Location: Toronto, Ontario, Canada
CIK: 0001326389 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $3.932B (65.3% shares, 34.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 2,050,000 | $483M | 12.3% | $235.74 | — | — | Put | 78462F103 |
| IWM | ISHARES TR | 1,750,000 | $241M | 6.1% | $137.48 | $134.81 | — | Put | 464287655 |
| — | INTEL CORP | 120,000,000 | $210M | 5.3% | $1.75 | $1.76 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | MICRON TECHNOLOGY INC | 57,500,000 | $174M | 4.4% | $3.02 | $2.70 | — | NOTE 2.375% 5/0 | 595112AW3 |
| — | FIDELITY NATIONAL FINANCIAL | 75,045,000 | $164M | 4.2% | $2.19 | $2.01 | — | NOTE 4.250% 8/1 | 31620RAE5 |
| — | VERISIGN INC | 52,092,000 | $133M | 3.4% | $2.55 | $2.29 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 10,127,258 | $104M | 2.6% | $10.22 | $9.47 | — | UNIT | 85207H104 |
| — | POWERSHARES QQQ TRUST | 700,000 | $92.67M | 2.4% | $132.38 | $132.38 | — | Put | 73935A104 |
| — | MICROCHIP TECHNOLOGY INC | 60,000,000 | $86.11M | 2.2% | $1.44 | $1.44 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | LAM RESEARCH CORP | 37,500,000 | $79.53M | 2.0% | $2.12 | $2.12 | — | NOTE 1.250% 5/1 | 512807AL2 |
| BABA | ALIBABA GROUP HLDG LTD | 730,400 | $78.76M | 2.0% | $107.83 | — | — | Put | 01609W102 |
| — | NXP SEMICONDUCTORS N V | 50,000,000 | $57.87M | 1.5% | $1.16 | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | NUVASIVE INC | 40,000,000 | $54.68M | 1.4% | $1.37 | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | MICRON TECHNOLOGY INC | 15,000,000 | $44.32M | 1.1% | $2.95 | $2.95 | — | NOTE 3.125% 5/0 | 595112AX1 |
| — | INTERDIGITAL INC | 30,000,000 | $39.11M | 1.0% | $1.30 | $1.31 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | CENTRAL FD CDA LTD | 2,761,751 | $35.52M | 0.9% | $12.86 | $11.81 | — | CL A | 153501101 |
| — | TTM TECHNOLOGIES INC | 20,000,000 | $35.26M | 0.9% | $1.76 | $1.63 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | ANTHEM INC | 15,000,000 | $34.27M | 0.9% | $2.28 | $2.28 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | EASTERLY ACQUISITION CORP | 3,280,568 | $32.67M | 0.8% | $9.96 | $9.88 | — | COM | 27616L102 |
| — | GP INVTS ACQUISITION COR | 3,207,333 | $32.07M | 0.8% | $10.00 | $9.80 | — | SHS | G40357124 |
| — | TOTAL SYS SVCS INC | 536,100 | $28.66M | 0.7% | $53.46 | $49.84 | — | COM | 891906109 |
| — | INPHI CORP | 20,000,000 | $27.61M | 0.7% | $1.38 | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | J2 GLOBAL INC | 20,000,000 | $27.08M | 0.7% | $1.35 | $1.10 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | MEDICINES CO | 17,000,000 | $26.84M | 0.7% | $1.58 | $1.36 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | CTRIP COM INTL LTD | 20,000,000 | $26.25M | 0.7% | $1.31 | $1.29 | — | NOTE 1.250%10/1 | 22943FAD2 |
| XHB | SPDR SERIES TRUST | 673,300 | $25.07M | 0.6% | $37.23 | $37.23 | — | S&P HOMEBUILD | 78464A888 |
| TAC | TRANSALTA CORP | 3,896,716 | $22.8M | 0.6% | $5.85 * | $5.02 | +13.2% | COM | 89346D107 |
| — | COACH INC | 545,817 | $22.56M | 0.6% | $41.33 | $40.57 | — | COM | 189754104 |
| ETN | EATON CORP PLC | 303,500 | $22.5M | 0.6% | $74.15 * | $55.16 | +7.0% | SHS | G29183103 |
| SCI | SERVICE CORP INTL | 676,900 | $20.9M | 0.5% | $30.88 * | $27.52 | +9.3% | COM | 817565104 |
| GOOG | ALPHABET INC | 25,000 | $20.74M | 0.5% | $829.56 * | $36.42 | +11.8% | Call | 02079K107 |
| — | CONVERGYS CORP | 10,000,000 | $19.77M | 0.5% | $1.98 | $1.98 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,980,553 | $19.75M | 0.5% | $9.97 | $9.88 | — | COM | 74874U101 |
| PSLV | SPROTT PHYSICAL SILVER TR | 2,838,381 | $19.59M | 0.5% | $6.90 | $6.81 | — | TR UNIT | 85207K107 |
| LKQ | LKQ CORP | 667,300 | $19.53M | 0.5% | $29.27 * | $27.92 | 0.0% | COM | 501889208 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,900,000 | $19.04M | 0.5% | $10.02 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| AME | AMETEK INC NEW | 350,200 | $18.94M | 0.5% | $54.08 * | $44.57 | +11.5% | COM | 031100100 |
| C | CITIGROUP INC | 314,900 | $18.84M | 0.5% | $59.82 * | $41.05 | +8.8% | COM NEW | 172967424 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 112,300 | $18.72M | 0.5% | $166.68 | $153.96 | +8.7% | CL B NEW | 084670702 |
| LOW | LOWES COS INC | 227,600 | $18.71M | 0.5% | $82.21 * | $65.00 | 0.0% | COM | 548661107 |
| — | IRONWOOD PHARMACEUTICALS INC | 15,000,000 | $18.7M | 0.5% | $1.25 | $1.05 | — | DBCV 2.250% 6/1 | 46333XAD0 |
| VSAT | VIASAT INC | 292,783 | $18.68M | 0.5% | $63.82 * | $65.60 | 0.0% | COM | 92552V100 |
| — | LABORATORY CORP AMER HLDGS | 129,800 | $18.62M | 0.5% | $143.47 | $122.03 | — | COM NEW | 50540R409 |
| TMO | THERMO FISHER SCIENTIFIC INC | 121,100 | $18.6M | 0.5% | $153.60 * | $149.18 | 0.0% | COM | 883556102 |
| — | ELECTRUM SPL ACQUISITION COR | 1,870,539 | $18.58M | 0.5% | $9.94 | $9.72 | — | SHS | G3105C104 |
| — | CSRA INC | 634,323 | $18.58M | 0.5% | $29.29 | $24.32 | — | COM | 12650T104 |
| — | CF CORP | 1,626,470 | $17.4M | 0.4% | $10.70 | $10.20 | — | UNIT 99/99/9999E | G20307123 |
| META | FACEBOOK INC | 121,500 | $17.26M | 0.4% | $142.05 * | $109.46 | +21.2% | CL A | 30303M102 |
| NOVT | NOVANTA INC | 639,400 | $16.98M | 0.4% | $26.55 * | $14.96 | +63.1% | COM | 67000B104 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,624,910 | $16.25M | 0.4% | $10.00 | $9.71 | — | COM | G28195124 |
| — | SILVER RUN ACQUISITION | 1,500,000 | $15.64M | 0.4% | $10.43 | $10.43 | — | UNIT 99/99/9999 | 82812A202 |
| MHK | MOHAWK INDS INC | 68,000 | $15.61M | 0.4% | $229.49 * | $196.35 | +11.9% | COM | 608190104 |
| XLU | SELECT SECTOR SPDR TR | 295,000 | $15.14M | 0.4% | $51.31 | — | — | Put | 81369Y886 |
| FHI | FEDERATED INVS INC PA | 574,000 | $15.12M | 0.4% | $26.34 * | $18.30 | -0.7% | CL B | 314211103 |
| HON | HONEYWELL INTL INC | 120,200 | $15.01M | 0.4% | $124.87 * | $91.92 | 0.0% | COM | 438516106 |
| — | HARMONY MERGER CORP | 1,467,975 | $14.99M | 0.4% | $10.21 | $9.90 | — | COM | 413247107 |
| — | VECTOR GROUP LTD | 10,000,000 | $14.53M | 0.4% | $1.45 | $1.45 | — | FRNT 1/1 | 92240MAY4 |
| — | ARRIS INTL INC | 541,100 | $14.31M | 0.4% | $26.45 | $29.05 | — | SHS | G0551A103 |
| — | CAPITOL ACQUISITION CORP III | 1,316,431 | $13.89M | 0.4% | $10.55 | $9.65 | — | COM | 14055M106 |
| — | BOULEVARD ACQUISITION | 1,383,262 | $13.86M | 0.4% | $10.02 | $9.80 | — | CL A | 10157Q102 |
| DLB | DOLBY LABORATORIES INC | 261,823 | $13.72M | 0.3% | $52.41 * | $41.45 | +5.8% | COM | 25659T107 |
| ASH | ASHLAND GLOBAL HLDGS INC | 110,154 | $13.64M | 0.3% | $123.81 * | $49.37 | +1.7% | COM | 044186104 |
| — | MONSANTO CO NEW | 118,000 | $13.36M | 0.3% | $113.20 | $102.45 | — | COM | 61166W101 |
| — | STILLWATER MNG CO | 10,000,000 | $13.28M | 0.3% | $1.33 | $1.28 | — | NOTE 1.750%10/1 | 86074QAL6 |
| BIO | BIO RAD LABS INC | 66,195 | $13.2M | 0.3% | $199.34 * | $129.79 | +48.4% | CL A | 090572207 |
| — | OCLARO INC | 1,341,988 | $13.18M | 0.3% | $9.82 | $9.50 | — | COM NEW | 67555N206 |
| — | DEVRY ED GROUP INC | 370,800 | $13.14M | 0.3% | $35.45 | $33.50 | — | COM | 251893103 |
| — | DST SYS INC DEL | 106,440 | $13.04M | 0.3% | $122.50 | $117.16 | — | COM | 233326107 |
| — | MOLINA HEALTHCARE INC | 10,000,000 | $12.78M | 0.3% | $1.28 | $1.40 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | ON ASSIGNMENT INC | 261,900 | $12.71M | 0.3% | $48.53 | $48.53 | — | COM | 682159108 |
| IYR | ISHARES TR | 160,700 | $12.61M | 0.3% | $78.49 | $78.49 | — | U.S. REAL ES ETF | 464287739 |
| MCHP | MICROCHIP TECHNOLOGY INC | 170,800 | $12.6M | 0.3% | $73.78 * | $29.93 | 0.0% | COM | 595017104 |
| BAC | BANK AMER CORP | 525,000 | $12.38M | 0.3% | $23.59 * | $19.38 | 0.0% | COM | 060505104 |
| CIEN | CIENA CORP | 521,400 | $12.31M | 0.3% | $23.61 * | $24.52 | 0.0% | COM NEW | 171779309 |
| AAP | ADVANCE AUTO PARTS INC | 81,200 | $12.04M | 0.3% | $148.26 * | $140.93 | 0.0% | COM | 00751Y106 |
| GSM | FERROGLOBE PLC | 1,161,173 | $11.99M | 0.3% | $10.33 | $9.98 | +1.5% | SHS | G33856108 |
| — | BROADSOFT INC | 10,000,000 | $11.97M | 0.3% | $1.20 | $1.29 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| CBZ | CBIZ INC | 881,150 | $11.94M | 0.3% | $13.55 | $11.13 | +20.7% | COM | 124805102 |
| XLF | SELECT SECTOR SPDR TR | 500,000 | $11.87M | 0.3% | $23.73 | — | — | Call | 81369Y605 |
| MDLZ | MONDELEZ INTL INC | 269,300 | $11.6M | 0.3% | $43.08 * | $35.88 | 0.0% | CL A | 609207105 |
| — | CF CORP | 1,156,872 | $11.58M | 0.3% | $10.01 | $9.83 | — | SHS CL A | G20307107 |
| — | CTRIP COM INTL LTD | 10,000,000 | $11.57M | 0.3% | $1.16 | $1.10 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | ACTUA CORP | 817,515 | $11.49M | 0.3% | $14.05 | $13.43 | — | COM | 005094107 |
| — | CAPITOL ACQUISITION CORP III | 983,763 | $11.36M | 0.3% | $11.55 | $10.61 | — | UNIT 99/99/9999 | 14055M205 |
| F | FORD MTR CO DEL | 969,800 | $11.29M | 0.3% | $11.64 * | $7.57 | +2.8% | COM PAR $0.01 | 345370860 |
| — | MEAD JOHNSON NUTRITION CO | 125,000 | $11.13M | 0.3% | $89.08 | $89.08 | — | Call | 582839106 |
| — | KAYNE ANDERSON ACQUISITION | 1,100,000 | $11.02M | 0.3% | $10.02 | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,011,465 | $10.67M | 0.3% | $10.55 | $10.30 | — | UNIT 99/99/9999 | G28195108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,028,334 | $10.61M | 0.3% | $10.32 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | ADVANCED DISP SVCS INC DEL | 462,100 | $10.44M | 0.3% | $22.60 | $22.22 | — | COM | 00790X101 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,045,000 | $10.32M | 0.3% | $9.88 | $9.88 | — | CL A | G0726L125 |
| — | PANERA BREAD CO | 38,900 | $10.19M | 0.3% | $261.88 | $261.88 | — | CL A | 69840W108 |
| — | INPHI CORP | 206,000 | $10.06M | 0.3% | $48.82 | $44.38 | — | COM | 45772F107 |
| — | PATTERN ENERGY GROUP INC | 10,000,000 | $9.956M | 0.3% | $1.00 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | ADVANCED MICRO DEVICES INC | 5,000,000 | $9.873M | 0.3% | $1.97 | $1.97 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | GLOBAL PARTNER ACQUISITION C | 971,446 | $9.714M | 0.2% | $10.00 | $9.90 | — | COM | 37954X105 |
| LVS | LAS VEGAS SANDS CORP | 169,800 | $9.69M | 0.2% | $57.07 * | $36.37 | +21.8% | COM | 517834107 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 925,032 | $9.546M | 0.2% | $10.32 | $10.13 | — | UNIT 99/99/9999 | G0726L109 |
| — | GENESEE & WYO INC | 140,100 | $9.507M | 0.2% | $67.86 | $58.95 | — | CL A | 371559105 |
| 1741046D | STERIS PLC | 136,849 | $9.506M | 0.2% | $69.46 | $69.46 | — | SHS USD | G84720104 |
| CSL | CARLISLE COS INC | 88,300 | $9.396M | 0.2% | $106.41 * | $95.87 | 0.0% | COM | 142339100 |
| — | LANDCADIA HLDGS INC | 863,885 | $9.244M | 0.2% | $10.70 | $10.04 | — | UNIT 12/31/2021T | 51476W206 |
| — | VERIFONE SYS INC | 493,200 | $9.238M | 0.2% | $18.73 | $18.73 | — | COM | 92342Y109 |
| — | FINTECH ACQUISITION CORP II | 930,000 | $9.16M | 0.2% | $9.85 | $9.85 | — | COM | 31810G109 |
| — | GTY TECHNOLOGY HOLDINGS INC | 900,000 | $9.037M | 0.2% | $10.04 | $10.04 | — | CL A | G4182A102 |
| — | KATE SPADE & CO | 383,200 | $8.902M | 0.2% | $23.23 | $23.23 | — | COM | 485865109 |
| — | M III ACQUISITION CORP | 858,750 | $8.648M | 0.2% | $10.07 | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| — | M III ACQUISITION CORP | 865,950 | $8.487M | 0.2% | $9.80 | $9.57 | — | COM | 55378T104 |
| — | KLR ENERGY ACQUISITION CORP | 818,000 | $8.448M | 0.2% | $10.33 | $10.14 | — | CL A | 49877M108 |
| — | BANK AMER CORP | 731,000 | $8.264M | 0.2% | $11.31 | $9.97 | — | *W EXP 01/16/201 | 060505146 |
| — | POWERSHARES QQQ TRUST | 60,000 | $7.943M | 0.2% | $132.38 | $132.38 | — | UNIT SER 1 | 73935A104 |
| — | HABIT RESTAURANTS INC | 448,029 | $7.93M | 0.2% | $17.70 | $15.72 | — | COM CL A | 40449J103 |
| — | DEL TACO RESTAURANTS INC | 595,535 | $7.897M | 0.2% | $13.26 | $13.26 | — | COM | 245496104 |
| — | PLAYA HOTELS & RESORTS NV | 735,377 | $7.721M | 0.2% | $10.50 | $10.50 | — | SHS | N70544106 |
| TMO | THERMO FISHER SCIENTIFIC INC | 50,000 | $7.68M | 0.2% | $153.60 * | $149.18 | 0.0% | Put | 883556102 |
| DMRC | DIGIMARC CORP NEW | 280,675 | $7.578M | 0.2% | $27.00 * | $31.89 | -17.9% | COM | 25381B101 |
| SPSC | SPS COMM INC | 129,000 | $7.545M | 0.2% | $58.49 * | $30.74 | 0.0% | COM | 78463M107 |
| HSTM | HEALTHSTREAM INC | 307,222 | $7.444M | 0.2% | $24.23 * | $23.28 | +0.1% | COM | 42222N103 |
| — | LANDCADIA HLDGS INC | 737,187 | $7.35M | 0.2% | $9.97 | $9.84 | — | CL A | 51476W107 |
| EXAS | EXACT SCIENCES CORP | 300,000 | $7.086M | 0.2% | $23.62 | — | — | Call | 30063P105 |
| — | BABCOCK & WILCOX ENTERPRIS I | 702,200 | $6.559M | 0.2% | $9.34 | $14.30 | — | COM | 05614L100 |
| IPGP | IPG PHOTONICS CORP | 52,800 | $6.373M | 0.2% | $120.70 * | $113.15 | 0.0% | COM | 44980X109 |
| — | HARMONIC INC | 5,000,000 | $6.261M | 0.2% | $1.25 | $1.25 | — | NOTE 4.000%12/0 | 413160AB8 |
| — | FARO TECHNOLOGIES INC | 173,192 | $6.192M | 0.2% | $35.75 | $31.12 | — | COM | 311642102 |
| VIAV | VIAVI SOLUTIONS INC | 577,444 | $6.19M | 0.2% | $10.72 * | $9.72 | 0.0% | COM | 925550105 |
| — | WGL HLDGS INC | 75,000 | $6.19M | 0.2% | $82.53 | $82.53 | — | COM | 92924F106 |
| — | FINTECH ACQUISITION CORP II | 606,000 | $6.181M | 0.2% | $10.20 | $10.20 | — | UNIT 99/99/9999 | 31810G208 |
| — | GORES HLDGS II INC | 600,000 | $6.174M | 0.2% | $10.29 | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | WORKDAY INC | 5,000,000 | $6.132M | 0.2% | $1.23 | $1.30 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $6.054M | 0.2% | $10.09 | $9.50 | — | SHS | G0441P104 |
| — | ALTERYX INC | 377,400 | $5.899M | 0.2% | $15.63 | $15.63 | — | COM CL A | 02156B103 |
| — | ACTUANT CORP | 220,500 | $5.81M | 0.1% | $26.35 | $26.35 | — | CL A NEW | 00508X203 |
| — | WHITEWAVE FOODS CO | 100,000 | $5.615M | 0.1% | $56.15 | $55.04 | — | COM | 966244105 |
| — | PACIFIC SPL ACQUISITION CORP | 530,300 | $5.489M | 0.1% | $10.35 | $10.06 | — | SHS | G68588105 |
| — | CARDTRONICS INC | 5,000,000 | $5.429M | 0.1% | $1.09 | $1.18 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | HUNTER MARITIME ACQUISITION | 521,468 | $5.35M | 0.1% | $10.26 | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| — | VEECO INSTRS INC DEL | 5,000,000 | $5.211M | 0.1% | $1.04 | $1.04 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | FORTRESS INVESTMENT GROUP LL | 650,000 | $5.168M | 0.1% | $7.95 | $7.95 | — | CL A | 34958B106 |
| — | M I ACQUISITIONS INC | 510,500 | $5.141M | 0.1% | $10.07 | $10.07 | — | COM | 55304A104 |
| — | UNITED STATES STL CORP NEW | 150,000 | $5.072M | 0.1% | $33.81 | — | — | Call | 912909108 |
| — | INVENSENSE INC | 400,000 | $5.052M | 0.1% | $12.63 | $12.73 | — | COM | 46123D205 |
| — | BROCADE COMMUNICATIONS SYS I | 400,000 | $4.992M | 0.1% | $12.48 | $12.49 | — | COM NEW | 111621306 |
| — | JENSYN ACQUISITION CORP | 480,000 | $4.92M | 0.1% | $10.25 | $9.87 | — | COM | 47632B102 |
| — | TIME WARNER INC | 50,000 | $4.886M | 0.1% | $97.72 | $96.54 | — | Call | 887317303 |
| — | EVERBANK FINL CORP | 250,000 | $4.87M | 0.1% | $19.48 | $19.42 | — | COM | 29977G102 |
| — | CABELAS INC | 90,000 | $4.78M | 0.1% | $53.11 | $57.34 | — | COM | 126804301 |
| NXPI | NXP SEMICONDUCTORS N V | 45,000 | $4.658M | 0.1% | $103.51 * | $88.31 | +1.8% | COM | N6596X109 |
| — | KATE SPADE & CO | 200,000 | $4.646M | 0.1% | $23.23 | $23.23 | — | Call | 485865109 |
| — | BOULEVARD ACQUISITION | 420,026 | $4.385M | 0.1% | $10.44 | $10.12 | — | UNIT 99/99/9999 | 10157Q201 |
| HUNTF | HUNTER MARITIME ACQUISITION | 433,500 | $4.278M | 0.1% | $9.87 | $9.77 | 0.0% | CL A | Y37828111 |
| — | BELLATRIX EXPLORATION LTD | 5,106,000 | $4.034M | 0.1% | $0.79 | $0.94 | — | COM | 078314101 |
| — | AVEXIS INC | 52,100 | $3.961M | 0.1% | $76.03 | — | — | Call | 05366U100 |
| EEM | ISHARES TR | 100,000 | $3.939M | 0.1% | $39.39 | — | — | Put | 464287234 |
| TDG | TRANSDIGM GROUP INC | 17,300 | $3.809M | 0.1% | $220.17 | — | — | Put | 893641100 |
| GWRS | GLOBAL WTR RES INC | 435,618 | $3.79M | 0.1% | $8.70 * | $5.70 | +20.0% | COM | 379463102 |
| — | VCA INC | 40,000 | $3.66M | 0.1% | $91.50 | $55.05 | — | COM | 918194101 |
| — | MEAD JOHNSON NUTRITION CO | 40,000 | $3.563M | 0.1% | $89.08 | $89.08 | — | COM | 582839106 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 457,002 | $3.542M | 0.1% | $7.75 | $8.33 | — | UNIT | 85207Q104 |
| — | ORIGO ACQUISITION CORP | 330,000 | $3.449M | 0.1% | $10.45 | $10.27 | — | SHS | G67789126 |
| — | COLFAX CORP | 85,505 | $3.357M | 0.1% | $39.26 | $39.26 | — | COM | 194014106 |
| XOM | EXXON MOBIL CORP | 40,000 | $3.28M | 0.1% | $82.00 * | $58.17 | -3.5% | Call | 30231G102 |
| — | SOUTHWESTERN ENERGY CO | 400,000 | $3.268M | 0.1% | $8.17 | $7.11 | — | COM | 845467109 |
| — | AXAR ACQUISITION CORP | 332,018 | $3.264M | 0.1% | $9.83 | $9.92 | — | COM | 05455L102 |
| — | RITE AID CORP | 765,000 | $3.251M | 0.1% | $4.25 | $6.42 | — | COM | 767754104 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.243M | 0.1% | $10.81 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| TIPT | TIPTREE INC | 433,700 | $3.166M | 0.1% | $7.30 * | $7.25 | -9.6% | CL A | 88822Q103 |
| — | REYNOLDS AMERICAN INC | 50,000 | $3.151M | 0.1% | $63.02 | $56.04 | — | Call | 761713106 |
| — | SYNGENTA AG | 35,000 | $3.098M | 0.1% | $88.51 | $78.83 | — | SPONSORED ADR | 87160A100 |
| — | SWIFT TRANSN CO | 150,000 | $3.081M | 0.1% | $20.54 | — | — | Call | 87074U101 |
| — | MOBILEYE N V AMSTELVEEN | 50,000 | $3.07M | 0.1% | $61.40 | $61.40 | — | ORD SHS | N51488117 |
| — | RED LION HOTELS CORP | 435,351 | $3.069M | 0.1% | $7.05 | $8.35 | — | COM | 756764106 |
| — | CHEMTURA CORP | 90,000 | $3.006M | 0.1% | $33.40 | $32.81 | — | COM NEW | 163893209 |
| CSV | CARRIAGE SVCS INC | 110,000 | $2.983M | 0.1% | $27.12 * | $23.77 | 0.0% | COM | 143905107 |
| CVE | CENOVUS ENERGY INC | 216,300 | $2.444M | 0.1% | $11.30 | — | — | Call | 15135U109 |
| — | TIME WARNER INC | 25,000 | $2.443M | 0.1% | $97.72 | $96.54 | — | COM NEW | 887317303 |
| VZ | VERIZON COMMUNICATIONS INC | 50,000 | $2.438M | 0.1% | $48.76 | — | — | Call | 92343V104 |
| — | PRIVATEBANCORP INC | 40,000 | $2.375M | 0.1% | $59.38 | $44.66 | — | COM | 742962103 |
| T | AT&T INC | 55,000 | $2.285M | 0.1% | $41.55 | — | — | Put | 00206R102 |
| — | WESTAR ENERGY INC | 40,000 | $2.171M | 0.1% | $54.27 | $54.27 | — | COM | 95709T100 |
| — | ANDINA ACQUISITION CORP II | 200,000 | $2.16M | 0.1% | $10.80 | $9.92 | — | UNIT 99/99/9999 | G0441P112 |
| — | HUDSON GLOBAL INC | 1,708,765 | $2.153M | 0.1% | $1.26 | $2.46 | — | COM | 443787106 |
| — | NORTH AMERN ENERGY PARTNERS | 430,000 | $2.128M | 0.1% | $4.95 | $3.91 | — | COM | 656844107 |
| — | SABAN CAP ACQUISITION CORP | 192,700 | $2.037M | 0.1% | $10.57 | $10.31 | — | UNIT 99/99/9999 | 78516C205 |
| — | MANITEX INTL INC | 303,057 | $2.03M | 0.1% | $6.70 | $12.03 | — | COM | 563420108 |
| — | MIDCOAST ENERGY PARTNERS L P | 250,000 | $2.012M | 0.1% | $8.05 | $8.05 | — | COM UT LTD PTN | 59564N103 |
| — | M I ACQUISITIONS INC | 194,500 | $1.988M | 0.1% | $10.22 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | ZELTIQ AESTHETICS INC | 35,000 | $1.946M | 0.0% | $55.60 | $55.60 | — | COM | 98933Q108 |
| — | CST BRANDS INC | 40,000 | $1.924M | 0.0% | $48.10 | $48.12 | — | COM | 12646R105 |
| — | LUMOS NETWORKS CORP | 100,000 | $1.77M | 0.0% | $17.70 | $17.70 | — | COM | 550283105 |
| CUK | CARNIVAL PLC | 30,000 | $1.737M | 0.0% | $57.90 | $57.90 | — | ADR | 14365C103 |
| PHUN | STELLAR ACQUISITION III INC | 170,100 | $1.732M | 0.0% | $10.18 | $10.18 | — | COM | Y8172W107 |
| — | RITE AID CORP | 400,000 | $1.7M | 0.0% | $4.25 | $6.42 | — | Put | 767754104 |
| — | MONSANTO CO NEW | 15,000 | $1.698M | 0.0% | $113.20 | $102.45 | — | Call | 61166W101 |
| — | STELLAR ACQUISITION III INC | 151,000 | $1.57M | 0.0% | $10.40 | $9.97 | — | UNIT 03/22/2022 | Y8172W123 |
| NXPI | NXP SEMICONDUCTORS N V | 15,000 | $1.552M | 0.0% | $103.47 * | $88.31 | +1.8% | Put | N6596X109 |
| — | CAPITOL ACQUISITION CORP III | 827,900 | $1.532M | 0.0% | $1.85 | $0.88 | — | *W EXP 10/19/202 | 14055M114 |
| — | ELECTRUM SPL ACQUISITION COR | 143,900 | $1.504M | 0.0% | $10.45 | $9.98 | — | UNIT 99/99/9999 | G3105C120 |
| — | MATTERSIGHT CORP | 400,000 | $1.359M | 0.0% | $3.40 | $3.40 | — | COM | 577097108 |
| — | CONYERS PK ACQUISITION | 120,799 | $1.355M | 0.0% | $11.22 | $10.98 | — | UNIT 99/99/99991 | 212894208 |
| — | REALOGY HLDGS CORP | 44,000 | $1.311M | 0.0% | $29.80 | $25.81 | — | COM | 75605Y106 |
| — | UNI PIXEL INC | 1,300,000 | $1.105M | 0.0% | $0.85 | $0.85 | — | COM NEW | 904572203 |
| — | CABELAS INC | 20,700 | $1.099M | 0.0% | $53.09 | $57.34 | — | Put | 126804301 |
| — | BOULEVARD ACQUISITION | 1,330,151 | $1.091M | 0.0% | $0.82 | $0.43 | — | *W EXP 09/25/202 | 10157Q110 |
| — | RITE AID CORP | 250,000 | $1.062M | 0.0% | $4.25 | $6.42 | — | Call | 767754104 |
| — | JM GLOBAL HLDG CO | 105,012 | $1.051M | 0.0% | $10.01 | $9.67 | — | COM | 46590H101 |
| — | BARINGTON HILCO ACQUISITION | 100,000 | $1.022M | 0.0% | $10.22 | $9.70 | — | COM | 06759V101 |
| — | CONYERS PK ACQUISITION | 95,800 | $1.015M | 0.0% | $10.59 | $10.17 | — | CL A COM | 212894109 |
| — | HARMONY MERGER CORP | 1,811,500 | $960K | 0.0% | $0.53 | $0.42 | — | *W EXP 01/01/202 | 413247123 |
| — | SABAN CAP ACQUISITION CORP | 95,048 | $950K | 0.0% | $9.99 | $10.00 | — | COM CL A | 78516C106 |
| — | DOMINION DIAMOND CORP | 75,000 | $947K | 0.0% | $12.63 | $12.63 | — | COM | 257287102 |
| — | INSPIRED ENTMT INC | 1,191,201 | $864K | 0.0% | $0.73 | $0.60 | — | *W EXP 10/20/202 | 45782N116 |
| — | VIVOPOWER INTERNATIONAL PLC | 189,894 | $855K | 0.0% | $4.50 | $5.50 | — | SHS | G9376R100 |
| — | EASTERLY ACQUISITION CORP | 2,011,436 | $820K | 0.0% | $0.41 | $0.43 | — | *W EXP 07/29/202 | 27616L110 |
| — | GLOBAL PARTNER ACQUISITION C | 70,000 | $746K | 0.0% | $10.66 | $10.03 | — | UNIT 07/01/2020 | 37954X204 |
| CNQ | CANADIAN NAT RES LTD | 20,000 | $656K | 0.0% | $32.80 | — | — | Call | 136385101 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,167,632 | $654K | 0.0% | $0.56 | $0.39 | — | *W EXP 09/16/202 | G28195116 |
| — | EXAR CORP | 50,000 | $650K | 0.0% | $13.00 | $13.00 | — | COM | 300645108 |
| — | LANDCADIA HLDGS INC | 937,917 | $647K | 0.0% | $0.69 | $0.64 | — | *W EXP 06/01/202 | 51476W115 |
| — | TWENTY FIRST CENTY FOX INC | 20,000 | $636K | 0.0% | $31.80 | $31.80 | — | CL B | 90130A200 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,266,157 | $601K | 0.0% | $0.47 | $0.39 | — | *W EXP 01/01/202 | 74874U119 |
| — | KLR ENERGY ACQUISITION CORP | 495,425 | $577K | 0.0% | $1.16 | $1.07 | — | *W EXP 09/16/202 | 49877M116 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,191,000 | $542K | 0.0% | $0.46 | $0.46 | — | *W EXP 99/99/999 | G0726L117 |
| — | CF CORP | 389,000 | $533K | 0.0% | $1.37 | $0.82 | — | *W EXP 05/25/202 | G20307115 |
| — | JM GLOBAL HLDG CO | 48,528 | $508K | 0.0% | $10.47 | $9.74 | — | UNIT 99/99/9999 | 46590H200 |
| — | MONEYGRAM INTL INC | 30,000 | $504K | 0.0% | $16.80 | $16.80 | — | COM NEW | 60935Y208 |
| — | GP INVTS ACQUISITION COR | 982,367 | $491K | 0.0% | $0.50 | $0.58 | — | *W EXP 05/19/202 | G40357108 |
| — | GLOBAL PARTNER ACQUISITION C | 1,369,567 | $466K | 0.0% | $0.34 | $0.22 | — | *W EXP 07/01/202 | 37954X113 |
| IFMK | IFRESH INC | 34,065 | $460K | 0.0% | $13.50 * | $14.41 | 0.0% | COM | 449538107 |
| — | FINTECH ACQUISITION CORP II | 413,400 | $457K | 0.0% | $1.11 | $1.11 | — | *W EXP 01/19/202 | 31810G117 |
| — | TIME WARNER INC | 4,600 | $449K | 0.0% | $97.61 | $96.54 | — | Put | 887317303 |
| DGII | DIGI INTL INC | 35,000 | $416K | 0.0% | $11.89 * | $12.26 | +4.7% | COM | 253798102 |
| — | GOLDCORP INC NEW | 25,000 | $365K | 0.0% | $14.60 | $16.52 | — | COM | 380956409 |
| PEP | PEPSICO INC | 3,185 | $356K | 0.0% | $111.77 * | $81.08 | +1.0% | COM | 713448108 |
| — | CENTURYLINK INC | 15,000 | $354K | 0.0% | $23.60 | — | — | Call | 156700106 |
| — | GTY TECHNOLOGY HOLDINGS INC | 300,000 | $348K | 0.0% | $1.16 | $1.16 | — | *W EXP 99/99/999 | G4182A128 |
| — | ANDINA ACQUISITION CORP II | 600,000 | $288K | 0.0% | $0.48 | $0.27 | — | RIGHT 09/01/2017 | G0441P120 |
| — | DASEKE INC | 255,845 | $285K | 0.0% | $1.11 | $1.11 | — | *W EXP 03/31/202 | 23753F115 |
| — | PACIFIC SPL ACQUISITION CORP | 668,194 | $284K | 0.0% | $0.43 | $0.24 | — | RIGHT 03/15/2017 | G68588113 |
| — | M III ACQUISITION CORP | 866,550 | $282K | 0.0% | $0.33 | $0.23 | — | *W EXP 10/10/202 | 55378T112 |
| — | EXETER RES CORP | 150,000 | $260K | 0.0% | $1.73 | $1.73 | — | COM | 301835104 |
| — | CRESCENT PT ENERGY CORP | 15,000 | $216K | 0.0% | $14.40 | $13.19 | — | Call | 22576C101 |
| — | PACIFIC SPL ACQUISITION CORP | 651,100 | $215K | 0.0% | $0.33 | $0.17 | — | *W EXP 10/20/202 | G68588121 |
| — | HUNTER MARITIME ACQUISITION | 216,750 | $191K | 0.0% | $0.88 | $0.88 | — | *W EXP 99/99/999 | Y37828129 |
| — | BARINGTON HILCO ACQUISITION | 610,900 | $188K | 0.0% | $0.31 | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | M I ACQUISITIONS INC | 510,500 | $171K | 0.0% | $0.33 | $0.33 | — | *W EXP 99/99/999 | 55304A112 |
| — | JENSYN ACQUISITION CORP | 452,000 | $167K | 0.0% | $0.37 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | PLAYA HOTELS & RESORTS NV | 214,732 | $167K | 0.0% | $0.78 | $0.78 | — | *W EXP 03/10/202 | N70544114 |
| — | FAIRPOINT COMMUNICATIONS INC | 10,000 | $166K | 0.0% | $16.60 | $16.60 | — | COM NEW | 305560302 |
| — | ANDINA ACQUISITION CORP II | 563,800 | $164K | 0.0% | $0.29 | $0.12 | — | *W EXP 11/23/202 | G0441P138 |
| — | SIRIUS XM HLDGS INC | 30,000 | $154K | 0.0% | $5.13 | — | — | Put | 82968B103 |
| — | JENSYN ACQUISITION CORP | 480,000 | $120K | 0.0% | $0.25 | $0.07 | — | *W EXP 03/01/202 | 47632B110 |
| — | ORIGO ACQUISITION CORP | 600,200 | $113K | 0.0% | $0.19 | $0.23 | — | RIGHT 09/12/2017 | G67789134 |
| — | BARINGTON HILCO ACQUISITION | 589,000 | $100K | 0.0% | $0.17 | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | ELECTRUM SPL ACQUISITION COR | 197,172 | $88,000 | 0.0% | $0.45 | $0.24 | — | *W EXP 99/99/999 | G3105C112 |
| — | STELLAR ACQUISITION III INC | 232,100 | $78,000 | 0.0% | $0.34 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | SABAN CAP ACQUISITION CORP | 48,000 | $64,000 | 0.0% | $1.33 | $0.98 | — | *W EXP 09/21/202 | 78516C114 |
| — | CONYERS PK ACQUISITION | 20,050 | $53,000 | 0.0% | $2.64 | $1.40 | — | *W EXP 07/20/202 | 212894117 |
| — | AXAR ACQUISITION CORP | 633,524 | $46,000 | 0.0% | $0.07 | $0.08 | — | *W EXP 12/31/202 | 05455L110 |
| — | ORIGO ACQUISITION CORP | 363,450 | $41,000 | 0.0% | $0.11 | $0.15 | — | *W EXP 12/17/202 | G67789118 |
| — | JM GLOBAL HLDG CO | 95,000 | $37,000 | 0.0% | $0.39 | $0.26 | — | *W EXP 07/29/201 | 46590H119 |
| — | KINDER MORGAN INC DEL | 1,000,000 | $2,000 | 0.0% | $0.00 | $0.07 | — | *W EXP 05/25/201 | 49456B119 |