CIK: 0001483864 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value ($000): $876,395 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $382,742 | 43.7% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,519,818 | $350,713 | 40.0% | $174.56 | — | ETF | 922908363 |
| — | CALL/SVXY @ 20 EXP 01/19/2018 | 4,000 | $29,490 | 3.4% | — | — | Call | 74347W627 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 55 | $15,111 | 1.7% | $230816.08 | +15.0% | COM | 084670108 |
| MSFT | MICROSOFT CORPORATION CMN | 180,000 | $13,408 | 1.5% | $50.29 | +32.6% | COM | 594918104 |
| AMZN | AMAZON.COM INC CMN | 12,000 | $11,536 | 1.3% | $28.70 | +71.2% | COM | 023135106 |
| AMAT | APPLIED MATERIALS INC CMN | 199,230 | $10,378 | 1.2% | $22.26 | +85.0% | COM | 038222105 |
| — | SILVER RUN ACQUISITION CORPORATION II CMN CLASS A | 1,003,698 | $10,218 | 1.2% | $10.13 | — | COM | 82812A103 |
| — | KAYNE ANDERSON ACQUISITN CORP CMN | 665,595 | $6,490 | 0.7% | $9.75 | — | COM | 48661U102 |
| GOOG | ALPHABET INC. CMN CLASS C | 6,000 | $5,755 | 0.7% | $40.99 | +12.8% | COM | 02079K107 |
| JPM | JPMORGAN CHASE & CO CMN | 60,000 | $5,731 | 0.7% | $51.70 | +42.5% | COM | 46625H100 |
| — | VANTAGE ENERGY ACQUISITION CORP. CMN | 499,998 | $4,890 | 0.6% | $9.75 | — | COM | 92211L105 |
| — | ALTABA INC. CLOSE ENDED FUND | 60,000 | $3,974 | 0.5% | $66.23 | — | COM | 021346101 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $3,801 | 0.4% | $10.03 | +99.1% | COM | 060505104 |
| INBK | FIRST INTERNET BANCORP CMN | 100,000 | $3,230 | 0.4% | $30.47 | 0.0% | COM | 320557101 |
| PEP | PEPSICO INC CMN | 21,000 | $2,340 | 0.3% | $81.92 | +9.1% | COM | 713448108 |
| — | TRUSTCO BANK CORP NY CMN | 260,000 | $2,314 | 0.3% | $6.14 | — | COM | 898349105 |
| AMGN | AMGEN INC. CMN | 10,000 | $1,865 | 0.2% | $127.19 | +8.1% | COM | 031162100 |
| TSLA | PUT/TSLA @ 200 EXP 01/18/2019 | 1,600 | $1,824 | 0.2% | — | — | Put | 88160R101 |
| — | PUT/SVXY @ 60 EXP 12/15/2017 | 11,000 | $1,472 | 0.2% | — | — | Put | 74347W627 |
| — | FEDERAL STREET ACQUISITION CORP. UNIT | 100,000 | $1,027 | 0.1% | $10.27 | — | OTHER | 31421V206 |
| EIRL | ISHARES MSCI IRELAND CAPPED ETF | 19,411 | $898 | 0.1% | $37.27 | — | ETF | 46429B507 |
| META | CALL/FB @ 170 EXP 06/15/2018 | 500 | $824 | 0.1% | $132.71 | +24.9% | Call | 30303M102 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 72,106 | $735 | 0.1% | $8.56 | — | COM | 101507101 |
| — | CALL/XLNX @ 75 EXP 01/18/2019 | 1,000 | $670 | 0.1% | — | — | Call | 983919101 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 25,000 | $646 | 0.1% | $23.96 | — | COM | 155123102 |
| — | NEW IRELAND FUND INC MUTUAL FUND | 45,075 | $618 | 0.1% | $12.57 | — | COM | 645673104 |
| — | WTS/SILVER RUN ACQUISITION CORPORATION II EXP12/31/2022 | 351,266 | $534 | 0.1% | — | — | Call | 82812A111 |
| MTEX | MANNATEC, INC. CMN | 23,469 | $340 | 0.0% | $15.15 | +1.6% | COM | 563771203 |
| LARK | LANDMARK BANCORP INC CMN | 11,025 | $311 | 0.0% | $19.52 | +11.6% | COM | 51504L107 |
| — | KAYNE ANDERSON ACQUISITION CORP. CORP | 30,928 | $309 | 0.0% | $10.02 | — | OTHER | 48661U201 |
| PKBK | PARKE BANCORP INC CMN | 13,197 | $293 | 0.0% | $13.16 | +5.0% | COM | 700885106 |
| — | U S GEOTHERMAL INC CMN | 68,366 | $273 | 0.0% | $4.10 | — | COM | 90338S201 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $212 | 0.0% | $112.73 | +3.1% | COM | 25264R207 |
| — | WTS/VANTAGE ENERGY ACQUISITION CORP. EXP04/12/2024 | 166,666 | $210 | 0.0% | — | — | Call | 92211L113 |
| — | ALLERGAN PLC CMN | 1,000 | $205 | 0.0% | $272.00 | — | COM | G0177J108 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $205 | 0.0% | $11.75 | — | COM | 872438106 |
| APWC | ASIA PACIFIC WIRE & CABLE CORP CMN | 57,769 | $173 | 0.0% | $2.67 | +4.7% | COM | G0535E106 |
| — | WTS/KAYNE ANDERSON ACQUISITION CORP EXP06/30/2022 | 221,865 | $166 | 0.0% | — | — | Call | 48661U110 |
| — | WTS/CISION LTD 11.5000 EXP10/19/2020 | 46,850 | $138 | 0.0% | — | — | Call | G1992S117 |
| — | NICHOLAS FINANCIAL, INC. CMN | 11,946 | $104 | 0.0% | $11.87 | — | COM | 65373J209 |
| LQDT | LIQUIDITY SERVICES INC CMN | 15,000 | $89 | 0.0% | $8.78 | -30.5% | COM | 53635B107 |
| MSN | EMERSON RADIO CORP CMN | 47,740 | $64 | 0.0% | $1.26 | +2.4% | COM | 291087203 |
| — | APPROACH RESOURCES INC. CMN | 10,000 | $25 | 0.0% | $2.50 | — | COM | 03834A103 |
| — | MODUSLINK GLOBAL SOLUTIONS, INC CMN | 10,000 | $19 | 0.0% | $3.42 | — | COM | 60786L206 |
| — | TRIANGLE CAPITAL CORPORATION MUTUAL FUND | 1,000 | $14 | 0.0% | $19.00 | — | COM | 895848109 |
| — | WTS/ELECTRUM SPL ACQUISITION C EXP12/31/2020 | 35,000 | $11 | 0.0% | — | — | Call | G3105C112 |