Location: Aspen, CO
CIK: 0001483864 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value: $928M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $368M | 39.7% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,579,818 | $351M | 37.8% | $174.56 | — | ETF | 922908363 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS | 380,756 | $35.28M | 3.8% | $70.18 | — | ETF | 921908844 |
| — | CALL/SVXY @ 40 EXP 01/19/2018 | 2,000 | $24.05M | 2.6% | — | — | Call | 74347W627 |
| AMZN | AMAZON.COM INC CMN | 20,000 | $19.36M | 2.1% | $28.70 | +66.2% | COM | 023135106 |
| GOOG | ALPHABET INC. CMN CLASS C | 17,500 | $15.9M | 1.7% | $40.99 | +10.9% | COM | 02079K107 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 55 | $14.01M | 1.5% | $230816.08 | +8.2% | COM | 084670108 |
| MSFT | MICROSOFT CORPORATION CMN | 200,000 | $13.79M | 1.5% | $50.29 | +23.9% | COM | 594918104 |
| — | SILVER RUN ACQUISITION CORPORATION II CMN CLASS A | 1,053,798 | $10.68M | 1.2% | $10.13 | — | COM | 82812A103 |
| AMAT | APPLIED MATERIALS INC CMN | 199,230 | $8.23M | 0.9% | $22.26 | +73.5% | COM | 038222105 |
| — | KAYNE ANDERSON ACQUISITION CORP. CORP | 665,597 | $6.656M | 0.7% | $10.02 | — | OTHER | 48661U201 |
| VST | VISTRA ENERGY CORP. CMN | 375,000 | $6.296M | 0.7% | $13.44 | 0.0% | COM | 92840M102 |
| JPM | JPMORGAN CHASE & CO CMN | 60,000 | $5.484M | 0.6% | $51.70 | +32.6% | COM | 46625H100 |
| MTG | MGIC INVESTMENT CORP COMMON STOCK | 439,300 | $4.92M | 0.5% | $9.66 | +11.3% | COM | 552848103 |
| — | VANTAGE ENERGY ACQUISITION CORP. CMN | 499,998 | $4.875M | 0.5% | $9.75 | — | COM | 92211L105 |
| VIRT | VIRTU FINANCIAL, INC. CMN CLASS A | 222,481 | $3.927M | 0.4% | $21.43 | -24.0% | COM | 928254101 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $3.639M | 0.4% | $10.03 | +90.5% | COM | 060505104 |
| META | FACEBOOK, INC. CMN CLASS A | 20,000 | $3.02M | 0.3% | $132.71 | +11.3% | COM | 30303M102 |
| TSLA | PUT/TSLA @ 200 EXP 01/18/2019 | 1,900 | $2.613M | 0.3% | — | — | Put | 88160R101 |
| PEP | PEPSICO INC CMN | 21,000 | $2.425M | 0.3% | $81.92 | +7.6% | COM | 713448108 |
| — | TRUSTCO BANK CORP NY CMN | 260,000 | $2.015M | 0.2% | $6.14 | — | COM | 898349105 |
| AMGN | AMGEN INC. CMN | 10,000 | $1.722M | 0.2% | $127.19 | -1.4% | COM | 031162100 |
| GBDC | GOLUB CAPITAL BDC LLC MUTUAL FUND | 80,527 | $1.54M | 0.2% | $6.30 | +40.6% | COM | 38173M102 |
| EARN | ELLINGTON RESIDENTIAL MORT REIT CMN | 86,225 | $1.264M | 0.1% | $15.40 | — | COM | 288578107 |
| — | PUT/SVXY @ 100 EXP 01/19/2018 | 1,500 | $1.065M | 0.1% | — | — | Put | 74347W627 |
| TOL | TOLL BROTHERS, INC. CMN | 24,231 | $957K | 0.1% | $33.80 | +10.4% | COM | 889478103 |
| EIRL | ISHARES MSCI IRELAND CAPPED ETF | 19,411 | $845K | 0.1% | $37.27 | — | ETF | 46429B507 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 72,106 | $700K | 0.1% | $8.56 | — | COM | 101507101 |
| — | WTS/SILVER RUN ACQUISITION CORPORATION II EXP12/31/2022 | 351,266 | $630K | 0.1% | — | — | Call | 82812A111 |
| — | NEW IRELAND FUND INC MUTUAL FUND | 45,075 | $623K | 0.1% | $12.57 | — | COM | 645673104 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 25,000 | $623K | 0.1% | $23.96 | — | COM | 155123102 |
| — | MARLIN BUSINESS SERVICES CORP. CMN | 21,400 | $538K | 0.1% | $15.14 | — | COM | 571157106 |
| — | ELECTRUM SPL ACQUISITION CORP CMN | 50,000 | $505K | 0.1% | $10.10 | — | COM | G3105C104 |
| — | VIDEOCON D2H LIMITED ADR CMN | 50,000 | $487K | 0.1% | $9.04 | — | COM | 92657J101 |
| — | CALL/XLNX @ 75 EXP 01/18/2019 | 1,000 | $480K | 0.1% | — | — | Call | 983919101 |
| META | CALL/FB @ 170 EXP 06/15/2018 | 500 | $415K | 0.0% | $132.71 | +11.3% | Call | 30303M102 |
| FCCO | FIRST CMNTY CORP S C CMN | 19,301 | $405K | 0.0% | $6.72 | +147.6% | COM | 319835104 |
| TPH | TRI POINTE GROUP INC CMN | 30,000 | $396K | 0.0% | $14.65 | -14.9% | COM | 87265H109 |
| — | GREAT AJAX CORP CMN | 25,000 | $350K | 0.0% | $14.20 | — | COM | 38983D300 |
| LARK | LANDMARK BANCORP INC CMN | 11,025 | $331K | 0.0% | $19.52 | +17.6% | COM | 51504L107 |
| FTV | FORTIVE CORPORATION CMN | 5,000 | $317K | 0.0% | $30.87 | +23.1% | COM | 34959J108 |
| — | U S GEOTHERMAL INC CMN | 68,366 | $314K | 0.0% | $4.10 | — | COM | 90338S201 |
| GNW | GENWORTH FINANCIAL INC CMN CLASS A | 80,600 | $304K | 0.0% | $3.79 | 0.0% | COM | 37247D106 |
| PKBK | PARKE BANCORP INC CMN | 13,197 | $296K | 0.0% | $13.16 | +7.6% | COM | 700885106 |
| AMS | AMERICAN SHARED HOSP SVCS CMN | 75,058 | $293K | 0.0% | $2.36 | +78.8% | COM | 029595105 |
| CSW | CSW INDUSTRIALS, INC. CMN | 7,477 | $289K | 0.0% | $34.83 | -0.1% | COM | 126402106 |
| PEP | CALL/PEP @ 120 EXP 01/18/2019 | 500 | $281K | 0.0% | $81.92 | +7.6% | Call | 713448108 |
| — | TEMPLETON GLOBAL INCOME FUND MUTUAL FUND | 40,000 | $269K | 0.0% | $6.10 | — | COM | 880198106 |
| — | CU BANCORP CMN | 7,397 | $267K | 0.0% | $35.83 | — | COM | 126534106 |
| MTEX | MANNATEC, INC. CMN | 16,014 | $250K | 0.0% | $15.04 | 0.0% | COM | 563771203 |
| — | ALLERGAN PLC CMN | 1,000 | $243K | 0.0% | $272.00 | — | COM | G0177J108 |
| — | CITY OFFICE REIT, INC. CMN | 18,600 | $236K | 0.0% | $12.42 | — | COM | 178587101 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $219K | 0.0% | $11.75 | — | COM | 872438106 |
| — | CAPSTEAD MORTGAGE CORPORATION CMN | 20,000 | $209K | 0.0% | $10.53 | — | COM | 14067E506 |
| — | WTS/VANTAGE ENERGY ACQUISITION CORP. EXP04/12/2024 | 166,666 | $208K | 0.0% | — | — | Call | 92211L113 |
| — | PINNACLE ENTERTAINMENT INC. CMN | 10,400 | $206K | 0.0% | $11.06 | — | COM | 72348Y105 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $199K | 0.0% | $112.73 | +4.0% | COM | 25264R207 |
| GME | GAMESTOP CORP CMN CLASS A | 9,120 | $197K | 0.0% | $4.82 | -2.9% | COM | 36467W109 |
| RLGT | RADIANT LOGISTICS INC CMN | 36,410 | $196K | 0.0% | $2.77 | +108.1% | COM | 75025X100 |
| — | GREAT ELM CAPITAL GROUP, INC. CMN CLASS | 55,166 | $188K | 0.0% | $3.43 | — | COM | 39036P209 |
| — | JMP GROUP LLC. CMN | 34,174 | $187K | 0.0% | $6.50 | — | COM | 46629U107 |
| WBS | WEBSTER FINANCIAL CORP CMN | 3,500 | $183K | 0.0% | $53.40 | -5.4% | COM | 947890109 |
| CLMB | WAYSIDE TECHNOLOGY GROUP, INC CMN | 9,208 | $178K | 0.0% | $14.18 | +9.3% | COM | 946760105 |
| APWC | ASIA PACIFIC WIRE & CABLE CORP CMN | 50,630 | $152K | 0.0% | $2.65 | +1.0% | COM | G0535E106 |
| XLF | THE FINANCIAL SELECT SECTOR SPDR FUND | 5,000 | $123K | 0.0% | $23.80 | — | ETF | 81369Y605 |
| — | DIGIRAD CORPORATION CMN | 30,000 | $122K | 0.0% | $4.33 | — | COM | 253827109 |
| CSWC | CAPITAL SOUTHWEST CORPORATION MUTUAL FUND | 7,477 | $120K | 0.0% | $5.95 | +1.1% | COM | 140501107 |
| — | NICHOLAS FINANCIAL, INC. CMN | 11,946 | $110K | 0.0% | $11.87 | — | COM | 65373J209 |
| SLRC | SOLAR CAPITAL LTD. MUTUAL FUND | 5,000 | $109K | 0.0% | $9.41 | +2.9% | COM | 83413U100 |
| — | EXPRESS, INC. CMN | 16,000 | $108K | 0.0% | $9.13 | — | COM | 30219E103 |
| CFFI | C&F FINANCIAL CORP CMN | 2,303 | $108K | 0.0% | $36.11 | +2.3% | COM | 12466Q104 |
| — | GUARANTY FEDERAL BANCSHARES INC | 5,000 | $101K | 0.0% | $19.00 | — | COM | 40108P101 |
| IWM | PUT/IWM @ 135 EXP 07/21/2017 | 2,000 | $97,000 | 0.0% | — | — | Put | 464287655 |
| LQDT | LIQUIDITY SERVICES INC CMN | 15,000 | $95,000 | 0.0% | $8.78 | -20.7% | COM | 53635B107 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 6,245 | $88,000 | 0.0% | $5.47 | +2.7% | COM | 70806A106 |
| — | LORAL SPACE &COMMUNICATION INC. CMN | 1,957 | $81,000 | 0.0% | $39.35 | — | COM | 543881106 |
| ESNT | ESSENT GROUP LTD. CMN | 2,000 | $74,000 | 0.0% | $31.06 | +5.8% | COM | G3198U102 |
| ACLS | AXCELIS TECHNOLOGIES INC CMN | 3,379 | $71,000 | 0.0% | $15.74 | +34.2% | COM | 054540208 |
| GILD | GILEAD SCIENCES CMN | 1,010 | $71,000 | 0.0% | $50.66 | -4.6% | COM | 375558103 |
| — | TPG PACE ENERGY HOLDINGS CORP | 6,644 | $69,000 | 0.0% | $10.39 | — | OTHER | 872656202 |
| MSN | EMERSON RADIO CORP CMN | 47,740 | $66,000 | 0.0% | $1.26 | +2.9% | COM | 291087203 |
| — | NATIONAL OILWELL VARCO, INC. COMMON STOCK CMN | 1,000 | $33,000 | 0.0% | $40.00 | — | COM | 637071101 |
| — | SAFEGUARD SCIENTIFICS INC CMN | 2,800 | $33,000 | 0.0% | $12.86 | — | COM | 786449207 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $27,000 | 0.0% | $47.97 | — | ETF | 922042775 |
| — | DIME COMMUNITY BANCSHARES CMN | 1,237 | $24,000 | 0.0% | $19.40 | — | COM | 253922108 |
| — | MORGAN STANLEY CHINA A SHARE FUND, INC. | 1,000 | $22,000 | 0.0% | $19.00 | — | COM | 617468103 |
| — | BLUCORA INC CMN | 1,000 | $21,000 | 0.0% | $17.00 | — | COM | 095229100 |
| — | CENTENNIAL RESOURCE DEV INC CMN | 1,125 | $18,000 | 0.0% | $17.78 | — | COM | 15136A102 |
| — | WTS/ELECTRUM SPL ACQUISITION C EXP12/31/2020 | 50,000 | $18,000 | 0.0% | — | — | Call | G3105C112 |
| — | DOVER DOWNS GAMING & ENTMT INC CMN | 16,157 | $18,000 | 0.0% | $1.55 | — | COM | 260095104 |
| — | MRV COMMUNICATIONS, INC. CMN | 1,800 | $18,000 | 0.0% | $10.56 | — | COM | 553477407 |
| — | TRIANGLE CAPITAL CORPORATION MUTUAL FUND | 1,000 | $18,000 | 0.0% | $19.00 | — | COM | 895848109 |
| — | NATIONSTAR MTG HLDGS INC CMN | 1,000 | $18,000 | 0.0% | $16.00 | — | COM | 63861C109 |
| — | PARK ELECTROCHEMICAL CRP CMN | 1,000 | $18,000 | 0.0% | $18.00 | — | COM | 700416209 |
| — | TCP CAP CORP MUTUAL FUND | 1,000 | $17,000 | 0.0% | $17.00 | — | COM | 87238Q103 |
| — | MODUSLINK GLOBAL SOLUTIONS, INC CMN | 10,000 | $17,000 | 0.0% | $3.42 | — | COM | 60786L206 |
| HBIO | HARVARD BIOSCIENCE INC CMN | 6,200 | $16,000 | 0.0% | $2.88 | -14.1% | COM | 416906105 |
| — | HEARTLAND FINL USA INC CMN | 326 | $15,000 | 0.0% | $49.08 | — | COM | 42234Q102 |
| NMFC | NEW MOUNTAIN FINANCE CORP MUTUAL FUND | 1,000 | $15,000 | 0.0% | $5.64 | +2.4% | COM | 647551100 |
| HTGC | HERCULES CAPITAL INC . | 1,000 | $13,000 | 0.0% | $14.66 | -5.3% | COM | 427096508 |
| APT | ALPHA PRO TECH LTD CMN | 3,400 | $10,000 | 0.0% | $3.03 | -5.7% | COM | 020772109 |
| PNNT | PENNANTPARK INVESTMENT CORP MUTUAL FUND | 1,405 | $10,000 | 0.0% | $2.81 | -2.1% | COM | 708062104 |
| RGLD | ROYAL GOLD, INC. CMN | 100 | $8,000 | 0.0% | $67.82 | +11.0% | COM | 780287108 |
| — | INTREXON CORP CMN | 350 | $8,000 | 0.0% | $22.86 | — | COM | 46122T102 |
| — | HUDSON GLOBAL, INC. CMN | 4,845 | $6,000 | 0.0% | $1.24 | — | COM | 443787106 |
| — | CONTINENTAL MATERIALS CORP CMN | 300 | $6,000 | 0.0% | $26.67 | — | COM | 211615307 |
| — | VOLT INFO SCIENCES, INC. CMN | 1,203 | $5,000 | 0.0% | $6.65 | — | COM | 928703107 |
| DXYN | DIXIE GROUP, INC. (THE) CMN CLASS A | 1,000 | $4,000 | 0.0% | $3.54 | +14.3% | COM | 255519100 |
| — | RESOLUTE FOREST PRODUCTS INC CMN | 1,000 | $4,000 | 0.0% | $5.00 | — | COM | 76117W109 |
| — | OCWEN FINANCIAL CORPORATION CMN | 1,000 | $3,000 | 0.0% | $5.00 | — | COM | 675746309 |
| FLL | FULL HOUSE RESORTS CMN | 1,216 | $3,000 | 0.0% | $2.33 | +1.2% | COM | 359678109 |
| — | LUBYS INC CMN STOCK CMN | 900 | $3,000 | 0.0% | $3.33 | — | COM | 549282101 |
| — | HISTOGENICS CORP CMN | 1,000 | $2,000 | 0.0% | $2.00 | — | COM | 43358V109 |
| GROW | U.S. GLOBAL INVESTORS INC A CMN | 1,000 | $2,000 | 0.0% | $1.67 | -14.0% | COM | 902952100 |
| — | SILVER RUN ACQUISITION CORPORATION II UNIT | 2 | $1,000 | 0.0% | $10.43 | — | OTHER | 82812A202 |
| — | KEMET CORPORATION CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 488360207 |
| — | VANTAGE ENERGY ACQUISITION CORP. UNIT | 2 | $1,000 | 0.0% | $500.00 | — | OTHER | 92211L204 |
| — | DEL TACO RESTAURANTS INC CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 245496104 |
| — | ARALEZ PHARMACEUTICALS INC. CMN | 1,076 | $1,000 | 0.0% | $1.86 | — | COM | 03852X100 |