AEGIS FINANCIAL CORP Long-Term Concentrated

CIK: 0001140753 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 12, 2016

Total Value ($000): $125,605 (100.0% shares, 0.0% debt)

Holdings (40)

— Alliance One International Inc. 10.7%

Value ($000) $13,488 Shares 1,175,914 Est. Cost $23.91 Unrealized —

DLAPQ Delta Apparel Inc. 8.4%

Value ($000) $10,600 Shares 754,966 Est. Cost $13.30 Unrealized +20.1%

— Resolute Forest Products Inc. 6.8%

Value ($000) $8,494 Shares 1,122,147 Est. Cost $11.36 Unrealized —

— WPX Energy Inc. 6.5%

Value ($000) $8,205 Shares 1,429,401 Est. Cost $11.12 Unrealized —

PLAB Photronics Inc. 5.7%

Value ($000) $7,207 Shares 578,890 Est. Cost $7.60 Unrealized +41.3%

— Nevsun Resources Ltd. 5.4%

Value ($000) $6,845 Shares 2,525,873 Est. Cost $3.05 Unrealized —

— Alaska Communications System 4.7%

Value ($000) $5,947 Shares 3,398,033 Est. Cost $2.11 Unrealized —

— McDermott International Inc. 4.5%

Value ($000) $5,683 Shares 1,696,509 Est. Cost $7.07 Unrealized —

MERC Mercer International Inc. 3.9%

Value ($000) $4,936 Shares 545,416 Est. Cost $4.74 Unrealized +48.1%

ZEUS Olympic Steel Inc. 3.5%

Value ($000) $4,384 Shares 378,587 Est. Cost $17.40 Unrealized -38.4%

— Ruby Tuesday 3.2%

Value ($000) $4,004 Shares 726,677 Est. Cost $7.92 Unrealized —

— Lake Shore Gold Corp. 3.2%

Value ($000) $4,002 Shares 4,938,836 Est. Cost $1.03 Unrealized —

— Mitcham Industies, Inc. 3.0%

Value ($000) $3,801 Shares 1,262,849 Est. Cost $6.32 Unrealized —

— Hardinge Inc. 2.9%

Value ($000) $3,637 Shares 390,237 Est. Cost $14.36 Unrealized —

— Superior Industries International Inc. 2.9%

Value ($000) $3,635 Shares 197,334 Est. Cost $17.25 Unrealized —

— Universal Stainless & Alloy Products Inc. 2.8%

Value ($000) $3,520 Shares 378,957 Est. Cost $25.90 Unrealized —

— Parker Drilling Co. 2.5%

Value ($000) $3,114 Shares 1,711,054 Est. Cost $3.13 Unrealized —

CFNB California First National Bank Corp. 2.4%

Value ($000) $2,965 Shares 224,244 Est. Cost $12.21 Unrealized -13.0%

AGI Alamos Gold Inc. 2.4%

Value ($000) $2,957 Shares 902,560 Est. Cost $3.74 Unrealized -9.4%

CDE Coeur D Alene Mines Corp. 2.0%

Value ($000) $2,451 Shares 988,211 Est. Cost $9.02 Unrealized -69.7%

ASM Avino Silver & Gold Mines 1.6%

Value ($000) $2,068 Shares 2,297,792 Est. Cost $1.81 Unrealized -46.3%

VSH Vishay Intertechnology Inc. 1.5%

Value ($000) $1,924 Shares 159,709 Est. Cost $8.68 Unrealized +7.1%

SYPR Sypris Solutions Inc. 1.4%

Value ($000) $1,710 Shares 1,568,628 Est. Cost $2.94 Unrealized -59.0%

— Lubys. Inc. 1.1%

Value ($000) $1,408 Shares 315,136 Est. Cost $8.45 Unrealized —

— Cloud Peak Energy 1.1%

Value ($000) $1,393 Shares 669,600 Est. Cost $2.63 Unrealized —

— American International Group Inc. Warrant 0.8%

Value ($000) $1,041 Shares 43,798 Est. Cost $18.24 Unrealized —

— Rubicon Technology Inc. 0.8%

Value ($000) $1,002 Shares 879,200 Est. Cost $4.26 Unrealized —

— Aspen Insurance Holdings Ltd. 0.7%

Value ($000) $916 Shares 18,956 Est. Cost $37.09 Unrealized —

— GulfMark Offshore, Inc. 0.7%

Value ($000) $889 Shares 190,409 Est. Cost $23.82 Unrealized —

— Comstock Resources Inc. 0.7%

Value ($000) $836 Shares 447,066 Est. Cost $14.89 Unrealized —

— Natuzzi S.p.A. 0.6%

Value ($000) $803 Shares 499,065 Est. Cost $2.61 Unrealized —

— Ballantyne Strong Inc. 0.3%

Value ($000) $394 Shares 85,393 Est. Cost $4.22 Unrealized —

GROW U.S. Global Investors 0.2%

Value ($000) $280 Shares 239,184 Est. Cost $2.82 Unrealized -51.7%

— Bowl America Inc. - Class A 0.2%

Value ($000) $231 Shares 16,224 Est. Cost $13.01 Unrealized —

— Central Fund of Canada Limited Class A 0.2%

Value ($000) $224 Shares 22,421 Est. Cost $11.68 Unrealized —

— First Federal Northern Michigan Bancorp. 0.2%

Value ($000) $215 Shares 35,640 Est. Cost $4.38 Unrealized —

PGN1EUR Paragon Offshore PLC 0.1%

Value ($000) $158 Shares 1,680,351 Est. Cost $5.75 Unrealized —

BRT BRT Realty Trust 0.1%

Value ($000) $125 Shares 19,745 Est. Cost $7.14 Unrealized —

— Timmins Gold Corp. 0.1%

Value ($000) $87 Shares 629,010 Est. Cost $0.59 Unrealized —

— Globus Maritime 0.0%

Value ($000) $26 Shares 177,547 Est. Cost $2.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Alliance One International Inc.	1,175,914	$13,488	10.7%	$23.91	—	COM NEW	018772301
DLAPQ	Delta Apparel Inc.	754,966	$10,600	8.4%	$13.30	+20.1%	COM	247368103
—	Resolute Forest Products Inc.	1,122,147	$8,494	6.8%	$11.36	—	COM	76117W109
—	WPX Energy Inc.	1,429,401	$8,205	6.5%	$11.12	—	COM	98212B103
PLAB	Photronics Inc.	578,890	$7,207	5.7%	$7.60	+41.3%	COM	719405102
—	Nevsun Resources Ltd.	2,525,873	$6,845	5.4%	$3.05	—	COM	64156L101
—	Alaska Communications System	3,398,033	$5,947	4.7%	$2.11	—	COM	01167P101
—	McDermott International Inc.	1,696,509	$5,683	4.5%	$7.07	—	COM	580037109
MERC	Mercer International Inc.	545,416	$4,936	3.9%	$4.74	+48.1%	COM	588056101
ZEUS	Olympic Steel Inc.	378,587	$4,384	3.5%	$17.40	-38.4%	COM	68162K106
—	Ruby Tuesday	726,677	$4,004	3.2%	$7.92	—	COM	781182100
—	Lake Shore Gold Corp.	4,938,836	$4,002	3.2%	$1.03	—	COM NEW	510728108
—	Mitcham Industies, Inc.	1,262,849	$3,801	3.0%	$6.32	—	COM	606501104
—	Hardinge Inc.	390,237	$3,637	2.9%	$14.36	—	COM	412324303
—	Superior Industries International Inc.	197,334	$3,635	2.9%	$17.25	—	COM	868168105
—	Universal Stainless & Alloy Products Inc.	378,957	$3,520	2.8%	$25.90	—	COM	913837100
—	Parker Drilling Co.	1,711,054	$3,114	2.5%	$3.13	—	COM	701081101
CFNB	California First National Bank Corp.	224,244	$2,965	2.4%	$12.21	-13.0%	COM	130222102
AGI	Alamos Gold Inc.	902,560	$2,957	2.4%	$3.74	-9.4%	COM CL A	011532108
CDE	Coeur D Alene Mines Corp.	988,211	$2,451	2.0%	$9.02	-69.7%	COM NEW	192108504
ASM	Avino Silver & Gold Mines	2,297,792	$2,068	1.6%	$1.81	-46.3%	COM	053906103
VSH	Vishay Intertechnology Inc.	159,709	$1,924	1.5%	$8.68	+7.1%	COM	928298108
SYPR	Sypris Solutions Inc.	1,568,628	$1,710	1.4%	$2.94	-59.0%	COM	871655106
—	Lubys. Inc.	315,136	$1,408	1.1%	$8.45	—	COM	549282101
—	Cloud Peak Energy	669,600	$1,393	1.1%	$2.63	—	COM	18911q102
—	American International Group Inc. Warrant	43,798	$1,041	0.8%	$18.24	—	*W EXP 01/19/202	026874156
—	Rubicon Technology Inc.	879,200	$1,002	0.8%	$4.26	—	COM	78112T107
—	Aspen Insurance Holdings Ltd.	18,956	$916	0.7%	$37.09	—	SHS	G05384105
—	GulfMark Offshore, Inc.	190,409	$889	0.7%	$23.82	—	CL A NEW	402629208
—	Comstock Resources Inc.	447,066	$836	0.7%	$14.89	—	COM NEW	205768203
—	Natuzzi S.p.A.	499,065	$803	0.6%	$2.61	—	ADR	63905A101
—	Ballantyne Strong Inc.	85,393	$394	0.3%	$4.22	—	COM	058516105
GROW	U.S. Global Investors	239,184	$280	0.2%	$2.82	-51.7%	CL A	902952100
—	Bowl America Inc. - Class A	16,224	$231	0.2%	$13.01	—	COM CL A	102565108
—	Central Fund of Canada Limited Class A	22,421	$224	0.2%	$11.68	—	CL A	153501101
—	First Federal Northern Michigan Bancorp.	35,640	$215	0.2%	$4.38	—	COM	32021X105
PGN1EUR	Paragon Offshore PLC	1,680,351	$158	0.1%	$5.75	—	SHS	G6S01W108
BRT	BRT Realty Trust	19,745	$125	0.1%	$7.14	—	COM	055645303
—	Timmins Gold Corp.	629,010	$87	0.1%	$0.59	—	COM	88741P103
—	Globus Maritime	177,547	$26	0.0%	$2.00	—	COM	Y27265209