AEGIS FINANCIAL CORP Long-Term Concentrated

CIK: 0001140753 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 13, 2017

Total Value ($000): $101,886 (100.0% shares, 0.0% debt)

Holdings (31)

— Alliance One International Inc. 15.8%

Value ($000) $16,062 Shares 836,557 Est. Cost $23.91 Unrealized —

— Resolute Forest Products Inc. 8.0%

Value ($000) $8,179 Shares 1,528,727 Est. Cost $9.12 Unrealized —

DLAPQ Delta Apparel Inc. 7.2%

Value ($000) $7,318 Shares 353,007 Est. Cost $14.67 Unrealized +23.6%

— WPX Energy Inc. 6.6%

Value ($000) $6,737 Shares 462,360 Est. Cost $10.76 Unrealized —

— Alaska Communications System 6.5%

Value ($000) $6,592 Shares 4,019,476 Est. Cost $2.00 Unrealized —

— Fly Leasing LTD-ADR 6.1%

Value ($000) $6,264 Shares 470,962 Est. Cost $11.95 Unrealized —

— McDermott International Inc. 5.8%

Value ($000) $5,911 Shares 799,805 Est. Cost $7.07 Unrealized —

— Verso Corporation 4.6%

Value ($000) $4,652 Shares 655,233 Est. Cost $6.45 Unrealized —

— Universal Stainless & Alloy Products Inc. 4.4%

Value ($000) $4,458 Shares 329,996 Est. Cost $25.19 Unrealized —

MERC Mercer International Inc. 4.2%

Value ($000) $4,239 Shares 398,036 Est. Cost $4.76 Unrealized +37.8%

PRHI Conifer Holdings, Inc. 3.7%

Value ($000) $3,736 Shares 458,439 Est. Cost $6.91 Unrealized +10.7%

— Mitcham Industies, Inc. 3.6%

Value ($000) $3,694 Shares 890,187 Est. Cost $6.32 Unrealized —

— Nevsun Resources Ltd. 3.4%

Value ($000) $3,455 Shares 1,118,205 Est. Cost $3.05 Unrealized —

— Parker Drilling Co. 3.0%

Value ($000) $3,066 Shares 1,179,209 Est. Cost $3.13 Unrealized —

PLAB Photronics Inc. 2.8%

Value ($000) $2,805 Shares 248,202 Est. Cost $7.60 Unrealized +38.0%

— Hardinge Inc. 2.7%

Value ($000) $2,771 Shares 250,056 Est. Cost $14.36 Unrealized —

VSH Vishay Intertechnology Inc. 1.8%

Value ($000) $1,802 Shares 111,244 Est. Cost $8.68 Unrealized +43.9%

— Ruby Tuesday 1.7%

Value ($000) $1,753 Shares 542,653 Est. Cost $5.52 Unrealized —

IAG Iamgold Corp. 1.4%

Value ($000) $1,408 Shares 365,770 Est. Cost $4.34 Unrealized -13.8%

ASC Ardmore Shipping Corp. 1.2%

Value ($000) $1,197 Shares 161,766 Est. Cost $7.09 Unrealized -20.3%

CTRN Citi Trends Inc. 1.0%

Value ($000) $1,023 Shares 54,289 Est. Cost $15.83 Unrealized +17.2%

— Natuzzi S.p.A. 0.9%

Value ($000) $879 Shares 389,065 Est. Cost $2.61 Unrealized —

SYPR Sypris Solutions Inc. 0.9%

Value ($000) $878 Shares 998,276 Est. Cost $2.94 Unrealized -67.2%

— Lubys. Inc. 0.7%

Value ($000) $671 Shares 156,836 Est. Cost $8.45 Unrealized —

— CSI Compressco LP. 0.5%

Value ($000) $487 Shares 50,000 Est. Cost $5.76 Unrealized —

— Pershing Gold Coporation 0.4%

Value ($000) $402 Shares 122,969 Est. Cost $3.27 Unrealized —

GROW U.S. Global Investors 0.3%

Value ($000) $347 Shares 255,441 Est. Cost $2.58 Unrealized -40.6%

— Rubicon Technology Inc. 0.3%

Value ($000) $339 Shares 564,548 Est. Cost $4.26 Unrealized —

— First Federal Northern Michigan Bancorp. 0.3%

Value ($000) $273 Shares 35,640 Est. Cost $4.38 Unrealized —

— Bowl America Inc. - Class A 0.3%

Value ($000) $267 Shares 16,224 Est. Cost $13.01 Unrealized —

— GulfMark Offshore, Inc. 0.2%

Value ($000) $221 Shares 126,559 Est. Cost $23.82 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Alliance One International Inc.	836,557	$16,062	15.8%	$23.91	—	COM NEW	018772301
—	Resolute Forest Products Inc.	1,528,727	$8,179	8.0%	$9.12	—	COM	76117W109
DLAPQ	Delta Apparel Inc.	353,007	$7,318	7.2%	$14.67	+23.6%	COM	247368103
—	WPX Energy Inc.	462,360	$6,737	6.6%	$10.76	—	COM	98212B103
—	Alaska Communications System	4,019,476	$6,592	6.5%	$2.00	—	COM	01167P101
—	Fly Leasing LTD-ADR	470,962	$6,264	6.1%	$11.95	—	Sponsored ADR	34407D109
—	McDermott International Inc.	799,805	$5,911	5.8%	$7.07	—	COM	580037109
—	Verso Corporation	655,233	$4,652	4.6%	$6.45	—	CL A	92531L207
—	Universal Stainless & Alloy Products Inc.	329,996	$4,458	4.4%	$25.19	—	COM	913837100
MERC	Mercer International Inc.	398,036	$4,239	4.2%	$4.76	+37.8%	COM	588056101
PRHI	Conifer Holdings, Inc.	458,439	$3,736	3.7%	$6.91	+10.7%	COM	20731J102
—	Mitcham Industies, Inc.	890,187	$3,694	3.6%	$6.32	—	COM	606501104
—	Nevsun Resources Ltd.	1,118,205	$3,455	3.4%	$3.05	—	COM	64156L101
—	Parker Drilling Co.	1,179,209	$3,066	3.0%	$3.13	—	COM	701081101
PLAB	Photronics Inc.	248,202	$2,805	2.8%	$7.60	+38.0%	COM	719405102
—	Hardinge Inc.	250,056	$2,771	2.7%	$14.36	—	COM	412324303
VSH	Vishay Intertechnology Inc.	111,244	$1,802	1.8%	$8.68	+43.9%	COM	928298108
—	Ruby Tuesday	542,653	$1,753	1.7%	$5.52	—	COM	781182100
IAG	Iamgold Corp.	365,770	$1,408	1.4%	$4.34	-13.8%	COM	450913108
ASC	Ardmore Shipping Corp.	161,766	$1,197	1.2%	$7.09	-20.3%	COM	Y0207T100
CTRN	Citi Trends Inc.	54,289	$1,023	1.0%	$15.83	+17.2%	COM	17306X102
—	Natuzzi S.p.A.	389,065	$879	0.9%	$2.61	—	ADR	63905A101
SYPR	Sypris Solutions Inc.	998,276	$878	0.9%	$2.94	-67.2%	COM	871655106
—	Lubys. Inc.	156,836	$671	0.7%	$8.45	—	COM	549282101
—	CSI Compressco LP.	50,000	$487	0.5%	$5.76	—	COM UNIT	12637A103
—	Pershing Gold Coporation	122,969	$402	0.4%	$3.27	—	COM NEW	715302204
GROW	U.S. Global Investors	255,441	$347	0.3%	$2.58	-40.6%	CL A	902952100
—	Rubicon Technology Inc.	564,548	$339	0.3%	$4.26	—	COM	78112T107
—	First Federal Northern Michigan Bancorp.	35,640	$273	0.3%	$4.38	—	COM	32021X105
—	Bowl America Inc. - Class A	16,224	$267	0.3%	$13.01	—	COM CL A	102565108
—	GulfMark Offshore, Inc.	126,559	$221	0.2%	$23.82	—	CL A NEW	402629208