CIK: 0001326389 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value ($000): $2,301,911 (75.7% shares, 24.3% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 1,200,000 | $247,020 | 10.7% | — | — | Put | 78462F103 |
| — | MYLAN INC | 22,632,000 | $115,301 | 5.0% | $5.09 | — | NOTE 3.750% 9/1 | 628530AJ6 |
| — | MICRON TECHNOLOGY INC | 50,000,000 | $100,746 | 4.4% | $2.84 | — | NOTE 2.375% 5/0 | 595112AW3 |
| SPY | SPDR S&P 500 ETF TR | 400,000 | $82,340 | 3.6% | — | — | Call | 78462F103 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 50,000 | $52,239 | 2.3% | $1044.78 | — | PFD CONV SER A | G0177J116 |
| — | CENTRAL GOLDTRUST | 1,115,521 | $45,814 | 2.0% | $41.40 | — | TR UNIT | 153546106 |
| — | ALLERGAN PLC | 150,000 | $45,519 | 2.0% | — | — | Put | G0177J108 |
| XLE | SELECT SECTOR SPDR TR | 600,000 | $45,096 | 2.0% | — | — | Call | 81369Y506 |
| — | TELEFLEX INC | 20,000,000 | $44,179 | 1.9% | $1.51 | — | NOTE 3.875% 8/0 | 879369AA4 |
| — | AMAG PHARMACEUTICALS INC | 15,000,000 | $38,793 | 1.7% | $2.59 | — | NOTE 2.500% 2/1 | 00163UAA4 |
| — | FRONTIER COMMUNICATIONS CORP | 375,000 | $37,284 | 1.6% | $99.42 | — | PFD CONV SER-A | 35906A207 |
| — | RTI INTL METALS INC | 30,000,000 | $32,614 | 1.4% | $1.10 | — | NOTE 1.625%10/1 | 74973WAB3 |
| IWM | ISHARES TR | 250,000 | $31,215 | 1.4% | — | — | Put | 464287655 |
| — | RYLAND GROUP INC | 20,000,000 | $30,332 | 1.3% | $1.55 | — | NOTE 1.625% 5/1 | 783764AQ6 |
| — | GOOGLE INC | 57,748 | $30,058 | 1.3% | $524.28 | — | CL C | 38259P706 |
| — | TESARO INC | 15,000,000 | $27,493 | 1.2% | $1.09 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | NEWPORT CORP | 1,370,000 | $25,975 | 1.1% | $14.97 | — | COM | 651824104 |
| — | GSI GROUP INC CDA NEW | 1,668,686 | $25,080 | 1.1% | $11.06 | — | COM NEW | 36191C205 |
| EMN | EASTMAN CHEM CO | 300,000 | $24,546 | 1.1% | $57.20 | -4.1% | COM | 277432100 |
| MCD | MCDONALDS CORP | 253,000 | $24,053 | 1.0% | $72.97 | +1.6% | COM | 580135101 |
| — | GOOGLE INC | 45,000 | $23,423 | 1.0% | $524.28 | — | Call | 38259P706 |
| — | J2 GLOBAL INC | 20,000,000 | $23,361 | 1.0% | $1.03 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | UNITED STATES OIL FUND LP | 1,150,000 | $22,862 | 1.0% | $19.88 | — | Call | 91232N108 |
| BIO | BIO RAD LABS INC | 146,000 | $21,989 | 1.0% | $118.97 | +20.3% | CL A | 090572207 |
| MA | MASTERCARD INC | 217,500 | $20,332 | 0.9% | $70.89 | +21.5% | CL A | 57636Q104 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $19,899 | 0.9% | $50.32 | — | DEP SHS 1/20 B | 845467208 |
| OPLN | KAR AUCTION SVCS INC | 531,400 | $19,874 | 0.9% | $10.92 | +31.1% | COM | 48238T109 |
| META | FACEBOOK INC | 214,000 | $18,354 | 0.8% | $81.09 | 0.0% | CL A | 30303M102 |
| — | CARDTRONICS INC | 477,000 | $17,673 | 0.8% | $35.02 | — | COM | 14161H108 |
| VYX | NCR CORP NEW | 586,267 | $17,647 | 0.8% | $18.01 | +2.6% | COM | 62886E108 |
| — | GARNERO GROUP ACQUISITION CO | 1,793,510 | $17,612 | 0.8% | $9.54 | — | SHS | G5866L108 |
| GNTX | GENTEX CORP | 1,064,399 | $17,477 | 0.8% | $17.53 | -0.3% | COM | 371901109 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,758,267 | $16,985 | 0.7% | $10.44 | — | UNIT | 85207H104 |
| DG | DOLLAR GEN CORP NEW | 204,000 | $15,859 | 0.7% | $61.51 | +7.0% | COM | 256677105 |
| — | OMNICARE INC | 12,500,000 | $15,562 | 0.7% | $1.24 | — | DBCV 3.250%12/1 | 681904AR9 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 15,000,000 | $15,430 | 0.7% | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | SPECTRANETICS CORP | 15,000,000 | $15,382 | 0.7% | $1.04 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| XLF | SELECT SECTOR SPDR TR | 598,000 | $14,579 | 0.6% | $24.20 | — | SBI INT-FINL | 81369Y605 |
| A | AGILENT TECHNOLOGIES INC | 375,000 | $14,468 | 0.6% | $38.09 | 0.0% | COM | 00846U101 |
| HAL | HALLIBURTON CO | 335,000 | $14,428 | 0.6% | $39.28 | -4.5% | Put | 406216101 |
| HAL | HALLIBURTON CO | 335,000 | $14,428 | 0.6% | $39.28 | -4.5% | COM | 406216101 |
| — | APACHE CORP | 250,000 | $14,408 | 0.6% | $70.18 | — | COM | 037411105 |
| — | ACTUA CORP | 986,000 | $14,060 | 0.6% | $15.48 | — | COM | 005094107 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 1,796,719 | $13,457 | 0.6% | $8.56 | — | UNIT | 85207Q104 |
| — | FIDELITY NATIONAL FINANCIAL | 6,500,000 | $13,352 | 0.6% | $2.05 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | CENTRAL FD CDA LTD | 1,133,845 | $13,221 | 0.6% | $14.14 | — | CL A | 153501101 |
| — | UNITED STATES OIL FUND LP | 650,000 | $12,922 | 0.6% | $19.88 | — | UNITS | 91232N108 |
| — | HARMONY MERGER CORP | 1,300,000 | $12,805 | 0.6% | $9.85 | — | COM | 413247107 |
| XBI | SPDR SERIES TRUST | 50,000 | $12,612 | 0.5% | — | — | Put | 78464A870 |
| — | ENVESTNET INC | 12,500,000 | $12,154 | 0.5% | $1.02 | — | NOTE 1.750%12/1 | 29404KAA4 |
| MLKN | MILLER HERMAN INC | 420,000 | $12,151 | 0.5% | $22.75 | -3.5% | COM | 600544100 |
| — | GLOBAL DEFENSE & NATL SEC SY | 1,128,686 | $11,851 | 0.5% | $10.05 | — | COM | 37953N108 |
| V | VISA INC | 176,000 | $11,818 | 0.5% | $59.76 | +5.3% | COM CL A | 92826C839 |
| — | DEALERTRACK TECHNOLOGIES INC | 6,910,000 | $11,675 | 0.5% | $1.69 | — | NOTE 1.500% 3/1 | 242309AB8 |
| ETN | EATON CORP PLC | 172,200 | $11,622 | 0.5% | $52.96 | +4.1% | SHS | G29183103 |
| — | SKECHERS U S A INC | 100,000 | $10,979 | 0.5% | — | — | Put | 830566105 |
| — | AR CAP ACQUISITION CORP | 1,092,437 | $10,799 | 0.5% | $9.81 | — | COM | 00191R109 |
| MET | METLIFE INC | 191,000 | $10,694 | 0.5% | $30.66 | +8.0% | COM | 59156R108 |
| — | HOLLYFRONTIER CORP | 250,000 | $10,673 | 0.5% | $42.69 | — | COM | 436106108 |
| LVS | LAS VEGAS SANDS CORP | 200,000 | $10,514 | 0.5% | — | — | Call | 517834107 |
| — | TAKE-TWO INTERACTIVE SOFTWAR | 7,500,000 | $10,385 | 0.5% | $1.40 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | OMNICARE INC | 8,403,000 | $10,370 | 0.5% | $1.23 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | ACORDA THERAPEUTICS INC | 10,000,000 | $10,119 | 0.4% | $1.15 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | ANADARKO PETE CORP | 200,000 | $10,115 | 0.4% | $50.58 | — | UNIT 99/99/9999 | 032511404 |
| — | WABASH NATL CORP | 8,050,000 | $10,109 | 0.4% | $1.26 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | QUINPARIO ACQUISITION CORP 2 | 993,900 | $9,835 | 0.4% | $9.92 | — | COM | 74874U101 |
| — | COOPER COS INC | 55,000 | $9,788 | 0.4% | $177.96 | — | COM NEW | 216648402 |
| RS | RELIANCE STEEL & ALUMINUM CO | 160,000 | $9,677 | 0.4% | $71.25 | -11.2% | COM | 759509102 |
| CBZ | CBIZ INC | 983,900 | $9,485 | 0.4% | $8.81 | +6.1% | COM | 124805102 |
| — | INFINERA CORPORATION | 447,000 | $9,378 | 0.4% | $13.89 | — | COM | 45667G103 |
| — | CAMBRIDGE CAP ACQUISITION CO | 935,243 | $9,306 | 0.4% | $9.83 | — | COM | 13215Q106 |
| — | SWIFT TRANSN CO | 406,600 | $9,218 | 0.4% | $23.20 | — | CL A | 87074U101 |
| — | SMITH & WESSON HLDG CORP | 550,000 | $9,125 | 0.4% | $12.73 | — | COM | 831756101 |
| — | INTEGRATED DEVICE TECHNOLOGY | 420,000 | $9,114 | 0.4% | $20.02 | — | COM | 458118106 |
| — | UNIVERSAL FST PRODS INC | 175,000 | $9,105 | 0.4% | $42.71 | — | COM | 913543104 |
| — | LANNET INC | 150,000 | $8,916 | 0.4% | — | — | Call | 516012101 |
| — | INPHI CORP | 380,000 | $8,687 | 0.4% | $18.63 | — | COM | 45772F107 |
| — | AROWANA INC | 866,585 | $8,519 | 0.4% | $9.83 | — | SHS | G05011104 |
| — | KNOLL INC | 328,499 | $8,222 | 0.4% | $25.03 | — | COM NEW | 498904200 |
| — | ROI ACQUISITION CORP II | 791,418 | $8,112 | 0.4% | $9.84 | — | COM | 74966G101 |
| — | GP INVTS ACQUISITION COR | 800,000 | $8,024 | 0.3% | $10.03 | — | UNIT 99/99/9999 | G40357116 |
| — | MOBILE MINI INC | 186,000 | $7,819 | 0.3% | $42.04 | — | COM | 60740F105 |
| — | NORTH AMERN ENERGY PARTNERS | 3,027,100 | $7,356 | 0.3% | $4.37 | — | COM | 656844107 |
| — | EVINE LIVE INC | 2,710,667 | $7,292 | 0.3% | $6.03 | — | CL A | 300487105 |
| — | ATLANTIC ALLIANCE PARTNER CO | 695,863 | $7,133 | 0.3% | $10.25 | — | SHS | G04897107 |
| RRGB | RED ROBIN GOURMET BURGERS IN | 83,000 | $7,123 | 0.3% | $82.39 | 0.0% | COM | 75689M101 |
| — | FARO TECHNOLOGIES INC | 152,000 | $7,098 | 0.3% | $46.70 | — | COM | 311642102 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 220,000 | $7,088 | 0.3% | $31.79 | — | COM SER A | 531465102 |
| — | WEST CORP | 230,000 | $6,923 | 0.3% | $30.19 | — | COM | 952355204 |
| — | TRANSGLOBE ENERGY CORP | 1,725,000 | $6,883 | 0.3% | $4.43 | — | COM | 893662106 |
| — | ENDO INTL PLC | 86,395 | $6,881 | 0.3% | $78.12 | — | SHS | G30401106 |
| — | INCONTACT INC | 689,217 | $6,803 | 0.3% | $8.79 | — | COM | 45336E109 |
| FCN | FTI CONSULTING INC | 163,461 | $6,741 | 0.3% | $37.79 | +5.5% | COM | 302941109 |
| — | CIMAREX ENERGY CO | 60,000 | $6,619 | 0.3% | $85.50 | — | COM | 171798101 |
| — | DT ASIA INVTS LTD | 642,581 | $6,545 | 0.3% | $10.08 | — | UNIT 03/29/2021T | G2615J120 |
| — | ECHO GLOBAL LOGISTICS INC | 6,000,000 | $6,489 | 0.3% | $1.08 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | MERUS LABS INTL INC NEW | 2,705,000 | $6,303 | 0.3% | $2.29 | — | COM | 59047R101 |
| TIPT | TIPTREE FINL INC | 866,720 | $6,283 | 0.3% | $7.68 | -12.2% | CL A | 88822Q103 |
| — | ARRAY BIOPHARMA INC | 5,000,000 | $6,263 | 0.3% | $1.26 | — | NOTE 3.000% 6/0 | 04269XAA3 |
| — | TERRAPIN 3 ACQUISITION CORP | 596,069 | $5,990 | 0.3% | $9.75 | — | COM CL A | 88104P104 |
| — | ELECTRUM SPL ACQUISITION COR | 550,000 | $5,511 | 0.2% | $10.02 | — | UNIT 99/99/9999 | G3105C120 |
| — | EMCORE CORP | 907,396 | $5,463 | 0.2% | $5.40 | — | COM NEW | 290846203 |
| — | C B PHARMA ACQUISITION CORP | 550,000 | $5,434 | 0.2% | $9.79 | — | SHS | G2029P126 |
| — | HYDRA INDS ACQUISITION CORP | 530,000 | $5,128 | 0.2% | $9.54 | — | COM | 448740100 |
| BLMN | BLOOMIN BRANDS INC | 239,000 | $5,103 | 0.2% | $18.81 | -7.6% | COM | 094235108 |
| — | FINISH LINE INC | 182,100 | $5,066 | 0.2% | $25.23 | — | CL A | 317923100 |
| — | PALL CORP | 40,000 | $4,978 | 0.2% | $124.45 | — | COM | 696429307 |
| — | CITY NATL CORP | 55,000 | $4,971 | 0.2% | $89.66 | — | COM | 178566105 |
| — | DT ASIA INVTS LTD | 500,000 | $4,950 | 0.2% | $9.70 | — | SHS | G2615J104 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 5,000,000 | $4,929 | 0.2% | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $4,880 | 0.2% | $9.70 | — | COM | 06759V101 |
| — | WL ROSS HLDG CORP | 466,931 | $4,861 | 0.2% | $10.34 | — | COM SHS | 92939D104 |
| — | GARNERO GROUP ACQUISITION CO | 480,331 | $4,847 | 0.2% | $10.00 | — | UNIT 06/25/2016 | G5866L124 |
| VCYT | VERACYTE INC | 429,447 | $4,784 | 0.2% | $9.84 | 0.0% | COM | 92337F107 |
| HURN | HURON CONSULTING GROUP INC | 67,000 | $4,696 | 0.2% | $66.86 | -2.0% | COM | 447462102 |
| — | CALLIDUS SOFTWARE INC | 300,167 | $4,677 | 0.2% | $12.68 | — | COM | 13123E500 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $4,546 | 0.2% | — | — | Put | 845467109 |
| — | HYDRA INDS ACQUISITION CORP | 450,300 | $4,546 | 0.2% | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| SSTK | SHUTTERSTOCK INC | 76,600 | $4,492 | 0.2% | $61.19 | +6.8% | COM | 825690100 |
| HBIO | HARVARD BIOSCIENCE INC | 780,033 | $4,446 | 0.2% | $5.39 | +5.6% | COM | 416906105 |
| — | FINTECH ACQUISITION CORP | 448,749 | $4,420 | 0.2% | $9.85 | — | COM | 31809H100 |
| — | ENERPLUS CORP | 500,000 | $4,395 | 0.2% | $9.48 | — | COM | 292766102 |
| — | KRISPY KREME DOUGHNUTS INC | 220,400 | $4,245 | 0.2% | $17.93 | — | COM | 501014104 |
| — | MANITEX INTL INC | 555,400 | $4,243 | 0.2% | $13.28 | — | COM | 563420108 |
| — | DISH NETWORK CORP | 61,000 | $4,130 | 0.2% | $64.58 | — | Put | 25470M109 |
| — | DISH NETWORK CORP | 61,000 | $4,130 | 0.2% | $64.58 | — | CL A | 25470M109 |
| — | HOSPIRA INC | 45,000 | $3,992 | 0.2% | $88.02 | — | COM | 441060100 |
| VYX | NCR CORP NEW | 128,500 | $3,868 | 0.2% | $18.01 | +2.6% | Call | 62886E108 |
| — | ALTERA CORP | 75,000 | $3,840 | 0.2% | $51.20 | — | COM | 021441100 |
| — | HUDSON GLOBAL INC | 1,626,264 | $3,724 | 0.2% | $2.48 | — | COM | 443787106 |
| — | GRAFTECH INTL LTD | 750,000 | $3,720 | 0.2% | $4.96 | — | COM | 384313102 |
| — | JOHNSON CTLS INC | 75,000 | $3,715 | 0.2% | — | — | Call | 478366107 |
| — | ASSOCIATED ESTATES RLTY CORP | 125,000 | $3,579 | 0.2% | $28.63 | — | COM | 045604105 |
| — | CDK GLOBAL INC | 63,300 | $3,417 | 0.1% | $53.98 | — | COM | 12508E101 |
| — | BROADCOM CORP | 65,000 | $3,347 | 0.1% | — | — | Call | 111320107 |
| — | 1347 CAP CORP | 338,146 | $3,297 | 0.1% | $9.56 | — | COM | 68245V103 |
| PSLV | SPROTT PHYSICAL SILVER TR | 530,224 | $3,271 | 0.1% | $6.15 | — | TR UNIT | 85207K107 |
| — | ALAMOS GOLD INC | 550,000 | $3,113 | 0.1% | $5.66 | — | COM | 011527108 |
| — | OM GROUP INC | 90,000 | $3,024 | 0.1% | $33.60 | — | COM | 670872100 |
| — | M/I HOMES INC | 2,500,000 | $3,001 | 0.1% | $1.24 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| — | SINO MERCURY ACQUISITION COR | 294,700 | $2,932 | 0.1% | $9.92 | — | COM | 82936K102 |
| WMB | WILLIAMS COS INC DEL | 50,000 | $2,870 | 0.1% | — | — | Call | 969457100 |
| — | QUINPARIO ACQUISITION CORP 2 | 269,900 | $2,820 | 0.1% | $10.12 | — | UNIT 01/01/2023 | 74874U200 |
| TILE | INTERFACE INC | 110,000 | $2,756 | 0.1% | $18.82 | +17.6% | COM | 458665304 |
| TGLS | TECNOGLASS INC | 217,595 | $2,748 | 0.1% | $7.61 | +15.5% | SHS | G87264100 |
| — | HCC INS HLDGS INC | 35,000 | $2,689 | 0.1% | $76.83 | — | COM | 404132102 |
| — | WILLIAMS PARTNERS L P NEW | 55,000 | $2,664 | 0.1% | $48.44 | — | COM UNIT LTD PAR | 96949L105 |
| — | RALLY SOFTWARE DEV CORP | 125,000 | $2,431 | 0.1% | $19.45 | — | COM | 751198102 |
| — | INFORMATICA CORP | 50,000 | $2,424 | 0.1% | $48.48 | — | COM | 45666Q102 |
| — | EXCEL TR INC | 150,000 | $2,366 | 0.1% | $15.77 | — | COM | 30068C109 |
| — | QUALITY DISTR INC FLA | 150,000 | $2,319 | 0.1% | $15.46 | — | COM | 74756M102 |
| WEN | WENDYS CO | 200,000 | $2,256 | 0.1% | $11.02 | 0.0% | COM | 95058W100 |
| — | B2GOLD CORP | 2,500,000 | $2,209 | 0.1% | $0.93 | — | NOTE 3.250%10/0 | 11777QAB6 |
| — | 1347 CAP CORP | 207,370 | $2,130 | 0.1% | $10.10 | — | UNIT 07/18/2016 | 68245V202 |
| — | C B PHARMA ACQUISITION CORP | 200,000 | $2,113 | 0.1% | $10.04 | — | UNIT 12/17/2021 | G2029P100 |
| — | LUMBER LIQUIDATORS HLDGS INC | 100,000 | $2,071 | 0.1% | — | — | Call | 55003T107 |
| — | HARMONY MERGER CORP | 200,000 | $2,032 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | QUANTUM CORP | 1,200,000 | $2,016 | 0.1% | $1.68 | — | COM DSSG | 747906204 |
| — | AURICO GOLD INC | 700,000 | $1,988 | 0.1% | $2.84 | — | COM | 05155C105 |
| — | ORBCOMM INC | 285,200 | $1,925 | 0.1% | $6.47 | — | COM | 68555P100 |
| — | INTEGRATED SILICON SOLUTION | 85,000 | $1,882 | 0.1% | $22.14 | — | COM | 45812P107 |
| — | PRETIUM RES INC | 345,715 | $1,874 | 0.1% | $5.42 | — | COM | 74139C102 |
| TRU | TRANSUNION | 71,800 | $1,802 | 0.1% | $24.05 | 0.0% | COM | 89400J107 |
| — | AR CAP ACQUISITION CORP | 178,527 | $1,800 | 0.1% | $9.87 | — | UNIT 10/06/2019 | 00191R208 |
| — | LUMENIS LTD | 125,000 | $1,715 | 0.1% | $13.72 | — | SHS CL B | M6778Q121 |
| — | CATAMARAN CORP | 25,000 | $1,527 | 0.1% | $59.55 | — | COM | 148887102 |
| — | LIBERTY GLOBAL PLC | 30,000 | $1,519 | 0.1% | $50.63 | — | SHS CL C | G5480U120 |
| — | HOME PROPERTIES INC | 20,000 | $1,461 | 0.1% | $73.05 | — | COM | 437306103 |
| — | AROWANA INC | 139,606 | $1,414 | 0.1% | $10.13 | — | UNIT 99/99/9999 | G05011138 |
| — | FINTECH ACQUISITION CORP | 137,800 | $1,403 | 0.1% | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| — | PARTNERRE LTD | 9,500 | $1,221 | 0.1% | $128.53 | — | COM | G6852T105 |
| — | ALEXION PHARMACEUTICALS INC | 6,581 | $1,190 | 0.1% | $180.82 | — | COM | 015351109 |
| — | CYAN INC | 225,000 | $1,179 | 0.1% | $5.24 | — | COM | 23247W104 |
| — | MICREL INC | 82,000 | $1,140 | 0.0% | $13.90 | — | COM | 594793101 |
| — | SINO MERCURY ACQUISITION COR | 100,000 | $1,070 | 0.0% | $10.00 | — | UNIT 08/26/2016 | 82936K201 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1,010 | 0.0% | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | GEEKNET INC | 50,000 | $997 | 0.0% | $19.94 | — | COM NEW | 36846Q203 |
| AG | FIRST MAJESTIC SILVER CORP | 200,000 | $966 | 0.0% | $5.01 | 0.0% | COM | 32076V103 |
| — | WL ROSS HLDG CORP | 78,083 | $888 | 0.0% | $10.43 | — | UNIT 06/11/2019 | 92939D203 |
| PPC | PILGRIMS PRIDE CORP NEW | 37,700 | $866 | 0.0% | — | — | Put | 72147K108 |
| — | TRANSCANADA CORP | 20,000 | $812 | 0.0% | $42.67 | — | Call | 89353D107 |
| — | RUBICON MINERALS CORP | 750,000 | $788 | 0.0% | $0.95 | — | COM | 780911103 |
| AMAT | APPLIED MATLS INC | 39,400 | $757 | 0.0% | — | — | Call | 038222105 |
| ENB | ENBRIDGE INC | 15,000 | $702 | 0.0% | $26.75 | +1.5% | COM | 29250N105 |
| ENB | ENBRIDGE INC | 15,000 | $702 | 0.0% | $26.75 | +1.5% | Put | 29250N105 |
| — | TWENTY FIRST CENTY FOX INC | 20,000 | $651 | 0.0% | $32.55 | — | CL A | 90130A101 |
| — | FITBIT INC | 15,000 | $573 | 0.0% | — | — | Call | 33812L102 |
| — | KYTHERA BIOPHARMACEUTICALS I | 7,500 | $565 | 0.0% | $75.33 | — | COM | 501570105 |
| — | CLECO CORP NEW | 10,000 | $539 | 0.0% | $53.90 | — | COM | 12561W105 |
| — | HARMONY MERGER CORP | 1,295,400 | $518 | 0.0% | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| — | CAPITOL ACQUISITION CORP II | 45,047 | $475 | 0.0% | $9.94 | — | COM | 14056V105 |
| — | NISKA GAS STORAGE PARTNERS L | 115,000 | $423 | 0.0% | $3.68 | — | UNIT LTD LIABI | 654678101 |
| — | BOULEVARD ACQUISITION CORP | 110,685 | $404 | 0.0% | $1.08 | — | *W EXP 02/19/201 | 10157P112 |
| — | CAPITOL ACQUISITION CORP II | 166,620 | $392 | 0.0% | $1.43 | — | *W EXP 05/15/201 | 14056V113 |
| PFE | PFIZER INC | 10,000 | $335 | 0.0% | — | — | Put | 717081103 |
| — | TERRAPIN 3 ACQUISITION CORP | 31,278 | $324 | 0.0% | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| ON | ON SEMICONDUCTOR CORP | 25,900 | $303 | 0.0% | $12.27 | 0.0% | COM | 682189105 |
| — | SUNEDISON INC | 10,000 | $299 | 0.0% | $29.90 | — | COM | 86732Y109 |
| — | SUNEDISON INC | 10,000 | $299 | 0.0% | $29.90 | — | Put | 86732Y109 |
| — | WL ROSS HLDG CORP | 295,365 | $295 | 0.0% | $0.98 | — | *W EXP 06/11/201 | 92939D112 |
| — | ENDO INTL PLC | 3,500 | $279 | 0.0% | $78.12 | — | Put | G30401106 |
| — | SHIRE PLC | 1,000 | $241 | 0.0% | — | — | Put | 82481R106 |
| CC | CHEMOURS CO | 15,000 | $240 | 0.0% | $11.77 | 0.0% | COM | 163851108 |
| — | GARNERO GROUP ACQUISITION CO | 1,254,900 | $229 | 0.0% | $0.28 | — | RIGHT 06/25/2016 | G5866L132 |
| — | QUINPARIO ACQUISITION CORP 2 | 595,000 | $226 | 0.0% | $0.38 | — | *W EXP 01/01/202 | 74874U119 |
| — | VALEANT PHARMACEUTICALS INTL | 1,000 | $222 | 0.0% | — | — | Put | 91911K102 |
| — | SINO MERCURY ACQUISITION COR | 300,000 | $186 | 0.0% | $0.34 | — | RIGHT 08/26/2016 | 82936K110 |
| — | SFX ENTMT INC | 40,000 | $180 | 0.0% | $4.50 | — | COM | 784178303 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $170 | 0.0% | $0.32 | — | RIGHT 99/99/9999 | 448740126 |
| — | NOVABAY PHARMACEUTICALS INC | 271,543 | $168 | 0.0% | $0.67 | — | COM | 66987P102 |
| — | AROWANA INC | 600,000 | $168 | 0.0% | $0.28 | — | RIGHT 01/01/2017 | G05011120 |
| — | GARNERO GROUP ACQUISITION CO | 1,260,000 | $151 | 0.0% | $0.13 | — | *W EXP 06/24/201 | G5866L116 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $150 | 0.0% | $0.39 | — | RIGHT 06/17/2016 | G2029P134 |
| — | C B PHARMA ACQUISITION CORP | 350,000 | $142 | 0.0% | $0.24 | — | *W EXP 12/17/202 | G2029P118 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $140 | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | TERRAPIN 3 ACQUISITION CORP | 387,800 | $120 | 0.0% | $0.32 | — | *W EXP 06/27/201 | 88104P112 |
| — | FINTECH ACQUISITION CORP | 297,181 | $119 | 0.0% | $0.40 | — | *W EXP 02/19/202 | 31809H118 |
| — | AROWANA INC | 800,000 | $104 | 0.0% | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | ATMEL CORP | 10,000 | $99 | 0.0% | $9.90 | — | COM | 049513104 |
| — | ROI ACQUISITION CORP II | 348,800 | $91 | 0.0% | $0.32 | — | *W EXP 09/17/201 | 74966G119 |
| — | HYDRA INDS ACQUISITION CORP | 500,000 | $85 | 0.0% | $0.18 | — | *W EXP 10/20/202 | 448740118 |
| — | BARINGTON HILCO ACQUISITION | 500,000 | $78 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | 1347 CAP CORP | 200,000 | $76 | 0.0% | $0.40 | — | RIGHT 07/21/2016 | 68245V111 |
| — | DT ASIA INVTS LTD | 300,000 | $68 | 0.0% | $0.24 | — | RIGHT 03/30/2016 | G2615J112 |
| — | PMFG INC | 10,000 | $64 | 0.0% | $6.40 | — | COM | 69345P103 |
| — | MARTHA STEWART LIVING OMNIME | 10,000 | $62 | 0.0% | $6.20 | — | CL A | 573083102 |
| — | 1347 CAP CORP | 190,000 | $45 | 0.0% | $0.27 | — | *W EXP 07/15/202 | 68245V129 |
| — | DT ASIA INVTS LTD | 300,000 | $33 | 0.0% | $0.13 | — | *W EXP 03/29/202 | G2615J138 |
| — | CAMBRIDGE CAP ACQUISITION CO | 175,422 | $28 | 0.0% | $0.28 | — | *W EXP 12/17/201 | 13215Q114 |