Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Jan 30, 2023
Total Value: $170M (92.2% shares, 7.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 35,000 | $9.32M | 5.5% | $266.28 | $269.06 | -1.0% | Call | 46090E103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 29,342 | $9.064M | 5.3% | $308.90 | $196.76 | +57.0% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 59,110 | $7.68M | 4.5% | $129.93 | $99.25 | +29.0% | COM | 037833100 |
| MSFT | MICROSOFT CORP | 28,302 | $6.787M | 4.0% | $239.82 * | $129.80 | +80.5% | COM | 594918104 |
| GOOGL | ALPHABET INC | 72,139 | $6.365M | 3.7% | $88.23 | $107.35 | -18.4% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 66,888 | $5.619M | 3.3% | $84.00 | $120.99 | -30.6% | COM | 023135106 |
| — | ACTIVISION BLIZZARD INC | 71,949 | $5.508M | 3.2% | $76.55 | $78.56 | — | COM | 00507V109 |
| MELI | MERCADOLIBRE INC | 6,177 | $5.227M | 3.1% | $846.24 | $502.99 | +68.2% | COM | 58733R102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 402,500 | $4.576M | 2.7% | $11.37 | $13.30 | — | COM | 670657105 |
| JPM | JPMORGAN CHASE & CO | 30,289 | $4.062M | 2.4% | $134.10 * | $86.61 | +43.8% | COM | 46625H100 |
| TTD | THE TRADE DESK INC | 81,698 | $3.663M | 2.1% | $44.83 | $60.48 | -25.9% | COM CL A | 88339J105 |
| — | NUVEEN QUALITY MUNCP INCOME | 287,500 | $3.393M | 2.0% | $11.80 | $14.52 | — | COM | 67066V101 |
| XOM | EXXON MOBIL CORP | 28,077 | $3.097M | 1.8% | $110.30 * | $48.81 | +103.8% | COM | 30231G102 |
| TTD | THE TRADE DESK INC | 67,000 | $3.004M | 1.8% | $44.83 | $60.48 | -25.9% | Call | 88339J105 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 237,137 | $2.469M | 1.4% | $10.41 | $12.63 | — | COM | 09253W104 |
| HD | HOME DEPOT INC | 7,802 | $2.464M | 1.4% | $315.87 * | $251.22 | +16.5% | COM | 437076102 |
| META | META PLATFORMS INC | 19,758 | $2.378M | 1.4% | $120.34 | $189.51 | -36.9% | CL A | 30303M102 |
| — | NUVEEN MUNICIPAL CREDIT INC | 182,500 | $2.205M | 1.3% | $12.08 | $14.20 | — | COM SH BEN INT | 67070X101 |
| IJH | ISHARES TR | 8,565 | $2.072M | 1.2% | $241.90 * | $49.51 | -2.3% | CORE S&P MCP ETF | 464287507 |
| IVV | ISHARES TR | 5,234 | $2.011M | 1.2% | $384.23 | $392.04 | -2.0% | CORE S&P500 ETF | 464287200 |
| GOOG | ALPHABET INC | 22,510 | $1.997M | 1.2% | $88.73 | $108.29 | -18.7% | CAP STK CL C | 02079K107 |
| IJR | ISHARES TR | 20,727 | $1.962M | 1.2% | $94.64 | $98.72 | -4.1% | CORE S&P SCP ETF | 464287804 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 60,087 | $1.94M | 1.1% | $32.28 | $34.42 | -6.2% | S&P500 DOWNSID | 46090A705 |
| ORCL | ORACLE CORP | 23,721 | $1.939M | 1.1% | $81.74 * | $61.02 | +29.1% | COM | 68389X105 |
| WMT | WALMART INC | 13,355 | $1.894M | 1.1% | $141.79 * | $41.67 | +9.4% | COM | 931142103 |
| QQQ | INVESCO QQQ TR | 7,001 | $1.864M | 1.1% | $266.27 | $269.06 | -1.0% | UNIT SER 1 | 46090E103 |
| SPY | SPDR S&P 500 ETF TR | 4,847 | $1.854M | 1.1% | $382.43 | $409.53 | -6.6% | TR UNIT | 78462F103 |
| AMGN | AMGEN INC | 7,055 | $1.853M | 1.1% | $262.64 * | $144.07 | +65.6% | COM | 031162100 |
| — | VIRTUS CONVERTIBLE & INC FD | 616,922 | $1.777M | 1.0% | $2.88 | $3.12 | — | COM | 92838U108 |
| GS | GOLDMAN SACHS GROUP INC | 5,116 | $1.757M | 1.0% | $343.35 * | $226.12 | +40.8% | COM | 38141G104 |
| DIS | DISNEY WALT CO | 19,968 | $1.735M | 1.0% | $86.88 * | $112.96 | -24.9% | COM | 254687106 |
| JNJ | JOHNSON & JOHNSON | 9,817 | $1.734M | 1.0% | $176.66 * | $116.18 | +38.8% | COM | 478160104 |
| BAC | BANK AMERICA CORP | 49,095 | $1.626M | 1.0% | $33.12 * | $29.83 | +2.6% | COM | 060505104 |
| V | VISA INC | 7,775 | $1.615M | 0.9% | $207.76 * | $113.88 | +78.4% | COM CL A | 92826C839 |
| ZTS | ZOETIS INC | 10,890 | $1.596M | 0.9% | $146.55 * | $64.45 | +120.2% | CL A | 98978V103 |
| ABNB | AIRBNB INC | 17,088 | $1.461M | 0.9% | $85.50 | $157.49 | -45.7% | COM CL A | 009066101 |
| EMBJ | EMBRAER S.A. | 129,290 | $1.413M | 0.8% | $10.93 | $13.99 | -21.9% | SPONSORED ADS | 29082A107 |
| CSX | CSX CORP | 44,315 | $1.373M | 0.8% | $30.98 * | $25.88 | +14.6% | COM | 126408103 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 13,016 | $1.314M | 0.8% | $100.92 * | $87.65 | +7.6% | COM | 75513E101 |
| ROST | ROSS STORES INC | 10,925 | $1.268M | 0.7% | $116.07 * | $64.50 | +74.2% | COM | 778296103 |
| — | HESS CORP | 8,369 | $1.187M | 0.7% | $141.83 | $106.32 | — | COM | 42809H107 |
| LMT | LOCKHEED MARTIN CORP | 2,345 | $1.141M | 0.7% | $486.49 * | $315.65 | +42.0% | COM | 539830109 |
| CLH | CLEAN HARBORS INC | 9,777 | $1.116M | 0.7% | $114.12 | $67.40 | +69.3% | COM | 184496107 |
| PEP | PEPSICO INC | 6,118 | $1.105M | 0.6% | $180.66 * | $95.60 | +71.2% | COM | 713448108 |
| PFE | PFIZER INC | 20,638 | $1.057M | 0.6% | $51.24 * | $28.91 | +49.0% | COM | 717081103 |
| — | BLACKROCK FLOATING RATE INCO | 93,107 | $1.048M | 0.6% | $11.26 | $11.01 | — | COM | 09255X100 |
| HON | HONEYWELL INTL INC | 4,550 | $975K | 0.6% | $214.30 * | $116.02 | +63.2% | COM | 438516106 |
| — | BLACKROCK DEBT STRATEGIES FD | 97,210 | $894K | 0.5% | $9.20 | $10.57 | — | COM NEW | 09255R202 |
| CRM | SALESFORCE INC | 6,705 | $889K | 0.5% | $132.59 | $152.64 | -14.2% | COM | 79466L302 |
| MRK | MERCK & CO INC | 7,585 | $842K | 0.5% | $110.95 * | $47.19 | +114.6% | COM | 58933Y105 |
| — | NUVEEN MUN VALUE FD INC | 97,500 | $839K | 0.5% | $8.60 | $9.58 | — | COM | 670928100 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 2,455 | $826K | 0.5% | $336.53 | $466.48 | -27.9% | COM | 00724F101 |
| — | APOLLO TACTICAL INCOME FD IN | 67,500 | $818K | 0.5% | $12.12 | $12.38 | — | COM | 037638103 |
| ABBV | ABBVIE INC | 4,887 | $790K | 0.5% | $161.61 * | $71.58 | +102.3% | COM | 00287Y109 |
| — | NUVEEN AMT FREE MUN CR INC F | 64,000 | $777K | 0.5% | $12.14 | $13.89 | — | COM | 67071L106 |
| NVDA | NVIDIA CORPORATION | 5,285 | $772K | 0.5% | $146.15 * | $22.64 | -35.5% | COM | 67066G104 |
| IBB | ISHARES TR | 5,881 | $772K | 0.5% | $131.29 | $149.06 | -11.9% | ISHARES BIOTECH | 464287556 |
| RSP | INVESCO EXCHANGE TRADED FD T | 5,260 | $743K | 0.4% | $141.25 | $139.84 | +1.0% | S&P500 EQL WGT | 46137V357 |
| NFLX | NETFLIX INC | 2,516 | $742K | 0.4% | $294.88 * | $30.67 | -3.9% | COM | 64110L106 |
| KO | COCA COLA CO | 11,350 | $722K | 0.4% | $63.61 * | $41.93 | +38.6% | COM | 191216100 |
| LLY | LILLY ELI & CO | 1,941 | $710K | 0.4% | $365.84 * | $345.79 | +3.3% | COM | 532457108 |
| DOV | DOVER CORP | 5,175 | $701K | 0.4% | $135.41 * | $68.12 | +91.6% | COM | 260003108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,813 | $678K | 0.4% | $140.89 * | $97.57 | +29.4% | COM | 459200101 |
| QQQ | INVESCO QQQ TR | 2,500 | $666K | 0.4% | $266.28 | $269.06 | -1.0% | Put | 46090E103 |
| HRTX | HERON THERAPEUTICS INC | 260,110 | $650K | 0.4% | $2.50 | $9.11 | -72.6% | COM | 427746102 |
| MCD | MCDONALDS CORP | 2,395 | $631K | 0.4% | $263.53 * | $138.65 | +77.3% | COM | 580135101 |
| YUM | YUM BRANDS INC | 4,886 | $626K | 0.4% | $128.08 * | $72.19 | +67.5% | COM | 988498101 |
| INTU | INTUIT | 1,575 | $613K | 0.4% | $389.22 | $467.20 | -18.3% | COM | 461202103 |
| — | NUVEEN FLOATING RATE INCOME | 75,000 | $594K | 0.3% | $7.92 | $8.84 | — | COM | 67072T108 |
| CRWD | CROWDSTRIKE HLDGS INC | 5,565 | $586K | 0.3% | $105.29 | $179.07 | -41.2% | CL A | 22788C105 |
| — | NUVEEN FLOATING RATE INCOME | 75,000 | $586K | 0.3% | $7.81 | $8.68 | — | COM SHS | 6706EN100 |
| MRNA | MODERNA INC | 3,155 | $567K | 0.3% | $179.62 | $192.84 | -6.9% | COM | 60770K107 |
| CNH | CNH INDL N V | 33,605 | $540K | 0.3% | $16.06 * | $12.86 | +14.5% | SHS | N20944109 |
| GIS | GENERAL MLS INC | 6,200 | $520K | 0.3% | $83.85 * | $40.54 | +85.3% | COM | 370334104 |
| BUG | GLOBAL X FDS | 24,500 | $508K | 0.3% | $20.75 | $28.44 | -27.0% | CYBRSCURTY ETF | 37954Y384 |
| CVS | CVS HEALTH CORP | 5,400 | $503K | 0.3% | $93.19 * | $47.70 | +74.2% | COM | 126650100 |
| MDT | MEDTRONIC PLC | 6,403 | $498K | 0.3% | $77.72 * | $94.16 | -24.6% | SHS | G5960L103 |
| BA | BOEING CO | 2,543 | $484K | 0.3% | $190.50 | $179.56 | +6.1% | COM | 097023105 |
| PRU | PRUDENTIAL FINL INC | 4,800 | $477K | 0.3% | $99.46 * | $64.11 | +33.6% | COM | 744320102 |
| INTC | INTEL CORP | 17,975 | $475K | 0.3% | $26.43 * | $42.82 | -40.5% | COM | 458140100 |
| SPYD | SPDR SER TR | 11,990 | $475K | 0.3% | $39.58 | $42.85 | -7.6% | PRTFLO S&P500 HI | 78468R788 |
| QQQM | INVESCO EXCH TRADED FD TR II | 4,329 | $474K | 0.3% | $109.53 | $131.74 | -16.9% | NASDAQ 100 ETF | 46138G649 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $469K | 0.3% | $468711.00 | $284799.47 | +64.6% | CL A | 084670108 |
| — | BLACKROCK INC | 655 | $464K | 0.3% | $708.63 | $699.96 | — | COM | 09247X101 |
| ABT | ABBOTT LABS | 4,162 | $457K | 0.3% | $109.79 * | $70.96 | +46.0% | COM | 002824100 |
| T | AT&T INC | 22,175 | $408K | 0.2% | $18.41 * | $14.95 | +4.0% | COM | 00206R102 |
| BTI | BRITISH AMERN TOB PLC | 10,175 | $407K | 0.2% | $39.98 | $39.23 | +1.9% | SPONSORED ADR | 110448107 |
| UBER | UBER TECHNOLOGIES INC | 16,410 | $406K | 0.2% | $24.73 | $35.96 | -31.2% | COM | 90353T100 |
| GD | GENERAL DYNAMICS CORP | 1,620 | $402K | 0.2% | $248.11 * | $196.22 | +18.6% | COM | 369550108 |
| LUV | SOUTHWEST AIRLS CO | 11,200 | $377K | 0.2% | $33.67 * | $39.27 | -20.2% | COM | 844741108 |
| MAS | MASCO CORP | 7,800 | $364K | 0.2% | $46.67 * | $36.44 | +21.2% | COM | 574599106 |
| BKNG | BOOKING HOLDINGS INC | 180 | $363K | 0.2% | $2015.28 | $1849.27 | +7.2% | COM | 09857L108 |
| MO | ALTRIA GROUP INC | 7,925 | $362K | 0.2% | $45.71 * | $31.13 | +15.6% | COM | 02209S103 |
| DE | DEERE & CO | 839 | $360K | 0.2% | $428.76 * | $337.21 | +21.9% | COM | 244199105 |
| CB | CHUBB LIMITED | 1,600 | $353K | 0.2% | $220.60 * | $130.07 | +63.5% | COM | H1467J104 |
| PATH | UIPATH INC | 27,250 | $346K | 0.2% | $12.71 | $30.24 | -58.0% | CL A | 90364P105 |
| VZ | VERIZON COMMUNICATIONS INC | 8,130 | $320K | 0.2% | $39.40 * | $39.27 | -18.0% | COM | 92343V104 |
| PG | PROCTER AND GAMBLE CO | 2,075 | $314K | 0.2% | $151.56 * | $72.65 | +93.4% | COM | 742718109 |
| TMO | THERMO FISHER SCIENTIFIC INC | 550 | $303K | 0.2% | $550.69 | $549.62 | -0.7% | COM | 883556102 |
| LULU | LULULEMON ATHLETICA INC | 945 | $303K | 0.2% | $320.38 | $320.13 | +0.1% | COM | 550021109 |
| XLY | SELECT SECTOR SPDR TR | 2,300 | $297K | 0.2% | $129.16 * | $85.50 | -24.5% | SBI CONS DISCR | 81369Y407 |
| FDX | FEDEX CORP | 1,675 | $290K | 0.2% | $173.20 * | $241.44 | -32.7% | COM | 31428X106 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 3,875 | $289K | 0.2% | $74.49 | $72.34 | +3.0% | SPONSORED ADS | 874039100 |
| — | WESTERN AST INFL LKD OPP & I | 31,500 | $288K | 0.2% | $9.13 | $12.87 | — | COM | 95766R104 |
| AVGO | BROADCOM INC | 504 | $282K | 0.2% | $559.13 * | $48.05 | +11.3% | COM | 11135F101 |
| DDOG | DATADOG INC | 3,770 | $277K | 0.2% | $73.50 | $78.12 | -5.9% | CL A COM | 23804L103 |
| SLG | SL GREEN RLTY CORP | 8,150 | $275K | 0.2% | $33.72 | $37.75 | — | COM | 78440X887 |
| BAX | BAXTER INTL INC | 5,366 | $274K | 0.2% | $50.97 * | $60.85 | -22.3% | COM | 071813109 |
| MPT | MEDICAL PPTYS TRUST INC | 24,500 | $273K | 0.2% | $11.14 | $11.63 | — | COM | 58463J304 |
| DOW | DOW INC | 5,375 | $271K | 0.2% | $50.39 * | $41.38 | +1.9% | COM | 260557103 |
| — | WALGREENS BOOTS ALLIANCE INC | 7,050 | $263K | 0.2% | $37.36 | $37.36 | — | COM | 931427108 |
| LOW | LOWES COS INC | 1,306 | $260K | 0.2% | $199.24 * | $179.51 | +4.6% | COM | 548661107 |
| CMCSA | COMCAST CORP NEW | 7,400 | $259K | 0.2% | $34.97 * | $30.98 | +2.6% | CL A | 20030N101 |
| UNH | UNITEDHEALTH GROUP INC | 475 | $252K | 0.1% | $530.18 * | $258.49 | +94.2% | COM | 91324P102 |
| GM | GENERAL MTRS CO | 7,475 | $251K | 0.1% | $33.64 * | $35.44 | -8.0% | COM | 37045V100 |
| CVX | CHEVRON CORP NEW | 1,386 | $249K | 0.1% | $179.49 * | $74.43 | +112.6% | COM | 166764100 |
| COIN | COINBASE GLOBAL INC | 7,000 | $248K | 0.1% | $35.39 | $175.24 | -79.8% | Put | 19260Q107 |
| DPZ | DOMINOS PIZZA INC | 701 | $243K | 0.1% | $346.40 * | $282.42 | +17.5% | COM | 25754A201 |
| MS | MORGAN STANLEY | 2,850 | $242K | 0.1% | $85.02 * | $72.58 | +5.8% | COM NEW | 617446448 |
| SNOW | SNOWFLAKE INC | 1,680 | $241K | 0.1% | $143.54 | $152.57 | -5.9% | CL A | 833445109 |
| CAT | CATERPILLAR INC | 1,000 | $240K | 0.1% | $239.56 * | $206.59 | +10.2% | COM | 149123101 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 800 | $232K | 0.1% | $290.25 | $82.38 | +252.3% | COM | 558868105 |
| TJX | TJX COS INC NEW | 2,850 | $227K | 0.1% | $79.60 * | $57.61 | +32.6% | COM | 872540109 |
| WYNN | WYNN RESORTS LTD | 2,750 | $227K | 0.1% | $82.47 * | $60.56 | +32.4% | COM | 983134107 |
| F | FORD MTR CO DEL | 19,425 | $226K | 0.1% | $11.63 * | $10.51 | -12.9% | COM | 345370860 |
| AMD | ADVANCED MICRO DEVICES INC | 3,375 | $219K | 0.1% | $64.77 | $66.01 | -1.9% | COM | 007903107 |
| CSCO | CISCO SYS INC | 4,573 | $218K | 0.1% | $47.64 * | $41.47 | +4.7% | COM | 17275R102 |
| STAG | STAG INDL INC | 6,650 | $215K | 0.1% | $32.31 | $32.31 | — | COM | 85254J102 |
| IDXX | IDEXX LABS INC | 500 | $204K | 0.1% | $407.96 | $388.17 | +5.1% | COM | 45168D104 |
| PLUG | PLUG POWER INC | 16,300 | $202K | 0.1% | $12.37 | $16.13 | -23.3% | COM NEW | 72919P202 |
| DKNG | DRAFTKINGS INC NEW | 13,102 | $149K | 0.1% | $11.39 | $14.04 | -18.9% | COM CL A | 26142V105 |
| MGNI | MAGNITE INC | 13,200 | $140K | 0.1% | $10.59 | $8.05 | +31.6% | COM | 55955D100 |
| META | META PLATFORMS INC | 1,000 | $120K | 0.1% | $120.34 | $189.51 | -36.9% | Call | 30303M102 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $113K | 0.1% | $7.50 | $9.54 | — | COM | 27829G106 |
| LUMN | LUMEN TECHNOLOGIES INC | 20,000 | $104K | 0.1% | $5.22 | $10.24 | -49.0% | COM | 550241103 |
| COIN | COINBASE GLOBAL INC | 50 | $1,770 | 0.0% | $35.40 | $175.24 | -79.8% | COM CL A | 19260Q107 |