Bruce & Co., Inc. Long-Term Concentrated

Location: Chicago, IL

CIK: 0001358331 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 15, 2016

Total Value: $370M (90.2% shares, 9.8% debt)

Holdings (48)

UHAL Amerco 16.9%

Value $62.57M Shares 193,115 Est. Cost $21.49 Unrealized +66.2%

— Nextera Energy 8.0%

Value $29.43M Shares 243,200 Est. Cost $90.36 Unrealized —

DUK Duke Energy 7.4%

Value $27.48M Shares 347,788 Est. Cost $47.24 Unrealized +19.4%

ALL Allstate 6.1%

Value $22.7M Shares 333,800 Est. Cost $41.31 Unrealized +35.3%

CMS CMS Energy 6.0%

Value $22.07M Shares 538,300 Est. Cost $25.17 Unrealized +31.5%

XEL XEL Energy 5.3%

Value $19.75M Shares 481,600 Est. Cost $24.91 Unrealized +28.4%

Value $15.82M Shares 259,400 Est. Cost $44.42 Unrealized —

PFE Pfizer 4.1%

Value $15.03M Shares 455,332 Est. Cost $16.51 Unrealized +34.8%

ABBV Abbvie 3.9%

Value $14.44M Shares 232,915 Est. Cost $26.55 Unrealized +65.4%

— Mannkind 3.7%

Value $13.85M Shares 27,690,000 Est. Cost $0.90 Unrealized —

Value $13.58M Shares 86,500 Est. Cost $111.41 Unrealized -8.7%

AVA Avista 2.9%

Value $10.7M Shares 261,000 Est. Cost $21.15 Unrealized +37.0%

— Flotek 2.6%

Value $9.772M Shares 664,335 Est. Cost $17.94 Unrealized —

ABT Abbott 2.6%

Value $9.698M Shares 230,915 Est. Cost $29.23 Unrealized +23.6%

— XM Sirius 2.2%

Value $8.245M Shares 1,972,548 Est. Cost $3.50 Unrealized —

Value $6.6M Shares 5,500,000 Est. Cost $1.16 Unrealized —

Value $5.9M Shares 100,000 Est. Cost $73.88 Unrealized —

— Allergan 1.5%

Value $5.7M Shares 25,000 Est. Cost $231.08 Unrealized —

— Supernus 1.4%

Value $5.25M Shares 1,500,000 Est. Cost $1.25 Unrealized —

— Synergy 1.2%

Value $4.5M Shares 2,500,000 Est. Cost $1.47 Unrealized —

SUPN Supernus 1.0%

Value $3.785M Shares 164,581 Est. Cost $8.75 Unrealized +158.7%

Value $3.553M Shares 37,400 Est. Cost $106.98 Unrealized —

— Calpine 1.0%

Value $3.538M Shares 294,849 Est. Cost $21.23 Unrealized —

— Gainsco 0.9%

Value $3.451M Shares 246,541 Est. Cost $8.78 Unrealized —

Value $3.136M Shares 1,045,494 Est. Cost $2.73 Unrealized —

— Fluidigm 0.8%

Value $3.005M Shares 5,009,000 Est. Cost $0.79 Unrealized —

Value $3M Shares 44,120 Est. Cost $12.47 Unrealized +97.8%

— Petroquest 0.8%

Value $2.988M Shares 259,840 Est. Cost $28.75 Unrealized —

— Ashland 0.8%

Value $2.875M Shares 25,000 Est. Cost $97.00 Unrealized —

Value $2.366M Shares 46,400 Est. Cost $50.00 Unrealized —

Value $1.82M Shares 140,000 Est. Cost $11.40 Unrealized —

— Astrotech 0.5%

Value $1.765M Shares 1,070,073 Est. Cost $0.70 Unrealized —

— WEC Energy 0.4%

Value $1.43M Shares 24,252 Est. Cost $44.94 Unrealized —

— US Ecology 0.3%

Value $1.125M Shares 25,300 Est. Cost $26.52 Unrealized —

— Agenus 0.3%

Value $1.089M Shares 155,677 Est. Cost $3.79 Unrealized —

— Exelexis 0.3%

Value $1.05M Shares 500,000 Est. Cost $0.76 Unrealized —

Value $1M Shares 2,000,000 Est. Cost $1.00 Unrealized —

— Titan Wheel 0.3%

Value $990K Shares 1,000,000 Est. Cost $1.90 Unrealized —

— Durect 0.3%

Value $984K Shares 713,609 Est. Cost $1.05 Unrealized —

— Perrigo 0.2%

Value $913K Shares 9,926 Est. Cost $153.44 Unrealized —

— Goldcorp 0.2%

Value $800K Shares 50,000 Est. Cost $11.56 Unrealized —

Value $600K Shares 2,000,000 Est. Cost $0.75 Unrealized —

— Pernix 0.1%

Value $500K Shares 2,000,000 Est. Cost $0.80 Unrealized —

Value $445K Shares 5,184 Est. Cost $53.69 Unrealized +9.0%

— Kellogg 0.1%

Value $337K Shares 4,436 Est. Cost $38.95 Unrealized +40.4%

— Petroquest 0.1%

Value $223K Shares 62,870 Est. Cost $3.32 Unrealized —

XPL Solitario 0.0%

Value $165K Shares 254,040 Est. Cost $1.22 Unrealized -37.0%

— DeCode Genetics 0.0%

Value $61,000 Shares 24,787,000 Est. Cost $0.03 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
UHAL	Amerco	193,115	$62.57M	16.9%	$21.49	+66.2%	Common	023586100
—	Nextera Energy	243,200	$29.43M	8.0%	$90.36	—	Common	302571104
DUK	Duke Energy	347,788	$27.48M	7.4%	$47.24	+19.4%	Common	26441C204
ALL	Allstate	333,800	$22.7M	6.1%	$41.31	+35.3%	Common	020002101
CMS	CMS Energy	538,300	$22.07M	6.0%	$25.17	+31.5%	Common	125896100
XEL	XEL Energy	481,600	$19.75M	5.3%	$24.91	+28.4%	Common	98389B100
—	Merck	259,400	$15.82M	4.3%	$44.42	—	Common	589331107
PFE	Pfizer	455,332	$15.03M	4.1%	$16.51	+34.8%	Common	717081103
ABBV	Abbvie	232,915	$14.44M	3.9%	$26.55	+65.4%	Common	00287Y109
—	Mannkind	27,690,000	$13.85M	3.7%	$0.90	—	Cv 5.75%	56400PAM4
IBM	IBM	86,500	$13.58M	3.7%	$111.41	-8.7%	Common	459200101
AVA	Avista	261,000	$10.7M	2.9%	$21.15	+37.0%	Common	05379B107
—	Flotek	664,335	$9.772M	2.6%	$17.94	—	Common	343389102
ABT	Abbott	230,915	$9.698M	2.6%	$29.23	+23.6%	Common	002824100
—	XM Sirius	1,972,548	$8.245M	2.2%	$3.50	—	Common	82968B103
—	AMAG	5,500,000	$6.6M	1.8%	$1.16	—	Cv 2.5%	00163UAA4
—	Bunge	100,000	$5.9M	1.6%	$73.88	—	Common	G16962105
—	Allergan	25,000	$5.7M	1.5%	$231.08	—	Common	G1077J108
—	Supernus	1,500,000	$5.25M	1.4%	$1.25	—	Cv 7.5%	868459AA6
—	Synergy	2,500,000	$4.5M	1.2%	$1.47	—	Cv 7.5%	871639AA8
SUPN	Supernus	164,581	$3.785M	1.0%	$8.75	+158.7%	Common	868459108
—	Bunge	37,400	$3.553M	1.0%	$106.98	—	Pfd 4.875%	032549322
—	Calpine	294,849	$3.538M	1.0%	$21.23	—	Common	131347304
—	Gainsco	246,541	$3.451M	0.9%	$8.78	—	Common	363127200
EDAP	EDAP	1,045,494	$3.136M	0.8%	$2.73	—	Common	268311107
—	Fluidigm	5,009,000	$3.005M	0.8%	$0.79	—	Cv 2.75%	34385PAA6
RLI	RLI	44,120	$3M	0.8%	$12.47	+97.8%	Common	749607107
—	Petroquest	259,840	$2.988M	0.8%	$28.75	—	Pfd 6.875%	716748207
—	Ashland	25,000	$2.875M	0.8%	$97.00	—	Common	044209104
—	AES	46,400	$2.366M	0.6%	$50.00	—	Pfd 6.75%	00808N202
—	Actua	140,000	$1.82M	0.5%	$11.40	—	Common	46059C205
—	Astrotech	1,070,073	$1.765M	0.5%	$0.70	—	Common	846243400
—	WEC Energy	24,252	$1.43M	0.4%	$44.94	—	Common	976657106
—	US Ecology	25,300	$1.125M	0.3%	$26.52	—	Common	91732J102
—	Agenus	155,677	$1.089M	0.3%	$3.79	—	Common	00847G705
—	Exelexis	500,000	$1.05M	0.3%	$0.76	—	Cv 4.25%	30161QAC8
—	XTNT	2,000,000	$1M	0.3%	$1.00	—	Cv 6%	05644RAA9
—	Titan Wheel	1,000,000	$990K	0.3%	$1.90	—	Cv 5.625%	888305aa7
—	Durect	713,609	$984K	0.3%	$1.05	—	Common	266605104
—	Perrigo	9,926	$913K	0.2%	$153.44	—	Common	BGH1M56
—	Goldcorp	50,000	$800K	0.2%	$11.56	—	Common	380956409
—	Gevo	2,000,000	$600K	0.2%	$0.75	—	Cv 7.5%	374396AA7
—	Pernix	2,000,000	$500K	0.1%	$0.80	—	Cv 4.25%	71426VAH1
XOM	Exxon	5,184	$445K	0.1%	$53.69	+9.0%	Common	30231G102
—	Kellogg	4,436	$337K	0.1%	$38.95	+40.4%	Common	487836108
—	Petroquest	62,870	$223K	0.1%	$3.32	—	Common	716748306
XPL	Solitario	254,040	$165K	0.0%	$1.22	-37.0%	Common	8342EP107
—	DeCode Genetics	24,787,000	$61,000	0.0%	$0.03	—	Cv 3.5%	243586AB0