Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $3.222B (72.2% shares, 27.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,524,300 | $314M | 9.7% | $124.21 | $115.00 | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 1,275,000 | $276M | 8.6% | $216.30 | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 600,000 | $130M | 4.0% | $216.30 | — | — | Call | 78462F103 |
| — | INTEL CORP | 63,500,000 | $116M | 3.6% | $1.83 | $1.76 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | FIDELITY NATIONAL FINANCIAL | 52,774,000 | $109M | 3.4% | $2.06 | $2.04 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | VERISIGN INC | 40,000,000 | $91.58M | 2.8% | $2.29 | $2.29 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | MICRON TECHNOLOGY INC | 47,500,000 | $90.36M | 2.8% | $1.90 | $2.73 | — | NOTE 2.375% 5/0 | 595112AW3 |
| BABA | ALIBABA GROUP HLDG LTD | 730,400 | $77.27M | 2.4% | $105.79 | — | — | Put | 01609W102 |
| — | POWERSHARES QQQ TRUST | 375,000 | $44.52M | 1.4% | $118.72 | — | — | Put | 73935A104 |
| — | WORKDAY INC | 30,000,000 | $39.01M | 1.2% | $1.30 | $1.30 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | NXP SEMICONDUCTORS N V | 30,000,000 | $35.72M | 1.1% | $1.19 | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | PATTERN ENERGY GROUP INC | 33,750,000 | $34.09M | 1.1% | $1.01 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| GOOG | ALPHABET INC | 42,986 | $33.41M | 1.0% | $777.30 * | $36.42 | +3.5% | CAP STK CL C | 02079K107 |
| NOVT | NOVANTA INC | 1,889,056 | $32.77M | 1.0% | $17.35 * | $14.96 | +10.0% | COM | 67000B104 |
| — | DOMINION RES INC VA NEW | 650,000 | $32.77M | 1.0% | $50.41 | $50.41 | — | UNIT 08/15/2019 | 25746U836 |
| — | MERCADOLIBRE INC | 20,000,000 | $31.23M | 1.0% | $1.56 | $1.26 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| BIO | BIO RAD LABS INC | 188,578 | $30.89M | 1.0% | $163.81 * | $129.79 | +16.9% | CL A | 090572207 |
| — | INCONTACT INC | 25,000,000 | $30.18M | 0.9% | $1.21 | $1.20 | — | NOTE 2.500% 4/0 | 45336EAB5 |
| META | FACEBOOK INC | 227,721 | $29.21M | 0.9% | $128.27 * | $105.27 | +17.1% | CL A | 30303M102 |
| — | INTERACTIVE INTELLIGENCE GRO | 25,000,000 | $28.85M | 0.9% | $1.15 | $1.07 | — | NOTE 1.250% 6/0 | 45841VAB5 |
| — | DST SYS INC DEL | 238,440 | $28.12M | 0.9% | $117.92 | $117.16 | — | COM | 233326107 |
| AGN 5.5 03/01/18 A | ALLERGAN PLC | 32,000 | $26.27M | 0.8% | $820.78 | $972.69 | — | PFD CONV SER A | G0177J116 |
| — | QUINPARIO ACQUISITION CORP 2 | 2,649,290 | $26.25M | 0.8% | $9.91 | $9.88 | — | COM | 74874U101 |
| — | CTRIP COM INTL LTD | 20,000,000 | $25.83M | 0.8% | $1.29 | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | AR CAP ACQUISITION CORP | 2,348,685 | $23.37M | 0.7% | $9.95 | $9.85 | — | COM | 00191R109 |
| — | J2 GLOBAL INC | 20,000,000 | $23.23M | 0.7% | $1.16 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | NEXTERA ENERGY INC | 450,000 | $22.29M | 0.7% | $49.54 | $49.54 | — | UNIT 09/01/2019 | 65339F820 |
| — | CSRA INC | 824,899 | $22.19M | 0.7% | $26.90 | $24.32 | — | COM | 12650T104 |
| — | IRONWOOD PHARMACEUTICALS INC | 17,500,000 | $20.89M | 0.6% | $1.19 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| XOM | EXXON MOBIL CORP | 230,000 | $20.07M | 0.6% | $87.28 | — | — | Call | 30231G102 |
| — | CORELOGIC INC | 509,327 | $19.98M | 0.6% | $39.22 | $36.63 | — | COM | 21871D103 |
| — | LINKEDIN CORP | 20,000,000 | $19.82M | 0.6% | $0.99 | $0.99 | — | NOTE 0.500%11/0 | 53578AAB4 |
| — | DELL TECHNOLOGIES INC | 408,313 | $19.52M | 0.6% | $47.80 | $47.80 | — | COM CL V | 24703L103 |
| — | ACTUA CORP | 1,499,275 | $19.42M | 0.6% | $12.95 | $13.43 | — | COM | 005094107 |
| — | GP INVTS ACQUISITION COR | 1,946,609 | $19.08M | 0.6% | $9.80 | $9.68 | — | SHS | G40357124 |
| EMN | EASTMAN CHEM CO | 275,922 | $18.67M | 0.6% | $67.68 * | $53.84 | -8.6% | COM | 277432100 |
| — | VCA INC | 258,596 | $18.1M | 0.6% | $69.98 | $55.05 | — | COM | 918194101 |
| — | HENNESSY CAP ACQUISITION COR | 1,831,737 | $17.95M | 0.6% | $9.80 | $9.79 | — | COM | 42588J100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 137,763 | $17.91M | 0.6% | $130.02 * | $110.10 | +3.9% | COM | 98956P102 |
| — | BLACK HILLS CORP | 250,000 | $17.18M | 0.5% | $68.72 | $68.72 | — | UNIT 99/99/9999 | 092113125 |
| — | ADVISORY BRD CO | 366,244 | $16.39M | 0.5% | $44.74 | $33.13 | — | COM | 00762W107 |
| — | COACH INC | 446,517 | $16.32M | 0.5% | $36.56 | $40.27 | — | COM | 189754104 |
| AMAT | APPLIED MATLS INC | 540,914 | $16.31M | 0.5% | $30.15 * | $24.13 | +4.1% | COM | 038222105 |
| LVS | LAS VEGAS SANDS CORP | 282,000 | $16.23M | 0.5% | $57.54 * | $36.37 | +12.5% | COM | 517834107 |
| MDLZ | MONDELEZ INTL INC | 368,400 | $16.17M | 0.5% | $43.90 * | $35.22 | 0.0% | CL A | 609207105 |
| PEP | PEPSICO INC | 146,903 | $15.98M | 0.5% | $108.77 * | $81.08 | 0.0% | COM | 713448108 |
| OPLN | KAR AUCTION SVCS INC | 369,920 | $15.97M | 0.5% | $43.16 * | $11.17 | +42.8% | COM | 48238T109 |
| CAH | CARDINAL HEALTH INC | 201,400 | $15.65M | 0.5% | $77.70 * | $62.02 | -0.9% | COM | 14149Y108 |
| — | MEDICINES CO | 12,000,000 | $15.5M | 0.5% | $1.29 | $1.20 | — | NOTE 2.500% 1/1 | 584688AE5 |
| LVS | LAS VEGAS SANDS CORP | 268,500 | $15.45M | 0.5% | $57.54 * | $36.37 | +12.5% | Put | 517834107 |
| — | LABORATORY CORP AMER HLDGS | 110,870 | $15.24M | 0.5% | $137.48 | $120.70 | — | COM NEW | 50540R409 |
| — | ADVANCED MICRO DEVICES INC | 14,000,000 | $15.22M | 0.5% | $1.09 | $1.09 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | ELECTRUM SPL ACQUISITION COR | 1,489,750 | $14.66M | 0.5% | $9.84 | $9.67 | — | SHS | G3105C104 |
| — | DEPOMED INC | 10,000,000 | $14.28M | 0.4% | $1.43 | $1.43 | — | NOTE 2.500% 9/0 | 249908AA2 |
| — | GENESEE & WYO INC | 206,675 | $14.25M | 0.4% | $68.95 | $58.95 | — | CL A | 371559105 |
| — | IMPAX LABORATORIES INC | 16,000,000 | $14.07M | 0.4% | $0.88 | $0.88 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | ATLANTIC ALLIANCE PARTNER CO | 1,327,732 | $13.94M | 0.4% | $10.50 | $10.27 | — | SHS | G04897107 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,381,610 | $13.68M | 0.4% | $9.90 | $9.66 | — | COM | G28195124 |
| — | BOULEVARD ACQUISITION | 1,385,280 | $13.64M | 0.4% | $9.85 | $9.80 | — | CL A | 10157Q102 |
| NEE | NEXTERA ENERGY INC | 110,000 | $13.46M | 0.4% | $122.32 | — | — | Put | 65339F101 |
| — | EMERGENT BIOSOLUTIONS INC | 10,750,000 | $13.26M | 0.4% | $1.23 | $1.14 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | MONSANTO CO NEW | 127,000 | $12.98M | 0.4% | $102.20 | $102.24 | — | COM | 61166W101 |
| — | CAPITOL ACQUISITION CORP III | 1,308,131 | $12.88M | 0.4% | $9.85 | $9.63 | — | COM | 14055M106 |
| ASH | ASHLAND GLOBAL HLDGS INC | 110,954 | $12.87M | 0.4% | $115.95 * | $49.37 | 0.0% | COM | 044186104 |
| META | FACEBOOK INC | 100,000 | $12.83M | 0.4% | $128.27 * | $105.27 | +17.1% | Call | 30303M102 |
| — | HARMONY MERGER CORP | 1,267,975 | $12.79M | 0.4% | $10.09 | $9.85 | — | COM | 413247107 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 12,000,000 | $12.32M | 0.4% | $1.03 | $1.01 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | EASTERLY ACQUISITION CORP | 1,203,004 | $11.96M | 0.4% | $9.94 | $9.83 | — | COM | 27616L102 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 1,043,548 | $11.43M | 0.4% | $10.95 | $10.20 | — | UNIT | 85207H104 |
| — | MOLINA HEALTHCARE INC | 7,500,000 | $11.4M | 0.4% | $1.52 | $1.52 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CTRIP COM INTL LTD | 10,000,000 | $11.28M | 0.4% | $1.13 | $1.10 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| CBZ | CBIZ INC | 1,001,953 | $11.21M | 0.3% | $11.19 | $9.22 | +20.6% | COM | 124805102 |
| XLU | SELECT SECTOR SPDR TR | 225,000 | $11.02M | 0.3% | $48.99 | — | — | Put | 81369Y886 |
| BC | BRUNSWICK CORP | 224,839 | $10.97M | 0.3% | $48.78 * | $36.57 | +10.8% | COM | 117043109 |
| — | DYCOM INDS INC | 10,000,000 | $10.94M | 0.3% | $1.09 | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | MICROSEMI CORP | 258,900 | $10.87M | 0.3% | $41.98 | $41.98 | — | COM | 595137100 |
| ROG | ROGERS CORP | 176,228 | $10.76M | 0.3% | $61.08 | $55.09 | +10.2% | COM | 775133101 |
| GIII | G-III APPAREL GROUP LTD | 368,461 | $10.74M | 0.3% | $29.15 * | $41.97 | -6.8% | COM | 36237H101 |
| AMCX | AMC NETWORKS INC | 203,603 | $10.56M | 0.3% | $51.86 * | $61.73 | -11.2% | CL A | 00164V103 |
| — | HYDRA INDS ACQUISITION CORP | 1,048,300 | $10.44M | 0.3% | $9.96 | $9.71 | — | COM | 448740100 |
| — | LANDCADIA HLDGS INC | 1,017,038 | $10.43M | 0.3% | $10.25 | $10.04 | — | UNIT 12/31/2021T | 51476W206 |
| — | CF CORP | 1,020,892 | $10.41M | 0.3% | $10.20 | $9.92 | — | UNIT 99/99/9999E | G20307123 |
| JNJ | JOHNSON & JOHNSON | 87,463 | $10.33M | 0.3% | $118.13 * | $77.15 | +21.3% | COM | 478160104 |
| NVS | NOVARTIS A G | 130,500 | $10.3M | 0.3% | $78.96 | $78.96 | — | SPONSORED ADR | 66987V109 |
| — | INTEROIL CORP | 200,000 | $10.18M | 0.3% | $50.92 | $46.18 | — | COM | 460951106 |
| 1741046D | STERIS PLC | 137,827 | $10.07M | 0.3% | $73.10 | $70.68 | — | SHS USD | G84720104 |
| — | BROADSOFT INC | 7,500,000 | $10M | 0.3% | $1.33 | $1.33 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | TERRAPIN 3 ACQUISITION CORP | 998,820 | $9.881M | 0.3% | $9.89 | $9.87 | — | COM CL A | 88104P104 |
| — | ENVESTNET INC | 10,000,000 | $9.649M | 0.3% | $0.96 | $1.01 | — | NOTE 1.750%12/1 | 29404KAA4 |
| — | CF CORP | 968,980 | $9.486M | 0.3% | $9.79 | $9.79 | — | SHS CL A | G20307107 |
| PSLV | SPROTT PHYSICAL SILVER TR | 1,281,010 | $9.467M | 0.3% | $7.39 | $7.25 | — | TR UNIT | 85207K107 |
| — | AROWANA INC | 916,220 | $9.336M | 0.3% | $10.19 | $9.83 | — | SHS | G05011104 |
| DLB | DOLBY LABORATORIES INC | 169,023 | $9.176M | 0.3% | $54.29 * | $40.65 | +8.5% | COM | 25659T107 |
| — | NEVRO CORP | 7,000,000 | $9.106M | 0.3% | $1.30 | $1.12 | — | NOTE 1.750% 6/0 | 64157FAA1 |
| FARM | FARMER BROS CO | 250,000 | $8.888M | 0.3% | $35.55 * | $29.90 | +7.9% | COM | 307675108 |
| — | EASTERLY ACQUISITION CORP | 869,480 | $8.873M | 0.3% | $10.20 | $10.11 | — | UNIT 99/99/9999 | 27616L201 |
| HSTM | HEALTHSTREAM INC | 311,924 | $8.609M | 0.3% | $27.60 * | $23.28 | +11.1% | COM | 42222N103 |
| — | WRIGHT MED GROUP INC | 8,000,000 | $8.551M | 0.3% | $1.07 | $0.97 | — | NOTE 2.000% 2/1 | 98235TAE7 |
| — | GUESS INC | 584,500 | $8.54M | 0.3% | $14.61 | $15.05 | — | COM | 401617105 |
| — | M III ACQUISITION CORP | 869,050 | $8.517M | 0.3% | $9.80 | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| TIPT | TIPTREE FINL INC | 1,421,540 | $8.444M | 0.3% | $5.94 * | $7.25 | -24.2% | CL A | 88822Q103 |
| — | M III ACQUISITION CORP | 856,250 | $8.194M | 0.3% | $9.57 | $9.57 | — | COM | 55378T104 |
| — | BUNGE LIMITED | 132,615 | $7.855M | 0.2% | $59.23 | $59.16 | — | COM | G16962105 |
| — | M/I HOMES INC | 7,000,000 | $7.767M | 0.2% | $1.11 | $1.14 | — | NOTE 3.250% 9/1 | 55292PAA3 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 168,000 | $7.73M | 0.2% | $46.01 | — | — | Put | 881624209 |
| — | PACE HLDGS CORP | 777,307 | $7.649M | 0.2% | $9.84 | $9.78 | — | CL A | G6865N103 |
| — | ECHO GLOBAL LOGISTICS INC | 7,500,000 | $7.093M | 0.2% | $0.95 | $1.01 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| AWI | ARMSTRONG WORLD INDS INC NEW | 170,039 | $7.026M | 0.2% | $41.32 * | $38.15 | +2.1% | COM | 04247X102 |
| — | DOUBLE EAGLE ACQUISITION COR | 679,374 | $6.991M | 0.2% | $10.29 | $10.18 | — | UNIT 99/99/9999 | G28195108 |
| — | CVENT INC | 220,000 | $6.976M | 0.2% | $31.71 | $32.44 | — | COM | 23247G109 |
| — | VIRGIN AMER INC | 125,000 | $6.689M | 0.2% | $53.51 | $55.56 | — | COM VTG | 92765X208 |
| — | CENTRAL FD CDA LTD | 482,484 | $6.673M | 0.2% | $13.83 | $12.42 | — | CL A | 153501101 |
| — | FINISAR CORP | 220,200 | $6.562M | 0.2% | $29.80 | $29.80 | — | COM NEW | 31787A507 |
| — | FARO TECHNOLOGIES INC | 182,339 | $6.555M | 0.2% | $35.95 | $30.25 | — | COM | 311642102 |
| — | CAPITOL ACQUISITION CORP III | 639,364 | $6.506M | 0.2% | $10.18 | $10.11 | — | UNIT 99/99/9999 | 14055M205 |
| — | WESTAR ENERGY INC | 112,500 | $6.384M | 0.2% | $56.75 | $56.44 | — | COM | 95709T100 |
| — | ACORDA THERAPEUTICS INC | 7,500,000 | $6.139M | 0.2% | $0.82 | $1.13 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | M I ACQUISITIONS INC | 600,000 | $6.012M | 0.2% | $10.02 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | GLOBAL PARTNER ACQUISITION C | 604,792 | $5.975M | 0.2% | $9.88 | $9.84 | — | COM | 37954X105 |
| — | RITE AID CORP | 775,000 | $5.96M | 0.2% | $7.69 | $7.57 | — | COM | 767754104 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $5.934M | 0.2% | $9.89 | $9.50 | — | SHS | G0441P104 |
| — | HILL ROM HLDGS INC | 95,000 | $5.888M | 0.2% | $61.98 | $61.98 | — | COM | 431475102 |
| — | PRIVATEBANCORP INC | 127,500 | $5.855M | 0.2% | $45.92 | $44.66 | — | COM | 742962103 |
| — | PACIFIC SPL ACQUISITION CORP | 550,000 | $5.835M | 0.2% | $10.61 | $10.05 | — | UNIT 99/99/9999 | G68588139 |
| — | LINKEDIN CORP | 30,000 | $5.734M | 0.2% | $191.13 | $142.95 | — | COM CL A | 53578A108 |
| — | AROWANA INC | 551,492 | $5.691M | 0.2% | $10.32 | $10.07 | — | UNIT 99/99/9999 | G05011138 |
| — | ORIGO ACQUISITION CORP | 550,000 | $5.67M | 0.2% | $10.31 | $10.22 | — | SHS | G67789126 |
| — | WEATHERFORD INTL LTD | 5,000,000 | $5.623M | 0.2% | $1.12 | $1.09 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | INPHI CORP | 127,769 | $5.559M | 0.2% | $43.51 | $33.34 | — | COM | 45772F107 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $5.536M | 0.2% | $13.84 | $7.11 | — | COM | 845467109 |
| — | VMWARE INC | 73,727 | $5.408M | 0.2% | $73.35 | $57.22 | — | CL A COM | 928563402 |
| — | REALOGY HLDGS CORP | 208,000 | $5.379M | 0.2% | $25.86 | $25.86 | — | COM | 75605Y106 |
| OXM | OXFORD INDS INC | 79,431 | $5.377M | 0.2% | $67.69 * | $61.88 | +1.2% | COM | 691497309 |
| — | RED HAT INC | 66,000 | $5.335M | 0.2% | $80.83 | $80.83 | — | COM | 756577102 |
| — | SPECTRANETICS CORP | 5,000,000 | $5.29M | 0.2% | $1.06 | $1.06 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | CEPHEID | 5,000,000 | $5.189M | 0.2% | $1.04 | $1.04 | — | DBCV 1.250% 2/0 | 15670RAC1 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $5.125M | 0.2% | $10.25 | $9.95 | — | ORD SHS | G2920Y101 |
| — | KLR ENERGY ACQUISITION CORP | 500,000 | $5.06M | 0.2% | $10.12 | $9.95 | — | CL A | 49877M108 |
| — | LANDCADIA HLDGS INC | 516,700 | $5.048M | 0.2% | $9.77 | $9.77 | — | CL A | 51476W107 |
| — | PACE HLDGS CORP | 477,120 | $4.986M | 0.2% | $10.45 | $10.21 | — | UNIT 99/99/9999 | G6865N129 |
| KLAC | KLA-TENCOR CORP | 70,000 | $4.88M | 0.2% | $69.71 * | $61.47 | 0.0% | COM | 482480100 |
| — | HORIZON PHARMA INVT LTD | 5,000,000 | $4.855M | 0.2% | $0.97 | $0.85 | — | NOTE 2.500% 3/1 | 44052TAB7 |
| — | COLUMBIA PIPELINE PARTNERS L | 300,000 | $4.842M | 0.2% | $16.14 | $16.14 | — | COM UT REPSTG | 198281107 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.814M | 0.1% | $10.03 | $9.87 | — | COM | 47632B102 |
| — | NORTH AMERN ENERGY PARTNERS | 1,905,000 | $4.792M | 0.1% | $2.52 | $3.91 | — | COM | 656844107 |
| — | BARINGTON HILCO ACQUISITION | 465,100 | $4.698M | 0.1% | $10.10 | $9.70 | — | COM | 06759V101 |
| GWRS | GLOBAL WTR RES INC | 575,000 | $4.58M | 0.1% | $7.97 * | $5.70 | +13.2% | COM | 379463102 |
| — | HABIT RESTAURANTS INC | 322,395 | $4.514M | 0.1% | $14.00 | $14.00 | — | COM CL A | 40449J103 |
| — | FIREEYE INC | 300,000 | $4.419M | 0.1% | $14.73 | — | — | Call | 31816Q101 |
| — | INGRAM MICRO INC | 120,000 | $4.279M | 0.1% | $35.66 | $35.15 | — | CL A | 457153104 |
| — | KLR ENERGY ACQUISITION CORP | 400,000 | $4.2M | 0.1% | $10.50 | $10.06 | — | UNIT 12/31/2020 | 49877M207 |
| — | BOULEVARD ACQUISITION | 393,504 | $4.018M | 0.1% | $10.21 | $10.09 | — | UNIT 99/99/9999 | 10157Q201 |
| — | LEXMARK INTL INC | 100,000 | $3.996M | 0.1% | $39.96 | $39.41 | — | CL A | 529771107 |
| — | ST JUDE MED INC | 50,000 | $3.988M | 0.1% | $79.76 | $78.00 | — | COM | 790849103 |
| — | ELECTRUM SPL ACQUISITION COR | 372,900 | $3.751M | 0.1% | $10.06 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| EEM | ISHARES TR | 100,000 | $3.745M | 0.1% | $37.45 | — | — | Put | 464287234 |
| — | GORES HLDGS INC | 345,111 | $3.727M | 0.1% | $10.80 | $9.69 | — | CL A | 382866101 |
| — | LINEAR TECHNOLOGY CORP | 60,000 | $3.557M | 0.1% | $59.28 | $59.28 | — | COM | 535678106 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 449,601 | $3.448M | 0.1% | $7.67 | $8.35 | — | UNIT | 85207Q104 |
| — | CHEMTURA CORP | 105,000 | $3.445M | 0.1% | $32.81 | $32.81 | — | COM NEW | 163893209 |
| — | GLOBAL PARTNER ACQUISITION C | 334,097 | $3.358M | 0.1% | $10.05 | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| — | WHITEWAVE FOODS CO | 60,000 | $3.266M | 0.1% | $54.43 | $54.43 | — | COM | 966244105 |
| — | FIDELITY & GTY LIFE | 140,000 | $3.247M | 0.1% | $23.19 | $23.18 | — | COM | 315785105 |
| — | PACIFIC SPL ACQUISITION CORP | 312,000 | $3.198M | 0.1% | $10.25 | $9.85 | — | SHS | G68588105 |
| EXAS | EXACT SCIENCES CORP | 168,404 | $3.127M | 0.1% | $18.57 * | $7.53 | +134.0% | COM | 30063P105 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.072M | 0.1% | $10.24 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | STELLAR ACQUISITION III INC | 306,500 | $3.056M | 0.1% | $9.97 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| — | E COMPASS ACQUISITION CORP | 283,820 | $3.051M | 0.1% | $10.75 | $10.08 | — | UNIT 99/99/9999 | G2920Y200 |
| — | GP INVTS ACQUISITION COR | 300,725 | $3.025M | 0.1% | $10.06 | $9.93 | — | UNIT 99/99/9999 | G40357116 |
| GIII | G-III APPAREL GROUP LTD | 100,000 | $2.915M | 0.1% | $29.15 * | $41.97 | -6.8% | Call | 36237H101 |
| HBIO | HARVARD BIOSCIENCE INC | 1,048,363 | $2.852M | 0.1% | $2.72 * | $4.84 | -42.7% | COM | 416906105 |
| — | MANITEX INTL INC | 517,361 | $2.851M | 0.1% | $5.51 | $12.74 | — | COM | 563420108 |
| — | AMAYA INC | 175,000 | $2.835M | 0.1% | $16.20 | $13.38 | — | COM | 02314M108 |
| — | SOUTHWESTERN ENERGY CO | 200,000 | $2.768M | 0.1% | $13.84 | $7.11 | — | Put | 845467109 |
| — | NETSUITE INC | 25,000 | $2.767M | 0.1% | $110.68 | $110.68 | — | COM | 64118Q107 |
| — | HYDRA INDS ACQUISITION CORP | 250,000 | $2.694M | 0.1% | $10.78 | $9.99 | — | UNIT 10/20/2021 | 448740209 |
| — | VALSPAR CORP | 25,000 | $2.652M | 0.1% | $106.08 | $107.77 | — | COM | 920355104 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.631M | 0.1% | $1.54 | $2.46 | — | COM | 443787106 |
| AMCX | AMC NETWORKS INC | 50,000 | $2.593M | 0.1% | $51.86 * | $61.73 | -11.2% | Put | 00164V103 |
| DMRC | DIGIMARC CORP NEW | 66,495 | $2.55M | 0.1% | $38.35 * | $35.71 | 0.0% | COM | 25381B101 |
| TLT | ISHARES TR | 17,326 | $2.382M | 0.1% | $137.48 | $137.48 | — | 20 YR TR BD ETF | 464287432 |
| HLIT | HARMONIC INC | 400,000 | $2.372M | 0.1% | $5.93 * | $3.99 | 0.0% | COM | 413160102 |
| — | SWIFT TRANSN CO | 107,400 | $2.306M | 0.1% | $21.47 | — | — | Call | 87074U101 |
| — | HARMONY MERGER CORP | 200,000 | $2.104M | 0.1% | $10.52 | $10.00 | — | UNIT 99/99/9999 | 413247206 |
| — | ORIGO ACQUISITION CORP | 200,000 | $2.1M | 0.1% | $10.50 | $10.55 | — | UNIT 12/17/2021T | G67789100 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.073M | 0.1% | $10.37 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | GREAT PLAINS ENERGY INC | 75,000 | $2.047M | 0.1% | $27.29 | $29.78 | — | COM | 391164100 |
| — | SABAN CAP ACQUISITION CORP | 200,000 | $2.016M | 0.1% | $10.08 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | TERRAPIN 3 ACQUISITION CORP | 199,196 | $2.002M | 0.1% | $10.05 | $10.10 | — | UNIT 06/27/2019 | 88104P203 |
| — | TTM TECHNOLOGIES INC | 1,500,000 | $1.975M | 0.1% | $1.32 | $1.32 | — | NOTE 1.750%12/1 | 87305RAD1 |
| EXAS | EXACT SCIENCES CORP | 100,000 | $1.857M | 0.1% | $18.57 * | $7.53 | +134.0% | Call | 30063P105 |
| — | EVINE LIVE INC | 782,004 | $1.791M | 0.1% | $2.29 | $6.03 | — | CL A | 300487105 |
| — | WCI CMNTYS INC | 75,000 | $1.779M | 0.1% | $23.72 | $23.72 | — | COM PAR $0.01 | 92923C807 |
| MS | MORGAN STANLEY | 55,000 | $1.763M | 0.1% | $32.05 | — | — | Put | 617446448 |
| — | APIGEE CORP | 100,000 | $1.74M | 0.1% | $17.40 | $17.40 | — | COM | 03765N108 |
| — | RACKSPACE HOSTING INC | 50,000 | $1.584M | 0.0% | $31.68 | $31.68 | — | COM | 750086100 |
| TAC | TRANSALTA CORP | 350,000 | $1.555M | 0.0% | $4.44 * | $4.66 | 0.0% | COM | 89346D107 |
| — | EVERBANK FINL CORP | 75,000 | $1.452M | 0.0% | $19.36 | $19.36 | — | COM | 29977G102 |
| — | CST BRANDS INC | 30,000 | $1.443M | 0.0% | $48.10 | $48.10 | — | COM | 12646R105 |
| — | LAM RESEARCH CORP | 15,000 | $1.421M | 0.0% | $94.73 | — | — | Call | 512807108 |
| — | GORES HLDGS INC | 115,741 | $1.412M | 0.0% | $12.20 | $10.07 | — | UNIT 99/99/9999 | 382866200 |
| ENB | ENBRIDGE INC | 30,000 | $1.327M | 0.0% | $44.23 | — | — | Call | 29250N105 |
| — | POTASH CORP SASK INC | 68,000 | $1.11M | 0.0% | $16.32 | $16.27 | — | COM | 73755L107 |
| — | ALERE INC | 25,000 | $1.081M | 0.0% | $43.24 | $50.61 | — | COM | 01449J105 |
| — | GOLDCORP INC NEW | 65,000 | $1.074M | 0.0% | $16.52 | $16.52 | — | COM | 380956409 |
| — | CRESCENT PT ENERGY CORP | 80,800 | $1.066M | 0.0% | $13.19 | $13.19 | — | COM | 22576C101 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.038M | 0.0% | $10.38 | $9.95 | — | UNIT 99/99/9999T | 06759V200 |
| — | JM GLOBAL HLDG CO | 105,012 | $1.032M | 0.0% | $9.83 | $9.67 | — | COM | 46590H101 |
| — | APOLLO ED GROUP INC | 122,500 | $974K | 0.0% | $7.95 | $8.13 | — | CL A | 037604105 |
| — | G & K SVCS INC | 10,000 | $955K | 0.0% | $95.50 | $95.50 | — | CL A | 361268105 |
| COTY | COTY INC | 40,000 | $940K | 0.0% | $23.50 | $23.11 | 0.0% | COM CL A | 222070203 |
| — | CONYERS PK ACQUISITION | 76,426 | $821K | 0.0% | $10.74 | $10.74 | — | UNIT 99/99/99991 | 212894208 |
| IMO | IMPERIAL OIL LTD | 25,000 | $782K | 0.0% | $31.28 * | $24.78 | 0.0% | COM NEW | 453038408 |
| WMB | WILLIAMS COS INC DEL | 25,000 | $768K | 0.0% | $30.72 * | $11.17 | +45.3% | COM | 969457100 |
| — | ACCURIDE CORP NEW | 300,000 | $768K | 0.0% | $2.56 | $2.56 | — | COM NEW | 00439T206 |
| CF | CF INDS HLDGS INC | 30,000 | $730K | 0.0% | $24.33 * | $18.89 | 0.0% | COM | 125269100 |
| GILD | GILEAD SCIENCES INC | 9,000 | $712K | 0.0% | $79.11 * | $57.78 | 0.0% | COM | 375558103 |
| — | CONYERS PK ACQUISITION | 70,000 | $700K | 0.0% | $10.00 | $10.00 | — | CL A COM | 212894109 |
| KMI | KINDER MORGAN INC DEL | 30,000 | $694K | 0.0% | $23.13 * | $10.91 | +19.7% | COM | 49456B101 |
| PRGO | PERRIGO CO PLC | 7,500 | $692K | 0.0% | $92.27 | $103.58 | -11.0% | SHS | G97822103 |
| — | SYNGENTA AG | 7,500 | $657K | 0.0% | $87.60 | $76.78 | — | SPONSORED ADR | 87160A100 |
| — | CIGNA CORPORATION | 5,000 | $652K | 0.0% | $130.40 | $130.40 | — | COM | 125509109 |
| — | BOULEVARD ACQUISITION | 1,069,036 | $599K | 0.0% | $0.56 | $0.37 | — | *W EXP 09/25/202 | 10157Q110 |
| — | DOMINION DIAMOND CORP | 60,000 | $583K | 0.0% | $9.72 | $8.83 | — | COM | 257287102 |
| — | HENNESSY CAP ACQUISITION COR | 1,474,227 | $568K | 0.0% | $0.39 | $0.44 | — | *W EXP 07/28/202 | 42588J118 |
| — | INTERSIL CORP | 25,000 | $548K | 0.0% | $21.92 | $21.92 | — | CL A | 46069S109 |
| — | MONSTER WORLDWIDE INC | 150,000 | $542K | 0.0% | $3.61 | $3.61 | — | COM | 611742107 |
| — | GP INVTS ACQUISITION COR | 830,005 | $531K | 0.0% | $0.64 | $0.59 | — | *W EXP 05/19/202 | G40357108 |
| — | CEPHEID | 10,000 | $527K | 0.0% | $52.70 | $52.70 | — | COM | 15670R107 |
| — | TRONC INC | 30,000 | $506K | 0.0% | $16.87 | $13.80 | — | COM | 89703P107 |
| — | TOBIRA THERAPEUTICS INC | 12,500 | $497K | 0.0% | $39.76 | $39.76 | — | COM | 88883P101 |
| — | JM GLOBAL HLDG CO | 48,928 | $488K | 0.0% | $9.97 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | HARMONY MERGER CORP | 1,402,700 | $472K | 0.0% | $0.34 | $0.39 | — | *W EXP 01/01/202 | 413247123 |
| — | HYDRA INDS ACQUISITION CORP | 1,023,947 | $471K | 0.0% | $0.46 | $0.30 | — | RIGHT 99/99/9999 | 448740126 |
| — | IMPERVA INC | 8,500 | $457K | 0.0% | $53.76 | $53.76 | — | COM | 45321L100 |
| — | SPECTRUM BRANDS HLDGS INC | 3,300 | $454K | 0.0% | $137.58 | $137.58 | — | COM | 84763R101 |
| AMAT | APPLIED MATLS INC | 15,000 | $452K | 0.0% | $30.13 * | $24.13 | +4.1% | Put | 038222105 |
| — | GORES HLDGS INC | 373,500 | $444K | 0.0% | $1.19 | $0.31 | — | *W EXP 08/13/202 | 382866119 |
| — | CF CORP | 519,000 | $428K | 0.0% | $0.82 | $0.82 | — | *W EXP 05/25/202 | G20307115 |
| — | PACE HLDGS CORP | 1,170,300 | $410K | 0.0% | $0.35 | $0.31 | — | *W EXP 99/99/999 | G6865N111 |
| — | TWITTER INC | 17,500 | $403K | 0.0% | $23.03 | $23.03 | — | COM | 90184L102 |
| — | CAPITOL ACQUISITION CORP III | 578,500 | $398K | 0.0% | $0.69 | $0.46 | — | *W EXP 10/13/202 | 14055M114 |
| — | HYDRA INDS ACQUISITION CORP | 905,601 | $389K | 0.0% | $0.43 | $0.20 | — | *W EXP 10/20/202 | 448740118 |
| — | GLOBAL PARTNER ACQUISITION C | 1,356,770 | $380K | 0.0% | $0.28 | $0.22 | — | *W EXP 07/01/202 | 37954X113 |
| — | EASTERLY ACQUISITION CORP | 647,502 | $363K | 0.0% | $0.56 | $0.52 | — | *W EXP 07/29/202 | 27616L110 |
| — | DOUBLE EAGLE ACQUISITION COR | 994,732 | $358K | 0.0% | $0.36 | $0.37 | — | *W EXP 09/16/202 | G28195116 |
| — | LANDCADIA HLDGS INC | 526,000 | $316K | 0.0% | $0.60 | $0.60 | — | *W EXP 06/01/202 | 51476W115 |
| — | SOLARCITY CORP | 15,000 | $293K | 0.0% | $19.53 | $23.93 | — | COM | 83416T100 |
| WDC | WESTERN DIGITAL CORP | 5,000 | $292K | 0.0% | $58.40 * | $33.13 | 0.0% | COM | 958102105 |
| — | E COMPASS ACQUISITION CORP | 500,000 | $288K | 0.0% | $0.58 | $0.19 | — | RIGHT 02/18/2017 | G2920Y119 |
| GLPG | GALAPAGOS NV | 3,500 | $226K | 0.0% | $64.57 | $64.57 | — | SPON ADR | 36315X101 |
| — | TERRAPIN 3 ACQUISITION CORP | 1,275,626 | $201K | 0.0% | $0.16 | $0.22 | — | *W EXP 06/27/201 | 88104P112 |
| — | M III ACQUISITION CORP | 856,250 | $197K | 0.0% | $0.23 | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $174K | 0.0% | $0.29 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | HRG GROUP INC | 10,000 | $157K | 0.0% | $15.70 | $15.70 | — | COM | 40434J100 |
| — | AROWANA INC | 739,100 | $148K | 0.0% | $0.20 | $0.27 | — | RIGHT 01/01/2017 | G05011120 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $121K | 0.0% | $0.21 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | QUINPARIO ACQUISITION CORP 2 | 652,134 | $106K | 0.0% | $0.16 | $0.27 | — | *W EXP 01/01/202 | 74874U119 |
| — | PACIFIC SPL ACQUISITION CORP | 500,000 | $106K | 0.0% | $0.21 | $0.18 | — | RIGHT 03/15/2017 | G68588113 |
| — | BARINGTON HILCO ACQUISITION | 510,900 | $95,000 | 0.0% | $0.19 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | AROWANA INC | 874,700 | $92,000 | 0.0% | $0.11 | $0.13 | — | *W EXP 04/29/202 | G05011112 |
| — | ORIGO ACQUISITION CORP | 400,000 | $82,000 | 0.0% | $0.20 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | JENSYN ACQUISITION CORP | 452,000 | $75,000 | 0.0% | $0.17 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | AR CAP ACQUISITION CORP | 1,135,779 | $69,000 | 0.0% | $0.06 | $0.07 | — | *W EXP 10/06/201 | 00191R117 |
| — | KLR ENERGY ACQUISITION CORP | 153,900 | $63,000 | 0.0% | $0.41 | $0.20 | — | *W EXP 09/16/202 | 49877M116 |
| — | PACIFIC SPL ACQUISITION CORP | 450,300 | $59,000 | 0.0% | $0.13 | $0.10 | — | *W EXP 10/20/202 | G68588121 |
| — | BARINGTON HILCO ACQUISITION | 489,000 | $46,000 | 0.0% | $0.09 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | ELECTRUM SPL ACQUISITION COR | 178,572 | $42,000 | 0.0% | $0.24 | $0.21 | — | *W EXP 99/99/999 | G3105C112 |
| — | JENSYN ACQUISITION CORP | 480,000 | $41,000 | 0.0% | $0.09 | $0.07 | — | *W EXP 03/01/202 | 47632B110 |
| — | CONYERS PK ACQUISITION | 25,000 | $35,000 | 0.0% | $1.40 | $1.40 | — | *W EXP 07/20/202 | 212894117 |
| — | ORIGO ACQUISITION CORP | 239,775 | $28,000 | 0.0% | $0.12 | $0.08 | — | *W EXP 12/17/202 | G67789118 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $17,000 | 0.0% | $0.02 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |
| — | JM GLOBAL HLDG CO | 95,000 | $16,000 | 0.0% | $0.17 | $0.26 | — | *W EXP 07/29/201 | 46590H119 |