Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $391,126 (90.2% shares, 9.8% debt)

Holdings (48)

UHAL Amerco 18.5%

Value ($000) $72,424 Shares 193,365 Est. Cost $21.49 Unrealized +68.1%

— Nextera Energy 8.1%

Value ($000) $31,713 Shares 243,200 Est. Cost $90.36 Unrealized —

DUK Duke Energy 7.6%

Value ($000) $29,836 Shares 347,788 Est. Cost $47.24 Unrealized +13.9%

CMS CMS Energy 6.3%

Value ($000) $24,686 Shares 538,300 Est. Cost $25.17 Unrealized +25.6%

ALL Allstate 6.0%

Value ($000) $23,349 Shares 333,800 Est. Cost $41.31 Unrealized +30.9%

XEL XEL Energy 5.5%

Value ($000) $21,566 Shares 481,600 Est. Cost $24.91 Unrealized +23.2%

— Mannkind 5.0%

Value ($000) $19,383 Shares 27,690,000 Est. Cost $0.90 Unrealized —

PFE Pfizer 4.1%

Value ($000) $16,032 Shares 455,332 Est. Cost $16.51 Unrealized +27.5%

Value ($000) $14,944 Shares 259,400 Est. Cost $44.42 Unrealized —

ABBV Abbvie 3.7%

Value ($000) $14,419 Shares 232,915 Est. Cost $26.55 Unrealized +54.3%

Value ($000) $13,128 Shares 86,500 Est. Cost $111.41 Unrealized -14.6%

AVA Avista 3.0%

Value ($000) $11,692 Shares 261,000 Est. Cost $21.15 Unrealized +31.0%

ABT Abbott 2.3%

Value ($000) $9,077 Shares 230,915 Est. Cost $29.23 Unrealized +14.1%

— Flotek 2.2%

Value ($000) $8,769 Shares 664,335 Est. Cost $17.94 Unrealized —

— XM Sirius 2.0%

Value ($000) $7,811 Shares 1,972,548 Est. Cost $3.50 Unrealized —

Value ($000) $5,915 Shares 100,000 Est. Cost $73.88 Unrealized —

— Allergan 1.5%

Value ($000) $5,777 Shares 25,000 Est. Cost $231.08 Unrealized —

— Supernus 1.5%

Value ($000) $5,760 Shares 1,500,000 Est. Cost $1.25 Unrealized —

SUPN Supernus 1.2%

Value ($000) $4,574 Shares 224,581 Est. Cost $8.75 Unrealized +102.8%

— Calpine 1.1%

Value ($000) $4,349 Shares 294,849 Est. Cost $21.23 Unrealized —

— Gainsco 1.0%

Value ($000) $3,917 Shares 246,541 Est. Cost $8.78 Unrealized —

— Synergy 1.0%

Value ($000) $3,725 Shares 2,500,000 Est. Cost $1.47 Unrealized —

Value ($000) $3,460 Shares 1,045,494 Est. Cost $2.73 Unrealized —

Value ($000) $3,459 Shares 37,400 Est. Cost $106.98 Unrealized —

Value ($000) $3,240 Shares 47,120 Est. Cost $12.47 Unrealized +86.7%

— Fluidigm 0.8%

Value ($000) $3,005 Shares 5,009,000 Est. Cost $0.79 Unrealized —

— Ashland 0.7%

Value ($000) $2,869 Shares 25,000 Est. Cost $97.00 Unrealized —

Value ($000) $2,415 Shares 46,400 Est. Cost $50.00 Unrealized —

Value ($000) $2,200 Shares 2,000,000 Est. Cost $1.10 Unrealized —

— Petroquest 0.5%

Value ($000) $1,818 Shares 259,840 Est. Cost $28.75 Unrealized —

— Astrotech 0.5%

Value ($000) $1,808 Shares 1,070,073 Est. Cost $0.70 Unrealized —

— WEC Energy 0.4%

Value ($000) $1,583 Shares 24,252 Est. Cost $44.94 Unrealized —

— Exelexis 0.4%

Value ($000) $1,486 Shares 1,000,000 Est. Cost $0.76 Unrealized —

Value ($000) $1,400 Shares 2,000,000 Est. Cost $1.00 Unrealized —

Value ($000) $1,264 Shares 140,000 Est. Cost $11.40 Unrealized —

— US Ecology 0.3%

Value ($000) $1,162 Shares 25,300 Est. Cost $26.52 Unrealized —

— Titan Wheel 0.3%

Value ($000) $992 Shares 1,000,000 Est. Cost $1.90 Unrealized —

— Goldcorp 0.2%

Value ($000) $956 Shares 50,000 Est. Cost $11.56 Unrealized —

— Agenus 0.2%

Value ($000) $945 Shares 233,515 Est. Cost $3.79 Unrealized —

— Perrigo 0.2%

Value ($000) $899 Shares 9,926 Est. Cost $153.44 Unrealized —

— Durect 0.2%

Value ($000) $870 Shares 713,609 Est. Cost $1.05 Unrealized —

Value ($000) $700 Shares 2,000,000 Est. Cost $0.75 Unrealized —

— Pernix 0.1%

Value ($000) $500 Shares 2,000,000 Est. Cost $0.80 Unrealized —

Value ($000) $485 Shares 5,184 Est. Cost $53.69 Unrealized +7.8%

— Kellogg 0.1%

Value ($000) $362 Shares 4,436 Est. Cost $38.95 Unrealized +30.8%

— Petroquest 0.1%

Value ($000) $209 Shares 62,870 Est. Cost $3.32 Unrealized —

XPL Solitario 0.0%

Value ($000) $132 Shares 254,040 Est. Cost $1.22 Unrealized -58.6%

— DeCode Genetics 0.0%

Value ($000) $61 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	193,365	$72,424	18.5%	$21.49	+68.1%	Common	023586100
—	Nextera Energy	243,200	$31,713	8.1%	$90.36	—	Common	302571104
DUK	Duke Energy	347,788	$29,836	7.6%	$47.24	+13.9%	Common	26441C204
CMS	CMS Energy	538,300	$24,686	6.3%	$25.17	+25.6%	Common	125896100
ALL	Allstate	333,800	$23,349	6.0%	$41.31	+30.9%	Common	020002101
XEL	XEL Energy	481,600	$21,566	5.5%	$24.91	+23.2%	Common	98389B100
—	Mannkind	27,690,000	$19,383	5.0%	$0.90	—	Cv 5.75%	56400PAM4
PFE	Pfizer	455,332	$16,032	4.1%	$16.51	+27.5%	Common	717081103
—	Merck	259,400	$14,944	3.8%	$44.42	—	Common	589331107
ABBV	Abbvie	232,915	$14,419	3.7%	$26.55	+54.3%	Common	00287Y109
IBM	IBM	86,500	$13,128	3.4%	$111.41	-14.6%	Common	459200101
AVA	Avista	261,000	$11,692	3.0%	$21.15	+31.0%	Common	05379B107
ABT	Abbott	230,915	$9,077	2.3%	$29.23	+14.1%	Common	002824100
—	Flotek	664,335	$8,769	2.2%	$17.94	—	Common	343389102
—	XM Sirius	1,972,548	$7,811	2.0%	$3.50	—	Common	82968B103
—	Bunge	100,000	$5,915	1.5%	$73.88	—	Common	G16962105
—	Allergan	25,000	$5,777	1.5%	$231.08	—	Common	G1077J108
—	Supernus	1,500,000	$5,760	1.5%	$1.25	—	Cv 7.5%	868459AA6
SUPN	Supernus	224,581	$4,574	1.2%	$8.75	+102.8%	Common	868459108
—	Calpine	294,849	$4,349	1.1%	$21.23	—	Common	131347304
—	Gainsco	246,541	$3,917	1.0%	$8.78	—	Common	363127200
—	Synergy	2,500,000	$3,725	1.0%	$1.47	—	Cv 7.5%	871639AA8
EDAP	EDAP	1,045,494	$3,460	0.9%	$2.73	—	Common	268311107
—	Bunge	37,400	$3,459	0.9%	$106.98	—	Pfd 4.875%	032549322
RLI	RLI	47,120	$3,240	0.8%	$12.47	+86.7%	Common	749607107
—	Fluidigm	5,009,000	$3,005	0.8%	$0.79	—	Cv 2.75%	34385PAA6
—	Ashland	25,000	$2,869	0.7%	$97.00	—	Common	044209104
—	AES	46,400	$2,415	0.6%	$50.00	—	Pfd 6.75%	00808N202
—	AMAG	2,000,000	$2,200	0.6%	$1.10	—	Cv 2.5%	00163UAA4
—	Petroquest	259,840	$1,818	0.5%	$28.75	—	Pfd 6.875%	716748207
—	Astrotech	1,070,073	$1,808	0.5%	$0.70	—	Common	846243400
—	WEC Energy	24,252	$1,583	0.4%	$44.94	—	Common	976657106
—	Exelexis	1,000,000	$1,486	0.4%	$0.76	—	Cv 4.25%	30161QAC8
—	XTNT	2,000,000	$1,400	0.4%	$1.00	—	Cv 6%	05644RAA9
—	Actua	140,000	$1,264	0.3%	$11.40	—	Common	46059C205
—	US Ecology	25,300	$1,162	0.3%	$26.52	—	Common	91732J102
—	Titan Wheel	1,000,000	$992	0.3%	$1.90	—	Cv 5.625%	888305aa7
—	Goldcorp	50,000	$956	0.2%	$11.56	—	Common	380956409
—	Agenus	233,515	$945	0.2%	$3.79	—	Common	00847G705
—	Perrigo	9,926	$899	0.2%	$153.44	—	Common	BGH1M56
—	Durect	713,609	$870	0.2%	$1.05	—	Common	266605104
—	Gevo	2,000,000	$700	0.2%	$0.75	—	Cv 7.5%	374396AA7
—	Pernix	2,000,000	$500	0.1%	$0.80	—	Cv 4.25%	71426VAH1
XOM	Exxon	5,184	$485	0.1%	$53.69	+7.8%	Common	30231G102
—	Kellogg	4,436	$362	0.1%	$38.95	+30.8%	Common	487836108
—	Petroquest	62,870	$209	0.1%	$3.32	—	Common	716748306
XPL	Solitario	254,040	$132	0.0%	$1.22	-58.6%	Common	8342EP107
—	DeCode Genetics	24,787,000	$61	0.0%	$0.03	—	Cv 3.5%	243586AB0