Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 14, 2023
Total Value: $68.65M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HELLO GROUP INC | 13,127,000 | $12.49M | 18.2% | $0.95 | $0.86 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | NIO INC | 14,407,000 | $10.79M | 15.7% | $0.75 | $0.81 | — | NOTE 0.500% 2/0 | 62914VAF3 |
| — | WISDOMTREE INC | 9,546,000 | $8.835M | 12.9% | $0.93 | $0.91 | — | NOTE 3.250% 6/1 | 97717PAD6 |
| — | DIGITALBRIDGE GROUP INC | 7,862,000 | $7.744M | 11.3% | $0.98 | $0.92 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | FUBOTV INC | 12,662,000 | $5.922M | 8.6% | $0.47 | $0.32 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | EZCORP INC | 2,261,000 | $2.006M | 2.9% | $0.89 | $0.86 | — | NOTE 2.375% 5/0 | 302301AE6 |
| CODI | COMPASS DIVERSIFIED | 81,141 | $1.479M | 2.2% | $18.23 * | $15.80 | +2.2% | SH BEN INT | 20451Q104 |
| APO | APOLLO GLOBAL MGMT INC | 14,494 | $925K | 1.3% | $63.79 * | $59.75 | +1.4% | COM | 03769M106 |
| CVX | CHEVRON CORP NEW | 4,426 | $794K | 1.2% | $179.49 * | $77.91 | +103.1% | COM | 166764100 |
| XOM | EXXON MOBIL CORP | 6,864 | $757K | 1.1% | $110.30 * | $54.70 | +81.9% | COM | 30231G102 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 63,669 | $714K | 1.0% | $11.21 | $12.21 | — | COM NEW | 65340G205 |
| PSEC | PROSPECT CAP CORP | 100,442 | $702K | 1.0% | $6.99 * | $2.51 | +82.0% | COM | 74348T102 |
| — | SCULPTOR CAP MGMT | 72,609 | $629K | 0.9% | $8.66 | $14.56 | — | COM CL A | 811246107 |
| IGSB | ISHARES TR | 11,789 | $587K | 0.9% | $49.82 | $52.72 | -5.5% | ISHS 1-5YR INVS | 464288646 |
| T | AT&T INC | 31,771 | $585K | 0.9% | $18.41 * | $16.27 | -4.4% | COM | 00206R102 |
| TIP | ISHARES TR | 5,193 | $553K | 0.8% | $106.45 | $126.76 | -16.0% | TIPS BD ETF | 464287176 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,769 | $531K | 0.8% | $140.89 * | $108.25 | +16.7% | COM | 459200101 |
| COLD | AMERICOLD REALTY TRUST INC | 17,910 | $507K | 0.7% | $28.31 | $29.96 | — | COM | 03064D108 |
| HYG | ISHARES TR | 6,150 | $453K | 0.7% | $73.63 | $73.72 | -0.1% | IBOXX HI YD ETF | 464288513 |
| KHC | KRAFT HEINZ CO | 10,737 | $437K | 0.6% | $40.71 * | $25.80 | +35.9% | COM | 500754106 |
| HPQ | HP INC | 15,427 | $415K | 0.6% | $26.87 * | $18.66 | +28.7% | COM | 40434L105 |
| AFCG | AFC GAMMA INC | 26,000 | $409K | 0.6% | $15.73 * | $8.38 | -16.0% | COM | 00109K105 |
| GROW | U S GLOBAL INVS INC | 139,604 | $403K | 0.6% | $2.89 | $6.76 | -57.2% | CL A | 902952100 |
| VZ | VERIZON COMMUNICATIONS INC | 9,960 | $392K | 0.6% | $39.40 * | $38.95 | -17.3% | COM | 92343V104 |
| — | BLACKROCK CR ALLOCATION INCO | 36,710 | $371K | 0.5% | $10.10 | $12.55 | — | COM | 092508100 |
| ONL | ORION OFFICE REIT INC | 42,860 | $366K | 0.5% | $8.54 | $8.68 | — | COM | 68629Y103 |
| — | BLACKROCK CORPOR HI YLD FD I | 41,655 | $364K | 0.5% | $8.74 | $10.42 | — | COM | 09255P107 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 37,779 | $348K | 0.5% | $9.22 | $11.67 | — | COM | 01879R106 |
| — | VIRTUS EQUITY & CONV INCM FD | 18,834 | $343K | 0.5% | $18.23 | $26.31 | — | COM | 92841M101 |
| — | CALAMOS STRATEGIC TOTAL RETU | 24,466 | $328K | 0.5% | $13.42 | $13.06 | — | COM SH BEN INT | 128125101 |
| — | ADAMS DIVERSIFIED EQUITY FD | 21,951 | $319K | 0.5% | $14.54 | $15.80 | — | COM | 006212104 |
| — | EATON VANCE TAX ADVT DIV INC | 13,741 | $313K | 0.5% | $22.80 | $24.12 | — | COM | 27828G107 |
| — | HANCOCK JOHN TAX-ADVANTAGED | 13,561 | $310K | 0.5% | $22.86 | $23.54 | — | COM | 41013V100 |
| CSWC | CAPITAL SOUTHWEST CORP | 17,935 | $307K | 0.4% | $17.10 * | $12.19 | -1.9% | COM | 140501107 |
| — | GABELLI DIVID & INCOME TR | 14,800 | $305K | 0.4% | $20.61 | $21.71 | — | COM | 36242H104 |
| — | OAKTREE SPECIALTY LENDING CO | 44,232 | $304K | 0.4% | $6.87 | $4.57 | — | COM | 67401P108 |
| — | COHEN & STEERS QUALITY INCOM | 25,201 | $290K | 0.4% | $11.50 | $12.01 | — | COM | 19247L106 |
| — | BLACKROCK MULTI SECTOR INC T | 20,247 | $288K | 0.4% | $14.21 | $16.06 | — | COM | 09258A107 |
| MRK | MERCK & CO INC | 2,538 | $282K | 0.4% | $110.94 * | $79.53 | +27.3% | COM | 58933Y105 |
| JEF | JEFFERIES FINL GROUP INC | 8,175 | $280K | 0.4% | $34.28 * | $29.93 | -0.4% | COM | 47233W109 |
| VCTR | VICTORY CAP HLDGS INC | 10,088 | $271K | 0.4% | $26.83 * | $25.07 | -3.0% | COM CL A | 92645B103 |
| — | COHEN & STEERS LTD DURATION | 13,704 | $261K | 0.4% | $19.02 | $23.79 | — | COM | 19248C105 |
| DGX | QUEST DIAGNOSTICS INC | 1,659 | $260K | 0.4% | $156.44 * | $116.03 | +26.9% | COM | 74834L100 |
| PWP | PERELLA WEINBERG PARTNERS | 26,164 | $256K | 0.4% | $9.80 * | $10.61 | -13.1% | CLASS A COM | 71367G102 |
| WMT | WALMART INC | 1,761 | $250K | 0.4% | $141.79 * | $44.08 | +3.4% | COM | 931142103 |
| — | STORE CAP CORP | 7,572 | $243K | 0.4% | $32.06 | $31.32 | — | COM | 862121100 |
| IIPR | INNOVATIVE INDL PPTYS INC | 2,390 | $242K | 0.4% | $101.35 | $180.33 | — | COM | 45781V101 |
| — | TEMPLETON EMERGING MKTS INCO | 41,963 | $230K | 0.3% | $5.49 | $7.68 | — | COM | 880192109 |
| JPM | JPMORGAN CHASE & CO | 1,572 | $211K | 0.3% | $134.10 * | $117.65 | +5.9% | COM | 46625H100 |
| CG | CARLYLE GROUP INC | 6,864 | $205K | 0.3% | $29.84 * | $25.46 | +5.1% | COM | 14316J108 |
| PETS | PETMED EXPRESS INC | 11,521 | $204K | 0.3% | $17.70 | $24.86 | -28.8% | COM | 716382106 |
| MPT | MEDICAL PPTYS TRUST INC | 18,047 | $201K | 0.3% | $11.14 | $11.14 | — | COM | 58463J304 |
| WT | WISDOMTREE INC | 34,750 | $189K | 0.3% | $5.45 | $4.62 | +17.9% | COM | 97717P104 |
| KMI | KINDER MORGAN INC DEL | 10,115 | $183K | 0.3% | $18.08 * | $15.18 | +1.0% | COM | 49456B101 |
| PBI | PITNEY BOWES INC | 47,154 | $179K | 0.3% | $3.80 | $3.61 | +5.3% | COM | 724479100 |
| SLRC | SLR INVESTMENT CORP | 11,150 | $155K | 0.2% | $13.91 * | $9.88 | +3.0% | COM | 83413U100 |
| — | EATON VANCE MUN BD FD | 13,135 | $136K | 0.2% | $10.39 | $13.04 | — | COM | 27827X101 |
| — | NUVEEN QUALITY MUNCP INCOME | 11,504 | $136K | 0.2% | $11.80 | $15.97 | — | COM | 67066V101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 11,749 | $134K | 0.2% | $11.37 | $15.62 | — | COM | 670657105 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 11,957 | $133K | 0.2% | $11.13 | $12.20 | — | COM | 670972108 |
| XMUIX | BLACKROCK MUNICIPAL INCOME | 11,363 | $129K | 0.2% | $11.33 | $15.62 | — | COM | 09253X102 |
| — | ALLIANCEBERNSTEIN NATL MUN I | 12,244 | $128K | 0.2% | $10.48 | $15.19 | — | COM | 01864U106 |
| WBD | WARNER BROS DISCOVERY INC | 11,927 | $113K | 0.2% | $9.48 | $17.74 | -46.6% | COM SER A | 934423104 |
| — | STANDARD BIOTOOLS INC | 28,000 | $26,317 | 0.0% | $0.94 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |