Location: Shelton, CT
CIK: 0001697303 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $125M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| LRGF | ISHARES TR | 385,609 | $17.18M | 13.7% | $44.56 * | $32.39 | +33.8% | U S EQUITY FACTR | 46434V282 |
| IVV | ISHARES TR | 33,955 | $15.14M | 12.1% | $445.95 * | $312.55 | +37.4% | CORE S&P500 ETF | 464287200 |
| AGG | ISHARES TR | 111,202 | $10.89M | 8.7% | $97.96 * | $112.46 | -16.4% | CORE US AGGBD ET | 464287226 |
| FLOT | ISHARES TR | 122,390 | $6.221M | 5.0% | $50.83 | $50.63 | +0.5% | FLTG RATE NT ETF | 46429B655 |
| IWD | ISHARES TR | 36,871 | $5.822M | 4.6% | $157.91 * | $145.15 | +4.6% | RUS 1000 VAL ETF | 464287598 |
| HYG | ISHARES TR | 62,241 | $4.674M | 3.7% | $75.09 | $85.70 | -14.0% | IBOXX HI YD ETF | 464288513 |
| AAPL | APPLE INC | 19,324 | $3.748M | 3.0% | $193.97 * | $96.87 | +74.9% | COM | 037833100 |
| EFV | ISHARES TR | 70,584 | $3.455M | 2.8% | $48.95 | $46.69 | +4.8% | EAFE VALUE ETF | 464288877 |
| MSFT | MICROSOFT CORP | 9,505 | $3.237M | 2.6% | $340.54 * | $249.46 | +24.5% | COM | 594918104 |
| INTF | ISHARES TR | 110,354 | $2.959M | 2.4% | $26.81 * | $25.03 | +3.3% | INTL EQTY FACTOR | 46434V274 |
| IEFA | ISHARES TR | 33,434 | $2.258M | 1.8% | $67.54 * | $67.24 | -4.3% | CORE MSCI EAFE | 46432F842 |
| GDX | VANECK ETF TRUST | 71,423 | $2.151M | 1.7% | $30.11 * | $27.19 | -1.0% | GOLD MINERS ETF | 92189F106 |
| TLT | ISHARES TR | 20,625 | $2.124M | 1.7% | $102.97 * | $101.56 | -12.7% | 20 YR TR BD ETF | 464287432 |
| IJH | ISHARES TR | 6,866 | $1.799M | 1.4% | $262.00 * | $47.58 | +4.8% | CORE S&P MCP ETF | 464287507 |
| — | DURECT CORP | 281,308 | $1.392M | 1.1% | $4.95 | $3.65 | — | COM NEW | 266605500 |
| APO | APOLLO GLOBAL MGMT INC | 17,563 | $1.349M | 1.1% | $76.81 * | $61.02 | +42.2% | COM | 03769M106 |
| AMZA | ETFIS SER TR I | 38,688 | $1.283M | 1.0% | $33.16 * | $27.62 | +26.6% | INFRAC ACT MLP | 26923G772 |
| IJR | ISHARES TR | 12,478 | $1.245M | 1.0% | $99.78 * | $93.61 | +0.8% | CORE S&P SCP ETF | 464287804 |
| XOM | EXXON MOBIL CORP | 10,643 | $1.142M | 0.9% | $107.26 | $55.57 | +95.6% | COM | 30231G102 |
| AMZN | AMAZON COM INC | 8,476 | $1.105M | 0.9% | $130.36 * | $125.16 | +1.6% | COM | 023135106 |
| IEF | ISHARES TR | 11,426 | $1.104M | 0.9% | $96.62 * | $98.05 | -6.6% | 7-10 YR TRSY BD | 464287440 |
| IJJ | ISHARES TR | 10,198 | $1.093M | 0.9% | $107.14 * | $85.71 | +17.8% | S&P MC 400VL ETF | 464287705 |
| GLD | SPDR GOLD TR | 6,060 | $1.08M | 0.9% | $178.27 * | $175.96 | -2.6% | GOLD SHS | 78463V107 |
| ACWI | ISHARES TR | 11,029 | $1.058M | 0.8% | $95.96 * | $77.60 | +19.0% | MSCI ACWI ETF | 464288257 |
| AMLP | ALPS ETF TR | 26,914 | $1.055M | 0.8% | $39.21 * | $36.65 | +15.1% | ALERIAN MLP | 00162Q452 |
| SPY | SPDR S&P 500 ETF TR | 2,329 | $1.037M | 0.8% | $445.08 * | $398.98 | +7.1% | TR UNIT | 78462F103 |
| GDXJ | VANECK ETF TRUST | 27,777 | $991K | 0.8% | $35.67 * | $32.92 | -2.1% | JUNIOR GOLD MINE | 92189F791 |
| CCJ | CAMECO CORP | 30,507 | $956K | 0.8% | $31.33 * | $13.72 | +187.3% | COM | 13321L108 |
| SHY | ISHARES TR | 11,770 | $954K | 0.8% | $81.08 | $82.30 | -1.6% | 1 3 YR TREAS BD | 464287457 |
| GBF | ISHARES TR | 9,054 | $942K | 0.8% | $104.04 * | $107.66 | -7.1% | GOV/CRED BD ETF | 464288596 |
| CVX | CHEVRON CORP NEW | 5,805 | $913K | 0.7% | $157.35 * | $79.58 | +92.1% | COM | 166764100 |
| SMLF | ISHARES TR | 16,723 | $898K | 0.7% | $53.68 * | $43.77 | +18.2% | US SML CAP EQT | 46434V290 |
| ALT | ALTIMMUNE INC | 249,420 | $880K | 0.7% | $3.53 * | $9.84 | -73.6% | COM NEW | 02155H200 |
| VWO | VANGUARD INTL EQUITY INDEX F | 21,534 | $876K | 0.7% | $40.68 * | $45.33 | -13.5% | FTSE EMR MKT ETF | 922042858 |
| — | SITIO ROYALTIES CORP | 30,680 | $806K | 0.6% | $26.27 | $22.60 | — | CLASS A COM | 82983N108 |
| WPM | WHEATON PRECIOUS METALS CORP | 17,357 | $750K | 0.6% | $43.22 * | $27.25 | +46.1% | COM | 962879102 |
| — | MR COOPER GROUP INC | 14,750 | $747K | 0.6% | $50.64 | $40.97 | — | COM | 62482R107 |
| EMGF | ISHARES INC | 16,898 | $703K | 0.6% | $41.62 | $47.14 | -13.2% | EMNG MKTS EQT | 46434G889 |
| RIG | TRANSOCEAN LTD | 100,077 | $702K | 0.6% | $7.01 * | $6.18 | +32.8% | REG SHS | H8817H100 |
| TDW | TIDEWATER INC NEW | 12,500 | $693K | 0.6% | $55.44 * | $42.97 | +65.4% | COM | 88642R109 |
| VNQ | VANGUARD INDEX FDS | 8,020 | $679K | 0.5% | $84.63 * | $86.36 | -12.4% | REAL ESTATE ETF | 922908553 |
| AMGN | AMGEN INC | 2,879 | $639K | 0.5% | $222.02 * | $169.53 | +47.9% | COM | 031162100 |
| IEMG | ISHARES INC | 12,584 | $621K | 0.5% | $49.36 * | $51.31 | -7.2% | CORE MSCI EMKT | 46434G103 |
| IUSV | ISHARES TR | 7,394 | $579K | 0.5% | $78.27 * | $70.35 | +6.1% | CORE S&P US VLU | 464287663 |
| AEM | AGNICO EAGLE MINES LTD | 11,503 | $575K | 0.5% | $49.98 * | $49.02 | -11.3% | COM | 008474108 |
| KDP | KEURIG DR PEPPER INC | 16,379 | $515K | 0.4% | $31.47 * | $30.38 | -2.6% | COM | 49271V100 |
| GOOG | ALPHABET INC | 4,250 | $514K | 0.4% | $120.97 * | $108.47 | +20.7% | CAP STK CL C | 02079K107 |
| DE | DEERE & CO | 1,260 | $512K | 0.4% | $406.44 * | $139.23 | +162.5% | COM | 244199105 |
| — | MAG SILVER CORP | 44,750 | $499K | 0.4% | $11.14 | $12.67 | — | COM | 55903Q104 |
| FIVA | FIDELITY COVINGTON TRUST | 21,247 | $495K | 0.4% | $23.29 | $19.97 | +14.3% | INT VL FCT ETF | 316092717 |
| JHML | JOHN HANCOCK EXCHANGE TRADED | 8,935 | $490K | 0.4% | $54.89 * | $50.14 | +5.7% | MLTFCTR LRG CAP | 47804J107 |
| NEAR | ISHARES U S ETF TR | 9,818 | $488K | 0.4% | $49.73 | $49.36 | +1.1% | BLACKROCK ST MAT | 46431W507 |
| GOOGL | ALPHABET INC | 3,980 | $476K | 0.4% | $119.70 * | $108.07 | +20.2% | CAP STK CL A | 02079K305 |
| SHYG | ISHARES TR | 10,982 | $455K | 0.4% | $41.46 | $41.85 | -2.0% | 0-5YR HI YL CP | 46434V407 |
| EFA | ISHARES TR | 6,050 | $439K | 0.3% | $72.52 * | $67.85 | +1.6% | MSCI EAFE ETF | 464287465 |
| ENVX | ENOVIX CORPORATION | 23,800 | $429K | 0.3% | $18.04 * | $9.38 | +33.7% | COM | 293594107 |
| PAAS | PAN AMERN SILVER CORP | 29,387 | $428K | 0.3% | $14.58 | $17.19 | -15.7% | COM | 697900108 |
| OIH | VANECK ETF TRUST | 1,486 | $428K | 0.3% | $287.82 * | $305.93 | +12.8% | OIL SERVICES ETF | 92189H607 |
| IWB | ISHARES TR | 1,744 | $425K | 0.3% | $243.78 * | $219.30 | +7.1% | RUS 1000 ETF | 464287622 |
| IXUS | ISHARES TR | 6,528 | $409K | 0.3% | $62.64 * | $58.81 | +2.0% | CORE MSCI TOTAL | 46432F834 |
| HON | HONEYWELL INTL INC | 1,876 | $389K | 0.3% | $207.50 * | $124.46 | +33.3% | COM | 438516106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,104 | $376K | 0.3% | $341.00 * | $204.56 | +71.2% | CL B NEW | 084670702 |
| EQX | EQUINOX GOLD CORP | 79,600 | $365K | 0.3% | $4.58 * | $8.89 | -52.4% | COM | 29446Y502 |
| V | VISA INC | 1,535 | $365K | 0.3% | $237.48 * | $199.47 | +13.4% | COM CL A | 92826C839 |
| COP | CONOCOPHILLIPS | 3,399 | $354K | 0.3% | $104.21 * | $47.19 | +137.5% | COM | 20825C104 |
| VEA | VANGUARD TAX-MANAGED FDS | 7,384 | $341K | 0.3% | $46.19 * | $44.55 | -1.9% | VAN FTSE DEV MKT | 921943858 |
| BAC | BANK AMERICA CORP | 11,302 | $324K | 0.3% | $28.69 * | $24.77 | +4.5% | COM | 060505104 |
| JPM | JPMORGAN CHASE & CO | 2,169 | $315K | 0.3% | $145.44 * | $103.09 | +33.6% | COM | 46625H100 |
| VONV | VANGUARD SCOTTSDALE FDS | 4,245 | $294K | 0.2% | $69.21 * | $68.70 | -3.0% | VNG RUS1000VAL | 92206C714 |
| JNJ | JOHNSON & JOHNSON | 1,693 | $280K | 0.2% | $165.52 * | $123.78 | +17.4% | COM | 478160104 |
| MCD | MCDONALDS CORP | 903 | $269K | 0.2% | $298.41 * | $250.51 | -0.3% | COM | 580135101 |
| OLN | OLIN CORP | 5,000 | $257K | 0.2% | $51.39 * | $53.58 | -11.9% | COM PAR $1 | 680665205 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 30,500 | $252K | 0.2% | $8.27 * | $9.91 | -26.8% | COM | 024061103 |
| PEP | PEPSICO INC | 1,355 | $251K | 0.2% | $185.33 * | $158.70 | -1.3% | COM | 713448108 |
| VZ | VERIZON COMMUNICATIONS INC | 6,646 | $247K | 0.2% | $37.19 * | $39.74 | -30.0% | COM | 92343V104 |
| APD | AIR PRODS & CHEMS INC | 800 | $241K | 0.2% | $301.28 * | $259.49 | +3.0% | COM | 009158106 |
| EEM | ISHARES TR | 5,998 | $237K | 0.2% | $39.57 * | $39.36 | -3.6% | MSCI EMG MKT ETF | 464287234 |
| ORCL | ORACLE CORP | 1,973 | $235K | 0.2% | $119.09 * | $100.39 | +2.8% | COM | 68389X105 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 483 | $232K | 0.2% | $480.95 * | $455.29 | +0.3% | UTSER1 S&PDCRP | 78467Y107 |
| ES | EVERSOURCE ENERGY | 3,233 | $229K | 0.2% | $70.92 * | $53.19 | -1.5% | COM | 30040W108 |
| DUK | DUKE ENERGY CORP NEW | 2,499 | $224K | 0.2% | $89.77 * | $66.15 | +22.3% | COM NEW | 26441C204 |
| AGZ | ISHARES TR | 2,070 | $221K | 0.2% | $106.97 | $109.32 | -3.2% | AGENCY BOND ETF | 464288166 |
| REZ | ISHARES TR | 3,013 | $221K | 0.2% | $73.27 * | $91.63 | -28.0% | RESIDENTIAL MULT | 464288562 |
| NEM | NEWMONT CORP | 5,152 | $220K | 0.2% | $42.66 * | $44.82 | -21.7% | COM | 651639106 |
| DHR | DANAHER CORPORATION | 900 | $216K | 0.2% | $240.27 * | $173.71 | +25.0% | COM | 235851102 |
| XLK | SELECT SECTOR SPDR TR | 1,207 | $210K | 0.2% | $173.86 * | $78.82 | +4.0% | TECHNOLOGY | 81369Y803 |
| PRTA | PROTHENA CORP PLC | 3,000 | $205K | 0.2% | $68.28 * | $64.50 | -25.2% | SHS | G72800108 |
| — | BARRICK GOLD CORP | 10,628 | $180K | 0.1% | $16.93 | $25.97 | — | COM | 067901108 |
| MUX | MCEWEN MNG INC | 20,000 | $144K | 0.1% | $7.19 * | $6.91 | -5.9% | COM NEW | 58039P305 |
| NXE | NEXGEN ENERGY LTD | 25,000 | $118K | 0.1% | $4.71 * | $4.30 | +38.8% | COM | 65340P106 |
| LCTX | LINEAGE CELL THERAPEUTICS IN | 45,000 | $63,450 | 0.1% | $1.41 * | $0.98 | +20.8% | COM | 53566P109 |
| CERS | CERUS CORP | 11,000 | $27,060 | 0.0% | $2.46 * | $5.83 | -72.2% | COM | 157085101 |
| — | CURO GROUP HOLDINGS CORP | 17,500 | $23,625 | 0.0% | $1.35 | $3.15 | — | COM | 23131L107 |
| — | AGEX THERAPEUTICS INC | 18,000 | $16,077 | 0.0% | $0.89 | $2.31 | — | COM | 00848H108 |