Location: Los Angeles, CA
CIK: 0001259313 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $1.751B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Williams Clayton Energy, Inc | 5,852,509 | $698M | 39.9% | $119.26 | $75.14 | — | COM | 969490101 |
| — | Smart& Final Stores Inc | 44,218,762 | $623M | 35.6% | $14.10 | $14.43 | — | COM | 83190B101 |
| — | Halcon Resources Corporation | 17,981,822 | $168M | 9.6% | $9.34 | $9.38 | — | COM PAR NEW | 40537Q605 |
| ARCC | Ares Capital Corp | 1,474,695 | $24.32M | 1.4% | $16.49 * | $6.21 | +6.6% | COM | 04010L103 |
| — | FS Investment Corp | 1,894,909 | $19.52M | 1.1% | $10.30 | $9.37 | — | COM | 302635107 |
| — | Apollo Investment Corp | 2,367,945 | $13.88M | 0.8% | $5.86 | $5.78 | — | COM | 03761U106 |
| NMFC | New Mountain Finance Corp | 884,953 | $12.48M | 0.7% | $14.10 * | $4.83 | +7.6% | COM | 647551100 |
| — | Travelport Worldwide Ltd | 797,440 | $11.24M | 0.6% | $14.10 | $13.22 | — | COM | G9019D104 |
| AAL | American Airlines, Inc. | 239,276 | $11.17M | 0.6% | $46.69 * | $40.46 | +3.9% | COM | 02376R102 |
| — | Fifth Street Finance Corp | 2,024,406 | $10.87M | 0.6% | $5.37 | $5.36 | — | COM | 31678A103 |
| GBDC | Golub Capital BDC Inc. | 590,255 | $10.86M | 0.6% | $18.39 * | $7.67 | +1.4% | COM | 38173M102 |
| — | THL Credit Inc. | 1,017,451 | $10.19M | 0.6% | $10.01 | $10.04 | — | COM | 872438106 |
| — | Midstates Petroleum Company Inc | 477,081 | $9.895M | 0.6% | $20.74 | $20.74 | — | COM PAR | 59804T407 |
| PSEC | Prospect Capital Corp | 1,076,478 | $8.989M | 0.5% | $8.35 * | $2.60 | +2.6% | COM | 74348T102 |
| — | BlackRock Capital Investment | 1,266,354 | $8.814M | 0.5% | $6.96 | $7.96 | — | COM | 092533108 |
| — | Fifth Street Senior Floating | 931,373 | $8.112M | 0.5% | $8.71 | $8.30 | — | COM | 31679F101 |
| — | Triangle Capital Corp | 431,580 | $7.915M | 0.5% | $18.34 | $18.68 | — | COM | 895848109 |
| — | TCP Capital Corp | 449,342 | $7.594M | 0.4% | $16.90 | $15.88 | — | COM | 87238Q103 |
| SLRC | Solar Capital LTD | 323,517 | $6.736M | 0.4% | $20.82 * | $7.80 | +11.2% | COM | 83413U100 |
| FDUS | Fidus Investment Corp | 421,623 | $6.632M | 0.4% | $15.73 * | $5.58 | +3.1% | COM | 316500107 |
| — | Medley Capital Corp | 835,110 | $6.272M | 0.4% | $7.51 | $7.13 | — | COM | 58503F106 |
| TPVG | TriplePoint Venture Growth | 481,669 | $5.674M | 0.3% | $11.78 | $10.93 | +6.7% | COM | 89677Y100 |
| PFLT | PenantPark Floating Rate | 399,768 | $5.641M | 0.3% | $14.11 * | $4.68 | +11.3% | COM | 70806A106 |
| — | Alcentra Capital Corp | 419,524 | $5.022M | 0.3% | $11.97 | $12.59 | — | COM | 01374T102 |
| SCM | Stellus Capital Investment Corp | 406,962 | $4.908M | 0.3% | $12.06 * | $10.83 | +5.5% | COM | 858568108 |
| PNNT | PenantPark Investment Corp | 633,629 | $4.854M | 0.3% | $7.66 * | $2.25 | +13.7% | COM | 708062104 |
| WHF | WhiteHorse Finance Inc | 393,691 | $4.791M | 0.3% | $12.17 * | $11.02 | +3.2% | COM | 96524V106 |
| — | Solar Senior Capital LTD | 266,784 | $4.386M | 0.3% | $16.44 | $16.24 | — | COM | 83416M105 |
| — | Capitala Finance Corp | 318,213 | $4.114M | 0.2% | $12.93 | $13.22 | — | COM | 14054R106 |
| PMT | PennyMac Mortgage | 241,121 | $3.947M | 0.2% | $16.37 | $15.58 | — | COM | 70931T103 |
| — | Garrison Capital Inc | 306,744 | $2.868M | 0.2% | $9.35 | $9.88 | — | COM | 366554103 |
| — | Two Harbors Invt Corp | 295,700 | $2.579M | 0.1% | $8.72 | $8.72 | — | COM | 90187B101 |
| — | Chimera Investment Corp | 131,673 | $2.241M | 0.1% | $17.02 | $16.21 | — | COM | 16934Q208 |
| BXMT | Blackstone Mortgage Trust Inc | 64,300 | $1.934M | 0.1% | $30.08 | $29.45 | — | COM | 09257W100 |
| LADR | Ladder Cap Corp | 138,610 | $1.902M | 0.1% | $13.72 | $13.72 | — | CL A | 505743104 |
| — | TPG Specialty Lending Inc | 96,587 | $1.804M | 0.1% | $18.68 | $16.60 | — | COM | 87265K102 |
| HTGC | Hercules Capital Inc. | 101,239 | $1.428M | 0.1% | $14.11 * | $12.95 | +5.1% | COM | 427096508 |
| OFS | OFS Capital Corp | 81,328 | $1.119M | 0.1% | $13.76 * | $13.40 | -0.5% | COM | 67103B100 |
| — | Doubline Income Solutions | 56,000 | $1.063M | 0.1% | $18.98 | $17.29 | — | COM | 258622109 |
| HRZN | Horizon Technology Fin Corp | 97,253 | $1.024M | 0.1% | $10.53 * | $4.11 | 0.0% | COM | 44045A102 |
| — | Halcon Resources Corporation | 340,906 | $784K | 0.0% | $2.30 | $2.20 | — | W EXP 09/09/202 | 40537Q118 |
| ECC | Eagle Ppoint CR CO LLC | 45,653 | $765K | 0.0% | $16.76 | $16.76 | — | COM | 269808101 |
| — | INC Research Hldgs Inc | 13,252 | $738K | 0.0% | $55.69 | $55.69 | — | CL A | 45329R109 |
| — | KCAP Financial Inc | 148,835 | $592K | 0.0% | $3.98 | $4.38 | — | COM | 48668E101 |
| — | CM Finance Inc. | 53,600 | $498K | 0.0% | $9.29 | $9.03 | — | COM | 12574Q103 |
| — | Royal Bank of Scotland Group | 400,000 | $383K | 0.0% | $0.96 | $0.93 | — | NOTE 8.0% | 780099CK1 |
| — | Ares Dynamic Credit | 24,593 | $371K | 0.0% | $15.09 | $14.89 | — | COM | 04014F102 |
| — | Lloyds Banking Group PLC | 250,000 | $258K | 0.0% | $1.03 | $0.98 | — | SDCV | 539439AG4 |
| ACRE | Ares Commercial Real Estate | 18,466 | $254K | 0.0% | $13.76 | $12.58 | — | COM | 04013V108 |
| — | Blackstone / GSO Strategic CR | 10,200 | $156K | 0.0% | $15.29 | $15.29 | — | COM SH BEN IN | 09257R101 |
| — | Capstead Mortgage Corp | 14,000 | $143K | 0.0% | $10.21 | $9.53 | — | COM | 14067E506 |
| — | CYS Investments Inc | 16,000 | $124K | 0.0% | $7.75 | $8.52 | — | COM | 12673A108 |
| — | Rocket Fuel Inc | 11,405 | $20,000 | 0.0% | $1.75 | $14.67 | — | COM | 773111109 |
| — | BioScrip, Inc. | 11,800 | $12,000 | 0.0% | $1.02 | $1.02 | — | COM | 09069N108 |