ARES MANAGEMENT LLC Diversified Active

CIK: 0001259313 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Aug 20, 2021

Total Value ($000): $1,631,620 (100.0% shares, 0.0% debt)

Holdings (41)

— AZEK Co Inc/The 83.7%

Value ($000) $1,365,286 Shares 39,221,090 Est. Cost $31.86 Unrealized —

OPCH Option Care Health Inc. 3.8%

Value ($000) $62,731 Shares 4,691,896 Est. Cost $14.13 Unrealized -14.0%

— Noble Energy Inc 2.3%

Value ($000) $37,055 Shares 4,333,870 Est. Cost $28.30 Unrealized —

CCO Clear Channel Outdoor Hldgs 2.1%

Value ($000) $34,680 Shares 34,679,773 Est. Cost $2.47 Unrealized -56.5%

DT Dynatrace, Inc. 1.1%

Value ($000) $18,412 Shares 448,854 Est. Cost $22.67 Unrealized +80.6%

— iClick Interactive Asia Group Ltd. 1.0%

Value ($000) $15,812 Shares 2,370,687 Est. Cost $6.67 Unrealized —

— SPDR S&P 500 ETF Trust 0.9%

Value ($000) $14,501 Shares 43,300 Est. Cost $308.36 Unrealized —

ARCC Ares Cap Corp 0.7%

Value ($000) $11,974 Shares 858,351 Est. Cost $8.12 Unrealized +5.3%

GBDC Golub Capital BDC Inc 0.7%

Value ($000) $10,626 Shares 802,599 Est. Cost $7.71 Unrealized -5.1%

— FS KKR Capital Corp II 0.4%

Value ($000) $7,105 Shares 483,000 Est. Cost $12.93 Unrealized —

SLRC Solar Cap Ltd 0.4%

Value ($000) $6,999 Shares 441,563 Est. Cost $9.84 Unrealized -3.7%

WHF WhiteHorse Fin Inc 0.4%

Value ($000) $6,477 Shares 661,549 Est. Cost $13.28 Unrealized -22.6%

— Oaktree Specialty Lending Corp 0.4%

Value ($000) $6,375 Shares 1,317,139 Est. Cost $3.59 Unrealized —

BBDC Barings BDC Inc 0.4%

Value ($000) $6,345 Shares 793,155 Est. Cost $4.74 Unrealized -3.9%

TPVG TriplePoint Venture Growth BDC Corp 0.3%

Value ($000) $4,726 Shares 428,099 Est. Cost $11.25 Unrealized -0.6%

CSWC Capital Southwest Corp 0.2%

Value ($000) $3,504 Shares 249,416 Est. Cost $8.89 Unrealized -15.5%

— BlackRock Capital Investment 0.1%

Value ($000) $2,407 Shares 986,290 Est. Cost $6.60 Unrealized —

ACHC Acadia Healthcare Company In 0.1%

Value ($000) $2,064 Shares 70,000 Est. Cost $31.47 Unrealized -7.7%

SAR Saratoga Investment Corp 0.1%

Value ($000) $2,029 Shares 120,870 Est. Cost $15.44 Unrealized +10.4%

IHRT iHeartMedia Inc. 0.1%

Value ($000) $1,507 Shares 185,537 Est. Cost $14.60 Unrealized -41.7%

— Oaktree Strategic Income Corp 0.1%

Value ($000) $1,419 Shares 217,944 Est. Cost $6.84 Unrealized —

WMB Williams Cos Inc Del 0.1%

Value ($000) $1,325 Shares 67,443 Est. Cost $14.78 Unrealized +4.2%

ECC Eagle Point Credit Co Inc. 0.1%

Value ($000) $1,259 Shares 146,098 Est. Cost $7.11 Unrealized —

TPC Tutor Perini Corp 0.1%

Value ($000) $835 Shares 75,000 Est. Cost $12.27 Unrealized 0.0%

FE FirstEnergy Corp 0.0%

Value ($000) $746 Shares 26,000 Est. Cost $25.02 Unrealized 0.0%

TSLX Sixth Street Specialty Lending Inc 0.0%

Value ($000) $714 Shares 41,500 Est. Cost $17.13 Unrealized 0.0%

SCM Stellus Capital Investment Corp 0.0%

Value ($000) $664 Shares 76,283 Est. Cost $7.93 Unrealized +2.6%

— Berry Global Group Inc 0.0%

Value ($000) $628 Shares 13,000 Est. Cost $40.93 Unrealized —

OBDC Owl Rock Capital Corp 0.0%

Value ($000) $558 Shares 46,302 Est. Cost $6.65 Unrealized +1.5%

— Solar Senior Capital Ltd 0.0%

Value ($000) $486 Shares 38,546 Est. Cost $12.84 Unrealized —

EPD Enterprise Prods Partners LP 0.0%

Value ($000) $319 Shares 20,187 Est. Cost $21.88 Unrealized —

RC Ready Cap Corp 0.0%

Value ($000) $307 Shares 27,442 Est. Cost $15.13 Unrealized —

KMI Kinder Morgan Inc Del 0.0%

Value ($000) $261 Shares 21,165 Est. Cost $10.12 Unrealized 0.0%

CHRS Coherus Biosciences Inc 0.0%

Value ($000) $255 Shares 13,928 Est. Cost $12.81 Unrealized +45.2%

RITM New Residential Invt Corp 0.0%

Value ($000) $247 Shares 31,085 Est. Cost $10.87 Unrealized —

OKE ONEOK Inc 0.0%

Value ($000) $234 Shares 9,000 Est. Cost $19.94 Unrealized 0.0%

ET Energy Transfer Equity LP 0.0%

Value ($000) $199 Shares 36,777 Est. Cost $10.15 Unrealized —

TRTX TPG RE Fin Tr Inc 0.0%

Value ($000) $187 Shares 22,113 Est. Cost $15.16 Unrealized —

GPMT Granite Point Mortgage Trust Inc 0.0%

Value ($000) $137 Shares 19,267 Est. Cost $5.07 Unrealized —

TROX Tronox Holdings PLC 0.0%

Value ($000) $118 Shares 15,000 Est. Cost $8.35 Unrealized 0.0%

— BlackRock Debt Strat Fd Inc 0.0%

Value ($000) $107 Shares 10,745 Est. Cost $11.12 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AZEK Co Inc/The	39,221,090	$1,365,286	83.7%	$31.86	—	CL A	05478C105
OPCH	Option Care Health Inc.	4,691,896	$62,731	3.8%	$14.13	-14.0%	COM	68404L201
—	Noble Energy Inc	4,333,870	$37,055	2.3%	$28.30	—	COM	655044105
CCO	Clear Channel Outdoor Hldgs	34,679,773	$34,680	2.1%	$2.47	-56.5%	COM	18453H106
DT	Dynatrace, Inc.	448,854	$18,412	1.1%	$22.67	+80.6%	COM	268150109
—	iClick Interactive Asia Group Ltd.	2,370,687	$15,812	1.0%	$6.67	—	SPONSORED ADR	45113Y104
—	SPDR S&P 500 ETF Trust	43,300	$14,501	0.9%	$308.36	—	Put	78462F953
ARCC	Ares Cap Corp	858,351	$11,974	0.7%	$8.12	+5.3%	COM	04010L103
GBDC	Golub Capital BDC Inc	802,599	$10,626	0.7%	$7.71	-5.1%	COM	38173M102
—	FS KKR Capital Corp II	483,000	$7,105	0.4%	$12.93	—	COM	35952V303
SLRC	Solar Cap Ltd	441,563	$6,999	0.4%	$9.84	-3.7%	COM	83413U100
WHF	WhiteHorse Fin Inc	661,549	$6,477	0.4%	$13.28	-22.6%	COM	96524V106
—	Oaktree Specialty Lending Corp	1,317,139	$6,375	0.4%	$3.59	—	COM	67401P108
BBDC	Barings BDC Inc	793,155	$6,345	0.4%	$4.74	-3.9%	COM	06759L103
TPVG	TriplePoint Venture Growth BDC Corp	428,099	$4,726	0.3%	$11.25	-0.6%	COM	89677Y100
CSWC	Capital Southwest Corp	249,416	$3,504	0.2%	$8.89	-15.5%	COM	140501107
—	BlackRock Capital Investment	986,290	$2,407	0.1%	$6.60	—	COM	092533108
ACHC	Acadia Healthcare Company In	70,000	$2,064	0.1%	$31.47	-7.7%	COM	00404A109
SAR	Saratoga Investment Corp	120,870	$2,029	0.1%	$15.44	+10.4%	COM NEW	80349A208
IHRT	iHeartMedia Inc.	185,537	$1,507	0.1%	$14.60	-41.7%	COM CL A	45174J509
—	Oaktree Strategic Income Corp	217,944	$1,419	0.1%	$6.84	—	COM	67402D104
WMB	Williams Cos Inc Del	67,443	$1,325	0.1%	$14.78	+4.2%	COM	969457100
ECC	Eagle Point Credit Co Inc.	146,098	$1,259	0.1%	$7.11	—	COM	269808101
TPC	Tutor Perini Corp	75,000	$835	0.1%	$12.27	0.0%	COM	901109108
FE	FirstEnergy Corp	26,000	$746	0.0%	$25.02	0.0%	COM	337932107
TSLX	Sixth Street Specialty Lending Inc	41,500	$714	0.0%	$17.13	0.0%	COM	83012A109
SCM	Stellus Capital Investment Corp	76,283	$664	0.0%	$7.93	+2.6%	COM	858568108
—	Berry Global Group Inc	13,000	$628	0.0%	$40.93	—	COM	08579W103
OBDC	Owl Rock Capital Corp	46,302	$558	0.0%	$6.65	+1.5%	COM	69121K104
—	Solar Senior Capital Ltd	38,546	$486	0.0%	$12.84	—	COM	83416M105
EPD	Enterprise Prods Partners LP	20,187	$319	0.0%	$21.88	—	COM	293792107
RC	Ready Cap Corp	27,442	$307	0.0%	$15.13	—	COM	75574U101
KMI	Kinder Morgan Inc Del	21,165	$261	0.0%	$10.12	0.0%	COM	49456B101
CHRS	Coherus Biosciences Inc	13,928	$255	0.0%	$12.81	+45.2%	COM	19249H103
RITM	New Residential Invt Corp	31,085	$247	0.0%	$10.87	—	COM NEW	64828T201
OKE	ONEOK Inc	9,000	$234	0.0%	$19.94	0.0%	COM	682680103
ET	Energy Transfer Equity LP	36,777	$199	0.0%	$10.15	—	COM UT LTD PTN	29273V100
TRTX	TPG RE Fin Tr Inc	22,113	$187	0.0%	$15.16	—	COM	87266M107
GPMT	Granite Point Mortgage Trust Inc	19,267	$137	0.0%	$5.07	—	COM	38741L107
TROX	Tronox Holdings PLC	15,000	$118	0.0%	$8.35	0.0%	SHS	G9087Q102
—	BlackRock Debt Strat Fd Inc	10,745	$107	0.0%	$11.12	—	COM NEW	09255R202