WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value: $280M (100.0% shares, 0.0% debt)

Holdings (39)

LFCR LANDEC CORP 12.4%

Value $34.74M Shares 2,682,400 Share Price $12.95 Est. Cost/Share $13.28 Unrealized @ Report Date -0.7%

DLHC DLH HOLDINGS CORP 10.1%

Value $28.21M Shares 4,352,983 Share Price $6.48 * Est. Cost/Share $1.18 Unrealized @ Report Date +400.9%

— MAM SOFTWARE GROUP INC 8.6%

Value $23.94M Shares 3,279,556 Share Price $7.30 Est. Cost/Share $4.73 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 8.6%

Value $23.91M Shares 1,904,978 Share Price $12.55 Est. Cost/Share $7.23 Unrealized @ Report Date —

NATR NATURES SUNSHINE PRODS INC 7.9%

Value $22.17M Shares 2,184,319 Share Price $10.15 * Est. Cost/Share $11.00 Unrealized @ Report Date -2.5%

— MVC CAPITAL INC 5.7%

Value $15.9M Shares 1,588,923 Share Price $10.01 Est. Cost/Share $8.18 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 4.6%

Value $12.92M Shares 2,349,577 Share Price $5.50 Est. Cost/Share $2.50 Unrealized @ Report Date —

— S&W SEED CO 4.5%

Value $12.63M Shares 4,008,023 Share Price $3.15 Est. Cost/Share $4.04 Unrealized @ Report Date —

— SUMMER INFANT INC 4.3%

Value $12.13M Shares 6,415,568 Share Price $1.89 Est. Cost/Share $2.55 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 4.0%

Value $11.05M Shares 1,474,022 Share Price $7.50 * Est. Cost/Share $6.30 Unrealized @ Report Date 0.0%

— BIOSCRIP INC 3.7%

Value $10.45M Shares 3,800,000 Share Price $2.75 Est. Cost/Share $2.77 Unrealized @ Report Date —

— JASON INDUSTRIES INC 2.6%

Value $7.315M Shares 4,600,816 Share Price $1.59 Est. Cost/Share $6.29 Unrealized @ Report Date —

BB BLACKBERRY LTD 2.2%

Value $6.149M Shares 550,000 Share Price $11.18 * Est. Cost/Share $9.16 Unrealized @ Report Date +2.6%

— TELOS CORP MD 12 PERCENT PFD 2.2%

Value $6.102M Shares 554,765 Share Price $11.00 Est. Cost/Share $11.00 Unrealized @ Report Date —

— GLOBAL POWER EQUIPMENT GROUP INC 2.1%

Value $5.86M Shares 3,167,718 Share Price $1.85 Est. Cost/Share $5.41 Unrealized @ Report Date —

— XERIUM TECHNOLOGIES INC 2.0%

Value $5.507M Shares 1,152,240 Share Price $4.78 Est. Cost/Share $6.52 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 1.9%

Value $5.208M Shares 1,073,845 Share Price $4.85 * Est. Cost/Share $4.26 Unrealized @ Report Date -2.1%

— GLYECO INC 1.6%

Value $4.431M Shares 49,797,748 Share Price $0.09 Est. Cost/Share $0.10 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 1.6%

Value $4.414M Shares 265,108 Share Price $16.65 Est. Cost/Share $15.64 Unrealized @ Report Date —

— BABCOCK & WILCOX ENTERPR 1.3%

Value $3.746M Shares 1,125,000 Share Price $3.33 Est. Cost/Share $5.20 Unrealized @ Report Date —

— LIBBEY INC 1.2%

Value $3.446M Shares 372,180 Share Price $9.26 Est. Cost/Share $8.82 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 1.0%

Value $2.876M Shares 958,550 Share Price $3.00 * Est. Cost/Share $2.54 Unrealized @ Report Date -4.5%

— MUSCLE PHARM CORP 0.8%

Value $2.127M Shares 1,636,305 Share Price $1.30 Est. Cost/Share $5.37 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.958M Shares 305,998 Share Price $6.40 Est. Cost/Share $6.08 Unrealized @ Report Date —

— SMTC CORPORATION 0.7%

Value $1.864M Shares 1,433,982 Share Price $1.30 Est. Cost/Share $1.69 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.6%

Value $1.69M Shares 722,188 Share Price $2.34 Est. Cost/Share $0.95 Unrealized @ Report Date —

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value $1.629M Shares 1,093,000 Share Price $1.49 * Est. Cost/Share $1.52 Unrealized @ Report Date -32.2%

QRHC QUEST RESOURCE HOLDING CORP 0.5%

Value $1.431M Shares 1,230,061 Share Price $1.16 * Est. Cost/Share $2.23 Unrealized @ Report Date -28.8%

— NEPTUNE TECH & BIORESSOURCES 0.5%

Value $1.274M Shares 1,400,000 Share Price $0.91 Est. Cost/Share $1.03 Unrealized @ Report Date —

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.145M Shares 93,000 Share Price $12.31 Est. Cost/Share $10.23 Unrealized @ Report Date —

— US AUTO PARTS NETWORK INC 0.3%

Value $921K Shares 318,624 Share Price $2.89 Est. Cost/Share $3.12 Unrealized @ Report Date —

— TRECORA RESOURCES 0.2%

Value $665K Shares 50,000 Share Price $13.30 Est. Cost/Share $11.61 Unrealized @ Report Date —

— NEW YORK & CO 0.2%

Value $540K Shares 259,805 Share Price $2.08 Est. Cost/Share $1.54 Unrealized @ Report Date —

CVV CVD EQUIPMENT CORP 0.2%

Value $504K Shares 45,861 Share Price $10.99 Est. Cost/Share $11.15 Unrealized @ Report Date 0.0%

UPBD RENT A CENTER 0.1%

Value $204K Shares 17,800 Share Price $11.46 * Est. Cost/Share $11.30 Unrealized @ Report Date +9.4%

EQS EQUUS TOTAL RETURN INC 0.1%

Value $173K Shares 71,304 Share Price $2.43 * Est. Cost/Share $2.54 Unrealized @ Report Date -8.1%

BWEN BROADWIND ENERGY 0.1%

Value $162K Shares 50,000 Share Price $3.24 * Est. Cost/Share $6.34 Unrealized @ Report Date -40.7%

— RENEWABLE ENERGY GROUP INC 0.0%

Value $123K Shares 10,141 Share Price $12.13 Est. Cost/Share $9.29 Unrealized @ Report Date —

— MICRON SOLUTIONS 0.0%

Value $13,000 Shares 3,363 Share Price $3.87 Est. Cost/Share $3.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$34.74M	12.4%	$12.95	$13.28	-0.7%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,352,983	$28.21M	10.1%	$6.48 *	$1.18	+400.9%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,279,556	$23.94M	8.6%	$7.30	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$23.91M	8.6%	$12.55	$7.23	—	COMM	521050104
NATR	NATURES SUNSHINE PRODS INC	2,184,319	$22.17M	7.9%	$10.15 *	$11.00	-2.5%	COMM	639027101
—	MVC CAPITAL INC	1,588,923	$15.9M	5.7%	$10.01	$8.18	—	COMM	553829102
—	TRANSWORLD CORPORATION	2,349,577	$12.92M	4.6%	$5.50	$2.50	—	COMM	89336R207
—	S&W SEED CO	4,008,023	$12.63M	4.5%	$3.15	$4.04	—	COMM	785135104
—	SUMMER INFANT INC	6,415,568	$12.13M	4.3%	$1.89	$2.55	—	COMM	865646103
CLAR	CLARUS CORPORATION	1,474,022	$11.05M	4.0%	$7.50 *	$6.30	0.0%	COMM	18270P109
—	BIOSCRIP INC	3,800,000	$10.45M	3.7%	$2.75	$2.77	—	COMM	09069N108
—	JASON INDUSTRIES INC	4,600,816	$7.315M	2.6%	$1.59	$6.29	—	COMM	471172106
BB	BLACKBERRY LTD	550,000	$6.149M	2.2%	$11.18 *	$9.16	+2.6%	COMM	09228F103
—	TELOS CORP MD 12 PERCENT PFD	554,765	$6.102M	2.2%	$11.00	$11.00	—	PFD	126520204
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$5.86M	2.1%	$1.85	$5.41	—	COMM	37941P306
—	XERIUM TECHNOLOGIES INC	1,152,240	$5.507M	2.0%	$4.78	$6.52	—	COMM	98416J118
GLDD	GREAT LAKES DREDGE & DOCK CO	1,073,845	$5.208M	1.9%	$4.85 *	$4.26	-2.1%	COMM	390607109
—	GLYECO INC	49,797,748	$4.431M	1.6%	$0.09	$0.10	—	COMM	38000P104
—	OMEGA PROTEIN CORP	265,108	$4.414M	1.6%	$16.65	$15.64	—	COMM	68210P107
—	BABCOCK & WILCOX ENTERPR	1,125,000	$3.746M	1.3%	$3.33	$5.20	—	COMM	05614L100
—	LIBBEY INC	372,180	$3.446M	1.2%	$9.26	$8.82	—	COMM	529898108
LTRE	LEARNING TREE INTERNATIONAL	958,550	$2.876M	1.0%	$3.00 *	$2.54	-4.5%	COMM	522015106
—	MUSCLE PHARM CORP	1,636,305	$2.127M	0.8%	$1.30	$5.37	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$1.958M	0.7%	$6.40	$6.08	—	COMM	968235200
—	SMTC CORPORATION	1,433,982	$1.864M	0.7%	$1.30	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	722,188	$1.69M	0.6%	$2.34	$0.95	—	COMM	64126Q206
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1.629M	0.6%	$1.49 *	$1.52	-32.2%	COMM	45245S108
QRHC	QUEST RESOURCE HOLDING CORP	1,230,061	$1.431M	0.5%	$1.16 *	$2.23	-28.8%	COMM	74836W203
—	NEPTUNE TECH & BIORESSOURCES	1,400,000	$1.274M	0.5%	$0.91	$1.03	—	COMM	64077P108
—	ISHARES COMEX GOLD TRUST	93,000	$1.145M	0.4%	$12.31	$10.23	—	ETF	464285105
—	US AUTO PARTS NETWORK INC	318,624	$921K	0.3%	$2.89	$3.12	—	COMM	90343C100
—	TRECORA RESOURCES	50,000	$665K	0.2%	$13.30	$11.61	—	COMM	894648104
—	NEW YORK & CO	259,805	$540K	0.2%	$2.08	$1.54	—	COMM	649295102
CVV	CVD EQUIPMENT CORP	45,861	$504K	0.2%	$10.99	$11.15	0.0%	COMM	126601103
UPBD	RENT A CENTER	17,800	$204K	0.1%	$11.46 *	$11.30	+9.4%	COMM	76009N100
EQS	EQUUS TOTAL RETURN INC	71,304	$173K	0.1%	$2.43 *	$2.54	-8.1%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$162K	0.1%	$3.24 *	$6.34	-40.7%	COMM	11161T207
—	RENEWABLE ENERGY GROUP INC	10,141	$123K	0.0%	$12.13	$9.29	—	COMM	75972A301
—	MICRON SOLUTIONS	3,363	$13,000	0.0%	$3.87	$3.87	—	COMM	59511X105