WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $197,155 (100.0% shares, 0.0% debt)

Holdings (30)

LFCR LANDEC CORP 16.1%

Value ($000) $31,759 Shares 2,682,400 Est. Cost $13.28 Unrealized +3.4%

— MAM SOFTWARE GROUP INC 12.3%

Value ($000) $24,328 Shares 3,079,556 Est. Cost $4.73 Unrealized —

DLHC DLH HOLDINGS CORP 9.4%

Value ($000) $18,614 Shares 4,002,983 Est. Cost $1.18 Unrealized +337.9%

NATR NATURES SUNSHINE PRODS INC 9.1%

Value ($000) $18,027 Shares 2,211,875 Est. Cost $11.00 Unrealized -25.6%

GVA GRANITE CONSTRUCTION INC 7.1%

Value ($000) $13,923 Shares 345,654 Est. Cost $56.52 Unrealized -19.2%

— MVC CAPITAL INC 6.6%

Value ($000) $13,029 Shares 1,587,023 Est. Cost $8.18 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 5.1%

Value ($000) $10,029 Shares 1,515,000 Est. Cost $4.54 Unrealized +43.6%

— WILLIAMS INDUSTRIAL SERVICES GROUP 4.3%

Value ($000) $8,431 Shares 3,603,045 Est. Cost $2.98 Unrealized —

— S&W SEED CO 3.9%

Value ($000) $7,642 Shares 4,222,308 Est. Cost $4.04 Unrealized —

CLAR CLARUS CORPORATION 3.8%

Value ($000) $7,459 Shares 737,031 Est. Cost $6.30 Unrealized +53.0%

— SUMMER INFANT INC 3.8%

Value ($000) $7,397 Shares 6,749,086 Est. Cost $2.50 Unrealized —

— TELOS CORP 3.7%

Value ($000) $7,212 Shares 554,765 Est. Cost $12.92 Unrealized —

— SMTC CORPORATION 3.6%

Value ($000) $7,111 Shares 1,742,974 Est. Cost $1.99 Unrealized —

— JASON INDUSTRIES INC 3.6%

Value ($000) $7,033 Shares 5,133,296 Est. Cost $5.93 Unrealized —

— LIBBEY INC 1.8%

Value ($000) $3,608 Shares 930,000 Est. Cost $8.07 Unrealized —

— BABCOCK & WILCOX ENTERPR 0.8%

Value ($000) $1,593 Shares 4,080,000 Est. Cost $2.81 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 0.8%

Value ($000) $1,582 Shares 1,163,595 Est. Cost $2.14 Unrealized -10.3%

— IMAGEWARE SYSTEMS SER A 8percent 0.8%

Value ($000) $1,500 Shares 1,500 Est. Cost $1000.00 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.7%

Value ($000) $1,358 Shares 232,961 Est. Cost $6.08 Unrealized —

— ISHARES COMEX GOLD TRUST 0.6%

Value ($000) $1,143 Shares 93,000 Est. Cost $10.23 Unrealized —

— AMERINAC HOLDING CORP 0.6%

Value ($000) $1,125 Shares 25,000 Est. Cost $40.00 Unrealized —

— MUSCLE PHARM CORP 0.5%

Value ($000) $992 Shares 1,771,305 Est. Cost $4.19 Unrealized —

— TRECORA RESOURCES 0.3%

Value ($000) $624 Shares 80,000 Est. Cost $11.63 Unrealized —

CVV CVD EQUIPMENT CORP 0.3%

Value ($000) $514 Shares 144,794 Est. Cost $10.92 Unrealized -56.1%

— GLYECO INC 0.2%

Value ($000) $458 Shares 394,672 Est. Cost $1.16 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $364 Shares 958,550 Est. Cost $2.54 Unrealized -55.7%

EQS EQUUS TOTAL RETURN INC 0.1%

Value ($000) $140 Shares 71,304 Est. Cost $2.54 Unrealized -20.9%

CECO CECO ENVIRONMENTAL CORP 0.0%

Value ($000) $86 Shares 12,748 Est. Cost $4.68 Unrealized +63.4%

BWEN BROADWIND ENERGY INC 0.0%

Value ($000) $65 Shares 50,000 Est. Cost $6.34 Unrealized -71.9%

— MICRON SOLUTIONS INC 0.0%

Value ($000) $9 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$31,759	16.1%	$13.28	+3.4%	COMM	514766104
—	MAM SOFTWARE GROUP INC	3,079,556	$24,328	12.3%	$4.73	—	COMM	55277Q201
DLHC	DLH HOLDINGS CORP	4,002,983	$18,614	9.4%	$1.18	+337.9%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,211,875	$18,027	9.1%	$11.00	-25.6%	COMM	639027101
GVA	GRANITE CONSTRUCTION INC	345,654	$13,923	7.1%	$56.52	-19.2%	COMM	387328107
—	MVC CAPITAL INC	1,587,023	$13,029	6.6%	$8.18	—	COMM	553829102
GLDD	GREAT LAKES DREDGE & DOCK CO	1,515,000	$10,029	5.1%	$4.54	+43.6%	COMM	390607109
—	WILLIAMS INDUSTRIAL SERVICES GROUP	3,603,045	$8,431	4.3%	$2.98	—	COMM	96951A104
—	S&W SEED CO	4,222,308	$7,642	3.9%	$4.04	—	COMM	785135104
CLAR	CLARUS CORPORATION	737,031	$7,459	3.8%	$6.30	+53.0%	COMM	18270P109
—	SUMMER INFANT INC	6,749,086	$7,397	3.8%	$2.50	—	COMM	865646103
—	TELOS CORP	554,765	$7,212	3.7%	$12.92	—	PFD	87969B200
—	SMTC CORPORATION	1,742,974	$7,111	3.6%	$1.99	—	COMM	832682207
—	JASON INDUSTRIES INC	5,133,296	$7,033	3.6%	$5.93	—	COMM	471172106
—	LIBBEY INC	930,000	$3,608	1.8%	$8.07	—	COMM	529898108
—	BABCOCK & WILCOX ENTERPR	4,080,000	$1,593	0.8%	$2.81	—	COMM	05614L100
QRHC	QUEST RESOURCE HOLDING CORP	1,163,595	$1,582	0.8%	$2.14	-10.3%	COMM	74836W203
—	IMAGEWARE SYSTEMS SER A 8percent	1,500	$1,500	0.8%	$1000.00	—	RSTD	0IWSYSERA
—	WILHELMINA INTERNATIONAL INC	232,961	$1,358	0.7%	$6.08	—	COMM	968235200
—	ISHARES COMEX GOLD TRUST	93,000	$1,143	0.6%	$10.23	—	ETF	464285105
—	AMERINAC HOLDING CORP	25,000	$1,125	0.6%	$40.00	—	RSTD	03077Y107
—	MUSCLE PHARM CORP	1,771,305	$992	0.5%	$4.19	—	COMM	627335201
—	TRECORA RESOURCES	80,000	$624	0.3%	$11.63	—	COMM	894648104
CVV	CVD EQUIPMENT CORP	144,794	$514	0.3%	$10.92	-56.1%	COMM	126601103
—	GLYECO INC	394,672	$458	0.2%	$1.16	—	RSTD	38000P104
LTRE	LEARNING TREE INTERNATIONAL	958,550	$364	0.2%	$2.54	-55.7%	COMM	522015106
EQS	EQUUS TOTAL RETURN INC	71,304	$140	0.1%	$2.54	-20.9%	FUND	294766100
CECO	CECO ENVIRONMENTAL CORP	12,748	$86	0.0%	$4.68	+63.4%	COMM	125141101
BWEN	BROADWIND ENERGY INC	50,000	$65	0.0%	$6.34	-71.9%	COMM	11161T207
—	MICRON SOLUTIONS INC	3,363	$9	0.0%	$3.87	—	COMM	59511X105