CIK: 0001177043 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 14, 2014
Total Value ($000): $258,494 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | INVESTORS BANCORP | 459,000 | $11,741 | 4.5% | $25.58 | — | COM | 46146P102 |
| — | FIRST UNITED BANCORP | 1,387,305 | $10,558 | 4.1% | $7.61 | — | COM | 33740N105 |
| — | YADKIN VALLEY | 588,745 | $10,032 | 3.9% | $6.67 | — | COM | 984314104 |
| — | FIRST FINANCIAL | 150,000 | $9,971 | 3.9% | $66.47 | — | COM | 32023E105 |
| MTB | M&T BANCORP | 80,000 | $9,314 | 3.6% | $81.40 | 0.0% | WRNT | 55261F104 |
| — | SEACOAST FINANCIAL | 683,796 | $8,343 | 3.2% | $7.94 | — | COM | 811707306 |
| — | COWEN HOLDINGS | 2,119,900 | $8,289 | 3.2% | $2.82 | — | COM | 223622101 |
| — | CONNECTONE BANCORP | 200,457 | $7,944 | 3.1% | $39.63 | — | COM | 20786U101 |
| PNC | PNC JAN 75 | 100,000 | $7,758 | 3.0% | — | — | Put | 693475105 |
| WFC | WELLS FARGO JAN 44 | 170,000 | $7,718 | 3.0% | — | — | Put | 949746101 |
| — | BB&T JAN37 | 200,000 | $7,464 | 2.9% | — | — | Put | 054937107 |
| CMA | COMERICA JAN46 | 150,000 | $7,132 | 2.8% | — | — | Put | 200340107 |
| — | ZAIS FINANCIAL | 395,000 | $6,332 | 2.4% | $16.03 | — | COM | 98886K108 |
| — | ASB BANCORP | 334,201 | $5,765 | 2.2% | $16.39 | — | COM | 00213T109 |
| — | PARK STERLING | 743,697 | $5,310 | 2.1% | $7.14 | — | COM | 70086Y105 |
| BK | BANK OF NY JAN 33 | 150,000 | $5,242 | 2.0% | — | — | Put | 064058100 |
| — | GLEACHER | 502,300 | $5,220 | 2.0% | $0.60 | — | COM | 377341102 |
| — | OMNIAMERICAN BANCORP | 236,021 | $5,046 | 2.0% | $21.38 | — | COM | 68216R107 |
| RM | REGIONAL MANAGEMENT | 130,000 | $4,411 | 1.7% | $27.00 | 0.0% | COM | 75902K106 |
| — | BNC BANCORP | 250,113 | $4,288 | 1.7% | $17.14 | — | COM | 05566T101 |
| — | ATLANTIC COAST FINL | 977,500 | $4,232 | 1.6% | $4.33 | — | COM | 048426100 |
| — | EVERBANK FINAN JAN 17.50 | 200,000 | $3,668 | 1.4% | — | — | Put | 29977G102 |
| ACRE | ARES COMML REAL ESTATE | 250,000 | $3,275 | 1.3% | $13.10 | — | COM | 04013V108 |
| ABCB | AMERIS BANCORP | 150,000 | $3,167 | 1.2% | $16.69 | 0.0% | COM | 03076K108 |
| BAC | BANK OF AMERICA | 200,000 | $3,114 | 1.2% | $9.78 | +19.4% | COM | 060505104 |
| — | VANTAGE SOUTH | 583,556 | $3,075 | 1.2% | $5.27 | — | COM | 92209W105 |
| SAMG | SILVERCREST | 171,038 | $2,917 | 1.1% | $12.55 | +20.4% | COM | 828359109 |
| — | AMERICAN CAPITAL AGENCY | 150,000 | $2,894 | 1.1% | $19.29 | — | COM | 02503X105 |
| — | VIEWPOINT FINANCIAL | 105,000 | $2,882 | 1.1% | $27.45 | — | COM | 92672A102 |
| — | CHARTER FINANCIAL | 266,376 | $2,869 | 1.1% | $10.77 | — | COM | 16122M100 |
| NBTB | NBT BANCORP | 108,893 | $2,820 | 1.1% | $21.10 | +16.3% | COM | 628778102 |
| — | CITIGROUP | 50,000 | $2,606 | 1.0% | $48.57 | — | COM | 172967101 |
| NMIH | NMI HOLDINGS | 200,000 | $2,546 | 1.0% | $13.30 | 0.0% | COM | 629209305 |
| — | VIRGINIA HERITAGE | 136,945 | $2,454 | 0.9% | $15.59 | — | COM | 927819102 |
| — | COMMUNITY FINANCIAL | 107,830 | $2,232 | 0.9% | $20.70 | — | COM | 20368X101 |
| — | NEWBRIDGE BANCORP | 296,500 | $2,202 | 0.9% | $7.43 | — | COM | 65080T102 |
| FCCO | FIRST COMMUNITY | 203,255 | $2,114 | 0.8% | $7.12 | +7.0% | COM | 319835104 |
| — | TRISTATE CAPITAL | 175,000 | $2,076 | 0.8% | $11.86 | — | COM | 89678F100 |
| — | SYNOVUS | 574,500 | $2,068 | 0.8% | $3.60 | — | COM | 87161C105 |
| RF | REGIONS FINANCIAL | 200,000 | $1,978 | 0.8% | $6.45 | 0.0% | COM | 7591EP100 |
| — | METRO BANCORP | 88,043 | $1,896 | 0.7% | $21.53 | — | COM | 59161R101 |
| — | JACKSONVILLE BANCORP | 149,619 | $1,885 | 0.7% | $0.64 | — | COM | 469249106 |
| HOMB | HOME BANCSHARES | 50,000 | $1,868 | 0.7% | $11.69 | +47.4% | COM | 436893200 |
| HTB | HOMETRUST | 116,430 | $1,861 | 0.7% | $16.33 | -0.8% | COM | 437872104 |
| — | SUNTRUST BANKS | 50,000 | $1,841 | 0.7% | $28.81 | — | COM | 867914103 |
| — | NATIONAL HOLDINGS | 3,177,434 | $1,827 | 0.7% | $0.33 | — | COM | 636375107 |
| — | STATE BANK | 100,000 | $1,820 | 0.7% | $16.06 | — | COM | 856190103 |
| — | FRANKLIN FINANCIAL | 90,000 | $1,780 | 0.7% | $19.78 | — | COM | 35353C102 |
| — | WASHINGTON BANKING | 100,000 | $1,774 | 0.7% | $17.74 | — | COM | 937303105 |
| — | FIDELITY SOUTHERN | 101,682 | $1,689 | 0.7% | $12.37 | — | COM | 316394105 |
| BKU | BANK UNITED | 50,000 | $1,646 | 0.6% | $22.24 | 0.0% | COM | 06652K103 |
| MS | MORGAN STANLEY | 50,000 | $1,568 | 0.6% | $17.96 | +21.4% | COM | 617446448 |
| — | SWS GROUP | 255,000 | $1,550 | 0.6% | $6.08 | — | COM | 78503N107 |
| — | CENTERSTATES | 144,843 | $1,470 | 0.6% | $10.15 | — | COM | 15201P109 |
| — | SOUTHERN NATIONAL | 134,720 | $1,348 | 0.5% | $9.68 | — | COM | 843395104 |
| BANC | BANC OF CALIFORNIA | 100,000 | $1,341 | 0.5% | $9.71 | 0.0% | COM | 05990K106 |
| — | FIRST BANCSHARES MISS | 89,021 | $1,248 | 0.5% | $10.82 | — | COM | 318916103 |
| TFSL | TFS FINANCIAL | 100,000 | $1,212 | 0.5% | $5.39 | +14.8% | COM | 87240R107 |
| — | FOX CHASE BANCORP | 67,803 | $1,171 | 0.5% | $17.27 | — | COM | 35137T108 |
| PMT | PENNY MAC CORP | 50,000 | $1,148 | 0.4% | $22.96 | — | COM | 70931T103 |
| — | MALVERN BANCORP | 100,000 | $1,100 | 0.4% | $12.19 | — | COM | 561409103 |
| FITB | FIFTH THIRD | 50,000 | $1,052 | 0.4% | $10.54 | +24.1% | COM | 316773100 |
| — | SOUTHCOAST | 180,704 | $1,048 | 0.4% | $5.67 | — | COM | 84129R100 |
| CUBI | CUSTOMERS BANCORP | 50,000 | $1,024 | 0.4% | $15.94 | 0.0% | COM | 23204G100 |
| — | UNITED FINANCIAL | 50,000 | $945 | 0.4% | $18.90 | — | COM | 91030T109 |
| — | TWO HARBORS | 100,000 | $928 | 0.4% | $9.28 | — | COM | 90187B101 |
| HIG | HARTFORD | 25,000 | $906 | 0.4% | $24.13 | +10.8% | COM | 416515104 |
| — | COBIZ FINANCIAL | 75,000 | $897 | 0.3% | $8.08 | — | COM | 190897108 |
| — | KEARNEY | 70,000 | $814 | 0.3% | $10.49 | — | COM | 487169104 |
| GNW | GENWORTH FINL | 50,000 | $777 | 0.3% | $14.45 | 0.0% | COM | 37247D106 |
| — | ATLANTIC COAST FINL | 172,500 | $747 | 0.3% | $4.33 | — | COM | 048426101 |
| — | STONEGATE BANK | 32,500 | $746 | 0.3% | $17.75 | — | COM | 861811107 |
| — | CYS INVESTMENTS | 100,000 | $741 | 0.3% | $7.41 | — | COM | 12673A108 |
| — | PEOPLES FEDERAL | 40,675 | $722 | 0.3% | $18.64 | — | COM | 711037101 |
| ARCC | ARES CAPITAL | 40,000 | $710 | 0.3% | $5.52 | 0.0% | COM | 04010L103 |
| WBBW | WESTBURY | 50,000 | $698 | 0.3% | $14.24 | 0.0% | COM | 95727P106 |
| — | EVANS BANCORP | 31,672 | $668 | 0.3% | $21.09 | — | COM | 29911Q208 |
| — | NEW CENTURY BANCORP | 97,639 | $651 | 0.3% | $6.67 | — | COM | 64353M100 |
| — | OAK VIEW NATIONAL | 131,550 | $638 | 0.2% | $4.85 | — | COM | 67134X105 |
| — | PACIFIC PREMIER | 40,000 | $630 | 0.2% | $15.75 | — | COM | 69478X105 |
| — | PALMETTO BANCSHARES | 45,484 | $590 | 0.2% | $12.97 | — | COM | 697062206 |
| MRCC | MONROE CAPITAL | 46,503 | $568 | 0.2% | $3.45 | -6.0% | COM | 610335101 |
| SFST | SOUTHERN FIRST | 42,672 | $567 | 0.2% | $12.79 | +3.5% | COM | 842873101 |
| — | FIRST SECURITY | 239,606 | $551 | 0.2% | $2.20 | — | COM | 336312202 |
| — | FIRST CAPITAL BANCORP | 118,654 | $550 | 0.2% | $4.11 | — | COM | 319438107 |
| — | SUNSHINE FINANCIAL | 27,254 | $497 | 0.2% | $18.24 | — | COM | 86782T109 |
| CHMI | CHERRY HILL MTGE INVT | 25,000 | $445 | 0.2% | $17.80 | — | COM | 164651101 |
| — | AMERICAN CAPITAL LTD | 25,000 | $391 | 0.2% | $15.64 | — | COM | 02503Y103 |
| — | PORTER BANCORP | 611,208 | $389 | 0.2% | $0.70 | — | COM | 736233107 |
| — | DIME COMMUNITY | 22,167 | $375 | 0.1% | $16.64 | — | COM | 253922108 |
| FISI | FINANCIAL INSTITUTIONS | 14,500 | $358 | 0.1% | $11.88 | +20.2% | COM | 317585404 |
| — | CLIFTON SAVINGS | 24,000 | $307 | 0.1% | $12.79 | — | COM | 18712Q103 |
| — | HERITAGE OAKS BANCORP | 40,000 | $300 | 0.1% | $7.50 | — | COM | 42724R107 |
| — | XENITH BANCSHARES | 48,230 | $284 | 0.1% | $5.89 | — | COM | 98410X105 |
| — | VIEWPOINT FINANCIAL | 11,050 | $228 | 0.1% | $20.63 | — | COM | 92672A103 |
| — | BSB BANCORP | 13,725 | $207 | 0.1% | $15.08 | — | COM | 05573H108 |
| — | NORTH VALLEY BANCORP | 8,625 | $163 | 0.1% | $18.56 | — | COM | 66304M204 |
| — | PACIFIC CONTINENTAL | 10,000 | $159 | 0.1% | $15.90 | — | COM | 69412V108 |
| — | XENITH BANCSHARES | 19,125 | $113 | 0.0% | $5.91 | — | COM | 94810X105 |