CIK: 0001177043 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value ($000): $210,907 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INVESTORS BANCORP | 484,000 | $10,600 | 5.0% | $21.90 | — | COM | 46146p102 |
| — | FIRST UNITED BANCORP | 1,381,400 | $10,126 | 4.8% | $7.33 | — | COM | 33740n105 |
| — | YADKIN VALLEY | 566,018 | $9,752 | 4.6% | $6.25 | — | COM | 984314104 |
| — | FIRST FINANCIAL | 175,924 | $9,704 | 4.6% | $55.16 | — | COM | 32023e105 |
| — | M&T BANCORP | 80,000 | $8,954 | 4.2% | $111.92 | — | WRNT | 55261f104 |
| — | COWEN HOLDINGS | 2,300,000 | $7,912 | 3.8% | $2.82 | — | COM | 223622101 |
| — | GLEACHER | 502,300 | $6,907 | 3.3% | $0.60 | — | COM | 377341102 |
| — | ASB BANCORP | 353,326 | $6,052 | 2.9% | $16.39 | — | COM | 00213T109 |
| — | ZAIS FINANCIAL | 319,373 | $5,541 | 2.6% | $17.35 | — | COM | 98886k108 |
| — | PARK STERLING | 777,892 | $4,986 | 2.4% | $6.41 | — | COM | 70086y105 |
| — | OMNIAMERICAN BANCORP | 201,621 | $4,931 | 2.3% | $24.46 | — | COM | 68216r107 |
| — | REGIONAL MANAGEMENT | 148,000 | $4,706 | 2.2% | $31.80 | — | COM | 75902k106 |
| — | ARES COMML REAL ESTATE | 363,900 | $4,523 | 2.1% | $12.43 | — | COM | 04013v108 |
| — | SYNOVUS | 1,325,300 | $4,374 | 2.1% | $3.30 | — | COM | 87161c105 |
| — | PACWEST | 150,000 | $3,983 | 1.9% | $26.55 | — | COM | 70931t103 |
| — | CONNECTONE BANCORP | 112,986 | $3,977 | 1.9% | $35.20 | — | COM | 20786u101 |
| — | CUSTOMERS BANCORP | 200,000 | $3,220 | 1.5% | $16.10 | — | COM | 23204g100 |
| — | VIEWPOINT FINANCIAL | 150,000 | $3,101 | 1.5% | $20.67 | — | COM | 92672a102 |
| WFC | WELLS FARGO | 75,000 | $3,100 | 1.5% | — | — | Put | 949746101 |
| — | CHARTER FINANCIAL | 175,316 | $2,865 | 1.4% | $16.34 | — | COM | 16122m100 |
| — | BNC BANCORP | 209,958 | $2,801 | 1.3% | $13.34 | — | COM | 05566t101 |
| BAC | BANK OF AMERICA | 200,000 | $2,760 | 1.3% | $9.78 | +14.8% | COM | 060505104 |
| — | TRISTATE CAPITAL | 214,103 | $2,760 | 1.3% | $12.89 | — | COM | 89678f100 |
| — | FIDELITY SOUTHERN | 178,471 | $2,738 | 1.3% | $12.37 | — | COM | 316394105 |
| SAMG | SILVERCREST | 200,000 | $2,726 | 1.3% | $12.55 | +5.1% | COM | 828359109 |
| NTRS | NORTHERN TRUST | 50,000 | $2,720 | 1.3% | — | — | Put | 665859104 |
| NBTB | NBT BANCORP | 108,893 | $2,503 | 1.2% | $21.10 | +5.9% | COM | 628778102 |
| — | PACIFIC PREMIER | 178,300 | $2,394 | 1.1% | $13.43 | — | COM | 69478x105 |
| — | VANTAGE SOUTH | 437,653 | $2,324 | 1.1% | $5.31 | — | COM | 92209w105 |
| — | STATE BANK | 135,200 | $2,146 | 1.0% | $16.06 | — | COM | 856190103 |
| FCCO | FIRST COMMUNITY | 200,035 | $2,087 | 1.0% | $7.11 | +7.3% | COM | 319835104 |
| — | COMMUNITY FINANCIAL | 107,300 | $2,033 | 1.0% | $18.95 | — | COM | 20368x101 |
| — | TWO HARBORS | 200,000 | $1,942 | 0.9% | $9.71 | — | COM | 90187b101 |
| — | VIRGINIA HERITAGE | 119,770 | $1,916 | 0.9% | $15.26 | — | COM | 927819102 |
| — | REGIONS FINANCIAL | 200,000 | $1,852 | 0.9% | $9.26 | — | COM | 7591ep100 |
| — | METRO BANCORP | 88,043 | $1,850 | 0.9% | $21.01 | — | COM | 59161r101 |
| — | BRIDGE BANCORP | 80,000 | $1,720 | 0.8% | $21.50 | — | COM | 108035106 |
| — | FRANKLIN FINANCIAL | 90,000 | $1,706 | 0.8% | $18.96 | — | COM | 35353c102 |
| — | UNITED FINANCIAL | 102,499 | $1,657 | 0.8% | $16.17 | — | COM | 91030t110 |
| STT | STATE STREET | 25,000 | $1,644 | 0.8% | — | — | Put | 857477103 |
| — | SUNTRUST BANKS | 49,900 | $1,618 | 0.8% | $28.81 | — | COM | 867914103 |
| — | NEW RESIDENTIAL | 236,362 | $1,564 | 0.7% | $6.62 | — | COM | 64828t102 |
| — | SWS GROUP | 280,000 | $1,563 | 0.7% | $5.58 | — | COM | 78503n107 |
| — | AMERIS BANCORP | 83,390 | $1,533 | 0.7% | $18.38 | — | COM | 03076k108 |
| — | WESTBURY | 100,000 | $1,424 | 0.7% | $14.24 | — | COM | 95727p106 |
| — | BANC OF CALIFORNIA | 100,000 | $1,383 | 0.7% | $13.83 | — | COM | 05990k106 |
| MS | MORGAN STANLEY | 50,000 | $1,348 | 0.6% | $17.96 | +9.4% | COM | 617446448 |
| — | DIME COMMUNITY | 77,333 | $1,287 | 0.6% | $16.64 | — | COM | 253922108 |
| WBS | WEBSTER FINANCIAL | 50,000 | $1,277 | 0.6% | $23.73 | +12.2% | COM | 947890109 |
| — | MALVERN BANCORP | 100,000 | $1,274 | 0.6% | $12.19 | — | COM | 561409103 |
| — | FIRST BANCSHARES MISS | 88,621 | $1,238 | 0.6% | $10.82 | — | COM | 318916103 |
| MRCC | MONROE CAPITAL | 95,000 | $1,233 | 0.6% | $3.45 | 0.0% | COM | 610335101 |
| — | BANK MUTUAL CORP | 194,250 | $1,218 | 0.6% | $5.53 | — | COM | 063750103 |
| HOMB | HOME BANCSHARES | 40,000 | $1,215 | 0.6% | $10.30 | +33.5% | COM | 436893200 |
| TFSL | TFS FINANCIAL | 100,000 | $1,197 | 0.6% | $5.39 | +10.5% | COM | 87240R107 |
| — | SOUTHERN NATIONAL | 123,720 | $1,192 | 0.6% | $9.66 | — | COM | 843395104 |
| — | FOX CHASE BANCORP | 67,453 | $1,173 | 0.6% | $17.39 | — | COM | 35137t108 |
| — | CITIGROUP | 22,500 | $1,091 | 0.5% | $44.24 | — | COM | 172967101 |
| — | SUFFOLK BANCORP | 60,000 | $1,063 | 0.5% | $14.24 | — | COM | 864739107 |
| — | JACKSONVILLE BANCORP | 2,136,325 | $1,057 | 0.5% | $0.64 | — | COM | 469249106 |
| HTB | HOMETRUST | 63,015 | $1,040 | 0.5% | $16.44 | 0.0% | COM | 437872104 |
| — | JP MORGAN | 20,000 | $1,034 | 0.5% | $51.70 | — | COM | 46625h100 |
| — | NATIONAL HOLDINGS | 2,706,434 | $1,002 | 0.5% | $0.29 | — | COM | 636375107 |
| — | BANCORP SOUTH | 50,000 | $997 | 0.5% | $19.94 | — | COM | 059692103 |
| FITB | FIFTH THIRD | 50,000 | $903 | 0.4% | $10.54 | +18.4% | COM | 316773100 |
| — | VIRTUS INVT PARTNERS | 5,500 | $895 | 0.4% | $162.73 | — | COM | 92828q109 |
| — | VIEWPOINT FINANCIAL | 40,000 | $827 | 0.4% | $20.68 | — | COM | 92672a101 |
| — | UNITED FINANCIAL | 50,000 | $809 | 0.4% | $16.18 | — | COM | 91030t109 |
| HIG | HARTFORD | 25,000 | $778 | 0.4% | $24.13 | 0.0% | COM | 416515104 |
| — | BOSTON PRIVATE | 70,100 | $777 | 0.4% | $11.08 | — | COM | 101119105 |
| — | PORTER BANCORP | 844,393 | $742 | 0.4% | $0.70 | — | COM | 736233107 |
| IBCP | INDEPENDENT BANK CORP | 74,000 | $740 | 0.4% | $5.76 | 0.0% | COM | 453838609 |
| — | COBIZ FINANCIAL | 75,000 | $725 | 0.3% | $8.08 | — | COM | 190897108 |
| — | KEARNEY | 70,000 | $715 | 0.3% | $10.49 | — | COM | 487169104 |
| — | LAPORTE | 65,711 | $687 | 0.3% | $9.91 | — | COM | 516651106 |
| — | STONEGATE BANK | 32,500 | $683 | 0.3% | $17.75 | — | COM | 861811107 |
| — | PEOPLES FEDERAL | 39,100 | $681 | 0.3% | $18.68 | — | COM | 711037101 |
| — | SEACOAST FINANCIAL | 288,034 | $625 | 0.3% | $2.09 | — | COM | 811707306 |
| — | BANK UNITED | 20,000 | $624 | 0.3% | $31.20 | — | COM | 06652k103 |
| — | EVANS BANCORP | 31,672 | $620 | 0.3% | $19.58 | — | COM | 29911q208 |
| — | OAK VIEW NATIONAL | 130,550 | $607 | 0.3% | $4.65 | — | COM | 67134x105 |
| SFST | SOUTHERN FIRST | 42,672 | $563 | 0.3% | $12.79 | 0.0% | COM | 842873101 |
| — | SUNSHINE FINANCIAL | 26,904 | $421 | 0.2% | $15.65 | — | COM | 86782t109 |
| — | SOUTHCOAST | 70,225 | $404 | 0.2% | $5.75 | — | COM | 84129r100 |
| — | FIRST CAPITAL BANCORP | 95,354 | $380 | 0.2% | $3.99 | — | COM | 319438107 |
| FISI | FINANCIAL INSTITUTIONS | 14,500 | $297 | 0.1% | $11.88 | +4.0% | COM | 317585404 |
| — | CLIFTON SAVINGS | 23,250 | $288 | 0.1% | $12.39 | — | COM | 18712q103 |
| — | HERITAGE OAKS BANCORP | 42,600 | $273 | 0.1% | $6.41 | — | COM | 42724r107 |
| — | UNITED FINANCIAL | 16,255 | $263 | 0.1% | $16.18 | — | COM | 91030t111 |
| — | NORTHFIELD BANCORP | 19,570 | $238 | 0.1% | $12.16 | — | COM | 66611t108 |
| — | VIEWPOINT FINANCIAL | 11,050 | $228 | 0.1% | $20.63 | — | COM | 92672a103 |
| — | PACIFIC CONTINENTAL | 16,000 | $210 | 0.1% | $13.13 | — | COM | 69412v108 |
| — | FIRST SECURITY | 101,345 | $210 | 0.1% | $2.07 | — | COM | 336312202 |
| — | SOUTHCOAST | 33,479 | $193 | 0.1% | $5.08 | — | COM | 84129R100 |
| — | BSB BANCORP | 13,200 | $185 | 0.1% | $14.02 | — | COM | 05573h108 |
| — | XENITH BANCSHARES | 29,230 | $176 | 0.1% | $6.02 | — | COM | 98410x105 |
| SHBI | SHORE BANCSHARES | 19,770 | $174 | 0.1% | $8.14 | 0.0% | COM | 825107105 |
| — | NORTH VALLEY BANCORP | 8,000 | $151 | 0.1% | $18.53 | — | COM | 66304M204 |
| FMNB | FARMERS NATIONAL BANCORP | 16,765 | $106 | 0.1% | $4.37 | -2.5% | COM | 309627107 |
| PEBO | PEOPLES BANCORP | 4,568 | $95 | 0.0% | $19.80 | +9.9% | COM | 709789101 |