Bruce & Co., Inc. Long-Term Concentrated

CIK: 0001358331 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 15, 2016

Total Value ($000): $370,057 (90.2% shares, 9.8% debt)

Holdings (48)

UHAL Amerco 16.9%

Value ($000) $62,569 Shares 193,115 Est. Cost $21.49 Unrealized +66.2%

— Nextera Energy 8.0%

Value ($000) $29,427 Shares 243,200 Est. Cost $90.36 Unrealized —

DUK Duke Energy 7.4%

Value ($000) $27,475 Shares 347,788 Est. Cost $47.24 Unrealized +19.4%

ALL Allstate 6.1%

Value ($000) $22,698 Shares 333,800 Est. Cost $41.31 Unrealized +35.3%

CMS CMS Energy 6.0%

Value ($000) $22,070 Shares 538,300 Est. Cost $25.17 Unrealized +31.5%

XEL XEL Energy 5.3%

Value ($000) $19,745 Shares 481,600 Est. Cost $24.91 Unrealized +28.4%

Value ($000) $15,823 Shares 259,400 Est. Cost $44.42 Unrealized —

PFE Pfizer 4.1%

Value ($000) $15,025 Shares 455,332 Est. Cost $16.51 Unrealized +34.8%

ABBV Abbvie 3.9%

Value ($000) $14,440 Shares 232,915 Est. Cost $26.55 Unrealized +65.4%

— Mannkind 3.7%

Value ($000) $13,845 Shares 27,690,000 Est. Cost $0.90 Unrealized —

Value ($000) $13,580 Shares 86,500 Est. Cost $111.41 Unrealized -8.7%

AVA Avista 2.9%

Value ($000) $10,701 Shares 261,000 Est. Cost $21.15 Unrealized +37.0%

— Flotek 2.6%

Value ($000) $9,772 Shares 664,335 Est. Cost $17.94 Unrealized —

ABT Abbott 2.6%

Value ($000) $9,698 Shares 230,915 Est. Cost $29.23 Unrealized +23.6%

— XM Sirius 2.2%

Value ($000) $8,245 Shares 1,972,548 Est. Cost $3.50 Unrealized —

Value ($000) $6,600 Shares 5,500,000 Est. Cost $1.16 Unrealized —

Value ($000) $5,900 Shares 100,000 Est. Cost $73.88 Unrealized —

— Allergan 1.5%

Value ($000) $5,700 Shares 25,000 Est. Cost $231.08 Unrealized —

— Supernus 1.4%

Value ($000) $5,250 Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Synergy 1.2%

Value ($000) $4,500 Shares 2,500,000 Est. Cost $1.47 Unrealized —

SUPN Supernus 1.0%

Value ($000) $3,785 Shares 164,581 Est. Cost $8.75 Unrealized +158.7%

Value ($000) $3,553 Shares 37,400 Est. Cost $106.98 Unrealized —

— Calpine 1.0%

Value ($000) $3,538 Shares 294,849 Est. Cost $21.23 Unrealized —

— Gainsco 0.9%

Value ($000) $3,451 Shares 246,541 Est. Cost $8.78 Unrealized —

Value ($000) $3,136 Shares 1,045,494 Est. Cost $2.73 Unrealized —

— Fluidigm 0.8%

Value ($000) $3,005 Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value ($000) $3,000 Shares 44,120 Est. Cost $12.47 Unrealized +97.8%

— Petroquest 0.8%

Value ($000) $2,988 Shares 259,840 Est. Cost $28.75 Unrealized —

— Ashland 0.8%

Value ($000) $2,875 Shares 25,000 Est. Cost $97.00 Unrealized —

Value ($000) $2,366 Shares 46,400 Est. Cost $50.00 Unrealized —

Value ($000) $1,820 Shares 140,000 Est. Cost $11.40 Unrealized —

— Astrotech 0.5%

Value ($000) $1,765 Shares 1,070,073 Est. Cost $0.70 Unrealized —

— WEC Energy 0.4%

Value ($000) $1,430 Shares 24,252 Est. Cost $44.94 Unrealized —

— US Ecology 0.3%

Value ($000) $1,125 Shares 25,300 Est. Cost $26.52 Unrealized —

— Agenus 0.3%

Value ($000) $1,089 Shares 155,677 Est. Cost $3.79 Unrealized —

— Exelexis 0.3%

Value ($000) $1,050 Shares 500,000 Est. Cost $0.76 Unrealized —

Value ($000) $1,000 Shares 2,000,000 Est. Cost $1.00 Unrealized —

— Titan Wheel 0.3%

Value ($000) $990 Shares 1,000,000 Est. Cost $1.90 Unrealized —

— Durect 0.3%

Value ($000) $984 Shares 713,609 Est. Cost $1.05 Unrealized —

— Perrigo 0.2%

Value ($000) $913 Shares 9,926 Est. Cost $153.44 Unrealized —

— Goldcorp 0.2%

Value ($000) $800 Shares 50,000 Est. Cost $11.56 Unrealized —

Value ($000) $600 Shares 2,000,000 Est. Cost $0.75 Unrealized —

— Pernix 0.1%

Value ($000) $500 Shares 2,000,000 Est. Cost $0.80 Unrealized —

Value ($000) $445 Shares 5,184 Est. Cost $53.69 Unrealized +9.0%

— Kellogg 0.1%

Value ($000) $337 Shares 4,436 Est. Cost $38.95 Unrealized +40.4%

— Petroquest 0.1%

Value ($000) $223 Shares 62,870 Est. Cost $3.32 Unrealized —

XPL Solitario 0.0%

Value ($000) $165 Shares 254,040 Est. Cost $1.22 Unrealized -37.0%

— DeCode Genetics 0.0%

Value ($000) $61 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	193,115	$62,569	16.9%	$21.49	+66.2%	Common	023586100
—	Nextera Energy	243,200	$29,427	8.0%	$90.36	—	Common	302571104
DUK	Duke Energy	347,788	$27,475	7.4%	$47.24	+19.4%	Common	26441C204
ALL	Allstate	333,800	$22,698	6.1%	$41.31	+35.3%	Common	020002101
CMS	CMS Energy	538,300	$22,070	6.0%	$25.17	+31.5%	Common	125896100
XEL	XEL Energy	481,600	$19,745	5.3%	$24.91	+28.4%	Common	98389B100
—	Merck	259,400	$15,823	4.3%	$44.42	—	Common	589331107
PFE	Pfizer	455,332	$15,025	4.1%	$16.51	+34.8%	Common	717081103
ABBV	Abbvie	232,915	$14,440	3.9%	$26.55	+65.4%	Common	00287Y109
—	Mannkind	27,690,000	$13,845	3.7%	$0.90	—	Cv 5.75%	56400PAM4
IBM	IBM	86,500	$13,580	3.7%	$111.41	-8.7%	Common	459200101
AVA	Avista	261,000	$10,701	2.9%	$21.15	+37.0%	Common	05379B107
—	Flotek	664,335	$9,772	2.6%	$17.94	—	Common	343389102
ABT	Abbott	230,915	$9,698	2.6%	$29.23	+23.6%	Common	002824100
—	XM Sirius	1,972,548	$8,245	2.2%	$3.50	—	Common	82968B103
—	AMAG	5,500,000	$6,600	1.8%	$1.16	—	Cv 2.5%	00163UAA4
—	Bunge	100,000	$5,900	1.6%	$73.88	—	Common	G16962105
—	Allergan	25,000	$5,700	1.5%	$231.08	—	Common	G1077J108
—	Supernus	1,500,000	$5,250	1.4%	$1.25	—	Cv 7.5%	868459AA6
—	Synergy	2,500,000	$4,500	1.2%	$1.47	—	Cv 7.5%	871639AA8
SUPN	Supernus	164,581	$3,785	1.0%	$8.75	+158.7%	Common	868459108
—	Bunge	37,400	$3,553	1.0%	$106.98	—	Pfd 4.875%	032549322
—	Calpine	294,849	$3,538	1.0%	$21.23	—	Common	131347304
—	Gainsco	246,541	$3,451	0.9%	$8.78	—	Common	363127200
EDAP	EDAP	1,045,494	$3,136	0.8%	$2.73	—	Common	268311107
—	Fluidigm	5,009,000	$3,005	0.8%	$0.79	—	Cv 2.75%	34385PAA6
RLI	RLI	44,120	$3,000	0.8%	$12.47	+97.8%	Common	749607107
—	Petroquest	259,840	$2,988	0.8%	$28.75	—	Pfd 6.875%	716748207
—	Ashland	25,000	$2,875	0.8%	$97.00	—	Common	044209104
—	AES	46,400	$2,366	0.6%	$50.00	—	Pfd 6.75%	00808N202
—	Actua	140,000	$1,820	0.5%	$11.40	—	Common	46059C205
—	Astrotech	1,070,073	$1,765	0.5%	$0.70	—	Common	846243400
—	WEC Energy	24,252	$1,430	0.4%	$44.94	—	Common	976657106
—	US Ecology	25,300	$1,125	0.3%	$26.52	—	Common	91732J102
—	Agenus	155,677	$1,089	0.3%	$3.79	—	Common	00847G705
—	Exelexis	500,000	$1,050	0.3%	$0.76	—	Cv 4.25%	30161QAC8
—	XTNT	2,000,000	$1,000	0.3%	$1.00	—	Cv 6%	05644RAA9
—	Titan Wheel	1,000,000	$990	0.3%	$1.90	—	Cv 5.625%	888305aa7
—	Durect	713,609	$984	0.3%	$1.05	—	Common	266605104
—	Perrigo	9,926	$913	0.2%	$153.44	—	Common	BGH1M56
—	Goldcorp	50,000	$800	0.2%	$11.56	—	Common	380956409
—	Gevo	2,000,000	$600	0.2%	$0.75	—	Cv 7.5%	374396AA7
—	Pernix	2,000,000	$500	0.1%	$0.80	—	Cv 4.25%	71426VAH1
XOM	Exxon	5,184	$445	0.1%	$53.69	+9.0%	Common	30231G102
—	Kellogg	4,436	$337	0.1%	$38.95	+40.4%	Common	487836108
—	Petroquest	62,870	$223	0.1%	$3.32	—	Common	716748306
XPL	Solitario	254,040	$165	0.0%	$1.22	-37.0%	Common	8342EP107
—	DeCode Genetics	24,787,000	$61	0.0%	$0.03	—	Cv 3.5%	243586AB0