Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value: $1.919B (77.1% shares, 22.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 670,000 | $137M | 7.1% | $203.87 | $191.63 | — | Put | 78462F103 |
| IWM | ISHARES TR | 900,000 | $101M | 5.3% | $112.62 | $112.62 | — | Put | 464287655 |
| — | MICRON TECHNOLOGY INC | 55,000,000 | $87.04M | 4.5% | $1.58 | $2.73 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | JARDEN CORP | 45,000,000 | $82M | 4.3% | $1.82 | $1.82 | — | NOTE 1.875% 9/1 | 471109AH1 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 60,000 | $61.59M | 3.2% | $1026.55 | $1041.74 | — | PFD CONV SER A | G0177J116 |
| — | CENTRAL GOLDTRUST | 1,501,425 | $56.69M | 3.0% | $37.76 | $40.46 | — | TR UNIT | 153546106 |
| — | TELEFLEX INC | 20,000,000 | $42.88M | 2.2% | $2.14 | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | STERICYCLE INC | 400,000 | $36.51M | 1.9% | $91.27 | $99.04 | — | DEP PFD A 1/10 | 858912207 |
| — | GSI GROUP INC CDA NEW | 2,013,817 | $27.43M | 1.4% | $13.62 | $11.37 | — | COM NEW | 36191C205 |
| — | TESARO INC | 15,000,000 | $25.22M | 1.3% | $1.68 | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | CENTRAL FD CDA LTD | 2,206,984 | $22.05M | 1.1% | $9.99 | $12.42 | — | CL A | 153501101 |
| — | NXP SEMICONDUCTORS N V | 20,000,000 | $21.98M | 1.1% | $1.10 | $1.10 | — | DBCV 1.000%12/0 | 62952QAB6 |
| EMN | EASTMAN CHEM CO | 291,000 | $19.64M | 1.0% | $67.51 * | $56.23 | -10.5% | COM | 277432100 |
| GOOG | ALPHABET INC | 25,000 | $18.97M | 1.0% | $758.88 | — | — | Call | 02079K107 |
| — | ALLERGAN PLC | 60,000 | $18.75M | 1.0% | $312.50 | — | — | Put | G0177J108 |
| BIO | BIO RAD LABS INC | 135,139 | $18.74M | 1.0% | $138.66 | $118.97 | +16.5% | CL A | 090572207 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17.59M | 0.9% | $9.81 | $9.54 | — | SHS | G5866L108 |
| META | FACEBOOK INC | 161,000 | $16.85M | 0.9% | $104.66 * | $92.97 | +9.7% | CL A | 30303M102 |
| OPLN | KAR AUCTION SVCS INC | 447,100 | $16.56M | 0.9% | $37.03 * | $10.92 | +29.6% | COM | 48238T109 |
| DG | DOLLAR GEN CORP NEW | 228,300 | $16.41M | 0.9% | $71.87 * | $61.15 | -2.6% | COM | 256677105 |
| IWM | ISHARES TR | 145,000 | $16.33M | 0.9% | $112.62 | $112.62 | — | RUSSELL 2000 ETF | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 80,000 | $16.31M | 0.9% | $203.88 | $191.63 | — | TR UNIT | 78462F103 |
| JNJ | JOHNSON & JOHNSON | 158,200 | $16.25M | 0.8% | $102.72 * | $75.93 | 0.0% | COM | 478160104 |
| A | AGILENT TECHNOLOGIES INC | 376,500 | $15.74M | 0.8% | $41.81 * | $38.09 | -6.3% | COM | 00846U101 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,758,267 | $15.35M | 0.8% | $8.73 | $10.44 | — | UNIT | 85207H104 |
| GNTX | GENTEX CORP | 952,300 | $15.25M | 0.8% | $16.01 | $17.34 | -6.8% | COM | 371901109 |
| — | AR CAP ACQUISITION CORP | 1,562,900 | $15.21M | 0.8% | $9.73 | $9.80 | — | COM | 00191R109 |
| — | VCA INC | 275,100 | $15.13M | 0.8% | $55.00 | $55.00 | — | COM | 918194101 |
| — | NEWPORT CORP | 914,090 | $14.51M | 0.8% | $15.87 | $14.97 | — | COM | 651824104 |
| — | MOBILE MINI INC | 452,503 | $14.09M | 0.7% | $31.13 | $35.47 | — | COM | 60740F105 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,438,390 | $13.95M | 0.7% | $9.70 | $9.86 | — | COM | 74874U101 |
| — | CARDTRONICS INC | 412,195 | $13.87M | 0.7% | $33.65 | $35.00 | — | COM | 14161H108 |
| — | EMERGENT BIOSOLUTIONS INC | 10,000,000 | $13.8M | 0.7% | $1.38 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | CORELOGIC INC | 392,039 | $13.27M | 0.7% | $33.86 | $35.88 | — | COM | 21871D103 |
| — | RYLAND GROUP INC | 10,000,000 | $13.19M | 0.7% | $1.32 | $1.55 | — | NOTE 1.625% 5/1 | 783764AQ6 |
| CAH | CARDINAL HEALTH INC | 146,000 | $13.03M | 0.7% | $89.27 * | $63.62 | 0.0% | COM | 14149Y108 |
| FAST | FASTENAL CO | 318,100 | $12.98M | 0.7% | $40.82 * | $7.54 | 0.0% | COM | 311900104 |
| — | HARMONY MERGER CORP | 1,299,975 | $12.9M | 0.7% | $9.92 | $9.85 | — | COM | 413247107 |
| — | SWIFT TRANSN CO | 920,900 | $12.73M | 0.7% | $13.82 | $18.16 | — | CL A | 87074U101 |
| — | AMAG PHARMACEUTICALS INC | 10,000,000 | $12.67M | 0.7% | $1.27 | $2.45 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| LVS | LAS VEGAS SANDS CORP | 286,500 | $12.56M | 0.7% | $43.84 * | $35.60 | -3.0% | COM | 517834107 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 7,500,000 | $12.5M | 0.7% | $1.67 | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| MCD | MCDONALDS CORP | 105,800 | $12.5M | 0.7% | $118.14 * | $72.97 | +19.5% | COM | 580135101 |
| — | FIDELITY NATIONAL FINANCIAL | 6,500,000 | $12.4M | 0.6% | $1.91 | $2.05 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | JARDEN CORP | 10,000,000 | $12.27M | 0.6% | $1.23 | $1.23 | — | NOTE 1.125% 3/1 | 471109AM0 |
| MET | METLIFE INC | 253,000 | $12.2M | 0.6% | $48.21 * | $30.81 | +1.3% | COM | 59156R108 |
| SMG | SCOTTS MIRACLE GRO CO | 188,876 | $12.18M | 0.6% | $64.51 * | $47.59 | 0.0% | CL A | 810186106 |
| — | ACTUA CORP | 1,031,096 | $11.81M | 0.6% | $11.45 | $15.33 | — | COM | 005094107 |
| DECK | DECKERS OUTDOOR CORP | 250,000 | $11.8M | 0.6% | $47.20 * | $11.15 | -20.6% | Call | 243537107 |
| — | SANDISK CORP | 7,500,000 | $11.77M | 0.6% | $1.57 | $1.57 | — | NOTE 1.500% 8/1 | 80004CAD3 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $11.53M | 0.6% | $1.15 | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| HAL | HALLIBURTON CO | 335,000 | $11.4M | 0.6% | $34.04 * | $39.28 | -21.1% | COM | 406216101 |
| HAL | HALLIBURTON CO | 335,000 | $11.4M | 0.6% | $34.04 * | $39.28 | -21.1% | Put | 406216101 |
| TRU | TRANSUNION | 408,509 | $11.26M | 0.6% | $27.57 * | $24.47 | +1.4% | COM | 89400J107 |
| — | MERCADOLIBRE INC | 10,000,000 | $11.2M | 0.6% | $1.12 | $0.98 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | UNITED STATES OIL FUND LP | 1,000,000 | $11M | 0.6% | $11.00 | — | — | Call | 91232N108 |
| — | FARO TECHNOLOGIES INC | 370,412 | $10.94M | 0.6% | $29.52 | $29.52 | — | COM | 311642102 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 10,000,000 | $10.83M | 0.6% | $1.08 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | INFINERA CORPORATION | 594,035 | $10.76M | 0.6% | $18.12 | $15.00 | — | COM | 45667G103 |
| — | INCONTACT INC | 1,126,718 | $10.75M | 0.6% | $9.54 | $8.54 | — | COM | 45336E109 |
| — | FINTECH ACQUISITION CORP | 1,038,583 | $10.59M | 0.6% | $10.20 | $10.15 | — | UNIT 99/99/9999 | 31809H209 |
| — | CAPITOL ACQUISITION CORP III | 1,100,000 | $10.56M | 0.6% | $9.60 | $9.60 | — | COM | 14055M106 |
| — | PRICELINE GRP INC | 8,000 | $10.2M | 0.5% | $1275.00 | $1275.00 | — | COM NEW | 741503403 |
| ETN | EATON CORP PLC | 194,500 | $10.12M | 0.5% | $52.04 * | $51.52 | -16.5% | SHS | G29183103 |
| — | BIOMARIN PHARMACEUTICAL INC | 7,500,000 | $10.04M | 0.5% | $1.34 | $1.34 | — | NOTE 1.500%10/1 | 09061GAF8 |
| — | J2 GLOBAL INC | 7,500,000 | $9.851M | 0.5% | $1.31 | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | ATLANTIC ALLIANCE PARTNER CO | 967,050 | $9.777M | 0.5% | $10.11 | $10.23 | — | SHS | G04897107 |
| — | COOPER COS INC | 71,200 | $9.555M | 0.5% | $134.20 | $167.85 | — | COM NEW | 216648402 |
| TIPT | TIPTREE FINL INC | 1,553,351 | $9.538M | 0.5% | $6.14 * | $7.25 | -7.3% | CL A | 88822Q103 |
| — | GP INVTS ACQUISITION COR | 944,300 | $9.075M | 0.5% | $9.61 | $9.64 | — | SHS | G40357124 |
| — | AROWANA INC | 916,220 | $8.997M | 0.5% | $9.82 | $9.83 | — | SHS | G05011104 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $8.768M | 0.5% | $43.84 * | $35.60 | -3.0% | Call | 517834107 |
| — | PRECISION CASTPARTS CORP | 37,500 | $8.7M | 0.5% | $232.00 | $230.61 | — | COM | 740189105 |
| — | KRISPY KREME DOUGHNUTS INC | 563,246 | $8.488M | 0.4% | $15.07 | $15.93 | — | COM | 501014104 |
| — | INTEGRATED DEVICE TECHNOLOGY | 7,500,000 | $7.725M | 0.4% | $1.03 | $1.03 | — | NOTE 0.875%11/1 | 458118AB2 |
| — | TERRAPIN 3 ACQUISITION CORP | 780,683 | $7.698M | 0.4% | $9.86 | $9.78 | — | COM CL A | 88104P104 |
| CBZ | CBIZ INC | 777,563 | $7.667M | 0.4% | $9.86 * | $8.81 | +20.3% | COM | 124805102 |
| — | M/I HOMES INC | 7,000,000 | $7.562M | 0.4% | $1.08 | $1.14 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 121,767 | $7.518M | 0.4% | $61.74 * | $78.83 | -11.0% | COM | 75689M101 |
| — | UTI WORLDWIDE INC | 7,500,000 | $7.422M | 0.4% | $0.99 | $0.99 | — | NOTE 4.500% 3/0 | 90349LAB0 |
| — | ENVESTNET INC | 8,000,000 | $7.076M | 0.4% | $0.88 | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | EASTERLY ACQUISITION CORP | 697,186 | $7.076M | 0.4% | $10.15 | $10.10 | — | UNIT 99/99/9999 | 27616L201 |
| — | ELECTRUM SPL ACQUISITION COR | 686,212 | $6.615M | 0.3% | $9.64 | $9.63 | — | SHS | G3105C104 |
| — | ECHO GLOBAL LOGISTICS INC | 7,500,000 | $6.6M | 0.3% | $0.88 | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| URI | UNITED RENTALS INC | 90,100 | $6.536M | 0.3% | $72.54 * | $69.99 | 0.0% | COM | 911363109 |
| — | DT ASIA INVTS LTD | 642,581 | $6.49M | 0.3% | $10.10 | $10.08 | — | UNIT 03/29/2021T | G2615J120 |
| — | DYAX CORP | 170,000 | $6.395M | 0.3% | $37.62 | $37.62 | — | COM | 26746E103 |
| — | FIESTA RESTAURANT GROUP INC | 181,600 | $6.102M | 0.3% | $33.60 | $33.60 | — | COM | 31660B101 |
| — | OCLARO INC | 1,747,531 | $6.081M | 0.3% | $3.48 | $3.48 | — | COM NEW | 67555N206 |
| HBIO | HARVARD BIOSCIENCE INC | 1,716,993 | $5.958M | 0.3% | $3.47 | $4.84 | -29.4% | COM | 416906105 |
| — | GORES HLDGS INC | 599,900 | $5.804M | 0.3% | $9.67 | $9.67 | — | CL A | 382866101 |
| — | NORTH AMERN ENERGY PARTNERS | 3,337,166 | $5.773M | 0.3% | $1.73 | $4.16 | — | COM | 656844107 |
| — | EASTERLY ACQUISITION CORP | 579,199 | $5.734M | 0.3% | $9.90 | $9.90 | — | COM | 27616L102 |
| — | DOUBLE EAGLE ACQUISITION COR | 598,800 | $5.725M | 0.3% | $9.56 | $9.56 | — | COM | G28195124 |
| EXPE | EXPEDIA INC DEL | 46,007 | $5.719M | 0.3% | $124.31 * | $120.15 | 0.0% | COM NEW | 30212P303 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5.7M | 0.3% | $9.50 | $9.50 | — | SHS | G0441P104 |
| — | AROWANA INC | 551,492 | $5.542M | 0.3% | $10.05 | $10.07 | — | UNIT 99/99/9999 | G05011138 |
| — | PACIFIC SPL ACQUISITION CORP | 550,000 | $5.528M | 0.3% | $10.05 | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| HSTM | HEALTHSTREAM INC | 250,381 | $5.508M | 0.3% | $22.00 * | $23.35 | 0.0% | COM | 42222N103 |
| — | C B PHARMA ACQUISITION CORP | 550,000 | $5.472M | 0.3% | $9.95 | $9.79 | — | SHS | G2029P126 |
| — | 1347 CAP CORP | 555,066 | $5.467M | 0.3% | $9.85 | $9.67 | — | COM | 68245V103 |
| — | HYDRA INDS ACQUISITION CORP | 548,000 | $5.327M | 0.3% | $9.72 | $9.55 | — | COM | 448740100 |
| — | AR CAP ACQUISITION CORP | 541,100 | $5.265M | 0.3% | $9.73 | $9.78 | — | UNIT 10/06/2019 | 00191R208 |
| PSLV | SPROTT PHYSICAL SILVER TR | 977,764 | $5.153M | 0.3% | $5.27 | $5.57 | — | TR UNIT | 85207K107 |
| — | EMCORE CORP | 839,262 | $5.145M | 0.3% | $6.13 | $5.61 | — | COM NEW | 290846203 |
| — | DT ASIA INVTS LTD | 500,000 | $5.035M | 0.3% | $10.07 | $9.70 | — | SHS | G2615J104 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $4.975M | 0.3% | $9.95 | $9.95 | — | ORD SHS | G2920Y101 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $4.925M | 0.3% | $9.85 | $9.85 | — | SHS | G68588105 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $4.915M | 0.3% | $9.83 | $9.70 | — | COM | 06759V101 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4.827M | 0.3% | $10.05 | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| — | HUDSON GLOBAL INC | 1,626,264 | $4.749M | 0.2% | $2.92 | $2.48 | — | COM | 443787106 |
| — | HYDRA INDS ACQUISITION CORP | 450,300 | $4.548M | 0.2% | $10.10 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | KEURIG GREEN MTN INC | 50,000 | $4.499M | 0.2% | $89.98 | $89.98 | — | COM | 49271M100 |
| — | GLOBAL PARTNER ACQUISITION C | 451,895 | $4.474M | 0.2% | $9.90 | $9.86 | — | COM | 37954X105 |
| — | FINISH LINE INC | 246,708 | $4.46M | 0.2% | $18.08 | $22.31 | — | CL A | 317923100 |
| — | FINTECH ACQUISITION CORP | 450,905 | $4.376M | 0.2% | $9.70 | $9.85 | — | COM | 31809H100 |
| — | HENNESSY CAP ACQUISITION COR | 449,334 | $4.332M | 0.2% | $9.64 | $9.64 | — | COM | 42588J100 |
| FN | FABRINET | 181,000 | $4.311M | 0.2% | $23.82 * | $22.30 | 0.0% | SHS | G3323L100 |
| — | EVINE LIVE INC | 2,318,792 | $4.127M | 0.2% | $1.78 | $6.03 | — | CL A | 300487105 |
| MLKN | MILLER HERMAN INC | 138,293 | $3.969M | 0.2% | $28.70 * | $22.75 | +5.4% | COM | 600544100 |
| — | BROADCOM CORP | 65,000 | $3.758M | 0.2% | $57.82 | $57.82 | — | CL A | 111320107 |
| EEM | ISHARES TR | 115,000 | $3.702M | 0.2% | $32.19 | — | — | Put | 464287234 |
| — | NATIONAL PENN BANCSHARES INC | 300,000 | $3.699M | 0.2% | $12.33 | $12.33 | — | COM | 637138108 |
| — | ELECTRUM SPL ACQUISITION COR | 361,860 | $3.601M | 0.2% | $9.95 | $9.95 | — | UNIT 99/99/9999 | G3105C120 |
| — | KING DIGITAL ENTMT PLC | 200,000 | $3.576M | 0.2% | $17.88 | $17.88 | — | ORD SHS | G5258J109 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 579,897 | $3.572M | 0.2% | $6.16 | $8.56 | — | UNIT | 85207Q104 |
| — | YOUKU TUDOU INC | 130,000 | $3.527M | 0.2% | $27.13 | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | BOULEVARD ACQUISITION | 354,600 | $3.511M | 0.2% | $9.90 | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| — | DISH NETWORK CORP | 61,000 | $3.488M | 0.2% | $57.18 | $64.58 | — | Put | 25470M109 |
| — | DISH NETWORK CORP | 61,000 | $3.488M | 0.2% | $57.18 | $64.58 | — | CL A | 25470M109 |
| — | ANADARKO PETE CORP | 100,000 | $3.41M | 0.2% | $34.10 | $50.58 | — | UNIT 99/99/9999 | 032511404 |
| — | KNOLL INC | 180,808 | $3.399M | 0.2% | $18.80 | $25.03 | — | COM NEW | 498904200 |
| — | PEPCO HOLDINGS INC | 127,902 | $3.327M | 0.2% | $26.01 | $25.73 | — | COM | 713291102 |
| — | CHUBB CORP | 25,000 | $3.316M | 0.2% | $132.64 | $132.64 | — | COM | 171232101 |
| — | MANITEX INTL INC | 555,400 | $3.305M | 0.2% | $5.95 | $13.28 | — | COM | 563420108 |
| — | HENNESSY CAP ACQUISITION COR | 324,266 | $3.178M | 0.2% | $9.80 | $9.86 | — | UNIT 99/99/9999 | 42588J209 |
| — | AMERICAN RESIDENTIAL PPTYS I | 160,000 | $3.024M | 0.2% | $18.90 | $18.90 | — | COM | 02927E303 |
| — | SOLERA HOLDINGS INC | 55,000 | $3.016M | 0.2% | $54.84 | $54.00 | — | Call | 83421A104 |
| — | ATMEL CORP | 350,000 | $3.014M | 0.2% | $8.61 | $8.09 | — | COM | 049513104 |
| — | E COMPASS ACQUISITION CORP | 283,820 | $2.844M | 0.1% | $10.02 | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $2.844M | 0.1% | $7.11 | $7.11 | — | COM | 845467109 |
| — | QUINPARIO ACQUISITION CORP 2 | 275,800 | $2.703M | 0.1% | $9.80 | $10.08 | — | UNIT 01/01/2023 | 74874U200 |
| — | NCI BUILDING SYS INC | 210,300 | $2.61M | 0.1% | $12.41 | $10.57 | — | COM NEW | 628852204 |
| — | E M C CORP MASS | 100,000 | $2.568M | 0.1% | $25.68 | $25.68 | — | COM | 268648102 |
| — | GORES HLDGS INC | 256,300 | $2.563M | 0.1% | $10.00 | $10.09 | — | UNIT 99/99/9999 | 382866200 |
| WDC | WESTERN DIGITAL CORP | 40,000 | $2.402M | 0.1% | $60.05 | — | — | Call | 958102105 |
| — | DOUBLE EAGLE ACQUISITION COR | 240,000 | $2.4M | 0.1% | $10.00 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | JARDEN CORP | 1,500,000 | $2.238M | 0.1% | $1.49 | $1.49 | — | NOTE 1.500% 6/1 | 471109AL2 |
| — | C B PHARMA ACQUISITION CORP | 200,000 | $2.05M | 0.1% | $10.25 | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| IYT | ISHARES TR | 15,000 | $2.021M | 0.1% | $134.73 | — | — | Call | 464287192 |
| — | HARMONY MERGER CORP | 200,000 | $2.012M | 0.1% | $10.06 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | CAPITOL ACQUISITION CORP III | 200,000 | $1.99M | 0.1% | $9.95 | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | GLOBAL PARTNER ACQUISITION C | 198,752 | $1.988M | 0.1% | $10.00 | $10.04 | — | UNIT 07/01/2020 | 37954X204 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $1.984M | 0.1% | $9.92 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | TRANSGLOBE ENERGY CORP | 1,065,000 | $1.917M | 0.1% | $1.80 | $4.04 | — | COM | 893662106 |
| — | BOULDER BRANDS INC | 173,341 | $1.903M | 0.1% | $10.98 | $10.98 | — | COM | 101405108 |
| HUM | HUMANA INC | 10,000 | $1.785M | 0.1% | $178.50 * | $161.69 | 0.0% | COM | 444859102 |
| HUM | HUMANA INC | 10,000 | $1.785M | 0.1% | $178.50 * | $161.69 | 0.0% | Put | 444859102 |
| — | TECO ENERGY INC | 65,000 | $1.732M | 0.1% | $26.65 | $26.26 | — | COM | 872375100 |
| — | PACE HLDGS CORP | 156,700 | $1.598M | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| HAL | HALLIBURTON CO | 45,000 | $1.532M | 0.1% | $34.04 * | $39.28 | -21.1% | Call | 406216101 |
| — | TERRAPIN 3 ACQUISITION CORP | 141,878 | $1.433M | 0.1% | $10.10 | $10.09 | — | UNIT 06/27/2019 | 88104P203 |
| — | PIEDMONT NAT GAS INC | 25,000 | $1.426M | 0.1% | $57.04 | $57.04 | — | COM | 720186105 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $1.422M | 0.1% | $7.11 | $7.11 | — | Put | 845467109 |
| — | GP INVTS ACQUISITION COR | 140,750 | $1.4M | 0.1% | $9.95 | $10.01 | — | UNIT 99/99/9999 | G40357116 |
| — | BAKER HUGHES INC | 30,000 | $1.384M | 0.1% | $46.13 | $49.10 | — | COM | 057224107 |
| — | WL ROSS HLDG CORP | 133,079 | $1.364M | 0.1% | $10.25 | $10.35 | — | UNIT 06/11/2019 | 92939D203 |
| — | DU PONT E I DE NEMOURS & CO | 20,000 | $1.332M | 0.1% | $66.60 | $66.56 | — | Put | 263534109 |
| — | GENERAL ELECTRIC CO | 40,000 | $1.246M | 0.1% | $31.15 | — | — | Put | 369604103 |
| — | RITE AID CORP | 157,300 | $1.233M | 0.1% | $7.84 | — | — | Call | 767754104 |
| — | C1 FINL INC | 50,000 | $1.21M | 0.1% | $24.20 | $24.20 | — | COM | 12591N109 |
| — | BIOMED REALTY TRUST INC | 50,000 | $1.184M | 0.1% | $23.68 | $23.68 | — | COM | 09063H107 |
| — | CLECO CORP NEW | 22,500 | $1.175M | 0.1% | $52.22 | $52.22 | — | COM | 12561W105 |
| — | BROADCOM CORP | 20,000 | $1.156M | 0.1% | $57.80 | $57.82 | — | Call | 111320107 |
| — | BOULEVARD ACQUISITION | 117,000 | $1.152M | 0.1% | $9.85 | $9.85 | — | CL A | 10157Q102 |
| — | STANCORP FINL GROUP INC | 10,000 | $1.139M | 0.1% | $113.90 | $113.90 | — | COM | 852891100 |
| — | WL ROSS HLDG CORP | 113,231 | $1.128M | 0.1% | $9.96 | $10.34 | — | COM SHS | 92939D104 |
| — | SYMETRA FINL CORP | 35,000 | $1.112M | 0.1% | $31.77 | $31.64 | — | COM | 87151Q106 |
| — | REALD INC | 100,000 | $1.055M | 0.1% | $10.55 | $10.55 | — | COM | 75604L105 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.008M | 0.1% | $10.08 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | JM GLOBAL HLDG CO | 103,000 | $978K | 0.1% | $9.50 | $9.69 | — | COM | 46590H101 |
| PFE | PFIZER INC | 30,000 | $968K | 0.1% | $32.27 * | $20.60 | -1.1% | Put | 717081103 |
| — | DIAMOND FOODS INC | 25,000 | $964K | 0.1% | $38.56 | — | — | Call | 252603105 |
| — | CAMERON INTERNATIONAL CORP | 15,000 | $948K | 0.0% | $63.20 | $61.32 | — | COM | 13342B105 |
| — | HEARTLAND PMT SYS INC | 10,000 | $948K | 0.0% | $94.80 | $94.80 | — | COM | 42235N108 |
| — | CONSTANT CONTACT INC | 30,000 | $877K | 0.0% | $29.23 | $29.23 | — | COM | 210313102 |
| — | ATLANTIC PWR CORP | 429,348 | $846K | 0.0% | $1.97 | $1.86 | — | COM NEW | 04878Q863 |
| — | DU PONT E I DE NEMOURS & CO | 12,500 | $832K | 0.0% | $66.56 | $66.56 | — | COM | 263534109 |
| — | JM GLOBAL HLDG CO | 79,365 | $760K | 0.0% | $9.58 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| RCI | ROGERS COMMUNICATIONS INC | 20,000 | $689K | 0.0% | $34.45 * | $37.54 | 0.0% | Put | 775109200 |
| RCI | ROGERS COMMUNICATIONS INC | 20,000 | $689K | 0.0% | $34.45 * | $37.54 | 0.0% | CL B | 775109200 |
| — | HEALTH NET INC | 10,000 | $685K | 0.0% | $68.50 | $68.50 | — | COM | 42222G108 |
| NWL | NEWELL RUBBERMAID INC | 15,000 | $661K | 0.0% | $44.07 | — | — | Call | 651229106 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 10,000 | $656K | 0.0% | $65.60 | — | — | Put | 881624209 |
| — | TIME WARNER CABLE INC | 3,500 | $650K | 0.0% | $185.71 | $179.40 | — | Put | 88732J207 |
| — | MEDIA GEN INC NEW | 40,000 | $646K | 0.0% | $16.15 | $16.15 | — | COM | 58441K100 |
| NXST | NEXSTAR BROADCASTING GROUP I | 10,000 | $587K | 0.0% | $58.70 | — | — | Put | 65336K103 |
| — | GRANITE REAL ESTATE INVT TR | 20,000 | $550K | 0.0% | $27.50 | — | — | Call | 387437114 |
| — | PACE HLDGS CORP | 49,900 | $494K | 0.0% | $9.90 | $9.90 | — | CL A | G6865N103 |
| — | PEP BOYS MANNY MOE & JACK | 25,000 | $460K | 0.0% | $18.40 | $18.40 | — | COM | 713278109 |
| NSC | NORFOLK SOUTHERN CORP | 5,000 | $423K | 0.0% | $84.60 * | $69.12 | 0.0% | Put | 655844108 |
| — | HARMONY MERGER CORP | 1,295,300 | $389K | 0.0% | $0.30 | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| BCE | BCE INC | 10,000 | $386K | 0.0% | $38.60 * | $23.19 | 0.0% | COM NEW | 05534B760 |
| BCE | BCE INC | 10,000 | $386K | 0.0% | $38.60 * | $23.19 | 0.0% | Put | 05534B760 |
| ENB | ENBRIDGE INC | 10,000 | $332K | 0.0% | $33.20 | — | — | Put | 29250N105 |
| — | GARNERO GROUP ACQUISITION CO | 1,357,400 | $319K | 0.0% | $0.24 | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | ANGIES LIST INC | 30,000 | $280K | 0.0% | $9.33 | $9.33 | — | Put | 034754101 |
| — | NORTHERN TIER ENERGY LP | 10,000 | $259K | 0.0% | $25.90 | $25.90 | — | COM UN REPR PART | 665826103 |
| NSC | NORFOLK SOUTHERN CORP | 3,000 | $254K | 0.0% | $84.67 * | $69.12 | 0.0% | COM | 655844108 |
| — | RENTECH NITROGEN PARTNERS L | 23,785 | $252K | 0.0% | $10.59 | $10.59 | — | COM UNIT | 760113100 |
| TAC | TRANSALTA CORP | 70,000 | $248K | 0.0% | $3.54 * | $5.70 | -24.3% | Call | 89346D107 |
| — | ANADARKO PETE CORP | 5,000 | $243K | 0.0% | $48.60 | — | — | Call | 032511107 |
| — | AROWANA INC | 800,000 | $192K | 0.0% | $0.24 | $0.27 | — | RIGHT 01/01/2017 | G05011120 |
| — | CAPITOL ACQUISITION CORP III | 400,000 | $184K | 0.0% | $0.46 | $0.46 | — | *W EXP 10/13/202 | 14055M114 |
| — | GORES HLDGS INC | 550,100 | $184K | 0.0% | $0.33 | $0.33 | — | *W EXP 08/13/202 | 382866119 |
| — | GARNERO GROUP ACQUISITION CO | 1,427,906 | $175K | 0.0% | $0.12 | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | DOUBLE EAGLE ACQUISITION COR | 340,200 | $172K | 0.0% | $0.51 | $0.51 | — | *W EXP 09/16/202 | G28195116 |
| — | GP INVTS ACQUISITION COR | 346,205 | $166K | 0.0% | $0.48 | $0.65 | — | *W EXP 05/19/202 | G40357108 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $162K | 0.0% | $0.27 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | GLOBAL PARTNER ACQUISITION C | 449,800 | $141K | 0.0% | $0.31 | $0.27 | — | *W EXP 07/01/202 | 37954X113 |
| — | ANGIES LIST INC | 15,000 | $140K | 0.0% | $9.33 | $9.33 | — | COM | 034754101 |
| — | HYDRA INDS ACQUISITION CORP | 486,795 | $129K | 0.0% | $0.26 | $0.32 | — | RIGHT 99/99/9999 | 448740126 |
| — | QUINPARIO ACQUISITION CORP 2 | 593,800 | $117K | 0.0% | $0.20 | $0.38 | — | *W EXP 01/01/202 | 74874U119 |
| — | TERRAPIN 3 ACQUISITION CORP | 380,600 | $113K | 0.0% | $0.30 | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | EASTERLY ACQUISITION CORP | 300,000 | $110K | 0.0% | $0.37 | $0.37 | — | *W EXP 07/29/202 | 27616L110 |
| — | KINDER MORGAN INC DEL | 1,500,000 | $98,000 | 0.0% | $0.07 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $97,000 | 0.0% | $0.19 | $0.19 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | HYDRA INDS ACQUISITION CORP | 405,301 | $95,000 | 0.0% | $0.23 | $0.18 | — | *W EXP 10/20/202 | 448740118 |
| — | AROWANA INC | 875,000 | $92,000 | 0.0% | $0.11 | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $91,000 | 0.0% | $0.18 | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | HENNESSY CAP ACQUISITION COR | 465,000 | $91,000 | 0.0% | $0.20 | $0.20 | — | *W EXP 07/28/202 | 42588J118 |
| — | WL ROSS HLDG CORP | 266,665 | $88,000 | 0.0% | $0.33 | $0.98 | — | *W EXP 06/11/201 | 92939D112 |
| — | FINTECH ACQUISITION CORP | 277,881 | $88,000 | 0.0% | $0.32 | $0.40 | — | *W EXP 02/19/202 | 31809H118 |
| — | 1347 CAP CORP | 540,470 | $87,000 | 0.0% | $0.16 | $0.25 | — | RIGHT 07/21/2016 | 68245V111 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $85,000 | 0.0% | $0.17 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $69,000 | 0.0% | $0.14 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $68,000 | 0.0% | $0.19 | $0.39 | — | RIGHT 06/17/2016 | G2029P134 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $66,000 | 0.0% | $0.12 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | DT ASIA INVTS LTD | 495,000 | $62,000 | 0.0% | $0.13 | $0.19 | — | RIGHT 03/30/2016 | G2615J112 |
| — | C B PHARMA ACQUISITION CORP | 239,775 | $43,000 | 0.0% | $0.18 | $0.24 | — | *W EXP 12/17/202 | G2029P118 |
| — | PACIFIC SPL ACQUISITION CORP | 450,300 | $43,000 | 0.0% | $0.10 | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | DT ASIA INVTS LTD | 500,000 | $42,000 | 0.0% | $0.08 | $0.11 | — | *W EXP 03/29/202 | G2615J138 |
| — | 1347 CAP CORP | 187,554 | $33,000 | 0.0% | $0.18 | $0.20 | — | *W EXP 07/15/202 | 68245V129 |
| — | BOULEVARD ACQUISITION | 50,000 | $25,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 09/25/202 | 10157Q110 |
| — | AR CAP ACQUISITION CORP | 150,000 | $23,000 | 0.0% | $0.15 | $0.15 | — | *W EXP 10/06/201 | 00191R117 |
| — | PACE HLDGS CORP | 50,000 | $15,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 99/99/999 | G6865N111 |
| — | JM GLOBAL HLDG CO | 65,000 | $11,000 | 0.0% | $0.17 | $0.29 | — | *W EXP 07/29/201 | 46590H119 |
| — | ELECTRUM SPL ACQUISITION COR | 25,212 | $5,000 | 0.0% | $0.20 | $0.23 | — | *W EXP 99/99/999 | G3105C112 |