AEGIS FINANCIAL CORP Long-Term Concentrated

CIK: 0001140753 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 13, 2015

Total Value ($000): $151,805 (100.0% shares, 0.0% debt)

Holdings (42)

— Alliance One International Inc. 15.8%

Value ($000) $23,965 Shares 1,175,914 Est. Cost $23.91 Unrealized —

DLAPQ Delta Apparel Inc. 8.9%

Value ($000) $13,560 Shares 769,119 Est. Cost $13.30 Unrealized +13.6%

PLAB Photronics Inc. 6.5%

Value ($000) $9,924 Shares 1,095,386 Est. Cost $7.60 Unrealized +15.5%

— WPX Energy Inc. 5.8%

Value ($000) $8,876 Shares 1,340,848 Est. Cost $11.48 Unrealized —

— Resolute Forest Products Inc. 5.7%

Value ($000) $8,649 Shares 1,040,727 Est. Cost $11.66 Unrealized —

— Nevsun Resources Ltd. 4.8%

Value ($000) $7,325 Shares 2,525,873 Est. Cost $3.05 Unrealized —

— McDermott International Inc. 4.5%

Value ($000) $6,875 Shares 1,598,782 Est. Cost $7.30 Unrealized —

— Alaska Communications System 4.0%

Value ($000) $6,109 Shares 2,789,317 Est. Cost $2.19 Unrealized —

MERC Mercer International Inc. 3.6%

Value ($000) $5,471 Shares 545,416 Est. Cost $4.74 Unrealized +68.5%

— Ruby Tuesday 3.2%

Value ($000) $4,828 Shares 777,400 Est. Cost $7.92 Unrealized —

— Parker Drilling Co. 3.0%

Value ($000) $4,500 Shares 1,711,054 Est. Cost $3.13 Unrealized —

— Mitcham Industies, Inc. 2.9%

Value ($000) $4,417 Shares 1,168,639 Est. Cost $6.59 Unrealized —

— Lake Shore Gold Corp. 2.7%

Value ($000) $4,109 Shares 4,938,836 Est. Cost $1.03 Unrealized —

— Universal Stainless & Alloy Products Inc. 2.6%

Value ($000) $3,951 Shares 373,472 Est. Cost $26.15 Unrealized —

ZEUS Olympic Steel Inc. 2.5%

Value ($000) $3,767 Shares 378,587 Est. Cost $17.40 Unrealized -27.3%

— Superior Industries International Inc. 2.4%

Value ($000) $3,686 Shares 197,334 Est. Cost $17.25 Unrealized —

— Hardinge Inc. 2.4%

Value ($000) $3,579 Shares 390,237 Est. Cost $14.36 Unrealized —

AGI Alamos Gold Inc. 2.2%

Value ($000) $3,326 Shares 902,560 Est. Cost $3.74 Unrealized 0.0%

CFNB California First National Bank Corp. 1.9%

Value ($000) $2,944 Shares 224,244 Est. Cost $12.21 Unrealized -14.2%

ASM Avino Silver & Gold Mines 1.4%

Value ($000) $2,137 Shares 2,297,792 Est. Cost $1.81 Unrealized -44.3%

CDE Coeur D Alene Mines Corp. 1.3%

Value ($000) $1,961 Shares 695,503 Est. Cost $11.67 Unrealized -68.9%

SYPR Sypris Solutions Inc. 1.2%

Value ($000) $1,868 Shares 1,543,587 Est. Cost $2.97 Unrealized -55.4%

— International Shipholding Corporation 1.2%

Value ($000) $1,807 Shares 471,801 Est. Cost $5.09 Unrealized —

— Cloud Peak Energy 1.2%

Value ($000) $1,761 Shares 669,600 Est. Cost $2.63 Unrealized —

— Lubys. Inc. 1.0%

Value ($000) $1,568 Shares 315,436 Est. Cost $8.45 Unrealized —

VSH Vishay Intertechnology Inc. 1.0%

Value ($000) $1,548 Shares 159,709 Est. Cost $8.68 Unrealized 0.0%

— GulfMark Offshore, Inc. 0.8%

Value ($000) $1,163 Shares 190,409 Est. Cost $23.82 Unrealized —

FEIM Frequency Electronics, Inc. 0.7%

Value ($000) $1,088 Shares 104,938 Est. Cost $7.91 Unrealized +9.0%

— Natuzzi S.p.A. 0.7%

Value ($000) $1,023 Shares 499,065 Est. Cost $2.61 Unrealized —

— American International Group Inc. Warrant 0.7%

Value ($000) $994 Shares 43,798 Est. Cost $18.24 Unrealized —

— Rubicon Technology Inc. 0.6%

Value ($000) $906 Shares 879,200 Est. Cost $4.26 Unrealized —

— Aspen Insurance Holdings Ltd. 0.6%

Value ($000) $881 Shares 18,956 Est. Cost $37.09 Unrealized —

— Comstock Resources Inc. 0.6%

Value ($000) $854 Shares 447,066 Est. Cost $14.89 Unrealized —

— Ballantyne Strong Inc. 0.3%

Value ($000) $403 Shares 85,793 Est. Cost $4.22 Unrealized —

PGN1EUR Paragon Offshore PLC 0.3%

Value ($000) $403 Shares 1,680,351 Est. Cost $5.75 Unrealized —

GROW U.S. Global Investors 0.3%

Value ($000) $399 Shares 239,184 Est. Cost $2.82 Unrealized -22.8%

— Central Fund of Canada Limited Class A 0.2%

Value ($000) $250 Shares 23,638 Est. Cost $11.68 Unrealized —

— Bowl America Inc. - Class A 0.2%

Value ($000) $235 Shares 16,224 Est. Cost $13.01 Unrealized —

— First Federal Northern Michigan Bancorp. 0.1%

Value ($000) $224 Shares 35,640 Est. Cost $4.38 Unrealized —

— Globus Maritime 0.1%

Value ($000) $176 Shares 178,047 Est. Cost $2.00 Unrealized —

— Timmins Gold Corp. 0.1%

Value ($000) $155 Shares 629,010 Est. Cost $0.59 Unrealized —

BRT BRT Realty Trust 0.1%

Value ($000) $140 Shares 19,745 Est. Cost $7.14 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Alliance One International Inc.	1,175,914	$23,965	15.8%	$23.91	—	COM NEW	018772301
DLAPQ	Delta Apparel Inc.	769,119	$13,560	8.9%	$13.30	+13.6%	COM	247368103
PLAB	Photronics Inc.	1,095,386	$9,924	6.5%	$7.60	+15.5%	COM	719405102
—	WPX Energy Inc.	1,340,848	$8,876	5.8%	$11.48	—	COM	98212B103
—	Resolute Forest Products Inc.	1,040,727	$8,649	5.7%	$11.66	—	COM	76117W109
—	Nevsun Resources Ltd.	2,525,873	$7,325	4.8%	$3.05	—	COM	64156L101
—	McDermott International Inc.	1,598,782	$6,875	4.5%	$7.30	—	COM	580037109
—	Alaska Communications System	2,789,317	$6,109	4.0%	$2.19	—	COM	01167P101
MERC	Mercer International Inc.	545,416	$5,471	3.6%	$4.74	+68.5%	COM	588056101
—	Ruby Tuesday	777,400	$4,828	3.2%	$7.92	—	COM	781182100
—	Parker Drilling Co.	1,711,054	$4,500	3.0%	$3.13	—	COM	701081101
—	Mitcham Industies, Inc.	1,168,639	$4,417	2.9%	$6.59	—	COM	606501104
—	Lake Shore Gold Corp.	4,938,836	$4,109	2.7%	$1.03	—	COM NEW	510728108
—	Universal Stainless & Alloy Products Inc.	373,472	$3,951	2.6%	$26.15	—	COM	913837100
ZEUS	Olympic Steel Inc.	378,587	$3,767	2.5%	$17.40	-27.3%	COM	68162K106
—	Superior Industries International Inc.	197,334	$3,686	2.4%	$17.25	—	COM	868168105
—	Hardinge Inc.	390,237	$3,579	2.4%	$14.36	—	COM	412324303
AGI	Alamos Gold Inc.	902,560	$3,326	2.2%	$3.74	0.0%	COM CL A	011532108
CFNB	California First National Bank Corp.	224,244	$2,944	1.9%	$12.21	-14.2%	COM	130222102
ASM	Avino Silver & Gold Mines	2,297,792	$2,137	1.4%	$1.81	-44.3%	COM	053906103
CDE	Coeur D Alene Mines Corp.	695,503	$1,961	1.3%	$11.67	-68.9%	COM NEW	192108504
SYPR	Sypris Solutions Inc.	1,543,587	$1,868	1.2%	$2.97	-55.4%	COM	871655106
—	International Shipholding Corporation	471,801	$1,807	1.2%	$5.09	—	COM	460321201
—	Cloud Peak Energy	669,600	$1,761	1.2%	$2.63	—	COM	18911q102
—	Lubys. Inc.	315,436	$1,568	1.0%	$8.45	—	COM	549282101
VSH	Vishay Intertechnology Inc.	159,709	$1,548	1.0%	$8.68	0.0%	COM	928298108
—	GulfMark Offshore, Inc.	190,409	$1,163	0.8%	$23.82	—	CL A NEW	402629208
FEIM	Frequency Electronics, Inc.	104,938	$1,088	0.7%	$7.91	+9.0%	COM	358010106
—	Natuzzi S.p.A.	499,065	$1,023	0.7%	$2.61	—	ADR	63905A101
—	American International Group Inc. Warrant	43,798	$994	0.7%	$18.24	—	*W EXP 01/19/202	026874156
—	Rubicon Technology Inc.	879,200	$906	0.6%	$4.26	—	COM	78112T107
—	Aspen Insurance Holdings Ltd.	18,956	$881	0.6%	$37.09	—	SHS	G05384105
—	Comstock Resources Inc.	447,066	$854	0.6%	$14.89	—	COM NEW	205768203
—	Ballantyne Strong Inc.	85,793	$403	0.3%	$4.22	—	COM	058516105
PGN1EUR	Paragon Offshore PLC	1,680,351	$403	0.3%	$5.75	—	SHS	G6S01W108
GROW	U.S. Global Investors	239,184	$399	0.3%	$2.82	-22.8%	CL A	902952100
—	Central Fund of Canada Limited Class A	23,638	$250	0.2%	$11.68	—	CL A	153501101
—	Bowl America Inc. - Class A	16,224	$235	0.2%	$13.01	—	COM CL A	102565108
—	First Federal Northern Michigan Bancorp.	35,640	$224	0.1%	$4.38	—	COM	32021X105
—	Globus Maritime	178,047	$176	0.1%	$2.00	—	COM	Y27265209
—	Timmins Gold Corp.	629,010	$155	0.1%	$0.59	—	COM	88741P103
BRT	BRT Realty Trust	19,745	$140	0.1%	$7.14	—	COM	055645303