Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $3.649B (75.8% shares, 24.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 3,422,500 | $462M | 12.6% | $134.85 | $134.81 | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 1,672,500 | $374M | 10.2% | $223.53 | — | — | Put | 78462F103 |
| — | INTEL CORP | 100,000,000 | $177M | 4.8% | $1.77 | $1.76 | — | SDCV 3.250% 8/0 | 458140AF7 |
| SPY | SPDR S&P 500 ETF TR | 700,000 | $156M | 4.3% | $223.53 | — | — | Call | 78462F103 |
| — | FIDELITY NATIONAL FINANCIAL | 74,635,000 | $145M | 4.0% | $1.94 | $2.01 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | MICRON TECHNOLOGY INC | 53,760,000 | $125M | 3.4% | $2.32 | $2.68 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | VERISIGN INC | 50,000,000 | $111M | 3.0% | $2.23 | $2.28 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 10,172,304 | $95.52M | 2.6% | $9.39 | $9.47 | — | UNIT | 85207H104 |
| BABA | ALIBABA GROUP HLDG LTD | 730,400 | $64.14M | 1.8% | $87.81 | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 50,000,000 | $56.86M | 1.6% | $1.14 | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | POWERSHARES QQQ TRUST | 375,000 | $44.43M | 1.2% | $118.48 | — | — | Put | 73935A104 |
| META | FACEBOOK INC | 304,000 | $34.98M | 1.0% | $115.05 * | $109.46 | +11.4% | CL A | 30303M102 |
| GOOG | ALPHABET INC | 41,700 | $32.19M | 0.9% | $771.82 * | $36.42 | +6.2% | CAP STK CL C | 02079K107 |
| GLD | SPDR GOLD TRUST | 250,000 | $27.4M | 0.8% | $109.61 | $109.61 | — | GOLD SHS | 78463V107 |
| — | J2 GLOBAL INC | 20,000,000 | $26.45M | 0.7% | $1.32 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | QUINPARIO ACQUISITION CORP 2 | 2,649,290 | $26.36M | 0.7% | $9.95 | $9.88 | — | COM | 74874U101 |
| — | INPHI CORP | 20,000,000 | $25.99M | 0.7% | $1.30 | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| BIO | BIO RAD LABS INC | 136,664 | $24.91M | 0.7% | $182.28 * | $129.79 | +31.4% | CL A | 090572207 |
| — | CENTRAL FD CDA LTD | 2,191,696 | $24.74M | 0.7% | $11.29 | $11.54 | — | CL A | 153501101 |
| NOVT | NOVANTA INC | 1,165,492 | $24.48M | 0.7% | $21.00 * | $14.96 | +27.3% | COM | 67000B104 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 32,000 | $24.42M | 0.7% | $763.19 | $972.69 | — | PFD CONV SER A | G0177J116 |
| XRT | SPDR SERIES TRUST | 553,200 | $24.38M | 0.7% | $44.07 | $44.07 | — | S&P RETAIL ETF | 78464A714 |
| — | PATTERN ENERGY GROUP INC | 25,000,000 | $24.34M | 0.7% | $0.97 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | CTRIP COM INTL LTD | 20,000,000 | $23.14M | 0.6% | $1.16 | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | WORKDAY INC | 20,000,000 | $22.07M | 0.6% | $1.10 | $1.30 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 135,000 | $22M | 0.6% | $162.98 * | $153.96 | 0.0% | CL B NEW | 084670702 |
| — | CSRA INC | 688,065 | $21.91M | 0.6% | $31.84 | $24.32 | — | COM | 12650T104 |
| — | EASTERLY ACQUISITION CORP | 2,182,358 | $21.5M | 0.6% | $9.85 | $9.84 | — | COM | 27616L102 |
| — | TOTAL SYS SVCS INC | 437,800 | $21.46M | 0.6% | $49.03 | $49.03 | — | COM | 891906109 |
| — | GP INVTS ACQUISITION COR | 2,155,333 | $21.36M | 0.6% | $9.91 | $9.70 | — | SHS | G40357124 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,099,532 | $21.26M | 0.6% | $10.13 | $10.13 | — | UNIT 99/99/9999 | G0726L109 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,900,000 | $19.95M | 0.5% | $10.50 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| AME | AMETEK INC NEW | 400,300 | $19.45M | 0.5% | $48.60 * | $44.57 | 0.0% | COM | 031100100 |
| — | HENNESSY CAP ACQUISITION COR | 1,901,737 | $19.17M | 0.5% | $10.08 | $9.80 | — | COM | 42588J100 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $17.27M | 0.5% | $1.15 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| META | FACEBOOK INC | 150,000 | $17.26M | 0.5% | $115.05 * | $109.46 | +11.4% | Put | 30303M102 |
| — | ELECTRUM SPL ACQUISITION COR | 1,718,750 | $17.02M | 0.5% | $9.90 | $9.70 | — | SHS | G3105C104 |
| C | CITIGROUP INC | 282,000 | $16.76M | 0.5% | $59.43 * | $40.63 | 0.0% | COM NEW | 172967424 |
| — | DELL TECHNOLOGIES INC | 303,013 | $16.66M | 0.5% | $54.97 | $47.80 | — | COM CL V | 24703L103 |
| — | LABORATORY CORP AMER HLDGS | 128,000 | $16.43M | 0.5% | $128.38 | $121.73 | — | COM NEW | 50540R409 |
| AN | AUTONATION INC | 336,100 | $16.35M | 0.4% | $48.65 * | $46.40 | 0.0% | COM | 05329W102 |
| — | DST SYS INC DEL | 151,340 | $16.22M | 0.4% | $107.15 | $117.16 | — | COM | 233326107 |
| ETN | EATON CORP PLC | 240,200 | $16.11M | 0.4% | $67.09 * | $54.15 | 0.0% | SHS | G29183103 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,619,510 | $16.11M | 0.4% | $9.95 | $9.71 | — | COM | G28195124 |
| TAC | TRANSALTA CORP | 2,821,300 | $15.52M | 0.4% | $5.50 * | $4.76 | +0.3% | COM | 89346D107 |
| — | VCA INC | 225,096 | $15.45M | 0.4% | $68.65 | $55.05 | — | COM | 918194101 |
| — | TTM TECHNOLOGIES INC | 10,000,000 | $15.25M | 0.4% | $1.53 | $1.49 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | BROADSOFT INC | 12,500,000 | $15.19M | 0.4% | $1.22 | $1.29 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | TD AMERITRADE HLDG CORP | 335,300 | $14.62M | 0.4% | $43.60 | $43.60 | — | COM | 87236Y108 |
| — | MONSANTO CO NEW | 137,000 | $14.41M | 0.4% | $105.21 | $102.45 | — | COM | 61166W101 |
| SCI | SERVICE CORP INTL | 507,000 | $14.4M | 0.4% | $28.40 * | $26.66 | 0.0% | COM | 817565104 |
| — | ACTUA CORP | 999,357 | $13.99M | 0.4% | $14.00 | $13.43 | — | COM | 005094107 |
| OPLN | KAR AUCTION SVCS INC | 325,720 | $13.88M | 0.4% | $42.62 * | $11.17 | +42.8% | COM | 48238T109 |
| — | ADVANCED DISP SVCS INC DEL | 621,700 | $13.81M | 0.4% | $22.22 | $22.22 | — | COM | 00790X101 |
| — | MERCADOLIBRE INC | 10,000,000 | $13.79M | 0.4% | $1.38 | $1.26 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | COACH INC | 393,317 | $13.77M | 0.4% | $35.02 | $40.27 | — | COM | 189754104 |
| — | CAPITOL ACQUISITION CORP III | 1,383,131 | $13.76M | 0.4% | $9.95 | $9.65 | — | COM | 14055M106 |
| — | BOULEVARD ACQUISITION | 1,383,462 | $13.69M | 0.4% | $9.89 | $9.80 | — | CL A | 10157Q102 |
| — | ADVISORY BRD CO | 410,247 | $13.64M | 0.4% | $33.25 | $33.14 | — | COM | 00762W107 |
| MHK | MOHAWK INDS INC | 68,000 | $13.58M | 0.4% | $199.68 | $196.35 | 0.0% | COM | 608190104 |
| XRT | SPDR SERIES TRUST | 300,000 | $13.22M | 0.4% | $44.07 | $44.07 | — | Put | 78464A714 |
| NEE | NEXTERA ENERGY INC | 110,000 | $13.14M | 0.4% | $119.46 | — | — | Put | 65339F101 |
| — | TIME WARNER INC | 134,100 | $12.95M | 0.4% | $96.53 | $96.54 | — | Call | 887317303 |
| — | HARMONY MERGER CORP | 1,267,975 | $12.91M | 0.4% | $10.18 | $9.85 | — | COM | 413247107 |
| PSLV | SPROTT PHYSICAL SILVER TR | 2,122,604 | $12.9M | 0.4% | $6.08 | $6.79 | — | TR UNIT | 85207K107 |
| — | EMERGENT BIOSOLUTIONS INC | 10,000,000 | $12.75M | 0.3% | $1.28 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | BANK AMER CORP | 1,267,700 | $12.64M | 0.3% | $9.97 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | STILLWATER MNG CO | 9,466,000 | $12.09M | 0.3% | $1.28 | $1.28 | — | NOTE 1.750%10/1 | 86074QAL6 |
| — | MEDICINES CO | 10,000,000 | $12.04M | 0.3% | $1.20 | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| ASH | ASHLAND GLOBAL HLDGS INC | 110,154 | $12.04M | 0.3% | $109.29 * | $49.37 | -4.0% | COM | 044186104 |
| NVS | NOVARTIS A G | 165,000 | $12.02M | 0.3% | $72.84 | $77.68 | — | SPONSORED ADR | 66987V109 |
| — | ARRIS INTL INC | 382,700 | $11.53M | 0.3% | $30.13 | $30.13 | — | SHS | G0551A103 |
| FHI | FEDERATED INVS INC PA | 400,000 | $11.31M | 0.3% | $28.28 * | $18.35 | 0.0% | CL B | 314211103 |
| — | CF CORP | 1,067,234 | $11.17M | 0.3% | $10.47 | $9.94 | — | UNIT 99/99/9999E | G20307123 |
| PEP | PEPSICO INC | 104,603 | $10.95M | 0.3% | $104.63 * | $81.08 | -2.1% | COM | 713448108 |
| COR | AMERISOURCEBERGEN CORP | 139,000 | $10.87M | 0.3% | $78.19 * | $58.75 | 0.0% | COM | 03073E105 |
| DLB | DOLBY LABORATORIES INC | 239,323 | $10.81M | 0.3% | $45.19 * | $41.22 | +3.3% | COM | 25659T107 |
| LVS | LAS VEGAS SANDS CORP | 201,800 | $10.78M | 0.3% | $53.41 * | $36.37 | +28.8% | COM | 517834107 |
| — | GENESEE & WYO INC | 153,250 | $10.64M | 0.3% | $69.41 | $58.95 | — | CL A | 371559105 |
| — | LANDCADIA HLDGS INC | 1,016,152 | $10.55M | 0.3% | $10.39 | $10.04 | — | UNIT 12/31/2021T | 51476W206 |
| GM | GENERAL MTRS CO | 300,000 | $10.45M | 0.3% | $34.84 | — | — | Put | 37045V100 |
| — | CTRIP COM INTL LTD | 10,000,000 | $10.42M | 0.3% | $1.04 | $1.10 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | BLACK HILLS CORP | 150,000 | $10.27M | 0.3% | $68.44 | $68.72 | — | UNIT 99/99/9999 | 092113125 |
| — | INTEROIL CORP | 215,000 | $10.23M | 0.3% | $47.58 | $46.28 | — | COM | 460951106 |
| — | HUNTER MARITIME ACQUISITION | 972,900 | $9.875M | 0.3% | $10.15 | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | CF CORP | 967,980 | $9.602M | 0.3% | $9.92 | $9.79 | — | SHS CL A | G20307107 |
| — | PACE HLDGS CORP | 929,307 | $9.405M | 0.3% | $10.12 | $9.84 | — | CL A | G6865N103 |
| — | KLR ENERGY ACQUISITION CORP | 900,000 | $9.342M | 0.3% | $10.38 | $10.14 | — | CL A | 49877M108 |
| — | FINISAR CORP | 299,700 | $9.072M | 0.2% | $30.27 | $29.92 | — | COM NEW | 31787A507 |
| — | FIESTA RESTAURANT GROUP INC | 298,959 | $8.924M | 0.2% | $29.85 | $29.85 | — | COM | 31660B101 |
| — | REALOGY HLDGS CORP | 344,700 | $8.869M | 0.2% | $25.73 | $25.81 | — | COM | 75605Y106 |
| MDLZ | MONDELEZ INTL INC | 200,000 | $8.866M | 0.2% | $44.33 * | $35.22 | -1.4% | Call | 609207105 |
| — | M III ACQUISITION CORP | 869,050 | $8.578M | 0.2% | $9.87 | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| — | M III ACQUISITION CORP | 855,650 | $8.343M | 0.2% | $9.75 | $9.57 | — | COM | 55378T104 |
| F | FORD MTR CO DEL | 670,400 | $8.132M | 0.2% | $12.13 * | $7.47 | 0.0% | COM PAR $0.01 | 345370860 |
| GSM | FERROGLOBE PLC | 744,900 | $8.067M | 0.2% | $10.83 * | $9.90 | 0.0% | SHS | G33856108 |
| XLU | SELECT SECTOR SPDR TR | 165,000 | $8.014M | 0.2% | $48.57 | — | — | Put | 81369Y886 |
| — | E COMPASS ACQUISITION CORP | 783,820 | $7.975M | 0.2% | $10.17 | $10.03 | — | ORD SHS | G2920Y101 |
| — | BABCOCK & WILCOX ENTERPRIS I | 480,100 | $7.965M | 0.2% | $16.59 | $16.59 | — | COM | 05614L100 |
| DMRC | DIGIMARC CORP NEW | 260,172 | $7.805M | 0.2% | $30.00 * | $32.35 | -3.6% | COM | 25381B101 |
| — | ORIGO ACQUISITION CORP | 750,000 | $7.8M | 0.2% | $10.40 | $10.27 | — | SHS | G67789126 |
| GOOG | ALPHABET INC | 10,000 | $7.718M | 0.2% | $771.80 * | $36.42 | +6.2% | Put | 02079K107 |
| — | KATE SPADE & CO | 400,000 | $7.468M | 0.2% | $18.67 | — | — | Call | 485865109 |
| DRI | DARDEN RESTAURANTS INC | 100,000 | $7.272M | 0.2% | $72.72 | — | — | Put | 237194105 |
| — | MOLINA HEALTHCARE INC | 5,000,000 | $7.188M | 0.2% | $1.44 | $1.52 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | DOUBLE EAGLE ACQUISITION COR | 679,274 | $7.132M | 0.2% | $10.50 | $10.18 | — | UNIT 99/99/9999 | G28195108 |
| HSTM | HEALTHSTREAM INC | 264,426 | $6.624M | 0.2% | $25.05 * | $23.28 | +10.6% | COM | 42222N103 |
| CBZ | CBIZ INC | 481,769 | $6.6M | 0.2% | $13.70 * | $9.22 | +31.6% | COM | 124805102 |
| — | CAPITOL ACQUISITION CORP III | 639,864 | $6.591M | 0.2% | $10.30 | $10.11 | — | UNIT 99/99/9999 | 14055M205 |
| — | MENTOR GRAPHICS CORP | 175,000 | $6.456M | 0.2% | $36.89 | $36.89 | — | COM | 587200106 |
| AMAT | APPLIED MATLS INC | 197,714 | $6.38M | 0.2% | $32.27 * | $24.13 | +13.9% | COM | 038222105 |
| NXPI | NXP SEMICONDUCTORS N V | 65,000 | $6.371M | 0.2% | $98.02 * | $88.31 | 0.0% | COM | N6596X109 |
| — | BROCADE COMMUNICATIONS SYS I | 500,000 | $6.245M | 0.2% | $12.49 | $12.49 | — | COM NEW | 111621306 |
| TDG | TRANSDIGM GROUP INC | 25,000 | $6.224M | 0.2% | $248.96 | — | — | Call | 893641100 |
| IMAX | IMAX CORP | 195,600 | $6.142M | 0.2% | $31.40 | $31.25 | 0.0% | COM | 45245E109 |
| RHI | ROBERT HALF INTL INC | 125,000 | $6.098M | 0.2% | $48.78 * | $42.83 | 0.0% | COM | 770323103 |
| — | M I ACQUISITIONS INC | 600,000 | $6.096M | 0.2% | $10.16 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 168,000 | $6.09M | 0.2% | $36.25 | — | — | Put | 881624209 |
| — | GLOBAL PARTNER ACQUISITION C | 604,792 | $6.012M | 0.2% | $9.94 | $9.84 | — | COM | 37954X105 |
| — | COLUMBIA PIPELINE PARTNERS L | 350,000 | $6.002M | 0.2% | $17.15 | $16.28 | — | COM UT REPSTG | 198281107 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5.959M | 0.2% | $9.93 | $9.50 | — | SHS | G0441P104 |
| — | SYNGENTA AG | 75,000 | $5.929M | 0.2% | $79.05 | $78.83 | — | SPONSORED ADR | 87160A100 |
| — | CARDTRONICS INC | 5,000,000 | $5.891M | 0.2% | $1.18 | $1.18 | — | NOTE 1.000%12/0 | 14161HAG3 |
| TBI | TRUEBLUE INC | 233,000 | $5.743M | 0.2% | $24.65 * | $21.08 | 0.0% | COM | 89785X101 |
| — | DEPOMED INC | 5,000,000 | $5.734M | 0.2% | $1.15 | $1.43 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | PRIVATEBANCORP INC | 100,000 | $5.419M | 0.1% | $54.19 | $44.66 | — | COM | 742962103 |
| — | RESTORATION HARDWARE HLDGS I | 175,000 | $5.372M | 0.1% | $30.70 | $30.70 | — | COM | 761283100 |
| — | ZENDESK INC | 251,600 | $5.334M | 0.1% | $21.20 | $21.20 | — | COM | 98936J101 |
| — | DEVRY ED GROUP INC | 170,200 | $5.31M | 0.1% | $31.20 | $31.20 | — | COM | 251893103 |
| — | FARO TECHNOLOGIES INC | 145,873 | $5.251M | 0.1% | $36.00 | $30.25 | — | COM | 311642102 |
| — | WRIGHT MED GROUP INC | 5,000,000 | $5.232M | 0.1% | $1.05 | $0.97 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | UNITED STATES STL CORP NEW | 150,000 | $4.952M | 0.1% | $33.01 | — | — | Call | 912909108 |
| — | ECHO GLOBAL LOGISTICS INC | 5,000,000 | $4.936M | 0.1% | $0.99 | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | VALSPAR CORP | 47,500 | $4.921M | 0.1% | $103.60 | $105.79 | — | COM | 920355104 |
| QCOM | QUALCOMM INC | 75,000 | $4.89M | 0.1% | $65.20 | — | — | Put | 747525103 |
| — | PACE HLDGS CORP | 455,170 | $4.889M | 0.1% | $10.74 | $10.21 | — | UNIT 99/99/9999 | G6865N129 |
| — | BELLATRIX EXPLORATION LTD | 5,195,500 | $4.884M | 0.1% | $0.94 | $0.94 | — | COM | 078314101 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.882M | 0.1% | $10.17 | $9.87 | — | COM | 47632B102 |
| — | EVERBANK FINL CORP | 250,000 | $4.862M | 0.1% | $19.45 | $19.42 | — | COM | 29977G102 |
| — | LANDCADIA HLDGS INC | 493,673 | $4.828M | 0.1% | $9.78 | $9.77 | — | CL A | 51476W107 |
| — | RED LION HOTELS CORP | 566,094 | $4.727M | 0.1% | $8.35 | $8.35 | — | COM | 756764106 |
| — | BARINGTON HILCO ACQUISITION | 465,100 | $4.725M | 0.1% | $10.16 | $9.70 | — | COM | 06759V101 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 5,000,000 | $4.707M | 0.1% | $0.94 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| XOM | EXXON MOBIL CORP | 50,000 | $4.513M | 0.1% | $90.26 * | $58.17 | 0.0% | Put | 30231G102 |
| — | OCLARO INC | 500,604 | $4.48M | 0.1% | $8.95 | $8.95 | — | COM NEW | 67555N206 |
| — | HARMAN INTL INDS INC | 40,000 | $4.446M | 0.1% | $111.15 | $111.15 | — | COM | 413086109 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $4.328M | 0.1% | $10.82 | $7.11 | — | COM | 845467109 |
| GWRS | GLOBAL WTR RES INC | 467,200 | $4.252M | 0.1% | $9.10 * | $5.70 | +13.1% | COM | 379463102 |
| — | WHITEWAVE FOODS CO | 75,000 | $4.17M | 0.1% | $55.60 | $54.67 | — | COM | 966244105 |
| — | HABIT RESTAURANTS INC | 240,000 | $4.14M | 0.1% | $17.25 | $14.00 | — | COM CL A | 40449J103 |
| — | RITE AID CORP | 500,000 | $4.12M | 0.1% | $8.24 | $7.57 | — | COM | 767754104 |
| — | CABELAS INC | 70,000 | $4.098M | 0.1% | $58.54 | $58.54 | — | COM | 126804301 |
| — | MANITEX INTL INC | 588,928 | $4.04M | 0.1% | $6.86 | $12.03 | — | COM | 563420108 |
| — | NORTH AMERN ENERGY PARTNERS | 1,025,000 | $3.946M | 0.1% | $3.85 | $3.91 | — | COM | 656844107 |
| — | BOULEVARD ACQUISITION | 386,926 | $3.931M | 0.1% | $10.16 | $10.09 | — | UNIT 99/99/9999 | 10157Q201 |
| — | REYNOLDS AMERICAN INC | 70,000 | $3.923M | 0.1% | $56.04 | $56.04 | — | COM | 761713106 |
| TIPT | TIPTREE FINL INC | 607,679 | $3.737M | 0.1% | $6.15 | $7.25 | -14.4% | CL A | 88822Q103 |
| — | SWIFT TRANSN CO | 150,000 | $3.654M | 0.1% | $24.36 | — | — | Call | 87074U101 |
| HLIT | HARMONIC INC | 708,454 | $3.542M | 0.1% | $5.00 * | $4.49 | +14.4% | COM | 413160102 |
| EEM | ISHARES TR | 100,000 | $3.501M | 0.1% | $35.01 | — | — | Put | 464287234 |
| — | JOY GLOBAL INC | 125,000 | $3.5M | 0.1% | $28.00 | $28.00 | — | COM | 481165108 |
| — | GLOBAL PARTNER ACQUISITION C | 334,097 | $3.424M | 0.1% | $10.25 | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| — | TIME WARNER INC | 35,000 | $3.379M | 0.1% | $96.54 | $96.54 | — | Put | 887317303 |
| — | TIME WARNER INC | 35,000 | $3.379M | 0.1% | $96.54 | $96.54 | — | COM NEW | 887317303 |
| — | AXAR ACQUISITION CORP | 337,568 | $3.35M | 0.1% | $9.92 | $9.92 | — | COM | 05455L102 |
| — | CHEMTURA CORP | 100,000 | $3.32M | 0.1% | $33.20 | $32.81 | — | COM NEW | 163893209 |
| — | WCI CMNTYS INC | 140,000 | $3.283M | 0.1% | $23.45 | $23.59 | — | COM PAR $0.01 | 92923C807 |
| — | ENDURANCE SPECIALTY HLDGS LT | 35,000 | $3.234M | 0.1% | $92.40 | $92.40 | — | SHS | G30397106 |
| — | PACIFIC SPL ACQUISITION CORP | 312,000 | $3.229M | 0.1% | $10.35 | $9.85 | — | SHS | G68588105 |
| — | NEVRO CORP | 3,000,000 | $3.204M | 0.1% | $1.07 | $1.12 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| — | INVENSENSE INC | 250,000 | $3.198M | 0.1% | $12.79 | $12.79 | — | COM | 46123D205 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.159M | 0.1% | $10.53 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | STELLAR ACQUISITION III INC | 306,500 | $3.157M | 0.1% | $10.30 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 457,002 | $3.153M | 0.1% | $6.90 | $8.33 | — | UNIT | 85207Q104 |
| T | AT&T INC | 65,000 | $2.764M | 0.1% | $42.52 | — | — | Put | 00206R102 |
| — | ALLIED WRLD ASSUR COM HLDG A | 50,000 | $2.686M | 0.1% | $53.72 | $53.72 | — | SHS | H01531104 |
| NTRA | NATERA INC | 228,060 | $2.671M | 0.1% | $11.71 * | $11.00 | 0.0% | COM | 632307104 |
| — | IXIA | 165,200 | $2.66M | 0.1% | $16.10 | $16.10 | — | COM | 45071R109 |
| — | G & K SVCS INC | 27,500 | $2.652M | 0.1% | $96.44 | $96.10 | — | CL A | 361268105 |
| — | INPHI CORP | 59,111 | $2.638M | 0.1% | $44.63 | $33.34 | — | COM | 45772F107 |
| — | TEAM HEALTH HOLDINGS INC | 60,000 | $2.607M | 0.1% | $43.45 | $43.45 | — | COM | 87817A107 |
| — | VASCULAR SOLUTIONS INC | 45,000 | $2.524M | 0.1% | $56.09 | $56.09 | — | COM | 92231M109 |
| — | AMAYA INC | 175,000 | $2.476M | 0.1% | $14.15 | $13.38 | — | COM | 02314M108 |
| — | INTERSIL CORP | 110,000 | $2.453M | 0.1% | $22.30 | $22.21 | — | CL A | 46069S109 |
| NXPI | NXP SEMICONDUCTORS N V | 25,000 | $2.45M | 0.1% | $98.00 * | $88.31 | 0.0% | Put | N6596X109 |
| CM | CDN IMPERIAL BK COMM TORONTO | 30,000 | $2.448M | 0.1% | $81.60 | — | — | Put | 136069101 |
| — | PACIFIC SPL ACQUISITION CORP | 218,300 | $2.412M | 0.1% | $11.05 | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| — | CST BRANDS INC | 50,000 | $2.408M | 0.1% | $48.16 | $48.12 | — | COM | 12646R105 |
| — | ST JUDE MED INC | 30,000 | $2.406M | 0.1% | $80.20 | $78.00 | — | COM | 790849103 |
| — | LIFELOCK INC | 100,000 | $2.392M | 0.1% | $23.92 | $23.92 | — | COM | 53224V100 |
| MS | MORGAN STANLEY | 55,000 | $2.324M | 0.1% | $42.25 | — | — | Put | 617446448 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.324M | 0.1% | $1.36 | $2.46 | — | COM | 443787106 |
| — | CLARCOR INC | 27,500 | $2.268M | 0.1% | $82.47 | $82.47 | — | COM | 179895107 |
| — | GUESS INC | 179,400 | $2.171M | 0.1% | $12.10 | $15.05 | — | COM | 401617105 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $2.164M | 0.1% | $10.82 | $7.11 | — | Put | 845467109 |
| — | FIDELITY & GTY LIFE | 90,000 | $2.133M | 0.1% | $23.70 | $23.18 | — | COM | 315785105 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.11M | 0.1% | $10.55 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | HARMONY MERGER CORP | 200,000 | $2.06M | 0.1% | $10.30 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | CHEROKEE INC DEL NEW | 194,034 | $2.037M | 0.1% | $10.50 | $10.50 | — | COM | 16444H102 |
| — | INTERDIGITAL INC | 1,500,000 | $2.034M | 0.1% | $1.36 | $1.36 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | BLUE NILE INC | 50,000 | $2.032M | 0.1% | $40.64 | $40.64 | — | COM | 09578R103 |
| — | UNIVERSAL AMERN CORP NEW | 200,000 | $1.99M | 0.1% | $9.95 | $9.95 | — | COM | 91338E101 |
| — | INTRALINKS HLDGS INC | 125,800 | $1.701M | 0.0% | $13.52 | $13.52 | — | COM | 46118H104 |
| — | LINEAR TECHNOLOGY CORP | 25,000 | $1.559M | 0.0% | $62.36 | $59.28 | — | COM | 535678106 |
| — | ALERE INC | 37,500 | $1.461M | 0.0% | $38.96 | $46.73 | — | COM | 01449J105 |
| — | ELECTRUM SPL ACQUISITION COR | 143,900 | $1.458M | 0.0% | $10.13 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| XOM | EXXON MOBIL CORP | 15,000 | $1.354M | 0.0% | $90.27 * | $58.17 | 0.0% | COM | 30231G102 |
| — | SENESTECH INC | 162,500 | $1.324M | 0.0% | $8.15 | $8.15 | — | COM | 81720R109 |
| — | TERRAFORM PWR INC | 100,000 | $1.281M | 0.0% | $12.81 | $12.81 | — | CL A COM | 88104R100 |
| — | HENNESSY CAP ACQUISITION COR | 1,448,871 | $1.174M | 0.0% | $0.81 | $0.44 | — | *W EXP 07/28/202 | 42588J118 |
| — | VIVOPOWER INTERNATIONAL PLC | 203,294 | $1.118M | 0.0% | $5.50 | $5.50 | — | SHS | G9376R100 |
| INSE | INSPIRED ENTMT INC | 127,395 | $1.076M | 0.0% | $8.45 * | $9.86 | 0.0% | COM | 45782N108 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.054M | 0.0% | $10.54 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | SABAN CAP ACQUISITION CORP | 100,500 | $1.045M | 0.0% | $10.40 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| IWM | ISHARES TR | 7,700 | $1.038M | 0.0% | $134.81 | $134.81 | — | RUSSELL 2000 ETF | 464287655 |
| — | JM GLOBAL HLDG CO | 105,012 | $1.037M | 0.0% | $9.88 | $9.67 | — | COM | 46590H101 |
| — | SABAN CAP ACQUISITION CORP | 99,187 | $992K | 0.0% | $10.00 | $10.00 | — | COM CL A | 78516C106 |
| — | APOLLO ED GROUP INC | 100,000 | $990K | 0.0% | $9.90 | $8.13 | — | CL A | 037604105 |
| — | DOMINION RES INC VA NEW | 18,974 | $960K | 0.0% | $50.60 | $50.41 | — | UNIT 08/15/2019 | 25746U836 |
| — | ALLERGAN PLC | 4,000 | $840K | 0.0% | $210.00 | $210.00 | — | SHS | G0177J108 |
| — | KLR ENERGY ACQUISITION CORP | 595,425 | $819K | 0.0% | $1.38 | $1.07 | — | *W EXP 09/16/202 | 49877M116 |
| — | GAS NAT INC | 65,000 | $816K | 0.0% | $12.55 | $12.55 | — | COM | 367204104 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 110,000 | $810K | 0.0% | $7.36 | $7.36 | — | COM | 518415104 |
| — | E COMPASS ACQUISITION CORP | 783,820 | $768K | 0.0% | $0.98 | $0.48 | — | RIGHT 02/18/2017 | G2920Y119 |
| — | CONYERS PK ACQUISITION | 69,200 | $708K | 0.0% | $10.23 | $10.00 | — | CL A COM | 212894109 |
| — | INSPIRED ENTMT INC | 1,155,601 | $688K | 0.0% | $0.60 | $0.60 | — | *W EXP 10/20/202 | 45782N116 |
| — | CRESCENT PT ENERGY CORP | 50,000 | $680K | 0.0% | $13.60 | $13.19 | — | COM | 22576C101 |
| — | CONYERS PK ACQUISITION | 60,674 | $658K | 0.0% | $10.84 | $10.74 | — | UNIT 99/99/99991 | 212894208 |
| — | CF CORP | 519,000 | $646K | 0.0% | $1.24 | $0.82 | — | *W EXP 05/25/202 | G20307115 |
| — | PACE HLDGS CORP | 1,066,150 | $639K | 0.0% | $0.60 | $0.31 | — | *W EXP 99/99/999 | G6865N111 |
| — | TIME INC NEW | 35,000 | $625K | 0.0% | $17.86 | $17.86 | — | COM | 887228104 |
| YTRA | YATRA ONLINE INC | 64,675 | $605K | 0.0% | $9.35 * | $9.77 | 0.0% | ORD SHS | G98338109 |
| — | BOULEVARD ACQUISITION | 1,161,249 | $598K | 0.0% | $0.51 | $0.38 | — | *W EXP 09/25/202 | 10157Q110 |
| DGII | DIGI INTL INC | 40,000 | $550K | 0.0% | $13.75 * | $12.26 | 0.0% | COM | 253798102 |
| — | HARMONY MERGER CORP | 1,402,700 | $540K | 0.0% | $0.38 | $0.39 | — | *W EXP 01/01/202 | 413247123 |
| KMI | KINDER MORGAN INC DEL | 25,000 | $518K | 0.0% | $20.72 * | $10.91 | +20.1% | COM | 49456B101 |
| — | CAPITOL ACQUISITION CORP III | 578,500 | $508K | 0.0% | $0.88 | $0.46 | — | *W EXP 10/13/202 | 14055M114 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,064,132 | $500K | 0.0% | $0.47 | $0.37 | — | *W EXP 09/16/202 | G28195116 |
| — | JM GLOBAL HLDG CO | 48,928 | $497K | 0.0% | $10.16 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | GP INVTS ACQUISITION COR | 982,367 | $486K | 0.0% | $0.49 | $0.58 | — | *W EXP 05/19/202 | G40357108 |
| — | GOLDCORP INC NEW | 35,000 | $476K | 0.0% | $13.60 | $16.52 | — | COM | 380956409 |
| — | GLOBAL PARTNER ACQUISITION C | 1,356,770 | $468K | 0.0% | $0.34 | $0.22 | — | *W EXP 07/01/202 | 37954X113 |
| COTY | COTY INC | 25,000 | $458K | 0.0% | $18.32 | $23.11 | -21.4% | COM CL A | 222070203 |
| — | SHIRE PLC | 2,500 | $426K | 0.0% | $170.40 | $170.40 | — | SPONSORED ADR | 82481R106 |
| — | EASTERLY ACQUISITION CORP | 1,145,186 | $418K | 0.0% | $0.37 | $0.45 | — | *W EXP 07/29/202 | 27616L110 |
| GILD | GILEAD SCIENCES INC | 5,000 | $358K | 0.0% | $71.60 * | $57.78 | -7.9% | COM | 375558103 |
| — | LANDCADIA HLDGS INC | 514,216 | $355K | 0.0% | $0.69 | $0.60 | — | *W EXP 06/01/202 | 51476W115 |
| CF | CF INDS HLDGS INC | 9,000 | $283K | 0.0% | $31.44 * | $18.89 | +11.7% | COM | 125269100 |
| — | AEROJET ROCKETDYNE HLDGS INC | 15,000 | $269K | 0.0% | $17.93 | $17.93 | — | COM | 007800105 |
| BTE | BAYTEX ENERGY CORP | 55,000 | $268K | 0.0% | $4.87 * | $4.14 | 0.0% | COM | 07317Q105 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $265K | 0.0% | $0.53 | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | VALSPAR CORP | 2,400 | $249K | 0.0% | $103.75 | $105.79 | — | Call | 920355104 |
| — | ORIGO ACQUISITION CORP | 600,200 | $231K | 0.0% | $0.38 | $0.23 | — | RIGHT 12/03/2017 | G67789134 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $225K | 0.0% | $0.38 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | M III ACQUISITION CORP | 856,250 | $188K | 0.0% | $0.22 | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $138K | 0.0% | $0.24 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | PACIFIC SPL ACQUISITION CORP | 432,800 | $121K | 0.0% | $0.28 | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $110K | 0.0% | $0.22 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | JENSYN ACQUISITION CORP | 452,000 | $107K | 0.0% | $0.24 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | QUINPARIO ACQUISITION CORP 2 | 534,317 | $104K | 0.0% | $0.19 | $0.27 | — | *W EXP 01/01/202 | 74874U119 |
| — | ORIGO ACQUISITION CORP | 363,450 | $104K | 0.0% | $0.29 | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | ELECTRUM SPL ACQUISITION COR | 294,972 | $86,000 | 0.0% | $0.29 | $0.24 | — | *W EXP 99/99/999 | G3105C112 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $65,000 | 0.0% | $0.13 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | JENSYN ACQUISITION CORP | 480,000 | $62,000 | 0.0% | $0.13 | $0.07 | — | *W EXP 03/01/202 | 47632B110 |
| — | SABAN CAP ACQUISITION CORP | 50,000 | $49,000 | 0.0% | $0.98 | $0.98 | — | *W EXP 09/21/202 | 78516C114 |
| — | AXAR ACQUISITION CORP | 601,233 | $47,000 | 0.0% | $0.08 | $0.08 | — | *W EXP 12/31/202 | 05455L110 |
| — | CONYERS PK ACQUISITION | 20,000 | $40,000 | 0.0% | $2.00 | $1.40 | — | *W EXP 07/20/202 | 212894117 |
| — | JM GLOBAL HLDG CO | 95,000 | $29,000 | 0.0% | $0.31 | $0.26 | — | *W EXP 07/29/201 | 46590H119 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $6,000 | 0.0% | $0.01 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |