Location: Los Angeles, CA
CIK: 0001259313 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $1.561B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Smart& Final Stores Inc | 44,218,762 | $565M | 36.2% | $12.77 | $14.43 | — | COM | 83190B101 |
| — | Williams Clayton Energy, Inc | 6,093,505 | $521M | 33.3% | $85.44 | $75.14 | — | COM | 969490101 |
| — | Halcon Resources Corporation | 17,981,822 | $169M | 10.8% | $9.38 | $9.38 | — | COM PAR NEW | 40537Q605 |
| AAL | American Airlines, Inc. | 1,013,276 | $37.1M | 2.4% | $36.61 * | $40.46 | -15.9% | COM | 02376R102 |
| ALLY | Ally Financial, Inc. | 1,771,000 | $34.48M | 2.2% | $19.47 * | $18.25 | -21.9% | COM | 02005N100 |
| ARCC | Ares Capital Corp | 1,297,192 | $20.11M | 1.3% | $15.50 * | $6.16 | +2.3% | COM | 04010L103 |
| — | Masonite International Corporation | 322,000 | $20.02M | 1.3% | $62.17 | $50.60 | — | COM | 575385109 |
| — | FS Investment Corp | 1,816,309 | $17.2M | 1.1% | $9.47 | $9.33 | — | COM | 302635107 |
| — | Travelport Worldwide Ltd | 1,101,440 | $16.55M | 1.1% | $15.03 | $13.22 | — | COM | G9019D104 |
| NMFC | New Mountain Finance Corp | 793,176 | $10.91M | 0.7% | $13.76 * | $4.79 | +4.9% | COM | 647551100 |
| — | Fifth Street Finance Corp | 1,876,907 | $10.9M | 0.7% | $5.81 | $5.36 | — | COM | 31678A103 |
| — | THL Credit Inc. | 1,038,716 | $9.899M | 0.6% | $9.53 | $10.04 | — | COM | 872438106 |
| — | Apollo Investment Corp | 1,659,045 | $9.622M | 0.6% | $5.80 | $5.75 | — | COM | 03761U106 |
| — | BlackRock Capital Investment | 1,136,354 | $9.409M | 0.6% | $8.28 | $8.08 | — | COM | 092533108 |
| — | Fifth Street Senior Floating | 920,910 | $7.883M | 0.5% | $8.56 | $8.30 | — | COM | 31679F101 |
| — | TCP Capital Corp | 473,573 | $7.757M | 0.5% | $16.38 | $15.88 | — | COM | 87238Q103 |
| PFLT | PenantPark Floating Rate | 550,656 | $7.285M | 0.5% | $13.23 * | $4.68 | +3.7% | COM | 70806A106 |
| PNNT | PenantPark Investment Corp | 963,259 | $7.244M | 0.5% | $7.52 * | $2.25 | +8.8% | COM | 708062104 |
| — | Medley Capital Corp | 800,345 | $6.107M | 0.4% | $7.63 | $7.11 | — | COM | 58503F106 |
| SLRC | Solar Capital LTD | 287,527 | $5.9M | 0.4% | $20.52 * | $7.69 | +8.6% | COM | 83413U100 |
| TPVG | TriplePoint Venture Growth | 541,123 | $5.736M | 0.4% | $10.60 * | $10.93 | +2.4% | COM | 89677Y100 |
| FDUS | Fidus Investment Corp | 308,001 | $4.851M | 0.3% | $15.75 * | $5.51 | +0.9% | COM | 316500107 |
| GSBD | Goldman Sachs BDC Inc. | 202,866 | $4.416M | 0.3% | $21.77 * | $20.55 | +1.7% | COM | 38147U107 |
| — | Alcentra Capital Corp | 318,383 | $4.136M | 0.3% | $12.99 | $12.78 | — | COM | 01374T102 |
| SCM | Stellus Capital Investment Corp | 373,394 | $4.066M | 0.3% | $10.89 | $10.77 | +2.5% | COM | 858568108 |
| WHF | WhiteHorse Finance Inc | 368,868 | $4.032M | 0.3% | $10.93 * | $11.00 | +4.2% | COM | 96524V106 |
| PMT | PennyMac Mortgage | 241,121 | $3.757M | 0.2% | $15.58 | $15.58 | — | COM | 70931T103 |
| — | Solar Senior Capital LTD | 231,000 | $3.745M | 0.2% | $16.21 | $16.21 | — | COM | 83416M105 |
| BXMT | Blackstone Mortgage Trust Inc | 125,568 | $3.698M | 0.2% | $29.45 | $29.45 | — | COM | 09257W100 |
| — | Capitala Finance Corp | 258,465 | $3.388M | 0.2% | $13.11 | $13.29 | — | COM | 14054R106 |
| PSEC | Prospect Capital Corp | 377,985 | $3.062M | 0.2% | $8.10 * | $2.47 | +7.4% | COM | 74348T102 |
| — | Triangle Capital Corp | 134,890 | $2.657M | 0.2% | $19.70 | $19.43 | — | COM | 895848109 |
| — | TPG Specialty Lending Inc | 141,113 | $2.556M | 0.2% | $18.11 | $16.60 | — | COM | 87265K102 |
| STWD | Starwood Property Trust, Inc. | 106,815 | $2.405M | 0.2% | $22.52 | $22.52 | — | COM | 85571B105 |
| — | Garrison Capital Inc | 210,082 | $2.128M | 0.1% | $10.13 | $10.12 | — | COM | 366554103 |
| GBDC | Golub Capital BDC Inc. | 113,000 | $2.098M | 0.1% | $18.57 * | $7.23 | +7.9% | COM | 38173M102 |
| — | Chimera Investment Corp | 99,673 | $1.59M | 0.1% | $15.95 | $15.95 | — | COM | 16934Q208 |
| OFS | OFS Capital Corp | 118,357 | $1.542M | 0.1% | $13.03 * | $13.40 | +1.4% | COM | 67103B100 |
| — | KCAP Financial Inc | 325,880 | $1.509M | 0.1% | $4.63 | $4.38 | — | COM | 48668E101 |
| — | Cumulus Media, Inc. | 4,434,209 | $1.463M | 0.1% | $0.33 | $6.60 | — | CL A | 231082108 |
| HTGC | Hercules Capital Inc. | 93,339 | $1.266M | 0.1% | $13.56 | $12.90 | +3.4% | COM | 427096508 |
| — | CM Finance Inc. | 138,614 | $1.261M | 0.1% | $9.10 | $9.03 | — | COM | 12574Q103 |
| — | Doubline Income Solutions | 56,000 | $1.027M | 0.1% | $18.34 | $17.29 | — | COM | 258622109 |
| — | Halcon Resources Corporation | 340,906 | $750K | 0.0% | $2.20 | $2.20 | — | W EXP 09/09/202 | 40537Q118 |
| — | Royal Bank of Scotland Group | 400,000 | $376K | 0.0% | $0.94 | $0.93 | — | NOTE 8.0% | 780099CK1 |
| — | Ares Dynamic Credit | 22,325 | $332K | 0.0% | $14.87 | $14.87 | — | COM | 04014F102 |
| — | Lloyds Banking Group PLC | 250,000 | $258K | 0.0% | $1.03 | $0.98 | — | SDCV | 539439AG4 |
| ACRE | Ares Commercial Real Estate | 18,362 | $231K | 0.0% | $12.58 | $12.58 | — | COM | 04013V108 |
| — | Harvest Capital Credit Corp | 18,289 | $223K | 0.0% | $12.19 | $12.19 | — | COM | 41735F109 |
| — | CYS Investments Inc | 13,000 | $113K | 0.0% | $8.69 | $8.69 | — | COM | 12673A108 |
| — | Capstead Mortgage Corp | 12,000 | $113K | 0.0% | $9.42 | $9.42 | — | COM | 14067E506 |
| — | Rocket Fuel Inc | 11,405 | $30,000 | 0.0% | $2.63 | $14.67 | — | COM | 773111109 |