROUP INC | 5,150 | $210K | 0.0% | $40.78 | — | COM | 874083108 |
| — | NOVABAY PHARMACEUTICALS INC | 300,000 | $202K | 0.0% | $0.67 | — | COM | 66987P102 |
| PETS | PETMED EXPRESS INC | 12,200 | $202K | 0.0% | $15.49 | 0.0% | COM | 716382106 |
| — | CAI INTERNATIONAL INC | 8,146 | $200K | 0.0% | $24.55 | — | COM | 12477X106 |
| GORO | GOLD RESOURCE CORP | 59,200 | $189K | 0.0% | $3.97 | -15.6% | COM | 38068T105 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $185K | 0.0% | $0.32 | — | RIGHT 99/99/9999 | 448740126 |
| CMC | COMMERCIAL METALS CO | 10,800 | $175K | 0.0% | $11.61 | 0.0% | COM | 201723103 |
| FSS | FEDERAL SIGNAL CORP | 10,100 | $159K | 0.0% | $12.76 | +7.8% | COM | 313855108 |
| — | TEEKAY TANKERS LTD | 27,200 | $156K | 0.0% | $4.80 | — | CL A | Y8565N102 |
| — | PENN WEST PETE LTD NEW | 85,000 | $140K | 0.0% | $2.43 | — | COM | 707887105 |
| — | PENN WEST PETE LTD NEW | 85,000 | $140K | 0.0% | $2.43 | — | Put | 707887105 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $140K | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | GARNERO GROUP ACQUISITION CO | 1,260,000 | $139K | 0.0% | $0.13 | — | *W EXP 06/24/201 | G5866L116 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $135K | 0.0% | $0.39 | — | RIGHT 06/17/2016 | G2029P134 |
| — | EARTHLINK HLDGS CORP | 29,200 | $130K | 0.0% | $4.45 | — | COM | 27033X101 |
| — | TERRAPIN 3 ACQUISITION CORP | 390,000 | $125K | 0.0% | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | ENCANA CORP | 10,200 | $114K | 0.0% | $13.90 | — | COM | 292505104 |
| — | CAPITOL ACQUISITION CORP II | 105,700 | $111K | 0.0% | $0.90 | — | *W EXP 05/15/201 | 14056V113 |
| — | HARTE-HANKS INC | 12,500 | $98,000 | 0.0% | $7.84 | — | COM | 416196103 |
| — | COTT CORP QUE | 10,000 | $94,000 | 0.0% | $9.38 | — | Put | 22163N106 |
| — | SINO MERCURY ACQUISITION COR | 300,000 | $87,000 | 0.0% | $0.34 | — | RIGHT 08/26/2016 | 82936K110 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $85,000 | 0.0% | $0.18 | — | *W EXP 10/20/202 | 448740118 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $84,000 | 0.0% | $0.24 | — | *W EXP 12/17/202 | G2029P118 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $82,000 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | AR CAP ACQUISITION CORP | 175,000 | $79,000 | 0.0% | $0.24 | — | *W EXP 10/06/201 | 00191R117 |
| — | BOULEVARD ACQUISITION CORP | 96,535 | $68,000 | 0.0% | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | 1347 CAP CORP | 200,000 | $56,000 | 0.0% | $0.40 | — | RIGHT 07/21/2016 | 68245V111 |
| — | PARKER DRILLING CO | 13,900 | $49,000 | 0.0% | $3.53 | — | COM | 701081101 |
| — | SILVER STD RES INC | 10,500 | $48,000 | 0.0% | $4.57 | — | COM | 82823L106 |
| — | DT ASIA INVTS LTD | 300,000 | $48,000 | 0.0% | $0.24 | — | RIGHT 03/30/2016 | G2615J112 |
| IAG | IAMGOLD CORP | 24,000 | $45,000 | 0.0% | $2.46 | 0.0% | COM | 450913108 |
| — | 1347 CAP CORP | 190,000 | $44,000 | 0.0% | $0.27 | — | *W EXP 07/15/202 | 68245V129 |
| — | ROI ACQUISITION CORP II | 144,017 | $32,000 | 0.0% | $0.40 | — | *W EXP 09/17/201 | 74966G119 |
| — | DT ASIA INVTS LTD | 300,000 | $27,000 | 0.0% | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | WL ROSS HLDG CORP | 35,715 | $23,000 | 0.0% | $0.82 | — | *W EXP 06/11/201 | 92939D112 |
| — | CAMBRIDGE CAP ACQUISITION CO | 81,237 | $19,000 | 0.0% | $0.42 | — | *W EXP 12/17/201 | 13215Q114 |
| — | CIS ACQUISITION LTD | 29,000 | $7,000 | 0.0% | $0.41 | — | *W EXP 12/18/201 | G21490118 |