CIK: 0001059543 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value ($000): $118,817 (99.4% shares, 0.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MB FINANCIAL INC NEW | 255,114 | $8,383 | 7.1% | $29.85 | — | COM | 55264U108 |
| BAC | BANK AMER CORP | 414,172 | $7,409 | 6.2% | $12.09 | +12.1% | COM | 060505104 |
| CNO | CNO FINL GROUP INC | 319,173 | $5,496 | 4.6% | $12.64 | +7.8% | COM | 12621E103 |
| — | M & T BK CORP | 82,645 | $4,270 | 3.6% | $43.45 | — | *W EXP 12/23/201 | 55261F112 |
| — | CAPITAL ONE FINL CORP | 102,756 | $4,225 | 3.6% | $35.44 | — | *W EXP 11/14/201 | 14040H139 |
| PNC | PNC FINL SVCS GROUP INC | 41,661 | $3,801 | 3.2% | $51.88 | +18.3% | COM | 693475105 |
| COF | CAPITAL ONE FINL CORP | 33,938 | $2,802 | 2.4% | $60.38 | +10.2% | COM | 14040H105 |
| — | JPMORGAN CHASE & CO | 132,139 | $2,748 | 2.3% | $19.46 | — | *W EXP 10/28/201 | 46634E114 |
| — | SYNOVUS FINL CORP | 93,277 | $2,527 | 2.1% | $24.53 | — | COM NEW | 87161C501 |
| — | BB&T CORP | 62,741 | $2,440 | 2.1% | $37.31 | — | COM | 054937107 |
| — | SOUTH ST CORP | 33,836 | $2,270 | 1.9% | $60.08 | — | COM | 840441109 |
| — | RITE AID CORP | 292,507 | $2,199 | 1.9% | $5.46 | — | COM | 767754104 |
| — | SOUTHERN NATL BANCORP OF VA | 189,055 | $2,144 | 1.8% | $10.03 | — | COM | 843395104 |
| FITB | FIFTH THIRD BANCORP | 103,386 | $2,106 | 1.8% | $13.25 | +2.4% | COM | 316773100 |
| — | MERIDIAN BANCORP INC MD | 182,413 | $2,047 | 1.7% | $11.11 | — | COM | 58958U103 |
| KEY | KEYCORP NEW | 142,760 | $1,984 | 1.7% | $8.05 | +7.0% | COM | 493267108 |
| SBCF | SEACOAST BKG CORP FLA | 136,564 | $1,878 | 1.6% | $11.22 | +12.9% | COM NEW | 811707801 |
| — | INVESTORS BANCORP INC NEW | 167,217 | $1,877 | 1.6% | $10.99 | — | COM | 46146L101 |
| — | HARTFORD FINL SVCS GROUP INC | 52,155 | $1,768 | 1.5% | $27.51 | — | *W EXP 06/26/201 | 416515120 |
| — | COMERICA INC | 95,642 | $1,717 | 1.4% | $19.05 | — | *W EXP 11/14/201 | 200340115 |
| NBTB | NBT BANCORP INC | 53,997 | $1,418 | 1.2% | $24.54 | +0.6% | COM | 628778102 |
| BAC | BANK AMER CORP | 212,400 | $1,393 | 1.2% | $12.09 | +12.1% | Call | 060505104 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 32,700 | $1,354 | 1.1% | $21.50 | +26.6% | COM | 744573106 |
| JPM | JPMORGAN CHASE & CO | 103,100 | $1,311 | 1.1% | $44.70 | 0.0% | Call | 46625H100 |
| JPM | JPMORGAN CHASE & CO | 20,534 | $1,285 | 1.1% | $44.70 | 0.0% | COM | 46625H100 |
| — | HUDSON VALLEY HOLDING CORP | 46,732 | $1,269 | 1.1% | $21.80 | — | COM | 444172100 |
| C | CITIGROUP INC | 22,823 | $1,235 | 1.0% | $37.66 | +5.0% | COM NEW | 172967424 |
| — | ESSA BANCORP INC | 99,371 | $1,193 | 1.0% | $11.56 | — | COM | 29667D104 |
| HWC | HANCOCK HLDG CO | 38,483 | $1,181 | 1.0% | $33.51 | -3.0% | COM | 410120109 |
| — | SUNTRUST BKS INC | 26,620 | $1,116 | 0.9% | $36.80 | — | COM | 867914103 |
| USB | US BANCORP DEL | 24,800 | $1,115 | 0.9% | $25.38 | +14.8% | COM NEW | 902973304 |
| NWBI | NORTHWEST BANCSHARES INC MD | 84,119 | $1,055 | 0.9% | $6.88 | -0.7% | COM | 667340103 |
| MS | MORGAN STANLEY | 26,375 | $1,023 | 0.9% | $22.26 | +18.4% | COM NEW | 617446448 |
| CERS | CERUS CORP | 154,837 | $966 | 0.8% | $4.93 | -8.0% | COM | 157085101 |
| THG | HANOVER INS GROUP INC | 13,026 | $929 | 0.8% | $42.09 | +17.6% | COM | 410867105 |
| — | HAMPTON ROADS BANKSHARES INC | 509,130 | $855 | 0.7% | $1.73 | — | COM NEW | 409321502 |
| WFC | WELLS FARGO & CO NEW | 75,700 | $849 | 0.7% | $30.76 | +26.0% | Call | 949746101 |
| MET | METLIFE INC | 15,280 | $826 | 0.7% | $30.13 | +8.8% | COM | 59156R108 |
| — | PARTNERRE LTD | 6,761 | $772 | 0.6% | $105.46 | — | COM | G6852T105 |
| RF | REGIONS FINL CORP NEW | 69,785 | $737 | 0.6% | $7.02 | -3.2% | COM | 7591EP100 |
| — | UNITED FINL BANCORP INC NEW | 48,926 | $703 | 0.6% | $13.55 | — | COM | 910304104 |
| TRV | TRAVELERS COMPANIES INC | 33,200 | $698 | 0.6% | $72.50 | +8.9% | Call | 89417E109 |
| — | LEADING BRANDS INC | 198,394 | $694 | 0.6% | $3.85 | — | COM NEW | 52170U207 |
| SWKS | SKYWORKS SOLUTIONS INC | 14,000 | $678 | 0.6% | — | — | Call | 83088M102 |
| HBAN | HUNTINGTON BANCSHARES INC | 64,330 | $676 | 0.6% | $5.68 | +13.3% | COM | 446150104 |
| MS | MORGAN STANLEY | 45,300 | $666 | 0.6% | $22.26 | +18.4% | Call | 617446448 |
| EFSC | ENTERPRISE FINL SVCS CORP | 33,249 | $656 | 0.6% | $15.16 | +1.2% | COM | 293712105 |
| — | BANK AMER CORP | 88,241 | $621 | 0.5% | $6.57 | — | *W EXP 01/16/201 | 060505146 |
| — | FIRST DEFIANCE FINL CORP | 17,541 | $598 | 0.5% | $27.08 | — | COM | 32006W106 |
| — | STERLING BANCORP DEL | 40,509 | $582 | 0.5% | $13.73 | — | COM | 85917A100 |
| — | HUDSON CITY BANCORP | 55,924 | $565 | 0.5% | $9.94 | — | COM | 443683107 |
| — | WELLS FARGO & CO NEW | 26,400 | $564 | 0.5% | $15.91 | — | *W EXP 10/28/201 | 949746119 |
| IMPM | IMPAC MTG HLDGS INC | 88,375 | $548 | 0.5% | $6.73 | -12.5% | COM NEW | 45254P508 |
| — | STATE BK FINL CORP | 27,200 | $544 | 0.5% | $17.76 | — | COM | 856190103 |
| — | YOU ON DEMAND HLDGS INC | 50,433 | $537 | 0.5% | $6.36 | — | COM NEW | 98741R207 |
| ALL | ALLSTATE CORP | 7,600 | $534 | 0.4% | $41.21 | +25.4% | COM | 020002101 |
| — | SOUTHCOAST FINANCIAL CORP | 73,079 | $515 | 0.4% | $6.67 | — | COM | 84129R100 |
| — | FIRST SEC GROUP INC | 233,808 | $514 | 0.4% | $2.15 | — | COM NEW | 336312202 |
| — | MIDSOUTH BANCORP INC | 29,474 | $510 | 0.4% | $17.58 | — | COM | 598039105 |
| CNOB | CONNECTONE BANCORP INC NEW | 25,500 | $485 | 0.4% | $15.18 | -3.6% | COM | 20786W107 |
| STT | STATE STR CORP | 6,100 | $479 | 0.4% | $50.63 | +8.8% | COM | 857477103 |
| — | BB&T CORP | 71,600 | $470 | 0.4% | $37.31 | — | Call | 054937107 |
| — | UNITED CMNTY BANCORP IND | 40,000 | $466 | 0.4% | $11.66 | — | COM | 90984R101 |
| BK | BANK NEW YORK MELLON CORP | 45,000 | $441 | 0.4% | $29.75 | 0.0% | Call | 064058100 |
| — | LEGG MASON INC | 8,200 | $438 | 0.4% | $43.54 | — | COM | 524901105 |
| — | DISCOVER FINL SVCS | 26,400 | $432 | 0.4% | $56.00 | — | Call | 254709108 |
| META | FACEBOOK INC | 5,500 | $429 | 0.4% | $49.86 | +52.3% | CL A | 30303M102 |
| — | DISCOVER FINL SVCS | 6,500 | $426 | 0.4% | $56.00 | — | COM | 254709108 |
| AIG | AMERICAN INTL GROUP INC | 7,520 | $421 | 0.4% | $37.86 | +8.6% | COM NEW | 026874784 |
| HAFC | HANMI FINL CORP | 19,214 | $419 | 0.4% | $18.99 | +9.6% | COM NEW | 410495204 |
| — | XL GROUP PLC | 12,000 | $413 | 0.3% | $31.25 | — | SHS | G98290102 |
| — | MONARCH FINANCIAL HOLDINGS I | 29,420 | $404 | 0.3% | $12.30 | — | COM | 60907Q100 |
| — | SUSQUEHANNA BANCSHARES INC P | 29,373 | $395 | 0.3% | $12.83 | — | COM | 869099101 |
| — | ENDURANCE SPECIALTY HLDGS LT | 6,600 | $395 | 0.3% | $58.64 | — | SHS | G30397106 |
| — | CIT GROUP INC | 8,200 | $392 | 0.3% | $52.11 | — | COM NEW | 125581801 |
| — | WESTFIELD FINANCIAL INC NEW | 53,333 | $392 | 0.3% | $7.35 | — | COM | 96008P104 |
| LNC | LINCOLN NATL CORP IND | 6,600 | $381 | 0.3% | $31.80 | +15.1% | COM | 534187109 |
| AIG | AMERICAN INTL GROUP INC | 28,400 | $376 | 0.3% | $37.86 | +8.6% | Call | 026874784 |
| PRU | PRUDENTIAL FINL INC | 15,000 | $375 | 0.3% | — | — | Call | 744320102 |
| BPOP | POPULAR INC | 10,982 | $374 | 0.3% | $20.37 | +16.0% | COM NEW | 733174700 |
| NXPI | NXP SEMICONDUCTORS N V | 10,400 | $359 | 0.3% | — | — | Call | N6596X109 |
| — | MAIDEN HOLDINGS LTD | 27,500 | $352 | 0.3% | $12.44 | — | SHS | G5753U112 |
| GS | GOLDMAN SACHS GROUP INC | 7,400 | $352 | 0.3% | — | — | Call | 38141G104 |
| MET | METLIFE INC | 36,100 | $346 | 0.3% | $30.13 | +8.8% | Call | 59156R108 |
| ALL | ALLSTATE CORP | 21,200 | $326 | 0.3% | $41.21 | +25.4% | Call | 020002101 |
| CROX | CROCS INC | 25,492 | $318 | 0.3% | $12.37 | 0.0% | COM | 227046109 |
| AAL | AMERICAN AIRLS GROUP INC | 9,800 | $318 | 0.3% | — | — | Call | 02376R102 |
| — | BENEFICIAL MUTUAL BANCORP IN | 25,762 | $316 | 0.3% | $12.27 | — | COM | 08173R104 |
| CMA | COMERICA INC | 6,667 | $316 | 0.3% | $28.79 | +8.2% | COM | 200340107 |
| WFC | WELLS FARGO & CO NEW | 5,619 | $308 | 0.3% | $30.76 | +26.0% | COM | 949746101 |
| — | SUNTRUST BKS INC | 32,000 | $303 | 0.3% | $36.80 | — | Call | 867914103 |
| — | PNC FINL SVCS GROUP INC | 11,890 | $297 | 0.2% | $17.75 | — | *W EXP 12/31/201 | 693475121 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,000 | $293 | 0.2% | $34.16 | +13.9% | Call | 110122108 |
| C | CITIGROUP INC | 22,800 | $289 | 0.2% | $37.66 | +5.0% | Call | 172967424 |
| — | BBCN BANCORP INC | 19,981 | $287 | 0.2% | $16.57 | — | COM | 073295107 |
| — | BROOKLINE BANCORP INC DEL | 28,405 | $285 | 0.2% | $9.54 | — | COM | 11373M107 |
| — | ALLIED WRLD ASSUR COM HLDG A | 7,500 | $284 | 0.2% | $62.93 | — | SHS | H01531104 |
| BDX | BECTON DICKINSON & CO | 2,000 | $278 | 0.2% | $85.77 | +25.7% | COM | 075887109 |
| — | MADISON SQUARE GARDEN CO | 3,667 | $276 | 0.2% | $57.54 | — | CL A | 55826P100 |
| PFBX | PEOPLES FINL CORP MISS | 21,000 | $262 | 0.2% | $11.10 | +4.3% | COM | 71103B102 |
| — | BED BATH & BEYOND INC | 15,000 | $258 | 0.2% | — | — | Call | 075896100 |
| — | MERCHANTS BANCSHARES | 8,360 | $256 | 0.2% | $31.94 | — | COM | 588448100 |
| — | GENERAL ELECTRIC CO | 71,000 | $252 | 0.2% | — | — | Call | 369604103 |
| LEN | LENNAR CORP | 5,600 | $251 | 0.2% | $30.45 | +23.3% | CL A | 526057104 |
| T | AT&T INC | 7,295 | $245 | 0.2% | $11.17 | +5.7% | COM | 00206R102 |
| — | SUNTRUST BKS INC | 20,554 | $245 | 0.2% | $9.50 | — | *W EXP 12/31/201 | 867914129 |
| WSBF | WATERSTONE FINL INC MD | 18,561 | $244 | 0.2% | $10.47 | +17.0% | COM | 94188P101 |
| — | IBERIABANK CORP | 3,605 | $234 | 0.2% | $69.23 | — | COM | 450828108 |
| PNC | PNC FINL SVCS GROUP INC | 18,000 | $231 | 0.2% | $51.88 | +18.3% | Call | 693475105 |
| RF | REGIONS FINL CORP NEW | 120,600 | $229 | 0.2% | $7.02 | -3.2% | Call | 7591EP100 |
| UPS | UNITED PARCEL SERVICE INC | 2,000 | $222 | 0.2% | $66.59 | +6.5% | CL B | 911312106 |
| KEY | KEYCORP NEW | 54,500 | $221 | 0.2% | $8.05 | +7.0% | Call | 493267108 |
| OSBC | OLD SECOND BANCORP INC ILL | 40,000 | $215 | 0.2% | $4.45 | 0.0% | COM | 680277100 |
| ABT | ABBOTT LABS | 19,600 | $213 | 0.2% | — | — | Call | 002824100 |
| — | ACE LTD | 18,700 | $206 | 0.2% | $109.44 | — | Call | H0023R105 |
| GNE | GENIE ENERGY LTD | 27,426 | $169 | 0.1% | $11.22 | -39.8% | CL B | 372284208 |
| — | CAROLINA FINL CORP NEW | 11,754 | $165 | 0.1% | $14.04 | — | COM | 143873107 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,794 | $165 | 0.1% | $34.16 | +13.9% | COM | 110122108 |
| — | FIRST CLOVER LEAF FIN CORP | 17,352 | $152 | 0.1% | $9.80 | — | COM | 31969M105 |
| — | KEARNY FINL CORP | 10,946 | $150 | 0.1% | $14.80 | — | COM | 487169104 |
| MSFT | MICROSOFT CORP | 16,700 | $150 | 0.1% | — | — | Call | 594918104 |
| — | E M C CORP MASS | 23,300 | $149 | 0.1% | — | — | Call | 268648102 |
| FITB | FIFTH THIRD BANCORP | 74,000 | $129 | 0.1% | $13.25 | +2.4% | Call | 316773100 |
| TRV | TRAVELERS COMPANIES INC | 1,200 | $127 | 0.1% | $72.50 | +8.9% | COM | 89417E109 |
| — | ACE LTD | 996 | $114 | 0.1% | $109.44 | — | SHS | H0023R105 |
| — | CIT GROUP INC | 15,000 | $104 | 0.1% | $52.11 | — | Call | 125581801 |
| — | EASTERN VA BANKSHARES INC | 16,000 | $104 | 0.1% | $7.00 | — | COM | 277196101 |
| — | BIOSCRIP INC | 14,802 | $104 | 0.1% | $8.05 | — | COM | 09069N108 |
| — | RITE AID CORP | 30,000 | $99 | 0.1% | $5.46 | — | Call | 767754104 |
| ZION | ZIONS BANCORPORATION | 20,000 | $98 | 0.1% | — | — | Call | 989701107 |
| UPS | UNITED PARCEL SERVICE INC | 6,000 | $96 | 0.1% | $66.59 | +6.5% | Call | 911312106 |
| — | INVENSENSE INC | 25,000 | $93 | 0.1% | $59.61 | — | Call | 46123D205 |
| — | SPDR SERIES TRUST | 15,000 | $93 | 0.1% | $46.51 | — | Call | 78464A748 |
| — | HERTZ GLOBAL HOLDINGS INC | 11,000 | $83 | 0.1% | — | — | Call | 42805T105 |
| BK | BANK NEW YORK MELLON CORP | 2,000 | $81 | 0.1% | $29.75 | 0.0% | COM | 064058100 |
| HUN | HUNTSMAN CORP | 15,000 | $79 | 0.1% | — | — | Call | 447011107 |
| — | HOLOGIC INC | 11,000 | $76 | 0.1% | — | — | Call | 436440AB7 |
| URBN | URBAN OUTFITTERS INC | 10,000 | $74 | 0.1% | $32.41 | 0.0% | Call | 917047102 |
| COF | CAPITAL ONE FINL CORP | 5,000 | $74 | 0.1% | $60.38 | +10.2% | Call | 14040H105 |
| — | ALCOA INC | 10,000 | $61 | 0.1% | — | — | Call | 013817101 |
| — | PATRIOT NATL BANCORP INC | 24,285 | $40 | 0.0% | $1.03 | — | COM | 70336F104 |
| — | MAGNUM HUNTER RES CORP DEL | 10,000 | $31 | 0.0% | $3.10 | — | COM | 55973B102 |
| PFE | PFIZER INC | 10,000 | $28 | 0.0% | — | — | Call | 717081103 |
| URBN | URBAN OUTFITTERS INC | 800 | $28 | 0.0% | $32.41 | 0.0% | COM | 917047102 |
| GNW | GENWORTH FINL INC | 22,000 | $18 | 0.0% | — | — | Call | 37247D106 |
| — | AMERICAN INTL GROUP INC | 2,562 | $11 | 0.0% | $7.07 | — | *W EXP 01/19/202 | 026874156 |
| — | SPDR SERIES TRUST | 129 | $6 | 0.0% | $46.51 | — | OILGAS EQUIP | 78464A748 |