Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Oct 19, 2022
Total Value: $173M (87.5% shares, 12.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 56,500 | $15.1M | 8.7% | $275.73 | — | Put | 46090E103 |
| AAPL | APPLE INC | 58,638 | $8.104M | 4.7% | $99.25 | +55.4% | COM | 037833100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 29,235 | $7.806M | 4.5% | $196.76 | +44.6% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 61,663 | $6.968M | 4.0% | $122.87 | +2.9% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 27,997 | $6.521M | 3.8% | $128.66 | +99.7% | COM | 594918104 |
| GOOGL | ALPHABET INC | 67,819 | $6.487M | 3.8% | $108.18 | +1.7% | CAP STK CL A | 02079K305 |
| — | ACTIVISION BLIZZARD INC | 84,049 | $6.248M | 3.6% | $78.56 | — | COM | 00507V109 |
| QQQ | INVESCO QQQ TR | 22,500 | $6.013M | 3.5% | $275.73 | — | Call | 46090E103 |
| MELI | MERCADOLIBRE INC | 6,321 | $5.232M | 3.0% | $502.99 | +70.9% | COM | 58733R102 |
| TTD | THE TRADE DESK INC | 81,538 | $4.872M | 2.8% | $60.48 | -5.9% | COM CL A | 88339J105 |
| PHDG | INVESCO ACTIVELY MANAGED ETF | 121,777 | $4.139M | 2.4% | $33.99 | — | S&P500 DOWNSID | 46090A705 |
| — | NUVEEN AMT FREE QLTY MUN INC | 380,000 | $4.028M | 2.3% | $13.42 | — | COM | 670657105 |
| — | NUVEEN QUALITY MUNCP INCOME | 317,500 | $3.492M | 2.0% | $14.52 | — | COM | 67066V101 |
| JPM | JPMORGAN CHASE & CO | 30,262 | $3.162M | 1.8% | $86.61 | +21.9% | COM | 46625H100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 296,137 | $2.944M | 1.7% | $12.63 | — | COM | 09253W104 |
| XOM | EXXON MOBIL CORP | 32,435 | $2.832M | 1.6% | $48.81 | +66.7% | COM | 30231G102 |
| META | META PLATFORMS INC | 17,198 | $2.333M | 1.4% | $200.36 | -19.7% | CL A | 30303M102 |
| HD | HOME DEPOT INC | 8,027 | $2.215M | 1.3% | $251.22 | +7.7% | COM | 437076102 |
| GOOG | ALPHABET INC | 22,482 | $2.162M | 1.3% | $108.29 | +2.3% | CAP STK CL C | 02079K107 |
| IJH | ISHARES TR | 8,715 | $1.911M | 1.1% | $252.26 | — | CORE S&P MCP ETF | 464287507 |
| IJR | ISHARES TR | 21,326 | $1.859M | 1.1% | $103.66 | — | CORE S&P SCP ETF | 464287804 |
| QQQ | INVESCO QQQ TR | 6,871 | $1.836M | 1.1% | $275.73 | — | UNIT SER 1 | 46090E103 |
| DIS | DISNEY WALT CO | 19,408 | $1.831M | 1.1% | $113.53 | -7.9% | COM | 254687106 |
| GS | GOLDMAN SACHS GROUP INC | 6,055 | $1.774M | 1.0% | $226.12 | +31.4% | COM | 38141G104 |
| — | NUVEEN MUNICIPAL CREDIT INC | 155,000 | $1.762M | 1.0% | $14.58 | — | COM SH BEN INT | 67070X101 |
| ABNB | AIRBNB INC | 16,743 | $1.759M | 1.0% | $158.65 | -30.1% | COM CL A | 009066101 |
| ORCL | ORACLE CORP | 28,736 | $1.755M | 1.0% | $61.02 | +15.0% | COM | 68389X105 |
| WMT | WALMART INC | 13,395 | $1.737M | 1.0% | $41.67 | +0.8% | COM | 931142103 |
| ZTS | ZOETIS INC | 10,915 | $1.619M | 0.9% | $64.45 | +150.5% | CL A | 98978V103 |
| JNJ | JOHNSON & JOHNSON | 9,792 | $1.6M | 0.9% | $116.18 | +31.6% | COM | 478160104 |
| AMGN | AMGEN INC | 7,080 | $1.596M | 0.9% | $144.07 | +51.2% | COM | 031162100 |
| — | VIRTUS CONVERTIBLE & INC FD | 503,580 | $1.42M | 0.8% | $3.17 | — | COM | 92838U108 |
| V | VISA INC | 7,775 | $1.381M | 0.8% | $113.88 | +74.2% | COM CL A | 92826C839 |
| BAC | BK OF AMERICA CORP | 43,420 | $1.311M | 0.8% | $29.59 | +3.4% | COM | 060505104 |
| — | NUVEEN MUN VALUE FD INC | 143,500 | $1.214M | 0.7% | $9.58 | — | COM | 670928100 |
| SPY | SPDR S&P 500 ETF TR | 3,397 | $1.213M | 0.7% | $399.70 | — | TR UNIT | 78462F103 |
| CSX | CSX CORP | 44,315 | $1.181M | 0.7% | $25.88 | +14.4% | COM | 126408103 |
| IVV | ISHARES TR | 3,200 | $1.148M | 0.7% | $394.79 | — | CORE S&P500 ETF | 464287200 |
| — | HESS CORP | 10,079 | $1.099M | 0.6% | $106.32 | — | COM | 42809H107 |
| CLH | CLEAN HARBORS INC | 9,927 | $1.092M | 0.6% | $67.40 | +58.9% | COM | 184496107 |
| EMBJ | EMBRAER S.A. | 125,890 | $1.083M | 0.6% | $14.30 | — | SPONSORED ADS | 29082A107 |
| — | BLACKROCK FLOATING RATE INCO | 94,433 | $1.04M | 0.6% | $11.01 | — | COM | 09255X100 |
| PEP | PEPSICO INC | 6,193 | $1.011M | 0.6% | $95.60 | +61.5% | COM | 713448108 |
| ROST | ROSS STORES INC | 10,925 | $921K | 0.5% | $64.50 | +26.7% | COM | 778296103 |
| KO | COCA COLA CO | 16,375 | $917K | 0.5% | $41.93 | +33.7% | COM | 191216100 |
| CRM | SALESFORCE INC | 6,277 | $903K | 0.5% | $153.21 | +9.3% | COM | 79466L302 |
| PFE | PFIZER INC | 20,188 | $883K | 0.5% | $28.65 | +41.0% | COM | 717081103 |
| — | NUVEEN AMT FREE MUN CR INC F | 71,000 | $829K | 0.5% | $13.89 | — | COM | 67071L106 |
| HCA | HCA HEALTHCARE INC | 4,310 | $792K | 0.5% | $118.80 | +62.9% | COM | 40412C101 |
| MDT | MEDTRONIC PLC | 9,550 | $771K | 0.4% | $94.16 | -14.2% | SHS | G5960L103 |
| HON | HONEYWELL INTL INC | 4,550 | $760K | 0.4% | $116.02 | +39.8% | COM | 438516106 |
| IBB | ISHARES TR | 6,201 | $725K | 0.4% | $150.58 | — | ISHARES BIOTECH | 464287556 |
| HRTX | HERON THERAPEUTICS INC | 170,760 | $721K | 0.4% | $12.20 | -67.9% | COM | 427746102 |
| LMT | LOCKHEED MARTIN CORP | 1,860 | $718K | 0.4% | $286.73 | +32.8% | COM | 539830109 |
| NVDA | NVIDIA CORPORATION | 5,855 | $711K | 0.4% | $22.64 | -30.3% | COM | 67066G104 |
| MRK | MERCK & CO INC | 8,190 | $705K | 0.4% | $47.19 | +70.4% | COM | 58933Y105 |
| ABBV | ABBVIE INC | 4,937 | $663K | 0.4% | $71.58 | +77.6% | COM | 00287Y109 |
| — | BLACKROCK DEBT STRATEGIES FD | 70,145 | $626K | 0.4% | $11.10 | — | COM NEW | 09255R202 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 2,255 | $621K | 0.4% | $479.49 | -21.1% | COM | 00724F101 |
| DOV | DOVER CORP | 5,175 | $603K | 0.3% | $68.12 | +79.5% | COM | 260003108 |
| INTC | INTEL CORP | 22,975 | $592K | 0.3% | $42.82 | -24.5% | COM | 458140100 |
| CRWD | CROWDSTRIKE HLDGS INC | 3,580 | $590K | 0.3% | $202.46 | -9.7% | CL A | 22788C105 |
| — | APOLLO TACTICAL INCOME FD IN | 50,000 | $589K | 0.3% | $12.48 | — | COM | 037638103 |
| SPYD | SPDR SER TR | 16,336 | $579K | 0.3% | $39.68 | — | PRTFLO S&P500 HI | 78468R788 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,838 | $575K | 0.3% | $97.57 | +18.5% | COM | 459200101 |
| NFLX | NETFLIX INC | 2,426 | $571K | 0.3% | $30.77 | -27.8% | COM | 64110L106 |
| BUG | GLOBAL X FDS | 23,700 | $570K | 0.3% | $28.62 | — | CYBRSCURTY ETF | 37954Y384 |
| CVS | CVS HEALTH CORP | 5,825 | $556K | 0.3% | $47.70 | +83.7% | COM | 126650100 |
| MCD | MCDONALDS CORP | 2,395 | $553K | 0.3% | $138.65 | +70.4% | COM | 580135101 |
| INTU | INTUIT | 1,425 | $552K | 0.3% | $475.45 | -11.1% | COM | 461202103 |
| UBER | UBER TECHNOLOGIES INC | 20,010 | $530K | 0.3% | $35.96 | -23.2% | COM | 90353T100 |
| YUM | YUM BRANDS INC | 4,886 | $520K | 0.3% | $72.19 | +50.7% | COM | 988498101 |
| FDX | FEDEX CORP | 3,303 | $490K | 0.3% | $241.44 | -18.9% | COM | 31428X106 |
| MRNA | MODERNA INC | 4,105 | $485K | 0.3% | $192.84 | -21.3% | COM | 60770K107 |
| GIS | GENERAL MLS INC | 6,200 | $475K | 0.3% | $40.54 | +67.2% | COM | 370334104 |
| PLUG | PLUG POWER INC | 22,300 | $469K | 0.3% | $16.13 | +47.9% | COM NEW | 72919P202 |
| — | NUVEEN FLOATING RATE INCOME | 57,500 | $466K | 0.3% | $9.12 | — | COM | 67072T108 |
| — | NUVEEN FLOATING RATE INCOME | 57,500 | $463K | 0.3% | $8.95 | — | COM SHS | 6706EN100 |
| MAS | MASCO CORP | 9,800 | $458K | 0.3% | $36.44 | +34.1% | COM | 574599106 |
| COIN | COINBASE GLOBAL INC | 7,000 | $451K | 0.3% | $175.24 | -60.2% | Put | 19260Q107 |
| PRU | PRUDENTIAL FINL INC | 4,800 | $412K | 0.2% | $64.11 | +27.1% | COM | 744320102 |
| TJX | TJX COS INC NEW | 6,550 | $407K | 0.2% | $57.61 | +4.0% | COM | 872540109 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $406K | 0.2% | $284799.47 | +50.3% | CL A | 084670108 |
| ABT | ABBOTT LABS | 4,162 | $403K | 0.2% | $70.96 | +40.9% | COM | 002824100 |
| GD | GENERAL DYNAMICS CORP | 1,825 | $387K | 0.2% | $196.22 | +7.5% | COM | 369550108 |
| — | WESTERN AST INFL LKD OPP & I | 42,250 | $383K | 0.2% | $12.87 | — | COM | 95766R104 |
| CNH | CNH INDL N V | 33,605 | $375K | 0.2% | $12.86 | -14.2% | SHS | N20944109 |
| — | BLACKROCK INC | 660 | $363K | 0.2% | $699.96 | — | COM | 09247X101 |
| BTI | BRITISH AMERN TOB PLC | 9,750 | $346K | 0.2% | $38.47 | — | SPONSORED ADR | 110448107 |
| XLY | SELECT SECTOR SPDR TR | 2,400 | $342K | 0.2% | $162.28 | — | SBI CONS DISCR | 81369Y407 |
| BA | BOEING CO | 2,793 | $338K | 0.2% | $179.56 | -14.6% | COM | 097023105 |
| T | AT&T INC | 21,500 | $330K | 0.2% | $14.95 | +0.9% | COM | 00206R102 |
| GM | GENERAL MTRS CO | 10,175 | $327K | 0.2% | $35.44 | 0.0% | COM | 37045V100 |
| MO | ALTRIA GROUP INC | 7,925 | $320K | 0.2% | $31.13 | +6.2% | COM | 02209S103 |
| COWZ | PACER FDS TR | 7,650 | $314K | 0.2% | $41.05 | — | US CASH COWS 100 | 69374H881 |
| DE | DEERE & CO | 919 | $307K | 0.2% | $337.21 | -3.2% | COM | 244199105 |
| CB | CHUBB LIMITED | 1,600 | $291K | 0.2% | $130.07 | +39.7% | COM | H1467J104 |
| BAX | BAXTER INTL INC | 5,366 | $289K | 0.2% | $60.85 | -9.1% | COM | 071813109 |
| LUV | SOUTHWEST AIRLS CO | 9,350 | $288K | 0.2% | $40.40 | -13.7% | COM | 844741108 |
| BKNG | BOOKING HOLDINGS INC | 170 | $279K | 0.2% | $1848.19 | 0.0% | COM | 09857L108 |
| CALF | PACER FDS TR | 8,150 | $265K | 0.2% | $32.52 | — | PACER US SMALL | 69374H857 |
| UNH | UNITEDHEALTH GROUP INC | 520 | $263K | 0.2% | $258.49 | +91.5% | COM | 91324P102 |
| QQQM | INVESCO EXCH TRADED FD TR II | 2,391 | $263K | 0.2% | $149.78 | — | NASDAQ 100 ETF | 46138G649 |
| PG | PROCTER AND GAMBLE CO | 2,075 | $262K | 0.2% | $72.65 | +79.8% | COM | 742718109 |
| VZ | VERIZON COMMUNICATIONS INC | 6,845 | $260K | 0.2% | $40.87 | -12.5% | COM | 92343V104 |
| LUMN | LUMEN TECHNOLOGIES INC | 35,750 | $260K | 0.2% | $10.24 | -2.2% | COM | 550241103 |
| LULU | LULULEMON ATHLETICA INC | 920 | $257K | 0.1% | $319.89 | -3.1% | COM | 550021109 |
| RBLX | ROBLOX CORP | 7,010 | $251K | 0.1% | $57.90 | -28.6% | CL A | 771049103 |
| LOW | LOWES COS INC | 1,306 | $245K | 0.1% | $179.51 | +1.6% | COM | 548661107 |
| PATH | UIPATH INC | 18,750 | $236K | 0.1% | $38.34 | -54.3% | CL A | 90364P105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 465 | $236K | 0.1% | $554.13 | 0.0% | COM | 883556102 |
| CVX | CHEVRON CORP NEW | 1,611 | $231K | 0.1% | $74.43 | +78.4% | COM | 166764100 |
| CMCSA | COMCAST CORP NEW | 7,400 | $217K | 0.1% | $30.98 | +8.7% | CL A | 20030N101 |
| DPZ | DOMINOS PIZZA INC | 701 | $217K | 0.1% | $282.42 | +28.0% | COM | 25754A201 |
| MS | MORGAN STANLEY | 2,750 | $217K | 0.1% | $72.42 | +3.9% | COM NEW | 617446448 |
| DOW | DOW INC | 4,925 | $216K | 0.1% | $41.46 | 0.0% | COM | 260557103 |
| MDGL | MADRIGAL PHARMACEUTICALS INC | 3,250 | $211K | 0.1% | $82.38 | -15.7% | COM | 558868105 |
| NTR | NUTRIEN LTD | 2,500 | $208K | 0.1% | $63.65 | +21.0% | COM | 67077M108 |
| AVGO | BROADCOM INC | 464 | $206K | 0.1% | $48.08 | 0.0% | COM | 11135F101 |
| C | CITIGROUP INC | 4,950 | $206K | 0.1% | $55.11 | -20.8% | COM NEW | 172967424 |
| GSK | GSK PLC | 6,970 | $205K | 0.1% | $29.41 | — | SPONSORED ADR | 37733W204 |
| SLG | SL GREEN RLTY CORP | 5,075 | $204K | 0.1% | $40.20 | — | COM | 78440X887 |
| WYNN | WYNN RESORTS LTD | 3,225 | $203K | 0.1% | $60.56 | 0.0% | COM | 983134107 |
| OHI | OMEGA HEALTHCARE INVS INC | 6,835 | $202K | 0.1% | $30.04 | — | COM | 681936100 |
| BP | BP PLC | 7,000 | $200K | 0.1% | $28.57 | — | SPONSORED ADR | 055622104 |
| MPT | MEDICAL PPTYS TRUST INC | 16,250 | $193K | 0.1% | $11.88 | — | COM | 58463J304 |
| F | FORD MTR CO DEL | 17,050 | $191K | 0.1% | $10.57 | +2.8% | COM | 345370860 |
| DKNG | DRAFTKINGS INC NEW | 10,227 | $155K | 0.1% | $14.08 | +12.9% | COM CL A | 26142V105 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $124K | 0.1% | $9.54 | — | COM | 27829G106 |
| MGNI | MAGNITE INC | 13,200 | $87,000 | 0.1% | $8.05 | 0.0% | COM | 55955D100 |
| COIN | COINBASE GLOBAL INC | 675 | $44,000 | 0.0% | $175.24 | -60.2% | COM CL A | 19260Q107 |