CIK: 0001096978 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 3, 2016
Total Value ($000): $296,037 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CR STRATEGIES INCM FD | 1,692,794 | $13,678 | 4.6% | $9.04 | — | COM SHS | 67073D102 |
| — | INVESCO DYNAMIC CR OPP FD | 1,172,288 | $12,919 | 4.4% | $12.33 | — | COM | 46132R104 |
| — | BOULDER GROWTH & INCOME FD I | 1,268,583 | $10,314 | 3.5% | $8.07 | — | COM | 101507101 |
| — | RMR REAL ESTATE INCOME FUND | 427,970 | $9,163 | 3.1% | $19.51 | — | COM | 76970B101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 259,900 | $7,605 | 2.6% | $28.23 | — | COM | 293792107 |
| — | BLACKSTONE GSO STRATEGIC CR | 527,854 | $7,596 | 2.6% | $17.61 | — | COM SHS BEN IN | 09257R101 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 99,140 | $7,535 | 2.5% | $76.00 | — | COM UNIT RP LP | 559080106 |
| — | EQT MIDSTREAM PARTNERS LP | 91,190 | $7,323 | 2.5% | $80.30 | — | UNIT LTD PARTN | 26885B100 |
| — | SPECTRA ENERGY PARTNERS LP | 149,500 | $7,053 | 2.4% | $47.18 | — | COM | 84756N109 |
| — | NUVEEN SR INCOME FD | 1,133,120 | $6,844 | 2.3% | $6.51 | — | COM | 67067Y104 |
| — | SHIRE PLC | 35,343 | $6,506 | 2.2% | $199.28 | — | SPONSORED ADR | 82481R106 |
| — | NEUBERGER BERMAN RE ES SEC F | 1,114,804 | $6,332 | 2.1% | $5.09 | — | COM | 64190A103 |
| — | ALEXION PHARMACEUTICALS INC | 54,000 | $6,305 | 2.1% | $143.96 | — | COM | 015351109 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 76,872 | $5,981 | 2.0% | $98.14 | -13.4% | COM | 09061G101 |
| — | CELGENE CORP | 60,500 | $5,967 | 2.0% | $111.13 | — | COM | 151020104 |
| REGN | REGENERON PHARMACEUTICALS | 16,448 | $5,744 | 1.9% | $413.13 | -7.3% | COM | 75886F107 |
| — | ARES DYNAMIC CR ALLOCATION F | 416,513 | $5,727 | 1.9% | $16.37 | — | COM | 04014F102 |
| — | APOLLO SR FLOATING RATE FD I | 355,087 | $5,610 | 1.9% | $15.52 | — | COM | 037636107 |
| — | MEDIVATION INC | 92,300 | $5,566 | 1.9% | $59.01 | — | COM | 58501N101 |
| GILD | GILEAD SCIENCES INC | 64,100 | $5,347 | 1.8% | $68.06 | -7.8% | COM | 375558103 |
| — | NUVEEN SHT DUR CR OPP FD | 334,609 | $5,260 | 1.8% | $17.69 | — | COM | 67074X107 |
| — | BLACKSTONE GSO LNG SHRT CR I | 354,512 | $5,123 | 1.7% | $17.31 | — | COM SHS BN INT | 09257D102 |
| — | EATON VANCE SR INCOME TR | 830,039 | $4,989 | 1.7% | $6.34 | — | SH BEN INT | 27826S103 |
| — | ALLERGAN PLC | 21,200 | $4,899 | 1.7% | $231.08 | — | SHS | G0177J108 |
| — | ADVENT CLAYMORE ENH GRW & IN | 596,036 | $4,882 | 1.6% | $8.22 | — | COM | 00765E104 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 287,709 | $4,270 | 1.4% | $16.01 | — | COM UT BEN INT | 670731108 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 28,400 | $4,013 | 1.4% | $156.23 | -5.6% | SHS USD | G50871105 |
| XPHDX | PIONEER FLOATING RATE TR | 322,069 | $3,630 | 1.2% | $11.43 | — | COM | 72369J102 |
| HCA | HCA HOLDINGS INC | 46,500 | $3,581 | 1.2% | $67.34 | +9.0% | COM | 40412C101 |
| INCY | INCYTE CORP | 44,300 | $3,543 | 1.2% | $84.30 | -7.9% | COM | 45337C102 |
| — | INVESCO SR INCOME TR | 824,372 | $3,446 | 1.2% | $4.14 | — | COM | 46131H107 |
| — | ADVENT CLAYMORE CV SECS & IN | 245,541 | $3,425 | 1.2% | $13.68 | — | COM | 00764C109 |
| — | ZAIS FINL CORP | 212,500 | $2,913 | 1.0% | $14.11 | — | COM | 98886K108 |
| — | CALAMOS GBL DYN INCOME FUND | 409,670 | $2,876 | 1.0% | $7.10 | — | COM | 12811L107 |
| — | BLACKROCK FLOAT RATE OME STR | 214,675 | $2,823 | 1.0% | $13.46 | — | COM | 09255X100 |
| — | WESTERN ASSET CORPORATE LN F | 230,685 | $2,388 | 0.8% | $10.35 | — | COM | 95790J102 |
| — | LIBERTY ALL STAR EQUITY FD | 471,748 | $2,368 | 0.8% | $5.76 | — | SH BEN INT | 530158104 |
| THC | TENET HEALTHCARE CORP | 79,500 | $2,197 | 0.7% | $42.87 | -31.1% | COM NEW | 88033G407 |
| AR | ANTERO RES CORP | 83,400 | $2,167 | 0.7% | $27.26 | 0.0% | COM | 03674X106 |
| — | AETNA INC NEW | 17,000 | $2,076 | 0.7% | $112.35 | — | COM | 00817Y108 |
| — | FIFTH STR SR FLOATNG RATE CO | 255,986 | $2,038 | 0.7% | $7.94 | — | COM | 31679F101 |
| — | ADEPTUS HEALTH INC | 39,000 | $2,015 | 0.7% | $55.48 | — | CL A | 006855100 |
| — | FIFTH STREET FINANCE CORP | 400,000 | $1,940 | 0.7% | $4.85 | — | COM | 31678A103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 204,629 | $1,909 | 0.6% | $9.83 | — | SH BEN INT | 18914E106 |
| — | EATON VANCE FLTG RATE INCOM | 125,815 | $1,885 | 0.6% | $17.20 | — | COM SHS BEN INT | 278284104 |
| BIIB | BIOGEN INC | 7,682 | $1,858 | 0.6% | $321.09 | -17.9% | COM | 09062X103 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 225,000 | $1,834 | 0.6% | $8.10 | — | SHS | 25160E102 |
| — | DEUTSCHE HIGH INCOME OPPORT | 124,823 | $1,698 | 0.6% | $13.15 | — | COM | 25158Y102 |
| MASI | MASIMO CORP | 32,300 | $1,696 | 0.6% | $26.99 | +74.5% | COM | 574795100 |
| — | WESTERN ASSET CLYM INFL SEC | 147,462 | $1,693 | 0.6% | $11.91 | — | COM SH BEN INT | 95766Q106 |
| — | NUVEEN FLOATING RATE INCOME | 155,373 | $1,607 | 0.5% | $10.71 | — | COM | 67072T108 |
| — | VOYA PRIME RATE TR | 303,885 | $1,556 | 0.5% | $5.04 | — | SH BEN INT | 92913A100 |
| IBB | ISHARES TR | 123,400 | $1,508 | 0.5% | $260.82 | — | Put | 464287556 |
| — | WESTERN ASSET CLYM INFL OPP | 132,785 | $1,475 | 0.5% | $11.92 | — | COM | 95766R104 |
| — | FIDUCIARY CLAYMORE MLP OPP F | 103,891 | $1,434 | 0.5% | $12.98 | — | COM | 31647Q106 |
| — | ENBRIDGE ENERGY PARTNERS L P | 61,700 | $1,431 | 0.5% | $23.19 | — | COM | 29250R106 |
| MPLX | MPLX LP | 42,300 | $1,423 | 0.5% | $33.64 | — | COM UNIT REP LTD | 55336V100 |
| VOD | VODAFONE GROUP PLC NEW | 46,000 | $1,421 | 0.5% | $30.89 | — | SPNSR ADR | 92857W308 |
| PAA | PLAINS ALL AMERN PIPELINE L | 51,700 | $1,421 | 0.5% | $27.49 | — | UNIT LTD PARTN | 726503105 |
| — | THL CR SR LN FD | 88,290 | $1,420 | 0.5% | $15.88 | — | COM | 87244R103 |
| — | ONEOK PARTNERS LP | 35,100 | $1,406 | 0.5% | $40.06 | — | UNIT LTD PARTN | 68268N103 |
| — | BUCKEYE PARTNERS L P | 19,800 | $1,393 | 0.5% | $70.35 | — | UNIT LTD PARTN | 118230101 |
| — | TC PIPELINES LP | 24,300 | $1,391 | 0.5% | $57.24 | — | UT COM LTD PRT | 87233Q108 |
| — | APOLLO TACTICAL INCOME FD IN | 92,200 | $1,330 | 0.4% | $14.61 | — | COM | 037638103 |
| — | ARIAD PHARMACEUTICALS INC | 169,000 | $1,249 | 0.4% | $6.88 | — | COM | 04033A100 |
| — | CALAMOS GLOBAL TOTAL RETURN | 114,443 | $1,246 | 0.4% | $11.34 | — | COM SH BEN INT | 128118106 |
| — | AVENUE INCOME CR STRATEGIES | 100,907 | $1,209 | 0.4% | $12.71 | — | COM | 05358E106 |
| — | LMP CAP & INCOME FD INC | 91,388 | $1,200 | 0.4% | $12.45 | — | COM | 50208A102 |
| — | VIRTUS TOTAL RETURN FD | 258,395 | $1,199 | 0.4% | $4.25 | — | COM | 92829A103 |
| PRTA | PROTHENA CORP PLC | 33,104 | $1,157 | 0.4% | $35.62 | +22.3% | SHS | G72800108 |
| — | NORTHSTAR RLTY FIN CORP | 100,000 | $1,143 | 0.4% | $13.79 | — | COM | 66704R803 |
| — | FIRST TR STRATEGIC HIGH INC | 94,542 | $1,131 | 0.4% | $11.67 | — | COM SHS NEW | 337353304 |
| — | NORTHSTAR ASSET MGMT GROUP I | 110,000 | $1,123 | 0.4% | $10.21 | — | COM | 66705Y104 |
| ALKS | ALKERMES PLC | 25,500 | $1,102 | 0.4% | $41.26 | 0.0% | SHS | G01767105 |
| — | CALAMOS CONV OPP AND INC FD | 109,600 | $1,077 | 0.4% | $9.68 | — | SH BEN INT | 128117108 |
| — | EATON VANCE SR FLTNG RTE TR | 79,541 | $1,040 | 0.4% | $12.82 | — | COM | 27828Q105 |
| — | SPARK THERAPEUTICS INC | 20,150 | $1,030 | 0.3% | $60.45 | — | COM | 84652J103 |
| ACHC | ACADIA HEALTHCARE COMPANY IN | 18,300 | $1,014 | 0.3% | $58.49 | 0.0% | COM | 00404A109 |
| A | AGILENT TECHNOLOGIES INC | 22,400 | $994 | 0.3% | $36.64 | +9.2% | COM | 00846U101 |
| XBI | SPDR SERIES TRUST | 378,500 | $992 | 0.3% | — | — | Put | 78464A870 |
| — | NEVRO CORP | 12,935 | $954 | 0.3% | $73.75 | — | COM | 64157F103 |
| — | ACCELERON PHARMA INC | 27,700 | $941 | 0.3% | $30.74 | — | COM | 00434H108 |
| — | ENVISION HEALTHCARE HLDGS IN | 36,500 | $926 | 0.3% | $31.68 | — | COM | 29413U103 |
| — | BLUEBIRD BIO INC | 21,100 | $913 | 0.3% | $64.21 | — | COM | 09609G100 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 143,430 | $892 | 0.3% | $5.49 | — | CL A | 18451C109 |
| — | NUVEEN DIVERSIFIED COMMODTY | 90,246 | $886 | 0.3% | $9.66 | — | COM UT BEN INT | 67074P104 |
| AZN | ASTRAZENECA PLC | 25,500 | $770 | 0.3% | $30.20 | — | SPONSORED ADR | 046353108 |
| — | JPMORGAN CHINA REGION FD INC | 48,364 | $735 | 0.2% | $15.20 | — | COM | 48126T104 |
| IBB | ISHARES TR | 2,800 | $721 | 0.2% | $260.82 | — | NASDQ BIOTEC ETF | 464287556 |
| — | JUNO THERAPEUTICS INC | 17,700 | $680 | 0.2% | $47.27 | — | COM | 48205A109 |
| SGRY | SURGERY PARTNERS INC | 34,200 | $612 | 0.2% | $16.87 | -11.8% | COM | 86881A100 |
| NTRA | NATERA INC | 49,800 | $601 | 0.2% | $9.83 | +13.2% | COM | 632307104 |
| — | ADVENT CLAY CONV SEC INC FD | 108,706 | $600 | 0.2% | $5.50 | — | COM | 007639107 |
| KMI | KINDER MORGAN INC DEL | 30,000 | $562 | 0.2% | $9.95 | +9.7% | COM | 49456B101 |
| — | AMSURG CORP | 7,000 | $543 | 0.2% | $74.60 | — | COM | 03232P405 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 38,500 | $503 | 0.2% | $11.03 | -11.4% | COM CL A | 46333X108 |
| — | KITE PHARMA INC | 9,300 | $465 | 0.2% | $45.58 | — | COM | 49803L109 |
| — | DEUTSCHE STRATEGIC INCOME TR | 39,526 | $454 | 0.2% | $11.11 | — | SHS | 25160F109 |
| — | EATON VANCE FLTING RATE INC | 31,505 | $423 | 0.1% | $13.77 | — | COM | 278279104 |
| — | CLOUGH GLOBAL EQUITY FD | 38,119 | $408 | 0.1% | $10.70 | — | COM | 18914C100 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 25,787 | $393 | 0.1% | $13.94 | — | COM | 09253X102 |
| — | PIMCO DYNAMIC CR INCOME FD | 17,755 | $340 | 0.1% | $19.40 | — | COM SHS | 72202D106 |
| — | MERRIMACK PHARMACEUTICALS IN | 63,090 | $340 | 0.1% | $10.82 | — | COM | 590328100 |
| — | EVERI HLDGS INC | 294,313 | $338 | 0.1% | $1.15 | — | COM | 30034T103 |
| — | EATON VANCE LTD DUR INCOME F | 24,410 | $328 | 0.1% | $12.69 | — | COM | 27828H105 |
| — | ABERDEEN ASIA PACIFIC INCOM | 64,175 | $322 | 0.1% | $4.57 | — | COM | 003009107 |
| ABUS | ARBUTUS BIOPHARMA CORP | 89,800 | $313 | 0.1% | $8.87 | -52.3% | COM | 03879J100 |
| XHB | SPDR SERIES TRUST | 9,100 | $305 | 0.1% | $33.85 | — | S&P HOMEBUILD | 78464A888 |
| — | CALAMOS CONV & HIGH INCOME F | 28,669 | $304 | 0.1% | $10.46 | — | COM SHS | 12811P108 |
| — | BLACKROCK MULTI-SECTOR INC T | 17,417 | $288 | 0.1% | $16.17 | — | COM | 09258A107 |
| — | ZWEIG FD | 22,884 | $288 | 0.1% | $12.59 | — | COM NEW | 989834205 |
| — | BARCLAYS BK PLC | 450,500 | $270 | 0.1% | — | — | Put | 06742E711 |
| — | COMSTOCK RES INC | 282,492 | $237 | 0.1% | $0.84 | — | COM NEW | 205768203 |
| — | DOUBLELINE INCOME SOLUTIONS | 12,259 | $225 | 0.1% | $16.79 | — | COM | 258622109 |
| — | RADIO ONE INC | 69,481 | $222 | 0.1% | $2.61 | — | CL D NON VTG | 75040P405 |
| — | AMERICAN CAP SR FLOATING LTD | 20,283 | $208 | 0.1% | $11.09 | — | COM | 02504D108 |
| EWG | ISHARES | 8,400 | $202 | 0.1% | $25.70 | — | MSCI GERMANY ETF | 464286806 |
| — | NOVAVAX INC | 21,200 | $154 | 0.1% | $7.26 | — | COM | 670002104 |
| — | CROSSROADS CAP INC | 54,278 | $112 | 0.0% | $3.21 | — | COM | 227656105 |
| AMD | ADVANCED MICRO DEVICES INC | 647,900 | $73 | 0.0% | — | — | Put | 007903107 |
| — | APOLLO RESIDENTIAL MTG INC | 56,100 | $72 | 0.0% | $13.42 | — | Call | 03763V102 |
| VOD | VODAFONE GROUP PLC NEW | 152,500 | $65 | 0.0% | $30.89 | — | Put | 92857W308 |
| — | SPDR SERIES TRUST | 200,000 | $60 | 0.0% | — | — | Call | 78464A417 |
| PFE | PFIZER INC | 60,000 | $52 | 0.0% | $19.05 | +10.5% | Call | 717081103 |
| HYG | ISHARES TR | 72,400 | $40 | 0.0% | — | — | Call | 464288513 |
| SPY | SPDR S&P 500 ETF TR | 25,000 | $40 | 0.0% | — | — | Put | 78462F103 |
| AGO | ASSURED GUARANTY LTD | 100,000 | $35 | 0.0% | — | — | Put | G0585R106 |
| AZN | ASTRAZENECA PLC | 134,500 | $32 | 0.0% | $30.20 | — | Put | 046353108 |
| — | ROYAL DUTCH SHELL PLC | 131,300 | $18 | 0.0% | — | — | Put | 780259206 |
| — | GLAXOSMITHKLINE PLC | 112,500 | $16 | 0.0% | — | — | Put | 37733W105 |
| — | SPDR SERIES TRUST | 10,000 | $14 | 0.0% | — | — | Put | 78464A730 |
| — | SPDR SERIES TRUST | 11,000 | $12 | 0.0% | — | — | Call | 78464A730 |
| — | WHITING PETE CORP NEW | 20,000 | $12 | 0.0% | — | — | Put | 966387102 |
| IWM | ISHARES TR | 25,000 | $10 | 0.0% | — | — | Put | 464287655 |
| — | HALCON RES CORP | 20,000 | $9 | 0.0% | $0.45 | — | COM PAR | 40537Q506 |
| DEO | DIAGEO P L C | 55,000 | $9 | 0.0% | — | — | Put | 25243Q205 |
| GLD | SPDR GOLD TRUST | 20,000 | $7 | 0.0% | — | — | Call | 78463V107 |
| — | ALPS ETF TR | 100,000 | $5 | 0.0% | $10.91 | — | Put | 00162Q866 |
| GLP | GLOBAL PARTNERS LP | 20,000 | $4 | 0.0% | — | — | Call | 37946R109 |
| HYG | ISHARES TR | 20,000 | $1 | 0.0% | — | — | Put | 464288513 |
| EWG | ISHARES | 20,000 | $1 | 0.0% | $25.70 | — | Put | 464286806 |