CIK: 0001326389 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $3,221,950 (72.2% shares, 27.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,524,300 | $313,543 | 9.7% | $115.00 | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 1,275,000 | $275,782 | 8.6% | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 600,000 | $129,780 | 4.0% | — | — | Call | 78462F103 |
| — | INTEL CORP | 63,500,000 | $116,280 | 3.6% | $1.76 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | FIDELITY NATIONAL FINANCIAL | 52,774,000 | $108,695 | 3.4% | $2.04 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | VERISIGN INC | 40,000,000 | $91,576 | 2.8% | $2.29 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | MICRON TECHNOLOGY INC | 47,500,000 | $90,360 | 2.8% | $2.73 | — | NOTE 2.375% 5/0 | 595112AW3 |
| BABA | ALIBABA GROUP HLDG LTD | 730,400 | $77,269 | 2.4% | — | — | Put | 01609W102 |
| — | POWERSHARES QQQ TRUST | 375,000 | $44,520 | 1.4% | — | — | Put | 73935A104 |
| — | WORKDAY INC | 30,000,000 | $39,011 | 1.2% | $1.30 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | NXP SEMICONDUCTORS N V | 30,000,000 | $35,718 | 1.1% | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | PATTERN ENERGY GROUP INC | 33,750,000 | $34,090 | 1.1% | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| GOOG | ALPHABET INC | 42,986 | $33,413 | 1.0% | $36.42 | +3.5% | CAP STK CL C | 02079K107 |
| NOVT | NOVANTA INC | 1,889,056 | $32,775 | 1.0% | $14.96 | +10.0% | COM | 67000B104 |
| — | DOMINION RES INC VA NEW | 650,000 | $32,766 | 1.0% | $50.41 | — | UNIT 08/15/2019 | 25746U836 |
| — | MERCADOLIBRE INC | 20,000,000 | $31,231 | 1.0% | $1.26 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| BIO | BIO RAD LABS INC | 188,578 | $30,891 | 1.0% | $129.79 | +16.9% | CL A | 090572207 |
| — | INCONTACT INC | 25,000,000 | $30,178 | 0.9% | $1.20 | — | NOTE 2.500% 4/0 | 45336EAB5 |
| META | FACEBOOK INC | 227,721 | $29,210 | 0.9% | $105.27 | +17.1% | CL A | 30303M102 |
| — | INTERACTIVE INTELLIGENCE GRO | 25,000,000 | $28,850 | 0.9% | $1.07 | — | NOTE 1.250% 6/0 | 45841VAB5 |
| — | DST SYS INC DEL | 238,440 | $28,117 | 0.9% | $117.16 | — | COM | 233326107 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 32,000 | $26,265 | 0.8% | $972.69 | — | PFD CONV SER A | G0177J116 |
| — | QUINPARIO ACQUISITION CORP 2 | 2,649,290 | $26,254 | 0.8% | $9.88 | — | COM | 74874U101 |
| — | CTRIP COM INTL LTD | 20,000,000 | $25,833 | 0.8% | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | AR CAP ACQUISITION CORP | 2,348,685 | $23,369 | 0.7% | $9.85 | — | COM | 00191R109 |
| — | J2 GLOBAL INC | 20,000,000 | $23,235 | 0.7% | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | NEXTERA ENERGY INC | 450,000 | $22,292 | 0.7% | $49.54 | — | UNIT 09/01/2019 | 65339F820 |
| — | CSRA INC | 824,899 | $22,190 | 0.7% | $24.32 | — | COM | 12650T104 |
| — | IRONWOOD PHARMACEUTICALS INC | 17,500,000 | $20,890 | 0.6% | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| XOM | EXXON MOBIL CORP | 230,000 | $20,074 | 0.6% | — | — | Call | 30231G102 |
| — | CORELOGIC INC | 509,327 | $19,976 | 0.6% | $36.63 | — | COM | 21871D103 |
| — | LINKEDIN CORP | 20,000,000 | $19,819 | 0.6% | $0.99 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | DELL TECHNOLOGIES INC | 408,313 | $19,517 | 0.6% | $47.80 | — | COM CL V | 24703L103 |
| — | ACTUA CORP | 1,499,275 | $19,416 | 0.6% | $13.43 | — | COM | 005094107 |
| — | GP INVTS ACQUISITION COR | 1,946,609 | $19,077 | 0.6% | $9.68 | — | SHS | G40357124 |
| EMN | EASTMAN CHEM CO | 275,922 | $18,674 | 0.6% | $53.84 | -8.6% | COM | 277432100 |
| — | VCA INC | 258,596 | $18,097 | 0.6% | $55.05 | — | COM | 918194101 |
| — | HENNESSY CAP ACQUISITION COR | 1,831,737 | $17,951 | 0.6% | $9.79 | — | COM | 42588J100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 137,763 | $17,912 | 0.6% | $110.10 | +3.9% | COM | 98956P102 |
| — | BLACK HILLS CORP | 250,000 | $17,179 | 0.5% | $68.72 | — | UNIT 99/99/9999 | 092113125 |
| — | ADVISORY BRD CO | 366,244 | $16,386 | 0.5% | $33.13 | — | COM | 00762W107 |
| — | COACH INC | 446,517 | $16,325 | 0.5% | $40.27 | — | COM | 189754104 |
| AMAT | APPLIED MATLS INC | 540,914 | $16,309 | 0.5% | $24.13 | +4.1% | COM | 038222105 |
| LVS | LAS VEGAS SANDS CORP | 282,000 | $16,226 | 0.5% | $36.37 | +12.5% | COM | 517834107 |
| MDLZ | MONDELEZ INTL INC | 368,400 | $16,173 | 0.5% | $35.22 | 0.0% | CL A | 609207105 |
| PEP | PEPSICO INC | 146,903 | $15,979 | 0.5% | $81.08 | 0.0% | COM | 713448108 |
| OPLN | KAR AUCTION SVCS INC | 369,920 | $15,966 | 0.5% | $11.17 | +42.8% | COM | 48238T109 |
| CAH | CARDINAL HEALTH INC | 201,400 | $15,649 | 0.5% | $62.02 | -0.9% | COM | 14149Y108 |
| — | MEDICINES CO | 12,000,000 | $15,501 | 0.5% | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| LVS | LAS VEGAS SANDS CORP | 268,500 | $15,449 | 0.5% | $36.37 | +12.5% | Put | 517834107 |
| — | LABORATORY CORP AMER HLDGS | 110,870 | $15,242 | 0.5% | $120.70 | — | COM NEW | 50540R409 |
| — | ADVANCED MICRO DEVICES INC | 14,000,000 | $15,224 | 0.5% | $1.09 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | ELECTRUM SPL ACQUISITION COR | 1,489,750 | $14,656 | 0.5% | $9.67 | — | SHS | G3105C104 |
| — | DEPOMED INC | 10,000,000 | $14,277 | 0.4% | $1.43 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | GENESEE & WYO INC | 206,675 | $14,250 | 0.4% | $58.95 | — | CL A | 371559105 |
| — | IMPAX LABORATORIES INC | 16,000,000 | $14,073 | 0.4% | $0.88 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | ATLANTIC ALLIANCE PARTNER CO | 1,327,732 | $13,941 | 0.4% | $10.27 | — | SHS | G04897107 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,381,610 | $13,678 | 0.4% | $9.66 | — | COM | G28195124 |
| — | BOULEVARD ACQUISITION | 1,385,280 | $13,641 | 0.4% | $9.80 | — | CL A | 10157Q102 |
| NEE | NEXTERA ENERGY INC | 110,000 | $13,455 | 0.4% | — | — | Put | 65339F101 |
| — | EMERGENT BIOSOLUTIONS INC | 10,750,000 | $13,255 | 0.4% | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | MONSANTO CO NEW | 127,000 | $12,979 | 0.4% | $102.24 | — | COM | 61166W101 |
| — | CAPITOL ACQUISITION CORP III | 1,308,131 | $12,885 | 0.4% | $9.63 | — | COM | 14055M106 |
| ASH | ASHLAND GLOBAL HLDGS INC | 110,954 | $12,865 | 0.4% | $49.37 | 0.0% | COM | 044186104 |
| META | FACEBOOK INC | 100,000 | $12,827 | 0.4% | $105.27 | +17.1% | Call | 30303M102 |
| — | HARMONY MERGER CORP | 1,267,975 | $12,794 | 0.4% | $9.85 | — | COM | 413247107 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 12,000,000 | $12,320 | 0.4% | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | EASTERLY ACQUISITION CORP | 1,203,004 | $11,958 | 0.4% | $9.83 | — | COM | 27616L102 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,043,548 | $11,427 | 0.4% | $10.20 | — | UNIT | 85207H104 |
| — | MOLINA HEALTHCARE INC | 7,500,000 | $11,400 | 0.4% | $1.52 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CTRIP COM INTL LTD | 10,000,000 | $11,282 | 0.4% | $1.10 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| CBZ | CBIZ INC | 1,001,953 | $11,212 | 0.3% | $9.22 | +20.6% | COM | 124805102 |
| XLU | SELECT SECTOR SPDR TR | 225,000 | $11,023 | 0.3% | — | — | Put | 81369Y886 |
| BC | BRUNSWICK CORP | 224,839 | $10,968 | 0.3% | $36.57 | +10.8% | COM | 117043109 |
| — | DYCOM INDS INC | 10,000,000 | $10,936 | 0.3% | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | MICROSEMI CORP | 258,900 | $10,869 | 0.3% | $41.98 | — | COM | 595137100 |
| ROG | ROGERS CORP | 176,228 | $10,764 | 0.3% | $55.09 | +10.2% | COM | 775133101 |
| GIII | G-III APPAREL GROUP LTD | 368,461 | $10,741 | 0.3% | $41.97 | -6.8% | COM | 36237H101 |
| AMCX | AMC NETWORKS INC | 203,603 | $10,559 | 0.3% | $61.73 | -11.2% | CL A | 00164V103 |
| — | HYDRA INDS ACQUISITION CORP | 1,048,300 | $10,441 | 0.3% | $9.71 | — | COM | 448740100 |
| — | LANDCADIA HLDGS INC | 1,017,038 | $10,425 | 0.3% | $10.04 | — | UNIT 12/31/2021T | 51476W206 |
| — | CF CORP | 1,020,892 | $10,413 | 0.3% | $9.92 | — | UNIT 99/99/9999E | G20307123 |
| JNJ | JOHNSON & JOHNSON | 87,463 | $10,332 | 0.3% | $77.15 | +21.3% | COM | 478160104 |
| NVS | NOVARTIS A G | 130,500 | $10,304 | 0.3% | $78.96 | — | SPONSORED ADR | 66987V109 |
| — | INTEROIL CORP | 200,000 | $10,184 | 0.3% | $46.18 | — | COM | 460951106 |
| 1741046D | STERIS PLC | 137,827 | $10,075 | 0.3% | $70.68 | — | SHS USD | G84720104 |
| — | BROADSOFT INC | 7,500,000 | $10,000 | 0.3% | $1.33 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | TERRAPIN 3 ACQUISITION CORP | 998,820 | $9,881 | 0.3% | $9.87 | — | COM CL A | 88104P104 |
| — | ENVESTNET INC | 10,000,000 | $9,649 | 0.3% | $1.01 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | CF CORP | 968,980 | $9,486 | 0.3% | $9.79 | — | SHS CL A | G20307107 |
| PSLV | SPROTT PHYSICAL SILVER TR | 1,281,010 | $9,467 | 0.3% | $7.25 | — | TR UNIT | 85207K107 |
| — | AROWANA INC | 916,220 | $9,336 | 0.3% | $9.83 | — | SHS | G05011104 |
| DLB | DOLBY LABORATORIES INC | 169,023 | $9,176 | 0.3% | $40.65 | +8.5% | COM | 25659T107 |
| — | NEVRO CORP | 7,000,000 | $9,106 | 0.3% | $1.12 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| FARM | FARMER BROS CO | 250,000 | $8,888 | 0.3% | $29.90 | +7.9% | COM | 307675108 |
| — | EASTERLY ACQUISITION CORP | 869,480 | $8,873 | 0.3% | $10.11 | — | UNIT 99/99/9999 | 27616L201 |
| HSTM | HEALTHSTREAM INC | 311,924 | $8,609 | 0.3% | $23.28 | +11.1% | COM | 42222N103 |
| — | WRIGHT MED GROUP INC | 8,000,000 | $8,551 | 0.3% | $0.97 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | GUESS INC | 584,500 | $8,540 | 0.3% | $15.05 | — | COM | 401617105 |
| — | M III ACQUISITION CORP | 869,050 | $8,517 | 0.3% | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| TIPT | TIPTREE FINL INC | 1,421,540 | $8,444 | 0.3% | $7.25 | -24.2% | CL A | 88822Q103 |
| — | M III ACQUISITION CORP | 856,250 | $8,194 | 0.3% | $9.57 | — | COM | 55378T104 |
| — | BUNGE LIMITED | 132,615 | $7,855 | 0.2% | $59.16 | — | COM | G16962105 |
| — | M/I HOMES INC | 7,000,000 | $7,767 | 0.2% | $1.14 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 168,000 | $7,730 | 0.2% | — | — | Put | 881624209 |
| — | PACE HLDGS CORP | 777,307 | $7,649 | 0.2% | $9.78 | — | CL A | G6865N103 |
| — | ECHO GLOBAL LOGISTICS INC | 7,500,000 | $7,093 | 0.2% | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 170,039 | $7,026 | 0.2% | $38.15 | +2.1% | COM | 04247X102 |
| — | DOUBLE EAGLE ACQUISITION COR | 679,374 | $6,991 | 0.2% | $10.18 | — | UNIT 99/99/9999 | G28195108 |
| — | CVENT INC | 220,000 | $6,976 | 0.2% | $32.44 | — | COM | 23247G109 |
| — | VIRGIN AMER INC | 125,000 | $6,689 | 0.2% | $55.56 | — | COM VTG | 92765X208 |
| — | CENTRAL FD CDA LTD | 482,484 | $6,673 | 0.2% | $12.42 | — | CL A | 153501101 |
| — | FINISAR CORP | 220,200 | $6,562 | 0.2% | $29.80 | — | COM NEW | 31787A507 |
| — | FARO TECHNOLOGIES INC | 182,339 | $6,555 | 0.2% | $30.25 | — | COM | 311642102 |
| — | CAPITOL ACQUISITION CORP III | 639,364 | $6,506 | 0.2% | $10.11 | — | UNIT 99/99/9999 | 14055M205 |
| — | WESTAR ENERGY INC | 112,500 | $6,384 | 0.2% | $56.44 | — | COM | 95709T100 |
| — | ACORDA THERAPEUTICS INC | 7,500,000 | $6,139 | 0.2% | $1.13 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | M I ACQUISITIONS INC | 600,000 | $6,012 | 0.2% | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | GLOBAL PARTNER ACQUISITION C | 604,792 | $5,975 | 0.2% | $9.84 | — | COM | 37954X105 |
| — | RITE AID CORP | 775,000 | $5,960 | 0.2% | $7.57 | — | COM | 767754104 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5,934 | 0.2% | $9.50 | — | SHS | G0441P104 |
| — | HILL ROM HLDGS INC | 95,000 | $5,888 | 0.2% | $61.98 | — | COM | 431475102 |
| — | PRIVATEBANCORP INC | 127,500 | $5,855 | 0.2% | $44.66 | — | COM | 742962103 |
| — | PACIFIC SPL ACQUISITION CORP | 550,000 | $5,835 | 0.2% | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| — | LINKEDIN CORP | 30,000 | $5,734 | 0.2% | $142.95 | — | COM CL A | 53578A108 |
| — | AROWANA INC | 551,492 | $5,691 | 0.2% | $10.07 | — | UNIT 99/99/9999 | G05011138 |
| — | ORIGO ACQUISITION CORP | 550,000 | $5,670 | 0.2% | $10.22 | — | SHS | G67789126 |
| — | WEATHERFORD INTL LTD | 5,000,000 | $5,623 | 0.2% | $1.09 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | INPHI CORP | 127,769 | $5,559 | 0.2% | $33.34 | — | COM | 45772F107 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $5,536 | 0.2% | $7.11 | — | COM | 845467109 |
| — | VMWARE INC | 73,727 | $5,408 | 0.2% | $57.22 | — | CL A COM | 928563402 |
| — | REALOGY HLDGS CORP | 208,000 | $5,379 | 0.2% | $25.86 | — | COM | 75605Y106 |
| OXM | OXFORD INDS INC | 79,431 | $5,377 | 0.2% | $61.88 | +1.2% | COM | 691497309 |
| — | RED HAT INC | 66,000 | $5,335 | 0.2% | $80.83 | — | COM | 756577102 |
| — | SPECTRANETICS CORP | 5,000,000 | $5,290 | 0.2% | $1.06 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | CEPHEID | 5,000,000 | $5,189 | 0.2% | $1.04 | — | DBCV 1.250% 2/0 | 15670RAC1 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $5,125 | 0.2% | $9.95 | — | ORD SHS | G2920Y101 |
| — | KLR ENERGY ACQUISITION CORP | 500,000 | $5,060 | 0.2% | $9.95 | — | CL A | 49877M108 |
| — | LANDCADIA HLDGS INC | 516,700 | $5,048 | 0.2% | $9.77 | — | CL A | 51476W107 |
| — | PACE HLDGS CORP | 477,120 | $4,986 | 0.2% | $10.21 | — | UNIT 99/99/9999 | G6865N129 |
| KLAC | KLA-TENCOR CORP | 70,000 | $4,880 | 0.2% | $61.47 | 0.0% | COM | 482480100 |
| — | HORIZON PHARMA INVT LTD | 5,000,000 | $4,855 | 0.2% | $0.85 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | COLUMBIA PIPELINE PARTNERS L | 300,000 | $4,842 | 0.2% | $16.14 | — | COM UT REPSTG | 198281107 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4,814 | 0.1% | $9.87 | — | COM | 47632B102 |
| — | NORTH AMERN ENERGY PARTNERS | 1,905,000 | $4,792 | 0.1% | $3.91 | — | COM | 656844107 |
| — | BARINGTON HILCO ACQUISITION | 465,100 | $4,698 | 0.1% | $9.70 | — | COM | 06759V101 |
| GWRS | GLOBAL WTR RES INC | 575,000 | $4,580 | 0.1% | $5.70 | +13.2% | COM | 379463102 |
| — | HABIT RESTAURANTS INC | 322,395 | $4,514 | 0.1% | $14.00 | — | COM CL A | 40449J103 |
| — | FIREEYE INC | 300,000 | $4,419 | 0.1% | — | — | Call | 31816Q101 |
| — | INGRAM MICRO INC | 120,000 | $4,279 | 0.1% | $35.15 | — | CL A | 457153104 |
| — | KLR ENERGY ACQUISITION CORP | 400,000 | $4,200 | 0.1% | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| — | BOULEVARD ACQUISITION | 393,504 | $4,018 | 0.1% | $10.09 | — | UNIT 99/99/9999 | 10157Q201 |
| — | LEXMARK INTL INC | 100,000 | $3,996 | 0.1% | $39.41 | — | CL A | 529771107 |
| — | ST JUDE MED INC | 50,000 | $3,988 | 0.1% | $78.00 | — | COM | 790849103 |
| — | ELECTRUM SPL ACQUISITION COR | 372,900 | $3,751 | 0.1% | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| EEM | ISHARES TR | 100,000 | $3,745 | 0.1% | — | — | Put | 464287234 |
| — | GORES HLDGS INC | 345,111 | $3,727 | 0.1% | $9.69 | — | CL A | 382866101 |
| — | LINEAR TECHNOLOGY CORP | 60,000 | $3,557 | 0.1% | $59.28 | — | COM | 535678106 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 449,601 | $3,448 | 0.1% | $8.35 | — | UNIT | 85207Q104 |
| — | CHEMTURA CORP | 105,000 | $3,445 | 0.1% | $32.81 | — | COM NEW | 163893209 |
| — | GLOBAL PARTNER ACQUISITION C | 334,097 | $3,358 | 0.1% | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| — | WHITEWAVE FOODS CO | 60,000 | $3,266 | 0.1% | $54.43 | — | COM | 966244105 |
| — | FIDELITY & GTY LIFE | 140,000 | $3,247 | 0.1% | $23.18 | — | COM | 315785105 |
| — | PACIFIC SPL ACQUISITION CORP | 312,000 | $3,198 | 0.1% | $9.85 | — | SHS | G68588105 |
| EXAS | EXACT SCIENCES CORP | 168,404 | $3,127 | 0.1% | $7.53 | +134.0% | COM | 30063P105 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3,072 | 0.1% | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | STELLAR ACQUISITION III INC | 306,500 | $3,056 | 0.1% | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | E COMPASS ACQUISITION CORP | 283,820 | $3,051 | 0.1% | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | GP INVTS ACQUISITION COR | 300,725 | $3,025 | 0.1% | $9.93 | — | UNIT 99/99/9999 | G40357116 |
| GIII | G-III APPAREL GROUP LTD | 100,000 | $2,915 | 0.1% | $41.97 | -6.8% | Call | 36237H101 |
| HBIO | HARVARD BIOSCIENCE INC | 1,048,363 | $2,852 | 0.1% | $4.84 | -42.7% | COM | 416906105 |
| — | MANITEX INTL INC | 517,361 | $2,851 | 0.1% | $12.74 | — | COM | 563420108 |
| — | AMAYA INC | 175,000 | $2,835 | 0.1% | $13.38 | — | COM | 02314M108 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $2,768 | 0.1% | $7.11 | — | Put | 845467109 |
| — | NETSUITE INC | 25,000 | $2,767 | 0.1% | $110.68 | — | COM | 64118Q107 |
| — | HYDRA INDS ACQUISITION CORP | 250,000 | $2,694 | 0.1% | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | VALSPAR CORP | 25,000 | $2,652 | 0.1% | $107.77 | — | COM | 920355104 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2,631 | 0.1% | $2.46 | — | COM | 443787106 |
| AMCX | AMC NETWORKS INC | 50,000 | $2,593 | 0.1% | $61.73 | -11.2% | Put | 00164V103 |
| DMRC | DIGIMARC CORP NEW | 66,495 | $2,550 | 0.1% | $35.71 | 0.0% | COM | 25381B101 |
| TLT | ISHARES TR | 17,326 | $2,382 | 0.1% | $137.48 | — | 20 YR TR BD ETF | 464287432 |
| HLIT | HARMONIC INC | 400,000 | $2,372 | 0.1% | $3.99 | 0.0% | COM | 413160102 |
| — | SWIFT TRANSN CO | 107,400 | $2,306 | 0.1% | — | — | Call | 87074U101 |
| — | HARMONY MERGER CORP | 200,000 | $2,104 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | ORIGO ACQUISITION CORP | 200,000 | $2,100 | 0.1% | $10.55 | — | UNIT 12/17/2021T | G67789100 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2,073 | 0.1% | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | GREAT PLAINS ENERGY INC | 75,000 | $2,047 | 0.1% | $29.78 | — | COM | 391164100 |
| — | SABAN CAP ACQUISITION CORP | 200,000 | $2,016 | 0.1% | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | TERRAPIN 3 ACQUISITION CORP | 199,196 | $2,002 | 0.1% | $10.10 | — | UNIT 06/27/2019 | 88104P203 |
| — | TTM TECHNOLOGIES INC | 1,500,000 | $1,975 | 0.1% | $1.32 | — | NOTE 1.750%12/1 | 87305RAD1 |
| EXAS | EXACT SCIENCES CORP | 100,000 | $1,857 | 0.1% | $7.53 | +134.0% | Call | 30063P105 |
| — | EVINE LIVE INC | 782,004 | $1,791 | 0.1% | $6.03 | — | CL A | 300487105 |
| — | WCI CMNTYS INC | 75,000 | $1,779 | 0.1% | $23.72 | — | COM PAR $0.01 | 92923C807 |
| MS | MORGAN STANLEY | 55,000 | $1,763 | 0.1% | — | — | Put | 617446448 |
| — | APIGEE CORP | 100,000 | $1,740 | 0.1% | $17.40 | — | COM | 03765N108 |
| — | RACKSPACE HOSTING INC | 50,000 | $1,584 | 0.0% | $31.68 | — | COM | 750086100 |
| TAC | TRANSALTA CORP | 350,000 | $1,555 | 0.0% | $4.66 | 0.0% | COM | 89346D107 |
| — | EVERBANK FINL CORP | 75,000 | $1,452 | 0.0% | $19.36 | — | COM | 29977G102 |
| — | CST BRANDS INC | 30,000 | $1,443 | 0.0% | $48.10 | — | COM | 12646R105 |
| — | LAM RESEARCH CORP | 15,000 | $1,421 | 0.0% | — | — | Call | 512807108 |
| — | GORES HLDGS INC | 115,741 | $1,412 | 0.0% | $10.07 | — | UNIT 99/99/9999 | 382866200 |
| ENB | ENBRIDGE INC | 30,000 | $1,327 | 0.0% | — | — | Call | 29250N105 |
| — | POTASH CORP SASK INC | 68,000 | $1,110 | 0.0% | $16.27 | — | COM | 73755L107 |
| — | ALERE INC | 25,000 | $1,081 | 0.0% | $50.61 | — | COM | 01449J105 |
| — | GOLDCORP INC NEW | 65,000 | $1,074 | 0.0% | $16.52 | — | COM | 380956409 |
| — | CRESCENT PT ENERGY CORP | 80,800 | $1,066 | 0.0% | $13.19 | — | COM | 22576C101 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1,038 | 0.0% | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | JM GLOBAL HLDG CO | 105,012 | $1,032 | 0.0% | $9.67 | — | COM | 46590H101 |
| — | APOLLO ED GROUP INC | 122,500 | $974 | 0.0% | $8.13 | — | CL A | 037604105 |
| — | G & K SVCS INC | 10,000 | $955 | 0.0% | $95.50 | — | CL A | 361268105 |
| COTY | COTY INC | 40,000 | $940 | 0.0% | $23.11 | 0.0% | COM CL A | 222070203 |
| — | CONYERS PK ACQUISITION | 76,426 | $821 | 0.0% | $10.74 | — | UNIT 99/99/99991 | 212894208 |
| IMO | IMPERIAL OIL LTD | 25,000 | $782 | 0.0% | $24.78 | 0.0% | COM NEW | 453038408 |
| WMB | WILLIAMS COS INC DEL | 25,000 | $768 | 0.0% | $11.17 | +45.3% | COM | 969457100 |
| — | ACCURIDE CORP NEW | 300,000 | $768 | 0.0% | $2.56 | — | COM NEW | 00439T206 |
| CF | CF INDS HLDGS INC | 30,000 | $730 | 0.0% | $18.89 | 0.0% | COM | 125269100 |
| GILD | GILEAD SCIENCES INC | 9,000 | $712 | 0.0% | $57.78 | 0.0% | COM | 375558103 |
| — | CONYERS PK ACQUISITION | 70,000 | $700 | 0.0% | $10.00 | — | CL A COM | 212894109 |
| KMI | KINDER MORGAN INC DEL | 30,000 | $694 | 0.0% | $10.91 | +19.7% | COM | 49456B101 |
| PRGO | PERRIGO CO PLC | 7,500 | $692 | 0.0% | $103.58 | -11.0% | SHS | G97822103 |
| — | SYNGENTA AG | 7,500 | $657 | 0.0% | $76.78 | — | SPONSORED ADR | 87160A100 |
| — | CIGNA CORPORATION | 5,000 | $652 | 0.0% | $130.40 | — | COM | 125509109 |
| — | BOULEVARD ACQUISITION | 1,069,036 | $599 | 0.0% | $0.37 | — | *W EXP 09/25/202 | 10157Q110 |
| — | DOMINION DIAMOND CORP | 60,000 | $583 | 0.0% | $8.83 | — | COM | 257287102 |
| — | HENNESSY CAP ACQUISITION COR | 1,474,227 | $568 | 0.0% | $0.44 | — | *W EXP 07/28/202 | 42588J118 |
| — | INTERSIL CORP | 25,000 | $548 | 0.0% | $21.92 | — | CL A | 46069S109 |
| — | MONSTER WORLDWIDE INC | 150,000 | $542 | 0.0% | $3.61 | — | COM | 611742107 |
| — | GP INVTS ACQUISITION COR | 830,005 | $531 | 0.0% | $0.59 | — | *W EXP 05/19/202 | G40357108 |
| — | CEPHEID | 10,000 | $527 | 0.0% | $52.70 | — | COM | 15670R107 |
| — | TRONC INC | 30,000 | $506 | 0.0% | $13.80 | — | COM | 89703P107 |
| — | TOBIRA THERAPEUTICS INC | 12,500 | $497 | 0.0% | $39.76 | — | COM | 88883P101 |
| — | JM GLOBAL HLDG CO | 48,928 | $488 | 0.0% | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | HARMONY MERGER CORP | 1,402,700 | $472 | 0.0% | $0.39 | — | *W EXP 01/01/202 | 413247123 |
| — | HYDRA INDS ACQUISITION CORP | 1,023,947 | $471 | 0.0% | $0.30 | — | RIGHT 99/99/9999 | 448740126 |
| — | IMPERVA INC | 8,500 | $457 | 0.0% | $53.76 | — | COM | 45321L100 |
| — | SPECTRUM BRANDS HLDGS INC | 3,300 | $454 | 0.0% | $137.58 | — | COM | 84763R101 |
| AMAT | APPLIED MATLS INC | 15,000 | $452 | 0.0% | $24.13 | +4.1% | Put | 038222105 |
| — | GORES HLDGS INC | 373,500 | $444 | 0.0% | $0.31 | — | *W EXP 08/13/202 | 382866119 |
| — | CF CORP | 519,000 | $428 | 0.0% | $0.82 | — | *W EXP 05/25/202 | G20307115 |
| — | PACE HLDGS CORP | 1,170,300 | $410 | 0.0% | $0.31 | — | *W EXP 99/99/999 | G6865N111 |
| — | TWITTER INC | 17,500 | $403 | 0.0% | $23.03 | — | COM | 90184L102 |
| — | CAPITOL ACQUISITION CORP III | 578,500 | $398 | 0.0% | $0.46 | — | *W EXP 10/13/202 | 14055M114 |
| — | HYDRA INDS ACQUISITION CORP | 905,601 | $389 | 0.0% | $0.20 | — | *W EXP 10/20/202 | 448740118 |
| — | GLOBAL PARTNER ACQUISITION C | 1,356,770 | $380 | 0.0% | $0.22 | — | *W EXP 07/01/202 | 37954X113 |
| — | EASTERLY ACQUISITION CORP | 647,502 | $363 | 0.0% | $0.52 | — | *W EXP 07/29/202 | 27616L110 |
| — | DOUBLE EAGLE ACQUISITION COR | 994,732 | $358 | 0.0% | $0.37 | — | *W EXP 09/16/202 | G28195116 |
| — | LANDCADIA HLDGS INC | 526,000 | $316 | 0.0% | $0.60 | — | *W EXP 06/01/202 | 51476W115 |
| — | SOLARCITY CORP | 15,000 | $293 | 0.0% | $23.93 | — | COM | 83416T100 |
| WDC | WESTERN DIGITAL CORP | 5,000 | $292 | 0.0% | $33.13 | 0.0% | COM | 958102105 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $288 | 0.0% | $0.19 | — | RIGHT 02/18/2017 | G2920Y119 |
| GLPG | GALAPAGOS NV | 3,500 | $226 | 0.0% | $64.57 | — | SPON ADR | 36315X101 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,275,626 | $201 | 0.0% | $0.22 | — | *W EXP 06/27/201 | 88104P112 |
| — | M III ACQUISITION CORP | 856,250 | $197 | 0.0% | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $174 | 0.0% | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | HRG GROUP INC | 10,000 | $157 | 0.0% | $15.70 | — | COM | 40434J100 |
| — | AROWANA INC | 739,100 | $148 | 0.0% | $0.27 | — | RIGHT 01/01/2017 | G05011120 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $121 | 0.0% | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | QUINPARIO ACQUISITION CORP 2 | 652,134 | $106 | 0.0% | $0.27 | — | *W EXP 01/01/202 | 74874U119 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $106 | 0.0% | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $95 | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | AROWANA INC | 874,700 | $92 | 0.0% | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | ORIGO ACQUISITION CORP | 400,000 | $82 | 0.0% | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | JENSYN ACQUISITION CORP | 452,000 | $75 | 0.0% | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | AR CAP ACQUISITION CORP | 1,135,779 | $69 | 0.0% | $0.07 | — | *W EXP 10/06/201 | 00191R117 |
| — | KLR ENERGY ACQUISITION CORP | 153,900 | $63 | 0.0% | $0.20 | — | *W EXP 09/16/202 | 49877M116 |
| — | PACIFIC SPL ACQUISITION CORP | 450,300 | $59 | 0.0% | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $46 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | ELECTRUM SPL ACQUISITION COR | 178,572 | $42 | 0.0% | $0.21 | — | *W EXP 99/99/999 | G3105C112 |
| — | JENSYN ACQUISITION CORP | 480,000 | $41 | 0.0% | $0.07 | — | *W EXP 03/01/202 | 47632B110 |
| — | CONYERS PK ACQUISITION | 25,000 | $35 | 0.0% | $1.40 | — | *W EXP 07/20/202 | 212894117 |
| — | ORIGO ACQUISITION CORP | 239,775 | $28 | 0.0% | $0.08 | — | *W EXP 12/17/202 | G67789118 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $17 | 0.0% | $0.07 | — | *W EXP 05/25/201 | 49456B119 |
| — | JM GLOBAL HLDG CO | 95,000 | $16 | 0.0% | $0.26 | — | *W EXP 07/29/201 | 46590H119 |