Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value: $1.659B (81.6% shares, 18.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 800,000 | $153M | 9.2% | $191.63 | $191.63 | — | Put | 78462F103 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $82.75M | 5.0% | $1.66 | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 50,000 | $47.28M | 2.8% | $945.68 | $1044.78 | — | PFD CONV SER A | G0177J116 |
| — | CENTRAL GOLDTRUST | 1,115,521 | $44.26M | 2.7% | $39.68 | $41.40 | — | TR UNIT | 153546106 |
| — | ALLERGAN PLC | 150,000 | $40.77M | 2.5% | $271.81 | — | — | Put | G0177J108 |
| — | TELEFLEX INC | 20,000,000 | $40.51M | 2.4% | $2.03 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | STERICYCLE INC | 300,000 | $30.49M | 1.8% | $101.64 | $101.64 | — | DEP PFD A 1/10 | 858912207 |
| — | AMAG PHARMACEUTICALS INC | 17,500,000 | $28.19M | 1.7% | $1.61 | $2.45 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | GSI GROUP INC CDA NEW | 1,968,325 | $25.06M | 1.5% | $12.73 | $11.31 | — | COM NEW | 36191C205 |
| — | CENTRAL FD CDA LTD | 2,208,584 | $23.39M | 1.4% | $10.59 | $12.42 | — | CL A | 153501101 |
| — | TESARO INC | 15,000,000 | $20.87M | 1.3% | $1.39 | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | RYLAND GROUP INC | 15,000,000 | $20.67M | 1.2% | $1.38 | $1.55 | — | NOTE 1.625% 5/1 | 783764AQ6 |
| BIO | BIO RAD LABS INC | 147,000 | $19.74M | 1.2% | $134.31 * | $118.97 | +21.0% | CL A | 090572207 |
| SPY | SPDR S&P 500 ETF TR | 100,000 | $19.16M | 1.2% | $191.63 | $191.63 | — | TR UNIT | 78462F103 |
| — | NEWPORT CORP | 1,329,745 | $18.28M | 1.1% | $13.75 | $14.97 | — | COM | 651824104 |
| — | DENTSPLY INTL INC NEW | 352,523 | $17.83M | 1.1% | $50.57 | $50.57 | — | COM | 249030107 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17.7M | 1.1% | $9.87 | $9.54 | — | SHS | G5866L108 |
| OPLN | KAR AUCTION SVCS INC | 496,800 | $17.64M | 1.1% | $35.50 * | $10.92 | +29.9% | COM | 48238T109 |
| — | GOOGLE INC | 27,400 | $16.67M | 1.0% | $608.43 | $524.28 | — | CL C | 38259P706 |
| EMN | EASTMAN CHEM CO | 250,000 | $16.18M | 1.0% | $64.72 * | $57.20 | -7.7% | COM | 277432100 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,758,267 | $16.14M | 1.0% | $9.18 | $10.44 | — | UNIT | 85207H104 |
| MCD | MCDONALDS CORP | 163,400 | $16.1M | 1.0% | $98.53 * | $72.97 | +3.2% | COM | 580135101 |
| — | DEALERTRACK TECHNOLOGIES INC | 8,910,000 | $15.14M | 0.9% | $1.70 | $1.69 | — | NOTE 1.500% 3/1 | 242309AB8 |
| — | HOLLYFRONTIER CORP | 300,000 | $14.65M | 0.9% | $48.84 | $43.72 | — | COM | 436106108 |
| DG | DOLLAR GEN CORP NEW | 186,700 | $13.53M | 0.8% | $72.44 * | $61.51 | +8.6% | COM | 256677105 |
| — | CARDTRONICS INC | 406,000 | $13.28M | 0.8% | $32.70 | $35.02 | — | COM | 14161H108 |
| A | AGILENT TECHNOLOGIES INC | 375,600 | $12.89M | 0.8% | $34.33 | $38.09 | -8.6% | COM | 00846U101 |
| — | HARMONY MERGER CORP | 1,299,975 | $12.87M | 0.8% | $9.90 | $9.85 | — | COM | 413247107 |
| GNTX | GENTEX CORP | 819,300 | $12.7M | 0.8% | $15.50 * | $17.53 | -9.3% | COM | 371901109 |
| — | COOPER COS INC | 84,300 | $12.55M | 0.8% | $148.86 | $167.85 | — | COM NEW | 216648402 |
| — | FIDELITY NATIONAL FINANCIAL | 6,500,000 | $12.5M | 0.8% | $1.92 | $2.05 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | AR CAP ACQUISITION CORP | 1,264,653 | $12.41M | 0.7% | $9.82 | $9.81 | — | COM | 00191R109 |
| MLKN | MILLER HERMAN INC | 423,700 | $12.22M | 0.7% | $28.84 * | $22.75 | -4.1% | COM | 600544100 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,128,686 | $11.87M | 0.7% | $10.52 | $10.05 | — | COM | 37953N108 |
| HAL | HALLIBURTON CO | 335,000 | $11.84M | 0.7% | $35.35 * | $39.28 | -18.1% | COM | 406216101 |
| HAL | HALLIBURTON CO | 335,000 | $11.84M | 0.7% | $35.35 * | $39.28 | -18.1% | Put | 406216101 |
| XRT | SPDR SERIES TRUST | 262,699 | $11.67M | 0.7% | $44.42 | $44.42 | — | S&P RETAIL ETF | 78464A714 |
| — | ACTUA CORP | 992,300 | $11.67M | 0.7% | $11.76 | $15.48 | — | COM | 005094107 |
| — | MOBILE MINI INC | 376,174 | $11.58M | 0.7% | $30.79 | $36.35 | — | COM | 60740F105 |
| — | EMERGENT BIOSOLUTIONS INC | 10,000,000 | $11.36M | 0.7% | $1.14 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | WEST CORP | 500,000 | $11.2M | 0.7% | $22.40 | $25.98 | — | COM | 952355204 |
| AAPL | APPLE INC | 100,000 | $11.03M | 0.7% | $110.30 | — | — | Call | 037833100 |
| STKL | SUNOPTA INC | 2,250,000 | $10.94M | 0.7% | $4.86 * | $9.07 | 0.0% | COM | 8676EP108 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 7,500,000 | $10.69M | 0.6% | $1.43 | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | UNITED STATES OIL FUND LP | 700,000 | $10.28M | 0.6% | $14.68 | $19.88 | — | Call | 91232N108 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,039,700 | $10.26M | 0.6% | $9.87 | $9.92 | — | COM | 74874U101 |
| — | NEXTERA ENERGY INC | 200,000 | $10.25M | 0.6% | $51.27 | $51.27 | — | UNIT 08/31/2018 | 65339F846 |
| DECK | DECKERS OUTDOOR CORP | 175,700 | $10.2M | 0.6% | $58.06 * | $11.15 | 0.0% | COM | 243537107 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 10,000,000 | $9.924M | 0.6% | $0.99 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | MERCADOLIBRE INC | 10,000,000 | $9.817M | 0.6% | $0.98 | $0.98 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | INTEGRATED DEVICE TECHNOLOGY | 469,036 | $9.521M | 0.6% | $20.30 | $20.05 | — | COM | 458118106 |
| RS | RELIANCE STEEL & ALUMINUM CO | 175,300 | $9.468M | 0.6% | $54.01 * | $70.14 | -16.5% | COM | 759509102 |
| — | CAMBRIDGE CAP ACQUISITION CO | 938,813 | $9.36M | 0.6% | $9.97 | $9.83 | — | COM | 13215Q106 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $9.143M | 0.6% | $0.91 | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | EASTERLY ACQUISITION CORP | 893,000 | $9.019M | 0.5% | $10.10 | $10.10 | — | UNIT 99/99/9999 | 27616L201 |
| — | J2 GLOBAL INC | 7,500,000 | $8.959M | 0.5% | $1.19 | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| CBZ | CBIZ INC | 891,734 | $8.757M | 0.5% | $9.82 | $8.81 | +10.7% | COM | 124805102 |
| — | CORELOGIC INC | 234,700 | $8.738M | 0.5% | $37.23 | $37.23 | — | COM | 21871D103 |
| — | ATLANTIC ALLIANCE PARTNER CO | 856,263 | $8.734M | 0.5% | $10.20 | $10.24 | — | SHS | G04897107 |
| MET | METLIFE INC | 184,900 | $8.718M | 0.5% | $47.15 * | $30.66 | +7.3% | COM | 59156R108 |
| — | GORES HLDGS INC | 849,700 | $8.573M | 0.5% | $10.09 | $10.09 | — | UNIT 99/99/9999 | 382866200 |
| — | INFINERA CORPORATION | 438,000 | $8.567M | 0.5% | $19.56 | $13.89 | — | COM | 45667G103 |
| — | AROWANA INC | 869,034 | $8.564M | 0.5% | $9.85 | $9.83 | — | SHS | G05011104 |
| ETN | EATON CORP PLC | 166,200 | $8.526M | 0.5% | $51.30 * | $52.96 | -12.2% | SHS | G29183103 |
| — | SWIFT TRANSN CO | 556,700 | $8.362M | 0.5% | $15.02 | $21.00 | — | CL A | 87074U101 |
| — | SMITH & WESSON HLDG CORP | 479,346 | $8.087M | 0.5% | $16.87 | $12.73 | — | COM | 831756101 |
| — | KRISPY KREME DOUGHNUTS INC | 549,941 | $8.046M | 0.5% | $14.63 | $15.95 | — | COM | 501014104 |
| — | ATMEL CORP | 990,000 | $7.989M | 0.5% | $8.07 | $8.09 | — | COM | 049513104 |
| — | E COMPASS ACQUISITION CORP | 783,820 | $7.901M | 0.5% | $10.08 | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | HENNESSY CAP ACQUISITION COR | 800,000 | $7.888M | 0.5% | $9.86 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | ROI ACQUISITION CORP II | 772,918 | $7.729M | 0.5% | $10.00 | $9.84 | — | COM | 74966G101 |
| — | SPECTRANETICS CORP | 10,000,000 | $7.596M | 0.5% | $0.76 | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $7.594M | 0.5% | $37.97 | $37.74 | 0.0% | Call | 517834107 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,112,296 | $7.575M | 0.5% | $6.81 | $8.56 | — | UNIT | 85207Q104 |
| — | INCONTACT INC | 993,549 | $7.462M | 0.4% | $7.51 | $8.40 | — | COM | 45336E109 |
| TRU | TRANSUNION | 294,009 | $7.386M | 0.4% | $25.12 * | $24.34 | +0.4% | COM | 89400J107 |
| — | INPHI CORP | 298,562 | $7.177M | 0.4% | $24.04 | $18.63 | — | COM | 45772F107 |
| — | NORTH AMERN ENERGY PARTNERS | 3,277,250 | $7.144M | 0.4% | $2.18 | $4.21 | — | COM | 656844107 |
| — | ENVESTNET INC | 8,000,000 | $7.066M | 0.4% | $0.88 | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | FINISH LINE INC | 359,000 | $6.929M | 0.4% | $19.30 | $22.31 | — | CL A | 317923100 |
| FCN | FTI CONSULTING INC | 163,461 | $6.785M | 0.4% | $41.51 | $37.79 | +8.9% | COM | 302941109 |
| — | DT ASIA INVTS LTD | 642,581 | $6.779M | 0.4% | $10.55 | $10.08 | — | UNIT 03/29/2021T | G2615J120 |
| — | GP INVTS ACQUISITION COR | 700,000 | $6.755M | 0.4% | $9.65 | $9.65 | — | SHS | G40357124 |
| DAL | DELTA AIR LINES INC DEL | 150,000 | $6.73M | 0.4% | $44.87 | — | — | Put | 247361702 |
| — | EVINE LIVE INC | 2,538,208 | $6.65M | 0.4% | $2.62 | $6.03 | — | CL A | 300487105 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 85,961 | $6.511M | 0.4% | $75.74 * | $82.45 | +2.0% | COM | 75689M101 |
| — | FINTECH ACQUISITION CORP | 632,789 | $6.36M | 0.4% | $10.05 | $10.12 | — | UNIT 99/99/9999 | 31809H209 |
| META | FACEBOOK INC | 69,600 | $6.257M | 0.4% | $89.90 | $81.09 | +12.4% | CL A | 30303M102 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $6.241M | 0.4% | $31.20 | $50.32 | — | DEP SHS 1/20 B | 845467208 |
| — | TERRAPIN 3 ACQUISITION CORP | 611,683 | $6.043M | 0.4% | $9.88 | $9.75 | — | COM CL A | 88104P104 |
| — | STERIS CORP | 89,700 | $5.828M | 0.4% | $64.97 | $64.97 | — | COM | 859152100 |
| — | TRANSGLOBE ENERGY CORP | 2,206,100 | $5.824M | 0.4% | $2.64 | $4.04 | — | COM | 893662106 |
| DECK | DECKERS OUTDOOR CORP | 100,000 | $5.806M | 0.3% | $58.06 * | $11.15 | 0.0% | Put | 243537107 |
| HBIO | HARVARD BIOSCIENCE INC | 1,514,557 | $5.725M | 0.3% | $3.78 * | $5.03 | -7.5% | COM | 416906105 |
| TIPT | TIPTREE FINL INC | 866,720 | $5.547M | 0.3% | $6.40 * | $7.68 | -18.4% | CL A | 88822Q103 |
| — | DOUBLE EAGLE ACQUISITION COR | 546,800 | $5.545M | 0.3% | $10.14 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | C B PHARMA ACQUISITION CORP | 550,000 | $5.475M | 0.3% | $9.95 | $9.79 | — | SHS | G2029P126 |
| — | ELECTRUM SPL ACQUISITION COR | 542,312 | $5.222M | 0.3% | $9.63 | $9.63 | — | SHS | G3105C104 |
| — | PRECISION CASTPARTS CORP | 22,500 | $5.168M | 0.3% | $229.69 | $229.69 | — | COM | 740189105 |
| NFLX | NETFLIX INC | 50,000 | $5.163M | 0.3% | $103.26 | — | — | Put | 64110L106 |
| — | HYDRA INDS ACQUISITION CORP | 530,000 | $5.141M | 0.3% | $9.70 | $9.54 | — | COM | 448740100 |
| — | DT ASIA INVTS LTD | 500,000 | $5.01M | 0.3% | $10.02 | $9.70 | — | SHS | G2615J104 |
| — | BOULEVARD ACQUISITION | 500,000 | $4.985M | 0.3% | $9.97 | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| TSLA | TESLA MTRS INC | 20,000 | $4.968M | 0.3% | $248.40 | — | — | Call | 88160R101 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $4.915M | 0.3% | $9.83 | $9.70 | — | COM | 06759V101 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4.871M | 0.3% | $10.14 | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| — | TECO ENERGY INC | 185,000 | $4.858M | 0.3% | $26.26 | $26.26 | — | COM | 872375100 |
| MPC | MARATHON PETE CORP | 100,000 | $4.633M | 0.3% | $46.33 * | $37.21 | 0.0% | COM | 56585A102 |
| — | HYDRA INDS ACQUISITION CORP | 450,300 | $4.616M | 0.3% | $10.25 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | CAMERON INTERNATIONAL CORP | 75,000 | $4.599M | 0.3% | $61.32 | $61.32 | — | COM | 13342B105 |
| — | AGL RES INC | 75,000 | $4.578M | 0.3% | $61.04 | $61.04 | — | COM | 001204106 |
| — | KNOLL INC | 205,808 | $4.524M | 0.3% | $21.98 | $25.03 | — | COM NEW | 498904200 |
| — | ECHO GLOBAL LOGISTICS INC | 5,000,000 | $4.503M | 0.3% | $0.90 | $1.08 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | FINTECH ACQUISITION CORP | 448,749 | $4.393M | 0.3% | $9.79 | $9.85 | — | COM | 31809H100 |
| — | PMC-SIERRA INC | 619,447 | $4.194M | 0.3% | $6.77 | $6.77 | — | COM | 69344F106 |
| — | EMCORE CORP | 604,388 | $4.11M | 0.2% | $6.80 | $5.40 | — | COM NEW | 290846203 |
| — | HUDSON GLOBAL INC | 1,626,264 | $4.049M | 0.2% | $2.49 | $2.48 | — | COM | 443787106 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 180,000 | $3.991M | 0.2% | $22.17 | $31.79 | — | COM SER A | 531465102 |
| — | BUFFALO WILD WINGS INC | 20,600 | $3.985M | 0.2% | $193.45 | $193.45 | — | COM | 119848109 |
| — | GLOBAL PARTNER ACQUISITION C | 400,000 | $3.94M | 0.2% | $9.85 | $9.85 | — | COM | 37954X105 |
| — | SINO MERCURY ACQUISITION COR | 394,700 | $3.927M | 0.2% | $9.95 | $9.93 | — | COM | 82936K102 |
| — | NCI BUILDING SYS INC | 368,800 | $3.898M | 0.2% | $10.57 | $10.57 | — | COM NEW | 628852204 |
| — | ALTERA CORP | 77,500 | $3.881M | 0.2% | $50.08 | $51.16 | — | COM | 021441100 |
| — | PARTNERRE LTD | 27,500 | $3.819M | 0.2% | $138.87 | $135.30 | — | COM | G6852T105 |
| — | ANADARKO PETE CORP | 100,000 | $3.724M | 0.2% | $37.24 | $50.58 | — | UNIT 99/99/9999 | 032511404 |
| LVS | LAS VEGAS SANDS CORP | 95,000 | $3.607M | 0.2% | $37.97 | $37.74 | 0.0% | COM | 517834107 |
| — | DISH NETWORK CORP | 61,000 | $3.559M | 0.2% | $58.34 | $64.58 | — | CL A | 25470M109 |
| — | DISH NETWORK CORP | 61,000 | $3.559M | 0.2% | $58.34 | $64.58 | — | Put | 25470M109 |
| — | WL ROSS HLDG CORP | 321,931 | $3.342M | 0.2% | $10.38 | $10.34 | — | COM SHS | 92939D104 |
| — | 1347 CAP CORP | 338,146 | $3.314M | 0.2% | $9.80 | $9.56 | — | COM | 68245V103 |
| — | BIOMARIN PHARMACEUTICAL INC | 2,500,000 | $3.264M | 0.2% | $1.31 | $1.31 | — | NOTE 0.750%10/1 | 09061GAE1 |
| — | CABLEVISION SYS CORP | 100,000 | $3.247M | 0.2% | $32.47 | $32.47 | — | CL A NY CABLVS | 12686C109 |
| — | STRATEGIC HOTELS & RESORTS I | 235,000 | $3.241M | 0.2% | $13.79 | $13.79 | — | COM | 86272T106 |
| BLMN | BLOOMIN BRANDS INC | 175,500 | $3.191M | 0.2% | $18.18 * | $18.81 | -12.0% | COM | 094235108 |
| — | SYMETRA FINL CORP | 100,000 | $3.164M | 0.2% | $31.64 | $31.64 | — | COM | 87151Q106 |
| — | ENDO INTL PLC | 45,500 | $3.152M | 0.2% | $69.27 | $78.12 | — | SHS | G30401106 |
| — | MANITEX INTL INC | 555,400 | $3.121M | 0.2% | $5.62 | $13.28 | — | COM | 563420108 |
| — | SWIFT TRANSN CO | 200,000 | $3.004M | 0.2% | $15.02 | $21.00 | — | Call | 87074U101 |
| VYX | NCR CORP NEW | 128,500 | $2.923M | 0.2% | $22.75 * | $18.01 | -7.6% | Call | 62886E108 |
| — | M/I HOMES INC | 2,500,000 | $2.854M | 0.2% | $1.14 | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | TUESDAY MORNING CORP | 482,100 | $2.608M | 0.2% | $5.41 | $5.41 | — | COM NEW | 899035505 |
| W | WAYFAIR INC | 73,000 | $2.559M | 0.2% | $35.05 * | $38.36 | 0.0% | CL A | 94419L101 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $2.538M | 0.2% | $12.69 | — | — | Put | 845467109 |
| — | QUINPARIO ACQUISITION CORP 2 | 245,800 | $2.527M | 0.2% | $10.28 | $10.12 | — | UNIT 01/01/2023 | 74874U200 |
| TSLA | TESLA MTRS INC | 10,000 | $2.484M | 0.1% | $248.40 | — | — | Put | 88160R101 |
| — | MERUS LABS INTL INC NEW | 1,737,300 | $2.241M | 0.1% | $1.29 | $2.29 | — | COM | 59047R101 |
| — | CALLIDUS SOFTWARE INC | 125,722 | $2.136M | 0.1% | $16.99 | $12.68 | — | COM | 13123E500 |
| — | 1347 CAP CORP | 207,370 | $2.135M | 0.1% | $10.30 | $10.10 | — | UNIT 07/18/2016 | 68245V202 |
| — | PRETIUM RES INC | 345,715 | $2.092M | 0.1% | $6.05 | $5.42 | — | COM | 74139C102 |
| — | C B PHARMA ACQUISITION CORP | 200,000 | $2.092M | 0.1% | $10.46 | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| — | HARMONY MERGER CORP | 200,000 | $2.04M | 0.1% | $10.20 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | GLOBAL PARTNER ACQUISITION C | 200,000 | $2.008M | 0.1% | $10.04 | $10.04 | — | UNIT 07/01/2020 | 37954X204 |
| PSLV | SPROTT PHYSICAL SILVER TR | 327,799 | $1.859M | 0.1% | $5.67 | $6.15 | — | TR UNIT | 85207K107 |
| — | AR CAP ACQUISITION CORP | 178,527 | $1.775M | 0.1% | $9.94 | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | HCC INS HLDGS INC | 20,000 | $1.549M | 0.1% | $77.45 | $76.83 | — | COM | 404132102 |
| — | BROADCOM CORP | 30,000 | $1.543M | 0.1% | $51.43 | — | — | Call | 111320107 |
| — | AROWANA INC | 143,332 | $1.455M | 0.1% | $10.15 | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| PFE | PFIZER INC | 45,000 | $1.413M | 0.1% | $31.40 * | $20.60 | 0.0% | Put | 717081103 |
| — | LANNET INC | 33,900 | $1.408M | 0.1% | $41.53 | $41.53 | — | COM | 516012101 |
| — | SIGMA ALDRICH CORP | 10,000 | $1.389M | 0.1% | $138.90 | $138.90 | — | COM | 826552101 |
| — | SOLERA HOLDINGS INC | 25,000 | $1.35M | 0.1% | $54.00 | $54.00 | — | COM | 83421A104 |
| — | YODLEE INC | 80,899 | $1.305M | 0.1% | $16.13 | $16.13 | — | COM | 98600P201 |
| — | EZCHIP SEMICONDUCTOR LIMITED | 50,000 | $1.258M | 0.1% | $25.16 | $25.16 | — | ORD | M4146Y108 |
| — | ATLANTIC PWR CORP | 667,800 | $1.242M | 0.1% | $1.86 | $1.86 | — | COM NEW | 04878Q863 |
| — | GRANITE REAL ESTATE INVT TR | 40,000 | $1.126M | 0.1% | $28.15 | — | — | Call | 387437114 |
| — | GP INVTS ACQUISITION COR | 108,000 | $1.069M | 0.1% | $9.90 | $10.03 | — | UNIT 99/99/9999 | G40357116 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.018M | 0.1% | $10.18 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | JM GLOBAL HLDG CO | 100,000 | $970K | 0.1% | $9.70 | $9.70 | — | COM | 46590H101 |
| — | SIRONA DENTAL SYSTEMS INC | 10,000 | $933K | 0.1% | $93.30 | — | — | Call | 82966C103 |
| — | TIME WARNER CABLE INC | 5,000 | $897K | 0.1% | $179.40 | $179.40 | — | COM | 88732J207 |
| VCYT | VERACYTE INC | 191,072 | $896K | 0.1% | $4.69 * | $9.84 | -3.3% | COM | 92337F107 |
| — | STEINER LEISURE LTD | 14,000 | $885K | 0.1% | $63.21 | $63.21 | — | ORD | P8744Y102 |
| — | WL ROSS HLDG CORP | 78,083 | $877K | 0.1% | $11.23 | $10.43 | — | UNIT 06/11/2019 | 92939D203 |
| — | ENDO INTL PLC | 12,500 | $866K | 0.1% | $69.28 | $78.12 | — | Put | G30401106 |
| LNWO | SCIENTIFIC GAMES CORP | 82,000 | $857K | 0.1% | $10.45 * | $13.11 | 0.0% | CL A | 80874P109 |
| — | ENVIVIO INC | 200,000 | $818K | 0.0% | $4.09 | $4.09 | — | COM | 29413T106 |
| PFE | PFIZER INC | 25,000 | $785K | 0.0% | $31.40 * | $20.60 | 0.0% | COM | 717081103 |
| — | BAKER HUGHES INC | 15,000 | $781K | 0.0% | $52.07 | $52.07 | — | COM | 057224107 |
| — | VALEANT PHARMACEUTICALS INTL | 4,000 | $714K | 0.0% | $178.50 | $178.50 | — | Put | 91911K102 |
| — | VALEANT PHARMACEUTICALS INTL | 4,000 | $714K | 0.0% | $178.50 | $178.50 | — | COM | 91911K102 |
| — | PREMIERE GLOBAL SVCS INC | 50,000 | $687K | 0.0% | $13.74 | $13.74 | — | COM | 740585104 |
| — | SQUARE 1 FINL INC | 25,000 | $642K | 0.0% | $25.68 | $25.68 | — | CL A | 85223W101 |
| — | TIME WARNER CABLE INC | 3,500 | $628K | 0.0% | $179.43 | $179.40 | — | Put | 88732J207 |
| — | PACE HLDGS CORP | 50,000 | $510K | 0.0% | $10.20 | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| — | PEPCO HOLDINGS INC | 20,000 | $484K | 0.0% | $24.20 | $24.20 | — | COM | 713291102 |
| — | JM GLOBAL HLDG CO | 46,065 | $454K | 0.0% | $9.86 | $9.86 | — | UNIT 99/99/9999 | 46590H200 |
| — | SHIRE PLC | 2,000 | $410K | 0.0% | $205.00 | $205.00 | — | SPONSORED ADR | 82481R106 |
| — | SHIRE PLC | 2,000 | $410K | 0.0% | $205.00 | $205.00 | — | Put | 82481R106 |
| — | HARMONY MERGER CORP | 1,295,300 | $389K | 0.0% | $0.30 | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| — | AETNA INC NEW | 3,500 | $383K | 0.0% | $109.43 | — | — | Call | 00817Y108 |
| — | OM GROUP INC | 10,000 | $329K | 0.0% | $32.90 | $33.60 | — | COM | 670872100 |
| — | TERRAPIN 3 ACQUISITION CORP | 31,278 | $319K | 0.0% | $10.20 | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| — | TOWERS WATSON & CO | 2,500 | $293K | 0.0% | $117.20 | — | — | Call | 891894107 |
| TAC | TRANSALTA CORP | 62,600 | $291K | 0.0% | $4.65 * | $5.70 | 0.0% | Call | 89346D107 |
| — | GARNERO GROUP ACQUISITION CO | 1,254,900 | $276K | 0.0% | $0.22 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | WL ROSS HLDG CORP | 291,665 | $226K | 0.0% | $0.77 | $0.98 | — | *W EXP 06/11/201 | 92939D112 |
| — | GP INVTS ACQUISITION COR | 346,736 | $225K | 0.0% | $0.65 | $0.65 | — | *W EXP 99/99/999 | G40357108 |
| TAC | TRANSALTA CORP | 47,200 | $219K | 0.0% | $4.64 * | $5.70 | 0.0% | COM | 89346D107 |
| — | MARKWEST ENERGY PARTNERS L P | 5,000 | $215K | 0.0% | $43.00 | — | — | Call | 570759100 |
| — | CONCORDIA HEALTHCARE CORP | 5,000 | $213K | 0.0% | $42.60 | $42.60 | — | COM | 206519100 |
| — | CONCORDIA HEALTHCARE CORP | 5,000 | $213K | 0.0% | $42.60 | $42.60 | — | Put | 206519100 |
| — | HYDRA INDS ACQUISITION CORP | 486,795 | $190K | 0.0% | $0.39 | $0.32 | — | RIGHT 99/99/9999 | 448740126 |
| — | TERRAPIN 3 ACQUISITION CORP | 381,700 | $186K | 0.0% | $0.49 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | NTELOS HLDGS CORP | 20,000 | $181K | 0.0% | $9.05 | $9.05 | — | COM NEW | 67020Q305 |
| — | SINO MERCURY ACQUISITION COR | 329,998 | $168K | 0.0% | $0.51 | $0.36 | — | RIGHT 08/26/2016 | 82936K110 |
| — | GARNERO GROUP ACQUISITION CO | 1,330,406 | $160K | 0.0% | $0.12 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | QUINPARIO ACQUISITION CORP 2 | 593,800 | $138K | 0.0% | $0.23 | $0.38 | — | *W EXP 01/01/202 | 74874U119 |
| — | HYDRA INDS ACQUISITION CORP | 480,301 | $137K | 0.0% | $0.29 | $0.18 | — | *W EXP 10/20/202 | 448740118 |
| — | ROI ACQUISITION CORP II | 366,301 | $134K | 0.0% | $0.37 | $0.32 | — | *W EXP 09/17/201 | 74966G119 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $121K | 0.0% | $0.35 | $0.39 | — | RIGHT 06/17/2016 | G2029P134 |
| — | AROWANA INC | 600,000 | $120K | 0.0% | $0.20 | $0.28 | — | RIGHT 01/01/2017 | G05011120 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $113K | 0.0% | $0.23 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | GLOBAL PARTNER ACQUISITION C | 400,000 | $104K | 0.0% | $0.26 | $0.26 | — | *W EXP 07/01/202 | 37954X113 |
| — | ELECTRUM SPL ACQUISITION COR | 442,212 | $102K | 0.0% | $0.23 | $0.23 | — | *W EXP 99/99/999 | G3105C112 |
| — | FINTECH ACQUISITION CORP | 277,881 | $96,000 | 0.0% | $0.35 | $0.40 | — | *W EXP 02/19/202 | 31809H118 |
| HBM | HUDBAY MINERALS INC | 25,000 | $92,000 | 0.0% | $3.68 | — | — | Call | 443628102 |
| — | AROWANA INC | 800,000 | $90,000 | 0.0% | $0.11 | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $88,000 | 0.0% | $0.18 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $80,000 | 0.0% | $0.23 | $0.24 | — | *W EXP 12/17/202 | G2029P118 |
| — | 1347 CAP CORP | 200,000 | $74,000 | 0.0% | $0.37 | $0.40 | — | RIGHT 07/21/2016 | 68245V111 |
| — | DT ASIA INVTS LTD | 300,000 | $63,000 | 0.0% | $0.21 | $0.24 | — | RIGHT 03/30/2016 | G2615J112 |
| — | NOVABAY PHARMACEUTICALS INC | 171,805 | $50,000 | 0.0% | $0.29 | $0.67 | — | COM | 66987P102 |
| — | CAMBRIDGE CAP ACQUISITION CO | 175,422 | $44,000 | 0.0% | $0.25 | $0.28 | — | *W EXP 12/17/201 | 13215Q114 |
| — | JM GLOBAL HLDG CO | 100,000 | $29,000 | 0.0% | $0.29 | $0.29 | — | *W EXP 07/29/201 | 46590H119 |
| — | DT ASIA INVTS LTD | 300,000 | $28,000 | 0.0% | $0.09 | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | 1347 CAP CORP | 48,786 | $14,000 | 0.0% | $0.29 | $0.27 | — | *W EXP 07/15/202 | 68245V129 |