AEGIS FINANCIAL CORP Long-Term Concentrated

CIK: 0001140753 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $99,335 (100.0% shares, 0.0% debt)

Holdings (36)

— Alliance One International Inc. 16.1%

Value ($000) $15,995 Shares 836,557 Est. Cost $23.91 Unrealized —

— WPX Energy Inc. 9.2%

Value ($000) $9,187 Shares 696,525 Est. Cost $10.76 Unrealized —

— Resolute Forest Products Inc. 6.8%

Value ($000) $6,800 Shares 1,437,706 Est. Cost $9.36 Unrealized —

— Alaska Communications System 6.5%

Value ($000) $6,419 Shares 3,732,263 Est. Cost $2.03 Unrealized —

— McDermott International Inc. 5.6%

Value ($000) $5,571 Shares 1,111,961 Est. Cost $7.07 Unrealized —

DLAPQ Delta Apparel Inc. 5.5%

Value ($000) $5,476 Shares 332,715 Est. Cost $14.45 Unrealized +39.2%

— Fly Leasing LTD-ADR 4.3%

Value ($000) $4,320 Shares 372,719 Est. Cost $11.59 Unrealized —

— Verso Corporation 4.3%

Value ($000) $4,226 Shares 655,233 Est. Cost $6.45 Unrealized —

PRHI Conifer Holdings, Inc. 3.7%

Value ($000) $3,698 Shares 443,994 Est. Cost $6.89 Unrealized +12.7%

— Nevsun Resources Ltd. 3.7%

Value ($000) $3,691 Shares 1,218,205 Est. Cost $3.05 Unrealized —

— Universal Stainless & Alloy Products Inc. 3.5%

Value ($000) $3,463 Shares 329,796 Est. Cost $25.19 Unrealized —

MERC Mercer International Inc. 3.4%

Value ($000) $3,371 Shares 398,036 Est. Cost $4.76 Unrealized +24.8%

— Mitcham Industies, Inc. 3.0%

Value ($000) $2,969 Shares 890,087 Est. Cost $6.32 Unrealized —

— Hardinge Inc. 2.8%

Value ($000) $2,783 Shares 250,056 Est. Cost $14.36 Unrealized —

— Parker Drilling Co. 2.6%

Value ($000) $2,559 Shares 1,179,209 Est. Cost $3.13 Unrealized —

PLAB Photronics Inc. 2.6%

Value ($000) $2,559 Shares 248,202 Est. Cost $7.60 Unrealized +26.8%

— Cloud Peak Energy 1.8%

Value ($000) $1,816 Shares 333,821 Est. Cost $2.06 Unrealized —

GBX Greenbrier Companies Inc 1.8%

Value ($000) $1,739 Shares 49,250 Est. Cost $22.38 Unrealized +11.8%

— Ruby Tuesday 1.6%

Value ($000) $1,607 Shares 642,653 Est. Cost $5.52 Unrealized —

VSH Vishay Intertechnology Inc. 1.6%

Value ($000) $1,567 Shares 111,244 Est. Cost $8.68 Unrealized +29.4%

SYPR Sypris Solutions Inc. 1.1%

Value ($000) $1,135 Shares 1,101,968 Est. Cost $2.94 Unrealized -67.1%

— Lubys. Inc. 1.1%

Value ($000) $1,102 Shares 256,836 Est. Cost $8.45 Unrealized —

IAG Iamgold Corp. 1.1%

Value ($000) $1,083 Shares 267,495 Est. Cost $4.56 Unrealized 0.0%

CTRN Citi Trends Inc. 1.1%

Value ($000) $1,082 Shares 54,289 Est. Cost $15.83 Unrealized +9.3%

ASC Ardmore Shipping Corp. 1.1%

Value ($000) $1,054 Shares 149,666 Est. Cost $7.21 Unrealized -14.9%

— Natuzzi S.p.A. 0.7%

Value ($000) $681 Shares 389,065 Est. Cost $2.61 Unrealized —

— CSI Compressco LP. 0.5%

Value ($000) $530 Shares 50,000 Est. Cost $5.76 Unrealized —

GROW U.S. Global Investors 0.4%

Value ($000) $442 Shares 240,341 Est. Cost $2.64 Unrealized -22.5%

— Rubicon Technology Inc. 0.4%

Value ($000) $401 Shares 636,900 Est. Cost $4.26 Unrealized —

— Hawaiian Telcom HoldCo Inc 0.4%

Value ($000) $401 Shares 17,898 Est. Cost $21.18 Unrealized —

PGN1EUR Paragon Offshore PLC 0.4%

Value ($000) $399 Shares 642,974 Est. Cost $5.75 Unrealized —

— Central Fund of Canada Limited Class A 0.3%

Value ($000) $311 Shares 22,421 Est. Cost $11.68 Unrealized —

— First Federal Northern Michigan Bancorp. 0.2%

Value ($000) $243 Shares 35,640 Est. Cost $4.38 Unrealized —

— Bowl America Inc. - Class A 0.2%

Value ($000) $229 Shares 16,224 Est. Cost $13.01 Unrealized —

— GulfMark Offshore, Inc. 0.2%

Value ($000) $213 Shares 126,559 Est. Cost $23.82 Unrealized —

— Timmins Gold Corp. 0.2%

Value ($000) $213 Shares 457,084 Est. Cost $0.59 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Alliance One International Inc.	836,557	$15,995	16.1%	$23.91	—	COM NEW	018772301
—	WPX Energy Inc.	696,525	$9,187	9.2%	$10.76	—	COM	98212B103
—	Resolute Forest Products Inc.	1,437,706	$6,800	6.8%	$9.36	—	COM	76117W109
—	Alaska Communications System	3,732,263	$6,419	6.5%	$2.03	—	COM	01167P101
—	McDermott International Inc.	1,111,961	$5,571	5.6%	$7.07	—	COM	580037109
DLAPQ	Delta Apparel Inc.	332,715	$5,476	5.5%	$14.45	+39.2%	COM	247368103
—	Fly Leasing LTD-ADR	372,719	$4,320	4.3%	$11.59	—	Sponsored ADR	34407D109
—	Verso Corporation	655,233	$4,226	4.3%	$6.45	—	CL A	92531L207
PRHI	Conifer Holdings, Inc.	443,994	$3,698	3.7%	$6.89	+12.7%	COM	20731J102
—	Nevsun Resources Ltd.	1,218,205	$3,691	3.7%	$3.05	—	COM	64156L101
—	Universal Stainless & Alloy Products Inc.	329,796	$3,463	3.5%	$25.19	—	COM	913837100
MERC	Mercer International Inc.	398,036	$3,371	3.4%	$4.76	+24.8%	COM	588056101
—	Mitcham Industies, Inc.	890,087	$2,969	3.0%	$6.32	—	COM	606501104
—	Hardinge Inc.	250,056	$2,783	2.8%	$14.36	—	COM	412324303
—	Parker Drilling Co.	1,179,209	$2,559	2.6%	$3.13	—	COM	701081101
PLAB	Photronics Inc.	248,202	$2,559	2.6%	$7.60	+26.8%	COM	719405102
—	Cloud Peak Energy	333,821	$1,816	1.8%	$2.06	—	COM	18911q102
GBX	Greenbrier Companies Inc	49,250	$1,739	1.8%	$22.38	+11.8%	COM	393657101
—	Ruby Tuesday	642,653	$1,607	1.6%	$5.52	—	COM	781182100
VSH	Vishay Intertechnology Inc.	111,244	$1,567	1.6%	$8.68	+29.4%	COM	928298108
SYPR	Sypris Solutions Inc.	1,101,968	$1,135	1.1%	$2.94	-67.1%	COM	871655106
—	Lubys. Inc.	256,836	$1,102	1.1%	$8.45	—	COM	549282101
IAG	Iamgold Corp.	267,495	$1,083	1.1%	$4.56	0.0%	COM	450913108
CTRN	Citi Trends Inc.	54,289	$1,082	1.1%	$15.83	+9.3%	COM	17306X102
ASC	Ardmore Shipping Corp.	149,666	$1,054	1.1%	$7.21	-14.9%	COM	Y0207T100
—	Natuzzi S.p.A.	389,065	$681	0.7%	$2.61	—	ADR	63905A101
—	CSI Compressco LP.	50,000	$530	0.5%	$5.76	—	COM UNIT	12637A103
GROW	U.S. Global Investors	240,341	$442	0.4%	$2.64	-22.5%	CL A	902952100
—	Rubicon Technology Inc.	636,900	$401	0.4%	$4.26	—	COM	78112T107
—	Hawaiian Telcom HoldCo Inc	17,898	$401	0.4%	$21.18	—	COM	420031106
PGN1EUR	Paragon Offshore PLC	642,974	$399	0.4%	$5.75	—	SHS	G6S01W108
—	Central Fund of Canada Limited Class A	22,421	$311	0.3%	$11.68	—	CL A	153501101
—	First Federal Northern Michigan Bancorp.	35,640	$243	0.2%	$4.38	—	COM	32021X105
—	Bowl America Inc. - Class A	16,224	$229	0.2%	$13.01	—	COM CL A	102565108
—	GulfMark Offshore, Inc.	126,559	$213	0.2%	$23.82	—	CL A NEW	402629208
—	Timmins Gold Corp.	457,084	$213	0.2%	$0.59	—	COM	88741P103