WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value: $211M (100.0% shares, 0.0% debt)

Holdings (28)

LFCR LANDEC CORP 16.0%

Value $33.59M Shares 2,735,300 Share Price $12.28 Est. Cost/Share $13.26 Unrealized @ Report Date -7.9%

— MAM SOFTWARE GROUP INC 12.4%

Value $26.21M Shares 3,079,556 Share Price $8.51 Est. Cost/Share $4.73 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 11.0%

Value $23.14M Shares 3,615,633 Share Price $6.40 * Est. Cost/Share $1.18 Unrealized @ Report Date +390.3%

NATR NATURES SUNSHINE PRODS INC 9.8%

Value $20.62M Shares 2,219,375 Share Price $9.29 * Est. Cost/Share $11.00 Unrealized @ Report Date -27.0%

— TELOS CORP 7.1%

Value $14.98M Shares 554,765 Share Price $27.00 Est. Cost/Share $27.00 Unrealized @ Report Date —

— MVC CAPITAL INC 6.5%

Value $13.73M Shares 1,514,379 Share Price $9.07 Est. Cost/Share $8.18 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 5.6%

Value $11.85M Shares 1,330,000 Share Price $8.91 * Est. Cost/Share $4.54 Unrealized @ Report Date +71.2%

— S&W SEED CO 5.4%

Value $11.31M Shares 4,222,308 Share Price $2.68 Est. Cost/Share $4.04 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION INC 4.3%

Value $9.09M Shares 210,654 Share Price $43.15 * Est. Cost/Share $56.52 Unrealized @ Report Date -21.2%

— WILLIAMS INDUSTRIAL SERVICES GROUP 4.1%

Value $8.575M Shares 3,603,045 Share Price $2.38 Est. Cost/Share $2.98 Unrealized @ Report Date —

— JASON INDUSTRIES INC 3.5%

Value $7.335M Shares 5,239,240 Share Price $1.40 Est. Cost/Share $5.83 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 3.3%

Value $7.031M Shares 548,880 Share Price $12.81 * Est. Cost/Share $6.30 Unrealized @ Report Date +65.2%

— SMTC CORPORATION 3.2%

Value $6.645M Shares 1,757,974 Share Price $3.78 Est. Cost/Share $1.99 Unrealized @ Report Date —

— SUMMER INFANT INC 2.3%

Value $4.917M Shares 6,829,086 Share Price $0.72 Est. Cost/Share $2.48 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 0.9%

Value $1.92M Shares 1,163,595 Share Price $1.65 * Est. Cost/Share $2.14 Unrealized @ Report Date -26.8%

— BABCOCK & WILCOX ENTERPR 0.8%

Value $1.677M Shares 4,080,000 Share Price $0.41 Est. Cost/Share $2.81 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.7%

Value $1.372M Shares 232,961 Share Price $5.89 Est. Cost/Share $6.08 Unrealized @ Report Date —

— MUSCLE PHARM CORP 0.6%

Value $1.189M Shares 1,888,599 Share Price $0.63 Est. Cost/Share $3.97 Unrealized @ Report Date —

— ISHARES COMEX GOLD TRUST 0.5%

Value $1.151M Shares 93,000 Share Price $12.38 Est. Cost/Share $10.23 Unrealized @ Report Date —

— AMERINAC HOLDING CORP 0.5%

Value $1.125M Shares 25,000 Share Price $45.00 Est. Cost/Share $40.00 Unrealized @ Report Date —

— GLYECO INC 0.4%

Value $789K Shares 394,672 Share Price $2.00 Est. Cost/Share $1.16 Unrealized @ Report Date —

— TRECORA RESOURCES 0.3%

Value $727K Shares 80,000 Share Price $9.09 Est. Cost/Share $11.63 Unrealized @ Report Date —

CVV CVD EQUIPMENT CORP 0.3%

Value $569K Shares 144,794 Share Price $3.93 * Est. Cost/Share $10.92 Unrealized @ Report Date -61.9%

— TILE SHOP HLDGS INC 0.2%

Value $452K Shares 80,000 Share Price $5.65 Est. Cost/Share $5.65 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value $340K Shares 971,050 Share Price $0.35 * Est. Cost/Share $2.51 Unrealized @ Report Date -83.9%

EQS EQUUS TOTAL RETURN INC 0.1%

Value $136K Shares 71,304 Share Price $1.91 Est. Cost/Share $2.54 Unrealized @ Report Date -24.6%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value $92,000 Shares 12,748 Share Price $7.22 Est. Cost/Share $4.68 Unrealized @ Report Date +54.8%

— MICRON SOLUTIONS 0.0%

Value $9,000 Shares 3,363 Share Price $2.68 Est. Cost/Share $3.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,735,300	$33.59M	16.0%	$12.28	$13.26	-7.9%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,079,556	$26.21M	12.4%	$8.51	$4.73	—	COMM	55277Q201
DLHC	DLH HOLDINGS CORP	3,615,633	$23.14M	11.0%	$6.40 *	$1.18	+390.3%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,219,375	$20.62M	9.8%	$9.29 *	$11.00	-27.0%	COMM	639027101
—	TELOS CORP	554,765	$14.98M	7.1%	$27.00	$27.00	—	PREF	126520204
—	MVC CAPITAL INC	1,514,379	$13.73M	6.5%	$9.07	$8.18	—	COMM	553829102
GLDD	GREAT LAKES DREDGE & DOCK CO	1,330,000	$11.85M	5.6%	$8.91 *	$4.54	+71.2%	COMM	390607109
—	S&W SEED CO	4,222,308	$11.31M	5.4%	$2.68	$4.04	—	COMM	785135104
GVA	GRANITE CONSTRUCTION INC	210,654	$9.09M	4.3%	$43.15 *	$56.52	-21.2%	COMM	387328107
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,603,045	$8.575M	4.1%	$2.38	$2.98	—	COMM	96951A104
—	JASON INDUSTRIES INC	5,239,240	$7.335M	3.5%	$1.40	$5.83	—	COMM	471172106
CLAR	CLARUS CORPORATION	548,880	$7.031M	3.3%	$12.81 *	$6.30	+65.2%	COMM	18270P109
—	SMTC CORPORATION	1,757,974	$6.645M	3.2%	$3.78	$1.99	—	COMM	832682207
—	SUMMER INFANT INC	6,829,086	$4.917M	2.3%	$0.72	$2.48	—	COMM	865646103
QRHC	QUEST RESOURCE HOLDING CORP	1,163,595	$1.92M	0.9%	$1.65 *	$2.14	-26.8%	COMM	74836W203
—	BABCOCK & WILCOX ENTERPR	4,080,000	$1.677M	0.8%	$0.41	$2.81	—	COMM	05614L100
—	WILHELMINA INTERNATIONAL INC	232,961	$1.372M	0.7%	$5.89	$6.08	—	COMM	968235200
—	MUSCLE PHARM CORP	1,888,599	$1.189M	0.6%	$0.63	$3.97	—	COMM	627335201
—	ISHARES COMEX GOLD TRUST	93,000	$1.151M	0.5%	$12.38	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1.125M	0.5%	$45.00	$40.00	—	RSTD	03077Y107
—	GLYECO INC	394,672	$789K	0.4%	$2.00	$1.16	—	RSTD	38000P104
—	TRECORA RESOURCES	80,000	$727K	0.3%	$9.09	$11.63	—	COMM	894648104
CVV	CVD EQUIPMENT CORP	144,794	$569K	0.3%	$3.93 *	$10.92	-61.9%	COMM	126601103
—	TILE SHOP HLDGS INC	80,000	$452K	0.2%	$5.65	$5.65	—	COMM	88677Q109
LTRE	LEARNING TREE INTERNATIONAL	971,050	$340K	0.2%	$0.35 *	$2.51	-83.9%	COMM	522015106
EQS	EQUUS TOTAL RETURN INC	71,304	$136K	0.1%	$1.91	$2.54	-24.6%	FUND	294766100
CECO	CECO ENVIRONMENTAL CORP	12,748	$92,000	0.0%	$7.22	$4.68	+54.8%	COMM	125141101
—	MICRON SOLUTIONS	3,363	$9,000	0.0%	$2.68	$3.87	—	COMM	59511X105