Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $767M (21.6% shares, 78.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TAKE-TWO INTERACTIVE SOFTWAR | 13,453,000 | $45.79M | 6.0% | $3.40 | $1.52 | — | NOTE 1.000% 7/0 | 874054AD1 |
| — | VERISIGN INC | 9,759,000 | $26.57M | 3.5% | $2.72 | $2.44 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | MOLINA HEALTHCARE INC | 12,878,000 | $22.52M | 2.9% | $1.75 | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | LIGAND PHARMACEUTICALS INC | 12,245,000 | $20.27M | 2.6% | $1.66 | $1.50 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | PALO ALTO NETWORKS INC | 15,144,000 | $19.88M | 2.6% | $1.31 | $1.53 | — | NOTE 7/0 | 697435AB1 |
| — | PRICELINE GRP INC | 9,406,000 | $18.55M | 2.4% | $1.97 | $1.43 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | STARWOOD PPTY TR INC | 17,139,000 | $17.22M | 2.2% | $1.00 | $1.01 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | INTERDIGITAL INC | 13,180,000 | $15.94M | 2.1% | $1.21 | $1.27 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | NOVELLUS SYS INC | 3,745,000 | $15.69M | 2.0% | $4.19 | $3.79 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | ARES CAP CORP | 14,148,000 | $14.34M | 1.9% | $1.01 | $1.02 | — | NOTE 4.750% 1/1 | 04010LAJ2 |
| — | YAHOO INC | 12,570,000 | $14.25M | 1.9% | $1.13 | $0.99 | — | NOTE 12/0 | 984332AF3 |
| — | MICROCHIP TECHNOLOGY INC | 9,420,000 | $14.12M | 1.8% | $1.50 | $1.46 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | DHT HOLDINGS INC | 13,168,000 | $13.02M | 1.7% | $0.99 | $0.97 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | ALBANY MOLECULAR RESH INC | 8,851,000 | $12.63M | 1.6% | $1.43 | $1.22 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | NATIONAL HEALTH INVS INC | 10,744,000 | $12.54M | 1.6% | $1.17 | $1.02 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | EURONET WORLDWIDE INC | 9,805,000 | $12.52M | 1.6% | $1.28 | $1.22 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | MEDICINES CO | 8,886,000 | $11.56M | 1.5% | $1.30 | $1.19 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | J2 GLOBAL INC | 8,340,000 | $11.37M | 1.5% | $1.36 | $1.14 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | SERVICENOW INC | 7,254,000 | $10.61M | 1.4% | $1.46 | $1.24 | — | NOTE 11/0 | 81762PAB8 |
| — | HEALTHWAYS INC | 4,865,000 | $9.992M | 1.3% | $2.05 | $1.76 | — | NOTE 1.500% 7/0 | 422245AB6 |
| — | GP INVTS ACQUISITION COR | 963,949 | $9.649M | 1.3% | $10.01 | $9.81 | — | SHS | G40357124 |
| — | EASTERLY ACQUISITION CORP | 951,689 | $9.564M | 1.2% | $10.05 | $9.91 | — | COM | 27616L102 |
| — | INTEL CORP | 5,712,000 | $9.431M | 1.2% | $1.65 | $1.60 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | TWITTER INC | 10,300,000 | $9.425M | 1.2% | $0.92 | $0.91 | — | NOTE 1.000% 9/1 | 90184LAD4 |
| — | ELECTRUM SPL ACQUISITION COR | 903,893 | $9.12M | 1.2% | $10.09 | $9.91 | — | SHS | G3105C104 |
| — | HENNESSY CAP ACQUSTON CORP I | 900,000 | $9.045M | 1.2% | $10.05 | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 9,282,000 | $8.841M | 1.2% | $0.95 | $1.01 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | TTM TECHNOLOGIES INC | 4,672,000 | $8.778M | 1.1% | $1.88 | $1.44 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | CITRIX SYS INC | 7,231,000 | $8.682M | 1.1% | $1.20 | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | MERCADOLIBRE INC | 4,183,000 | $8.476M | 1.1% | $2.03 | $1.02 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | LAM RESEARCH CORP | 3,500,000 | $8.163M | 1.1% | $2.33 | $2.13 | — | NOTE 1.250% 5/1 | 512807AL2 |
| — | SALESFORCE COM INC | 6,108,000 | $8.08M | 1.1% | $1.32 | $1.22 | — | NOTE 0.250% 4/0 | 79466LAD6 |
| HUNTF | HUNTER MARITIME ACQUISITION | 803,409 | $7.946M | 1.0% | $9.89 | $9.77 | +0.6% | CL A | Y37828111 |
| — | SEACOR HOLDINGS INC | 9,130,000 | $7.74M | 1.0% | $0.85 | $0.84 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | TESLA INC | 6,000,000 | $7.537M | 1.0% | $1.26 | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | BOULEVARD ACQUISITION | 744,262 | $7.458M | 1.0% | $10.02 | $9.82 | — | CL A | 10157Q102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 733,191 | $7.42M | 1.0% | $10.12 | $10.12 | — | CL A | G4182A102 |
| — | WORKDAY INC | 5,530,000 | $7.348M | 1.0% | $1.33 | $1.33 | — | NOTE 1.500% 7/1 | 98138HAD3 |
| — | CORENERGY INFRASTRUCTURE TR | 6,562,000 | $7.321M | 1.0% | $1.12 | $0.92 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | 51JOB INC | 6,040,000 | $7.037M | 0.9% | $1.17 | $1.07 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | MATLIN & PARTNERS ACQUISITIO | 700,000 | $7.035M | 0.9% | $10.05 | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | INVACARE CORP | 6,500,000 | $6.939M | 0.9% | $1.07 | $1.07 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | BLACKSTONE MTG TR INC | 5,878,000 | $6.804M | 0.9% | $1.16 | $1.14 | — | NOTE 5.250%12/0 | 09257WAA8 |
| — | FINTECH ACQUISITION CORP II | 671,700 | $6.583M | 0.9% | $9.80 | $9.82 | — | COM | 31810G109 |
| — | CTRIP COM INTL LTD | 4,500,000 | $6.356M | 0.8% | $1.41 | $1.26 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | DOUBLE EAGLE ACQUISITION COR | 618,924 | $6.189M | 0.8% | $10.00 | $9.83 | — | COM | G28195124 |
| — | PHOTRONICS INC | 5,440,000 | $6.123M | 0.8% | $1.13 | $1.12 | — | NOTE 3.250% 4/0 | 719405AK8 |
| — | JANUS HENDERSON GROUP PLC | 4,069,000 | $5.961M | 0.8% | $1.46 | $1.46 | — | NOTE 0.750% 7/1 | 47102XAH8 |
| — | CARDTRONICS INC | 6,080,000 | $5.786M | 0.8% | $0.95 | $1.15 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | TWO HBRS INVT CORP | 5,455,000 | $5.75M | 0.7% | $1.05 | $1.04 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| — | COLONY CAP INC | 5,630,000 | $5.716M | 0.7% | $1.02 | $0.93 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | AMAG PHARMACEUTICALS INC | 5,825,000 | $5.592M | 0.7% | $0.96 | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | NUVASIVE INC | 3,970,000 | $5.489M | 0.7% | $1.38 | $1.37 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | MEDIDATA SOLUTIONS INC | 3,900,000 | $5.448M | 0.7% | $1.40 | $1.14 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | SEACOR HOLDINGS INC | 5,442,000 | $5.437M | 0.7% | $1.00 | $1.01 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | THERAVANCE INC | 5,750,000 | $5.256M | 0.7% | $0.91 | $0.94 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | SILVER RUN ACQUISITION | 512,300 | $5.251M | 0.7% | $10.25 | $10.25 | — | COM CL A | 82812A103 |
| — | TPG PACE ENERGY HLDGS CORP | 500,358 | $5.224M | 0.7% | $10.44 | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| — | SHUTTERFLY INC | 4,905,000 | $4.88M | 0.6% | $0.99 | $0.99 | — | NOTE 0.250% 5/1 | 82568PAB2 |
| — | CARRIAGE SVCS INC | 3,500,000 | $4.541M | 0.6% | $1.30 | $1.18 | — | NOTE 2.750% 3/1 | 143905AM9 |
| — | GORES HLDGS II INC | 449,505 | $4.509M | 0.6% | $10.03 | $10.27 | — | COM CL A | 382867109 |
| — | GLOBAL PARTNER ACQUISITION C | 444,156 | $4.419M | 0.6% | $9.95 | $9.88 | — | COM | 37954X105 |
| — | LANDCADIA HLDGS INC | 434,305 | $4.395M | 0.6% | $10.12 | $9.93 | — | CL A | 51476W107 |
| — | FRONTIER COMMUNICATIONS CORP | 250,000 | $4.35M | 0.6% | $17.40 | — | — | Call | 35906A108 |
| — | ICONIX BRAND GROUP INC | 4,350,000 | $4.22M | 0.5% | $0.97 | $0.94 | — | NOTE 1.500% 3/1 | 451055AF4 |
| — | LIBERTY MEDIA CORP DELAWARE | 3,540,000 | $4.194M | 0.5% | $1.18 | $1.18 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | QUINPARIO ACQUISITION CORP 2 | 421,974 | $4.186M | 0.5% | $9.92 | $9.87 | — | COM | 74874U101 |
| — | BROADSOFT INC | 3,330,000 | $4.151M | 0.5% | $1.25 | $1.23 | — | NOTE 1.000% 9/0 | 11133BAD4 |
| — | RED HAT INC | 2,925,000 | $4.046M | 0.5% | $1.38 | $1.38 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 370,000 | $3.645M | 0.5% | $9.85 | $9.90 | — | CL A | G0726L125 |
| TPGH/U | TPG PACE HLDGS CORP | 350,000 | $3.591M | 0.5% | $10.26 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | THERAVANCE BIOPHARMA INC | 2,560,000 | $3.456M | 0.5% | $1.35 | $1.35 | — | NOTE 3.250%11/0 | 88339KAA0 |
| — | MATLIN & PARTNERS ACQUISITIO | 350,000 | $3.378M | 0.4% | $9.65 | $9.65 | — | CL A | 57682V106 |
| — | TWITTER INC | 3,525,000 | $3.322M | 0.4% | $0.94 | $0.85 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | FLUIDIGM CORP DEL | 5,330,000 | $3.278M | 0.4% | $0.62 | $0.61 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | VANTAGE ENERGY ACQUISITION | 325,000 | $3.169M | 0.4% | $9.75 | $9.75 | — | COM CL A | 92211L105 |
| — | VANTAGE ENERGY ACQUISITION | 301,210 | $3.051M | 0.4% | $10.13 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | ANDINA ACQUISITION CORP II | 299,809 | $3.031M | 0.4% | $10.11 | $9.99 | — | SHS | G0441P104 |
| — | BLACKROCK CAPITAL INVESTMENT | 2,925,000 | $2.994M | 0.4% | $1.02 | $1.02 | — | NOTE 5.000% 6/1 | 092533AC2 |
| — | BLACKSTONE MTG TR INC | 2,710,000 | $2.761M | 0.4% | $1.02 | $1.02 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | RENEWABLE ENERGY GROUP INC | 2,000,000 | $2.7M | 0.4% | $1.35 | $1.35 | — | NOTE 4.000% 6/1 | 75972AAC7 |
| — | ACORDA THERAPEUTICS INC | 2,935,000 | $2.513M | 0.3% | $0.86 | $0.83 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | AMERICAN RLTY CAP PPTYS INC | 2,500,000 | $2.508M | 0.3% | $1.00 | $1.00 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | CIENA CORP | 1,750,000 | $2.473M | 0.3% | $1.41 | $1.40 | — | DEBT 4.000%12/1 | 171779AK7 |
| — | HARMONY MERGER CORP | 235,896 | $2.437M | 0.3% | $10.33 | $10.07 | — | COM | 413247107 |
| — | BROOKDALE SR LIVING INC | 2,320,000 | $2.297M | 0.3% | $0.99 | $0.97 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | VECTOR GROUP LTD | 2,000,000 | $2.29M | 0.3% | $1.15 | $1.06 | — | NOTE 1.750% 4/1 | 92240MBC1 |
| — | GENERAL CABLE CORP DEL NEW | 2,900,000 | $2.199M | 0.3% | $0.76 | $0.65 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | APOLLO COML REAL EST FIN INC | 1,945,000 | $2.131M | 0.3% | $1.10 | $1.07 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | FIREEYE INC | 2,230,000 | $2.021M | 0.3% | $0.91 | $0.87 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| — | PROSPECT CAPITAL CORPORATION | 2,000,000 | $1.98M | 0.3% | $0.99 | $0.99 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | CTRIP COM INTL LTD | 1,625,000 | $1.873M | 0.2% | $1.15 | $1.15 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | STARWOOD PPTY TR INC | 1,850,000 | $1.868M | 0.2% | $1.01 | $1.01 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | MODERN MEDIA ACQUISITION | 177,750 | $1.824M | 0.2% | $10.26 | $10.26 | — | UNIT 99/99/9999 | 60765P202 |
| SFL 3.25 02/01/18 | SHIP FINANCE INTERNATIONAL L | 1,693,000 | $1.805M | 0.2% | $1.07 | $1.05 | — | NOTE 3.250% 2/0 | G81075AE6 |
| — | PATTERN ENERGY GROUP INC | 75,000 | $1.788M | 0.2% | $23.84 | — | — | Put | 70338P100 |
| — | PACIFIC SPL ACQUISITION CORP | 170,659 | $1.749M | 0.2% | $10.25 | $10.31 | — | SHS | G68588105 |
| — | ELECTRONICS FOR IMAGING INC | 1,625,000 | $1.747M | 0.2% | $1.08 | $1.08 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | PATTERN ENERGY GROUP INC | 1,665,000 | $1.738M | 0.2% | $1.04 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | HOLOGIC INC | 1,350,000 | $1.696M | 0.2% | $1.26 | $1.26 | — | FRNT | 436440AG6 |
| — | MODERN MEDIA ACQUISITION | 170,000 | $1.661M | 0.2% | $9.77 | $9.77 | — | COM | 60765P103 |
| — | PRICELINE GRP INC | 820 | $1.534M | 0.2% | $1870.73 | $1403.11 | — | COM NEW | 741503403 |
| — | KBL MERGER CORP IV | 150,100 | $1.531M | 0.2% | $10.20 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | CF CORP | 135,887 | $1.529M | 0.2% | $11.25 | $9.92 | — | SHS CL A | G20307107 |
| — | TPG PACE ENERGY HLDGS CORP | 150,000 | $1.509M | 0.2% | $10.06 | $10.06 | — | CL A | 872656103 |
| — | PROOFPOINT INC | 15,000 | $1.302M | 0.2% | $86.80 | $74.87 | — | COM | 743424103 |
| GLNG | GOLAR LNG LTD BERMUDA | 56,700 | $1.262M | 0.2% | $22.26 | — | — | Put | G9456A100 |
| — | FINTECH ACQUISITION CORP II | 120,857 | $1.254M | 0.2% | $10.38 | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | ADVANCED MICRO DEVICES INC | 640,000 | $1.117M | 0.1% | $1.75 | $1.75 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | CONSTELLATION ALPHA CAPITAL | 105,000 | $1.065M | 0.1% | $10.14 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | ARBOR RLTY TR INC | 1,000,000 | $1.061M | 0.1% | $1.06 | $1.06 | — | NOTE 6.500%10/0 | 038923AA6 |
| — | NEW YORK MTG TR INC | 1,000,000 | $1.008M | 0.1% | $1.01 | $0.97 | — | NOTE 6.250% 1/1 | 649604AD7 |
| PHUN | STELLAR ACQUISITION III INC | 84,018 | $844K | 0.1% | $10.05 | $10.04 | — | COM | Y8172W107 |
| VOD | VODAFONE GROUP PLC NEW | 26,300 | $756K | 0.1% | $28.75 | — | — | Call | 92857W308 |
| — | AXAR ACQUISITION CORP | 75,000 | $739K | 0.1% | $9.85 | $9.85 | — | COM | 05455L102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 66,692 | $700K | 0.1% | $10.50 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| NESR | NATIONAL ENERGY SERVICES REU | 69,400 | $661K | 0.1% | $9.52 | $9.52 | — | SHS | G6375R107 |
| ON | ON SEMICONDUCTOR CORP | 46,900 | $658K | 0.1% | $14.03 | $11.94 | +17.6% | COM | 682189105 |
| INVA | INNOVIVA INC | 50,000 | $640K | 0.1% | $12.80 | — | — | Put | 45781M101 |
| — | FORUM MERGER CORP | 65,300 | $634K | 0.1% | $9.71 | $9.71 | — | COM CL A | 34985B103 |
| — | AEGEAN MARINE PETROLEUM NETW | 100,000 | $585K | 0.1% | $5.85 | — | — | Put | Y0017S102 |
| — | DOUBLE EAGLE ACQUISITION COR | 50,000 | $532K | 0.1% | $10.64 | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | RAMCO-GERSHENSON PPTYS TR | 40,700 | $525K | 0.1% | $12.90 | — | — | Put | 751452202 |
| — | BISON CAP ACQUISITION CORP | 50,000 | $510K | 0.1% | $10.20 | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| — | BOULEVARD ACQUISITION | 49,120 | $507K | 0.1% | $10.32 | $9.90 | — | UNIT 99/99/9999 | 10157Q201 |
| — | ZIONS BANCORPORATION | 50,000 | $420K | 0.1% | $8.40 | $3.96 | — | *W EXP 11/14/201 | 989701131 |
| — | GREAT ELM CAP CORP | 39,141 | $416K | 0.1% | $10.63 | $11.67 | — | COM | 390320109 |
| — | FELCOR LODGING TR INC | 15,300 | $412K | 0.1% | $26.93 | $26.93 | — | PFD CV A $1.95 | 31430F200 |
| — | QUINPARIO ACQUISITION CORP 2 | 35,000 | $358K | 0.0% | $10.23 | $10.02 | — | UNIT 01/01/2023X | 74874U200 |
| — | SABAN CAP ACQUISITION CORP | 32,878 | $353K | 0.0% | $10.74 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| — | CF CORP | 20,000 | $246K | 0.0% | $12.30 | $10.20 | — | UNIT 99/99/9999E | G20307123 |
| — | WPX ENERGY INC | 25,000 | $242K | 0.0% | $9.68 | $9.65 | — | Put | 98212B103 |
| — | LANDCADIA HLDGS INC | 20,000 | $216K | 0.0% | $10.80 | $10.20 | — | UNIT 12/31/2021T | 51476W206 |
| — | JENSYN ACQUISITION CORP | 20,000 | $213K | 0.0% | $10.65 | $10.00 | — | UNIT 99/99/9999 | 47632B201 |
| — | WPX ENERGY INC | 20,000 | $193K | 0.0% | $9.65 | $9.65 | — | COM | 98212B103 |
| — | GLOBAL EAGLE ENTMT INC | 270,000 | $174K | 0.0% | $0.64 | $0.72 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| — | M I ACQUISITIONS INC | 16,411 | $168K | 0.0% | $10.24 | $10.05 | — | UNIT 99/99/9999 | 55304A203 |
| DHT | DHT HOLDINGS INC | 40,000 | $166K | 0.0% | $4.15 * | $2.11 | +8.6% | SHS NEW | Y2065G121 |
| — | FORUM MERGER CORP | 15,000 | $153K | 0.0% | $10.20 | $10.20 | — | UNIT 06/01/2024 | 34985B202 |
| — | M I ACQUISITIONS INC | 10,000 | $101K | 0.0% | $10.10 | $10.10 | — | COM | 55304A104 |
| — | JENSYN ACQUISITION CORP | 8,363 | $86,000 | 0.0% | $10.28 | $10.29 | — | COM | 47632B102 |
| — | MODERN MEDIA ACQUISITION | 150,000 | $60,000 | 0.0% | $0.40 | $0.40 | — | RIGHT 99/99/9999 | 60765P129 |
| — | JONES ENERGY INC | 30,000 | $48,000 | 0.0% | $1.60 | — | — | Call | 48019R108 |
| — | SANOFI | 125,000 | $48,000 | 0.0% | $0.38 | $0.61 | — | RIGHT 12/31/2020 | 80105N113 |
| — | ANDINA ACQUISITION CORP II | 101,700 | $45,000 | 0.0% | $0.44 | $0.42 | — | RIGHT 09/01/2017 | G0441P120 |
| — | BANK AMER CORP | 50,000 | $40,000 | 0.0% | $0.80 | $0.71 | — | *W EXP 10/28/201 | 060505153 |
| — | SILVER RUN ACQUISITION | 22,467 | $40,000 | 0.0% | $1.78 | $1.78 | — | *W EXP 03/28/202 | 82812A111 |
| — | VANTAGE ENERGY ACQUISITION | 30,000 | $35,000 | 0.0% | $1.17 | $1.17 | — | *W EXP 04/12/202 | 92211L113 |
| — | GTY TECHNOLOGY HOLDINGS INC | 18,904 | $34,000 | 0.0% | $1.80 | $1.72 | — | *W EXP 99/99/999 | G4182A128 |
| NESRW | NATIONAL ENERGY SERVICES REU | 58,900 | $32,000 | 0.0% | $0.54 | $0.54 | — | *W EXP 05/05/202 | G6375R115 |
| — | GORES HLDGS II INC | 20,000 | $30,000 | 0.0% | $1.50 | $1.27 | — | *W EXP 03/06/202 | 382867117 |
| — | FORUM MERGER CORP | 60,000 | $22,000 | 0.0% | $0.37 | $0.37 | — | RIGHT 06/01/2019 | 34985B129 |
| — | PACIFIC SPL ACQUISITION CORP | 34,900 | $21,000 | 0.0% | $0.60 | $0.60 | — | RIGHT 03/15/2017 | G68588113 |
| — | FINTECH ACQUISITION CORP II | 15,800 | $19,000 | 0.0% | $1.20 | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | TPG PACE ENERGY HLDGS CORP | 14,100 | $19,000 | 0.0% | $1.35 | $1.35 | — | *W EXP 99/99/999 | 872656111 |
| — | SABAN CAP ACQUISITION CORP | 14,800 | $19,000 | 0.0% | $1.28 | $1.33 | — | *W EXP 09/21/202 | 78516C114 |
| — | STELLAR ACQUISITION III INC | 52,500 | $17,000 | 0.0% | $0.32 | $0.32 | — | *W EXP 03/22/202 | Y8172W115 |
| — | GP INVTS ACQUISITION COR | 23,300 | $17,000 | 0.0% | $0.73 | $0.51 | — | *W EXP 05/19/202 | G40357108 |
| — | KAYNE ANDERSON ACQUISITION | 17,871 | $16,000 | 0.0% | $0.90 | $0.90 | — | *W EXP 06/30/202 | 48661U110 |
| — | MATLIN & PARTNERS ACQUISITIO | 30,700 | $15,000 | 0.0% | $0.49 | $0.49 | — | *W EXP 03/15/202 | 57682V114 |
| — | ALBANY MOLECULAR RESH INC | 630 | $14,000 | 0.0% | $22.22 | $22.22 | — | COM | 012423109 |
| — | MODERN MEDIA ACQUISITION | 35,000 | $14,000 | 0.0% | $0.40 | $0.40 | — | *W EXP 05/17/202 | 60765P111 |
| — | CITIGROUP INC | 81,500 | $12,000 | 0.0% | $0.15 | $0.79 | — | *W EXP 01/04/201 | 172967226 |
| — | ELECTRUM SPL ACQUISITION COR | 29,900 | $11,000 | 0.0% | $0.37 | $0.37 | — | *W EXP 99/99/999 | G3105C112 |
| — | QUINPARIO ACQUISITION CORP 2 | 25,992 | $10,000 | 0.0% | $0.38 | $0.45 | — | *W EXP 01/01/202 | 74874U119 |
| — | ANDINA ACQUISITION CORP II | 32,825 | $10,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 11/23/202 | G0441P138 |
| — | AXAR ACQUISITION CORP | 98,127 | $8,000 | 0.0% | $0.08 | $0.07 | — | *W EXP 12/31/202 | 05455L110 |
| — | HARMONY MERGER CORP | 9,900 | $8,000 | 0.0% | $0.81 | $0.50 | — | *W EXP 01/01/202 | 413247123 |
| — | HUNTER MARITIME ACQUISITION | 25,954 | $7,000 | 0.0% | $0.27 | $0.73 | — | *W EXP 99/99/999 | Y37828129 |
| — | EASTERLY ACQUISITION CORP | 6,525 | $6,000 | 0.0% | $0.92 | $0.40 | — | *W EXP 07/29/202 | 27616L110 |
| — | DOUBLE EAGLE ACQUISITION COR | 7,466 | $4,000 | 0.0% | $0.54 | $0.50 | — | *W EXP 09/16/202 | G28195116 |
| — | BOULEVARD ACQUISITION | 3,949 | $3,000 | 0.0% | $0.76 | $0.76 | — | *W EXP 09/25/202 | 10157Q110 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 5,400 | $2,000 | 0.0% | $0.37 | $0.48 | — | *W EXP 99/99/999 | G0726L117 |
| — | M I ACQUISITIONS INC | 7,500 | $2,000 | 0.0% | $0.27 | $0.27 | — | *W EXP 99/99/999 | 55304A112 |
| — | JM GLOBAL HLDG CO | 4,200 | $1,000 | 0.0% | $0.24 | $0.17 | — | *W EXP 07/29/201 | 46590H119 |
| — | SILICONWARE PRECISION INDS L | 50 | $0 | 0.0% | $0.00 | $7.71 | — | SPONSD ADR SPL | 827084864 |
| — | GLOBAL PARTNER ACQUISITION C | 265 | $0 | 0.0% | $0.00 | — | — | *W EXP 07/01/202 | 37954X113 |