WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 14, 2017

Total Value ($000): $279,524 (100.0% shares, 0.0% debt)

Holdings (39)

LFCR LANDEC CORP 12.4%

Value ($000) $34,737 Shares 2,682,400 Est. Cost $13.28 Unrealized -0.7%

DLHC DLH HOLDINGS CORP 10.1%

Value ($000) $28,207 Shares 4,352,983 Est. Cost $1.18 Unrealized +400.9%

— MAM SOFTWARE GROUP INC 8.6%

Value ($000) $23,940 Shares 3,279,556 Est. Cost $4.73 Unrealized —

— LAYNE CHRISTENSEN COMPANY 8.6%

Value ($000) $23,907 Shares 1,904,978 Est. Cost $7.23 Unrealized —

NATR NATURES SUNSHINE PRODS INC 7.9%

Value ($000) $22,171 Shares 2,184,319 Est. Cost $11.00 Unrealized -2.5%

— MVC CAPITAL INC 5.7%

Value ($000) $15,905 Shares 1,588,923 Est. Cost $8.18 Unrealized —

— TRANSWORLD CORPORATION 4.6%

Value ($000) $12,923 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— S&W SEED CO 4.5%

Value ($000) $12,626 Shares 4,008,023 Est. Cost $4.04 Unrealized —

— SUMMER INFANT INC 4.3%

Value ($000) $12,126 Shares 6,415,568 Est. Cost $2.55 Unrealized —

CLAR CLARUS CORPORATION 4.0%

Value ($000) $11,055 Shares 1,474,022 Est. Cost $6.30 Unrealized 0.0%

— BIOSCRIP INC 3.7%

Value ($000) $10,450 Shares 3,800,000 Est. Cost $2.77 Unrealized —

— JASON INDUSTRIES INC 2.6%

Value ($000) $7,315 Shares 4,600,816 Est. Cost $6.29 Unrealized —

BB BLACKBERRY LTD 2.2%

Value ($000) $6,149 Shares 550,000 Est. Cost $9.16 Unrealized +2.6%

— TELOS CORP MD 12 PERCENT PFD 2.2%

Value ($000) $6,102 Shares 554,765 Est. Cost $11.00 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 2.1%

Value ($000) $5,860 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— XERIUM TECHNOLOGIES INC 2.0%

Value ($000) $5,507 Shares 1,152,240 Est. Cost $6.52 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 1.9%

Value ($000) $5,208 Shares 1,073,845 Est. Cost $4.26 Unrealized -2.1%

— GLYECO INC 1.6%

Value ($000) $4,431 Shares 49,797,748 Est. Cost $0.10 Unrealized —

— OMEGA PROTEIN CORP 1.6%

Value ($000) $4,414 Shares 265,108 Est. Cost $15.64 Unrealized —

— BABCOCK & WILCOX ENTERPR 1.3%

Value ($000) $3,746 Shares 1,125,000 Est. Cost $5.20 Unrealized —

— LIBBEY INC 1.2%

Value ($000) $3,446 Shares 372,180 Est. Cost $8.82 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 1.0%

Value ($000) $2,876 Shares 958,550 Est. Cost $2.54 Unrealized -4.5%

— MUSCLE PHARM CORP 0.8%

Value ($000) $2,127 Shares 1,636,305 Est. Cost $5.37 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,958 Shares 305,998 Est. Cost $6.08 Unrealized —

— SMTC CORPORATION 0.7%

Value ($000) $1,864 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— NEVADA GOLD & CASINOS INC 0.6%

Value ($000) $1,690 Shares 722,188 Est. Cost $0.95 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.6%

Value ($000) $1,629 Shares 1,093,000 Est. Cost $1.52 Unrealized -32.2%

QRHC QUEST RESOURCE HOLDING CORP 0.5%

Value ($000) $1,431 Shares 1,230,061 Est. Cost $2.23 Unrealized -28.8%

— NEPTUNE TECH & BIORESSOURCES 0.5%

Value ($000) $1,274 Shares 1,400,000 Est. Cost $1.03 Unrealized —

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,145 Shares 93,000 Est. Cost $10.23 Unrealized —

— US AUTO PARTS NETWORK INC 0.3%

Value ($000) $921 Shares 318,624 Est. Cost $3.12 Unrealized —

— TRECORA RESOURCES 0.2%

Value ($000) $665 Shares 50,000 Est. Cost $11.61 Unrealized —

— NEW YORK & CO 0.2%

Value ($000) $540 Shares 259,805 Est. Cost $1.54 Unrealized —

CVV CVD EQUIPMENT CORP 0.2%

Value ($000) $504 Shares 45,861 Est. Cost $11.15 Unrealized 0.0%

UPBD RENT A CENTER 0.1%

Value ($000) $204 Shares 17,800 Est. Cost $11.30 Unrealized +9.4%

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $173 Shares 71,304 Est. Cost $2.54 Unrealized -8.1%

BWEN BROADWIND ENERGY 0.1%

Value ($000) $162 Shares 50,000 Est. Cost $6.34 Unrealized -40.7%

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $123 Shares 10,141 Est. Cost $9.29 Unrealized —

— MICRON SOLUTIONS 0.0%

Value ($000) $13 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$34,737	12.4%	$13.28	-0.7%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,352,983	$28,207	10.1%	$1.18	+400.9%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,279,556	$23,940	8.6%	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,904,978	$23,907	8.6%	$7.23	—	COMM	521050104
NATR	NATURES SUNSHINE PRODS INC	2,184,319	$22,171	7.9%	$11.00	-2.5%	COMM	639027101
—	MVC CAPITAL INC	1,588,923	$15,905	5.7%	$8.18	—	COMM	553829102
—	TRANSWORLD CORPORATION	2,349,577	$12,923	4.6%	$2.50	—	COMM	89336R207
—	S&W SEED CO	4,008,023	$12,626	4.5%	$4.04	—	COMM	785135104
—	SUMMER INFANT INC	6,415,568	$12,126	4.3%	$2.55	—	COMM	865646103
CLAR	CLARUS CORPORATION	1,474,022	$11,055	4.0%	$6.30	0.0%	COMM	18270P109
—	BIOSCRIP INC	3,800,000	$10,450	3.7%	$2.77	—	COMM	09069N108
—	JASON INDUSTRIES INC	4,600,816	$7,315	2.6%	$6.29	—	COMM	471172106
BB	BLACKBERRY LTD	550,000	$6,149	2.2%	$9.16	+2.6%	COMM	09228F103
—	TELOS CORP MD 12 PERCENT PFD	554,765	$6,102	2.2%	$11.00	—	PFD	126520204
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$5,860	2.1%	$5.41	—	COMM	37941P306
—	XERIUM TECHNOLOGIES INC	1,152,240	$5,507	2.0%	$6.52	—	COMM	98416J118
GLDD	GREAT LAKES DREDGE & DOCK CO	1,073,845	$5,208	1.9%	$4.26	-2.1%	COMM	390607109
—	GLYECO INC	49,797,748	$4,431	1.6%	$0.10	—	COMM	38000P104
—	OMEGA PROTEIN CORP	265,108	$4,414	1.6%	$15.64	—	COMM	68210P107
—	BABCOCK & WILCOX ENTERPR	1,125,000	$3,746	1.3%	$5.20	—	COMM	05614L100
—	LIBBEY INC	372,180	$3,446	1.2%	$8.82	—	COMM	529898108
LTRE	LEARNING TREE INTERNATIONAL	958,550	$2,876	1.0%	$2.54	-4.5%	COMM	522015106
—	MUSCLE PHARM CORP	1,636,305	$2,127	0.8%	$5.37	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$1,958	0.7%	$6.08	—	COMM	968235200
—	SMTC CORPORATION	1,433,982	$1,864	0.7%	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	722,188	$1,690	0.6%	$0.95	—	COMM	64126Q206
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,629	0.6%	$1.52	-32.2%	COMM	45245S108
QRHC	QUEST RESOURCE HOLDING CORP	1,230,061	$1,431	0.5%	$2.23	-28.8%	COMM	74836W203
—	NEPTUNE TECH & BIORESSOURCES	1,400,000	$1,274	0.5%	$1.03	—	COMM	64077P108
—	ISHARES COMEX GOLD TRUST	93,000	$1,145	0.4%	$10.23	—	ETF	464285105
—	US AUTO PARTS NETWORK INC	318,624	$921	0.3%	$3.12	—	COMM	90343C100
—	TRECORA RESOURCES	50,000	$665	0.2%	$11.61	—	COMM	894648104
—	NEW YORK & CO	259,805	$540	0.2%	$1.54	—	COMM	649295102
CVV	CVD EQUIPMENT CORP	45,861	$504	0.2%	$11.15	0.0%	COMM	126601103
UPBD	RENT A CENTER	17,800	$204	0.1%	$11.30	+9.4%	COMM	76009N100
EQS	EQUUS TOTAL RETURN INC	71,304	$173	0.1%	$2.54	-8.1%	FUND	294766100
BWEN	BROADWIND ENERGY	50,000	$162	0.1%	$6.34	-40.7%	COMM	11161T207
—	RENEWABLE ENERGY GROUP INC	10,141	$123	0.0%	$9.29	—	COMM	75972A301
—	MICRON SOLUTIONS	3,363	$13	0.0%	$3.87	—	COMM	59511X105