Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Oct 19, 2022
Total Value: $173M (87.5% shares, 12.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 56,500 | $15.1M | 8.7% | $267.26 | $268.92 | -0.6% | Put | 46090E103 |
| AAPL | APPLE INC | 58,638 | $8.104M | 4.7% | $138.20 | $99.25 | +36.9% | COM | 037833100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 29,235 | $7.806M | 4.5% | $267.01 | $196.76 | +35.7% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 61,663 | $6.968M | 4.0% | $113.00 | $122.87 | -8.0% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 27,997 | $6.521M | 3.8% | $232.92 * | $128.66 | +76.3% | COM | 594918104 |
| GOOGL | ALPHABET INC | 67,819 | $6.487M | 3.8% | $95.65 | $108.18 | -12.2% | CAP STK CL A | 02079K305 |
| — | ACTIVISION BLIZZARD INC | 84,049 | $6.248M | 3.6% | $74.34 | $78.56 | — | COM | 00507V109 |
| QQQ | INVESCO QQQ TR | 22,500 | $6.013M | 3.5% | $267.24 | $268.92 | -0.6% | Call | 46090E103 |
| MELI | MERCADOLIBRE INC | 6,321 | $5.232M | 3.0% | $827.72 | $502.99 | +64.6% | COM | 58733R102 |
| TTD | THE TRADE DESK INC | 81,538 | $4.872M | 2.8% | $59.75 | $60.48 | -1.2% | COM CL A | 88339J105 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 121,777 | $4.139M | 2.4% | $33.99 | $34.42 | -1.2% | S&P500 DOWNSID | 46090A705 |
| — | NUVEEN AMT FREE QLTY MUN INC | 380,000 | $4.028M | 2.3% | $10.60 | $13.42 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 317,500 | $3.492M | 2.0% | $11.00 | $14.52 | — | COM | 67066V101 |
| JPM | JPMORGAN CHASE & CO | 30,262 | $3.162M | 1.8% | $104.49 * | $86.61 | +11.1% | COM | 46625H100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 296,137 | $2.944M | 1.7% | $9.94 | $12.63 | — | COM | 09253W104 |
| XOM | EXXON MOBIL CORP | 32,435 | $2.832M | 1.6% | $87.31 * | $48.81 | +60.1% | COM | 30231G102 |
| META | META PLATFORMS INC | 17,198 | $2.333M | 1.4% | $135.66 | $200.36 | -32.8% | CL A | 30303M102 |
| HD | HOME DEPOT INC | 8,027 | $2.215M | 1.3% | $275.94 * | $251.22 | +1.2% | COM | 437076102 |
| GOOG | ALPHABET INC | 22,482 | $2.162M | 1.3% | $96.17 | $108.29 | -11.9% | CAP STK CL C | 02079K107 |
| IJH | ISHARES TR | 8,715 | $1.911M | 1.1% | $219.28 * | $49.51 | -11.4% | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES TR | 21,326 | $1.859M | 1.1% | $87.17 | $98.72 | -11.7% | CORE S&P SCP ETF | 464287804 |
| QQQ | INVESCO QQQ TR | 6,871 | $1.836M | 1.1% | $267.21 | $268.92 | -0.6% | UNIT SER 1 | 46090E103 |
| DIS | DISNEY WALT CO | 19,408 | $1.831M | 1.1% | $94.34 * | $113.53 | -18.8% | COM | 254687106 |
| GS | GOLDMAN SACHS GROUP INC | 6,055 | $1.774M | 1.0% | $292.98 * | $226.12 | +19.4% | COM | 38141G104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 155,000 | $1.762M | 1.0% | $11.37 | $14.58 | — | COM SH BEN INT | 67070X101 |
| ABNB | AIRBNB INC | 16,743 | $1.759M | 1.0% | $105.06 | $158.65 | -33.8% | COM CL A | 009066101 |
| ORCL | ORACLE CORP | 28,736 | $1.755M | 1.0% | $61.07 * | $61.02 | -4.1% | COM | 68389X105 |
| WMT | WALMART INC | 13,395 | $1.737M | 1.0% | $129.68 * | $41.67 | -0.3% | COM | 931142103 |
| ZTS | ZOETIS INC | 10,915 | $1.619M | 0.9% | $148.33 * | $64.45 | +122.3% | CL A | 98978V103 |
| JNJ | JOHNSON & JOHNSON | 9,792 | $1.6M | 0.9% | $163.40 * | $116.18 | +27.5% | COM | 478160104 |
| AMGN | AMGEN INC | 7,080 | $1.596M | 0.9% | $225.42 * | $144.07 | +41.2% | COM | 031162100 |
| — | VIRTUS CONVERTIBLE & INC FD | 503,580 | $1.42M | 0.8% | $2.82 | $3.17 | — | COM | 92838U108 |
| V | VISA INC | 7,775 | $1.381M | 0.8% | $177.62 * | $113.88 | +52.2% | COM CL A | 92826C839 |
| BAC | BK OF AMERICA CORP | 43,420 | $1.311M | 0.8% | $30.19 * | $29.59 | -6.2% | COM | 060505104 |
| — | NUVEEN MUN VALUE FD INC | 143,500 | $1.214M | 0.7% | $8.46 | $9.58 | — | COM | 670928100 |
| SPY | SPDR S&P 500 ETF TR | 3,397 | $1.213M | 0.7% | $357.08 | $420.27 | -15.0% | TR UNIT | 78462F103 |
| CSX | CSX CORP | 44,315 | $1.181M | 0.7% | $26.65 * | $25.88 | -1.8% | COM | 126408103 |
| IVV | ISHARES TR | 3,200 | $1.148M | 0.7% | $358.75 | $395.93 | -9.4% | CORE S&P500 ETF | 464287200 |
| — | HESS CORP | 10,079 | $1.099M | 0.6% | $109.04 | $106.32 | — | COM | 42809H107 |
| CLH | CLEAN HARBORS INC | 9,927 | $1.092M | 0.6% | $110.00 | $67.40 | +63.2% | COM | 184496107 |
| EMBJ | EMBRAER S.A. | 125,890 | $1.083M | 0.6% | $8.60 | $14.09 | -39.0% | SPONSORED ADS | 29082A107 |
| — | BLACKROCK FLOATING RATE INCO | 94,433 | $1.04M | 0.6% | $11.01 | $11.01 | — | COM | 09255X100 |
| PEP | PEPSICO INC | 6,193 | $1.011M | 0.6% | $163.25 * | $95.60 | +53.7% | COM | 713448108 |
| ROST | ROSS STORES INC | 10,925 | $921K | 0.5% | $84.30 * | $64.50 | +26.1% | COM | 778296103 |
| KO | COCA COLA CO | 16,375 | $917K | 0.5% | $56.00 * | $41.93 | +21.2% | COM | 191216100 |
| CRM | SALESFORCE INC | 6,277 | $903K | 0.5% | $143.86 | $153.21 | -7.2% | COM | 79466L302 |
| PFE | PFIZER INC | 20,188 | $883K | 0.5% | $43.74 * | $28.65 | +27.3% | COM | 717081103 |
| — | NUVEEN AMT FREE MUN CR INC F | 71,000 | $829K | 0.5% | $11.68 | $13.89 | — | COM | 67071L106 |
| HCA | HCA HEALTHCARE INC | 4,310 | $792K | 0.5% | $183.76 * | $118.80 | +50.6% | COM | 40412C101 |
| MDT | MEDTRONIC PLC | 9,550 | $771K | 0.4% | $80.73 * | $94.16 | -22.4% | SHS | G5960L103 |
| HON | HONEYWELL INTL INC | 4,550 | $760K | 0.4% | $167.03 * | $116.02 | +26.5% | COM | 438516106 |
| IBB | ISHARES TR | 6,201 | $725K | 0.4% | $116.92 | $149.06 | -21.5% | ISHARES BIOTECH | 464287556 |
| HRTX | HERON THERAPEUTICS INC | 170,760 | $721K | 0.4% | $4.22 | $12.20 | -65.4% | COM | 427746102 |
| LMT | LOCKHEED MARTIN CORP | 1,860 | $718K | 0.4% | $386.02 * | $286.73 | +23.4% | COM | 539830109 |
| NVDA | NVIDIA CORPORATION | 5,855 | $711K | 0.4% | $121.43 * | $22.64 | -46.4% | COM | 67066G104 |
| MRK | MERCK & CO INC | 8,190 | $705K | 0.4% | $86.08 * | $47.19 | +65.5% | COM | 58933Y105 |
| ABBV | ABBVIE INC | 4,937 | $663K | 0.4% | $134.29 * | $71.58 | +66.3% | COM | 00287Y109 |
| — | BLACKROCK DEBT STRATEGIES FD | 70,145 | $626K | 0.4% | $8.92 | $11.10 | — | COM NEW | 09255R202 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 2,255 | $621K | 0.4% | $275.39 | $479.49 | -42.6% | COM | 00724F101 |
| DOV | DOVER CORP | 5,175 | $603K | 0.3% | $116.52 * | $68.12 | +64.4% | COM | 260003108 |
| INTC | INTEL CORP | 22,975 | $592K | 0.3% | $25.77 * | $42.82 | -42.7% | COM | 458140100 |
| CRWD | CROWDSTRIKE HLDGS INC | 3,580 | $590K | 0.3% | $164.80 | $202.46 | -18.6% | CL A | 22788C105 |
| — | APOLLO TACTICAL INCOME FD IN | 50,000 | $589K | 0.3% | $11.78 | $12.48 | — | COM | 037638103 |
| SPYD | SPDR SER TR | 16,336 | $579K | 0.3% | $35.44 | $42.85 | -17.2% | PRTFLO S&P500 HI | 78468R788 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,838 | $575K | 0.3% | $118.85 * | $97.57 | +7.9% | COM | 459200101 |
| NFLX | NETFLIX INC | 2,426 | $571K | 0.3% | $235.37 * | $30.77 | -23.5% | COM | 64110L106 |
| BUG | GLOBAL X FDS | 23,700 | $570K | 0.3% | $24.05 | $28.62 | -16.0% | CYBRSCURTY ETF | 37954Y384 |
| CVS | CVS HEALTH CORP | 5,825 | $556K | 0.3% | $95.45 * | $47.70 | +77.2% | COM | 126650100 |
| MCD | MCDONALDS CORP | 2,395 | $553K | 0.3% | $230.90 * | $138.65 | +54.4% | COM | 580135101 |
| INTU | INTUIT | 1,425 | $552K | 0.3% | $387.37 * | $475.45 | -20.3% | COM | 461202103 |
| UBER | UBER TECHNOLOGIES INC | 20,010 | $530K | 0.3% | $26.49 | $35.96 | -26.3% | COM | 90353T100 |
| YUM | YUM BRANDS INC | 4,886 | $520K | 0.3% | $106.43 * | $72.19 | +38.4% | COM | 988498101 |
| FDX | FEDEX CORP | 3,303 | $490K | 0.3% | $148.35 * | $241.44 | -42.7% | COM | 31428X106 |
| MRNA | MODERNA INC | 4,105 | $485K | 0.3% | $118.15 | $192.84 | -38.7% | COM | 60770K107 |
| GIS | GENERAL MLS INC | 6,200 | $475K | 0.3% | $76.61 * | $40.54 | +68.1% | COM | 370334104 |
| PLUG | PLUG POWER INC | 22,300 | $469K | 0.3% | $21.03 | $16.13 | +30.3% | COM NEW | 72919P202 |
| — | NUVEEN FLOATING RATE INCOME | 57,500 | $466K | 0.3% | $8.10 | $9.12 | — | COM | 67072T108 |
| — | NUVEEN FLOATING RATE INCOME | 57,500 | $463K | 0.3% | $8.05 | $8.95 | — | COM SHS | 6706EN100 |
| MAS | MASCO CORP | 9,800 | $458K | 0.3% | $46.73 * | $36.44 | +20.5% | COM | 574599106 |
| COIN | COINBASE GLOBAL INC | 7,000 | $451K | 0.3% | $64.43 | $175.24 | -63.2% | Put | 19260Q107 |
| PRU | PRUDENTIAL FINL INC | 4,800 | $412K | 0.2% | $85.83 * | $64.11 | +14.0% | COM | 744320102 |
| TJX | TJX COS INC NEW | 6,550 | $407K | 0.2% | $62.14 * | $57.61 | +3.0% | COM | 872540109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $406K | 0.2% | $406000.00 | $284799.47 | +42.7% | CL A | 084670108 |
| ABT | ABBOTT LABS | 4,162 | $403K | 0.2% | $96.83 * | $70.96 | +28.0% | COM | 002824100 |
| GD | GENERAL DYNAMICS CORP | 1,825 | $387K | 0.2% | $212.05 * | $196.22 | +0.9% | COM | 369550108 |
| — | WESTERN AST INFL LKD OPP & I | 42,250 | $383K | 0.2% | $9.07 | $12.87 | — | COM | 95766R104 |
| CNH | CNH INDL N V | 33,605 | $375K | 0.2% | $11.16 * | $12.86 | -20.4% | SHS | N20944109 |
| — | BLACKROCK INC | 660 | $363K | 0.2% | $550.00 | $699.96 | — | COM | 09247X101 |
| BTI | BRITISH AMERN TOB PLC | 9,750 | $346K | 0.2% | $35.49 | $39.22 | -9.5% | SPONSORED ADR | 110448107 |
| XLY | SELECT SECTOR SPDR TR | 2,400 | $342K | 0.2% | $142.50 * | $85.50 | -16.7% | SBI CONS DISCR | 81369Y407 |
| BA | BOEING CO | 2,793 | $338K | 0.2% | $121.02 | $179.56 | -32.6% | COM | 097023105 |
| T | AT&T INC | 21,500 | $330K | 0.2% | $15.35 * | $14.95 | -14.8% | COM | 00206R102 |
| GM | GENERAL MTRS CO | 10,175 | $327K | 0.2% | $32.14 * | $35.44 | -12.4% | COM | 37045V100 |
| MO | ALTRIA GROUP INC | 7,925 | $320K | 0.2% | $40.38 * | $31.13 | +0.1% | COM | 02209S103 |
| COWZ | PACER FDS TR | 7,650 | $314K | 0.2% | $41.05 | $44.92 | -8.7% | US CASH COWS 100 | 69374H881 |
| DE | DEERE & CO | 919 | $307K | 0.2% | $334.06 * | $337.21 | -5.3% | COM | 244199105 |
| CB | CHUBB LIMITED | 1,600 | $291K | 0.2% | $181.88 * | $130.07 | +34.3% | COM | H1467J104 |
| BAX | BAXTER INTL INC | 5,366 | $289K | 0.2% | $53.86 * | $60.85 | -18.3% | COM | 071813109 |
| LUV | SOUTHWEST AIRLS CO | 9,350 | $288K | 0.2% | $30.80 * | $40.40 | -29.0% | COM | 844741108 |
| BKNG | BOOKING HOLDINGS INC | 170 | $279K | 0.2% | $1641.18 | $1848.19 | -12.5% | COM | 09857L108 |
| CALF | PACER FDS TR | 8,150 | $265K | 0.2% | $32.52 | $36.29 | -10.5% | PACER US SMALL | 69374H857 |
| UNH | UNITEDHEALTH GROUP INC | 520 | $263K | 0.2% | $505.77 * | $258.49 | +84.4% | COM | 91324P102 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,391 | $263K | 0.2% | $110.00 | $146.31 | -24.8% | NASDAQ 100 ETF | 46138G649 |
| PG | PROCTER AND GAMBLE CO | 2,075 | $262K | 0.2% | $126.27 * | $72.65 | +60.0% | COM | 742718109 |
| VZ | VERIZON COMMUNICATIONS INC | 6,845 | $260K | 0.2% | $37.98 * | $40.87 | -25.3% | COM | 92343V104 |
| LUMN | LUMEN TECHNOLOGIES INC | 35,750 | $260K | 0.2% | $7.27 | $10.24 | -28.9% | COM | 550241103 |
| LULU | LULULEMON ATHLETICA INC | 920 | $257K | 0.1% | $279.35 | $319.89 | -12.6% | COM | 550021109 |
| RBLX | ROBLOX CORP | 7,010 | $251K | 0.1% | $35.81 | $57.90 | -38.1% | CL A | 771049103 |
| LOW | LOWES COS INC | 1,306 | $245K | 0.1% | $187.60 * | $179.51 | -1.9% | COM | 548661107 |
| PATH | UIPATH INC | 18,750 | $236K | 0.1% | $12.59 | $38.34 | -67.1% | CL A | 90364P105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 465 | $236K | 0.1% | $507.53 | $554.13 | -9.3% | COM | 883556102 |
| CVX | CHEVRON CORP NEW | 1,611 | $231K | 0.1% | $143.39 * | $74.43 | +68.9% | COM | 166764100 |
| CMCSA | COMCAST CORP NEW | 7,400 | $217K | 0.1% | $29.32 * | $30.98 | -14.7% | CL A | 20030N101 |
| DPZ | DOMINOS PIZZA INC | 701 | $217K | 0.1% | $309.56 * | $282.42 | +4.9% | COM | 25754A201 |
| MS | MORGAN STANLEY | 2,750 | $217K | 0.1% | $78.91 * | $72.42 | -2.4% | COM NEW | 617446448 |
| DOW | DOW INC | 4,925 | $216K | 0.1% | $43.86 * | $41.46 | -12.6% | COM | 260557103 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 3,250 | $211K | 0.1% | $64.92 | $82.38 | -21.1% | COM | 558868105 |
| NTR | NUTRIEN LTD | 2,500 | $208K | 0.1% | $83.20 * | $63.65 | +17.9% | COM | 67077M108 |
| AVGO | BROADCOM INC | 464 | $206K | 0.1% | $443.97 * | $48.08 | -12.4% | COM | 11135F101 |
| C | CITIGROUP INC | 4,950 | $206K | 0.1% | $41.62 * | $55.11 | -33.0% | COM NEW | 172967424 |
| GSK | GSK PLC | 6,970 | $205K | 0.1% | $29.41 | $36.31 | -18.9% | SPONSORED ADR | 37733W204 |
| SLG | SL GREEN RLTY CORP | 5,075 | $204K | 0.1% | $40.20 | $40.20 | — | COM | 78440X887 |
| WYNN | WYNN RESORTS LTD | 3,225 | $203K | 0.1% | $62.95 * | $60.56 | +1.2% | COM | 983134107 |
| OHI | OMEGA HEALTHCARE INVS INC | 6,835 | $202K | 0.1% | $29.55 | $30.04 | — | COM | 681936100 |
| BP | BP PLC | 7,000 | $200K | 0.1% | $28.57 | $29.76 | -4.1% | SPONSORED ADR | 055622104 |
| MPT | MEDICAL PPTYS TRUST INC | 16,250 | $193K | 0.1% | $11.88 | $11.88 | — | COM | 58463J304 |
| F | FORD MTR CO DEL | 17,050 | $191K | 0.1% | $11.20 * | $10.57 | -17.4% | COM | 345370860 |
| DKNG | DRAFTKINGS INC NEW | 10,227 | $155K | 0.1% | $15.16 | $14.08 | +7.5% | COM CL A | 26142V105 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $124K | 0.1% | $8.27 | $9.54 | — | COM | 27829G106 |
| MGNI | MAGNITE INC | 13,200 | $87,000 | 0.1% | $6.59 | $8.05 | -18.4% | COM | 55955D100 |
| COIN | COINBASE GLOBAL INC | 675 | $44,000 | 0.0% | $65.19 | $175.24 | -63.2% | COM CL A | 19260Q107 |