M.D. Sass, LLC Diversified Active

Location: New York, NY

CIK: 0000922940 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Jan 30, 2020

Total Value: $758M (100.0% shares, 0.0% debt)

Holdings (47)

SPY SPDR S&P 500 ETF TR 5.8%

Value $44.02M Shares 151,400 Est. Cost $270.15 Unrealized —

NRG NRG ENERGY INC 5.5%

Value $41.78M Shares 1,117,100 Est. Cost $21.75 Unrealized +28.1%

NCLH NORWEGIAN CRUISE LINE HLDG L 4.9%

Value $36.78M Shares 640,438 Est. Cost $53.09 Unrealized -2.5%

SABR SABRE CORP 4.4%

Value $32.99M Shares 1,264,898 Est. Cost $19.95 Unrealized +28.7%

PHG KONINKLIJKE PHILIPS N V 4.3%

Value $32.82M Shares 721,222 Est. Cost $39.24 Unrealized —

— CAESARS ENTMT CORP 4.3%

Value $32.79M Shares 3,199,144 Est. Cost $11.22 Unrealized —

— ARRIS INTL INC 4.1%

Value $30.94M Shares 1,190,276 Est. Cost $24.25 Unrealized —

CMCSA COMCAST CORP NEW 3.9%

Value $29.54M Shares 834,049 Est. Cost $31.95 Unrealized -8.2%

GIL GILDAN ACTIVEWEAR INC 3.8%

Value $29.02M Shares 953,648 Est. Cost $25.75 Unrealized 0.0%

LKQ LKQ CORP 3.8%

Value $28.58M Shares 902,384 Est. Cost $30.13 Unrealized -1.0%

LEN LENNAR CORP 3.5%

Value $26.66M Shares 570,953 Est. Cost $43.37 Unrealized +6.6%

FBIN FORTUNE BRANDS HOME & SEC IN 3.4%

Value $26.01M Shares 496,654 Est. Cost $41.95 Unrealized 0.0%

IQV IQVIA HLDGS INC 3.3%

Value $25.15M Shares 193,835 Est. Cost $101.08 Unrealized +18.8%

WBS WEBSTER FINL CORP CONN 3.3%

Value $24.84M Shares 421,343 Est. Cost $63.60 Unrealized +2.3%

PKG PACKAGING CORP AMER 3.3%

Value $24.77M Shares 225,849 Est. Cost $90.72 Unrealized -0.9%

— DOWDUPONT INC 3.1%

Value $23.61M Shares 367,056 Est. Cost $68.44 Unrealized —

— LIBERTY MEDIA CORP DELAWARE 3.0%

Value $22.97M Shares 617,585 Est. Cost $33.74 Unrealized —

MET METLIFE INC 3.0%

Value $22.9M Shares 490,154 Est. Cost $29.11 Unrealized +22.1%

VICI VICI PPTYS INC 3.0%

Value $22.67M Shares 1,048,591 Est. Cost $13.03 Unrealized +6.7%

QRVO QORVO INC 3.0%

Value $22.61M Shares 294,071 Est. Cost $70.55 Unrealized +13.5%

Value $21.21M Shares 649,371 Est. Cost $35.18 Unrealized -9.9%

— GCI LIBERTY INC 2.8%

Value $21.17M Shares 415,025 Est. Cost $52.86 Unrealized —

SGI TEMPUR SEALY INTL INC 2.8%

Value $20.91M Shares 395,330 Est. Cost $15.84 Unrealized -15.8%

— 58 COM INC 2.8%

Value $20.89M Shares 283,770 Est. Cost $70.38 Unrealized —

AIG AMERICAN INTL GROUP INC 2.7%

Value $20.23M Shares 380,076 Est. Cost $49.37 Unrealized -10.5%

RCL ROYAL CARIBBEAN CRUISES LTD 2.6%

Value $20.07M Shares 154,450 Est. Cost $97.76 Unrealized +12.5%

SPY SPDR S&P 500 ETF TR 1.1%

Value $7.979M Shares 27,444 Est. Cost $270.15 Unrealized —

AVGO BROADCOM INC 0.9%

Value $6.884M Shares 27,900 Est. Cost $19.73 Unrealized -7.4%

SATS ECHOSTAR CORP 0.6%

Value $4.873M Shares 105,100 Est. Cost $44.29 Unrealized -14.0%

GOOGL ALPHABET INC 0.4%

Value $3.259M Shares 2,700 Est. Cost $53.98 Unrealized +11.3%

— MACQUARIE INFRASTRUCTURE COR 0.3%

Value $2.555M Shares 55,400 Est. Cost $39.11 Unrealized —

— APOLLO GLOBAL MGMT LLC 0.3%

Value $2.546M Shares 73,700 Est. Cost $24.69 Unrealized —

CB CHUBB LIMITED 0.3%

Value $2.218M Shares 16,600 Est. Cost $99.57 Unrealized +19.7%

CWEN CLEARWAY ENERGY INC 0.3%

Value $2.094M Shares 108,800 Est. Cost $13.05 Unrealized 0.0%

— EQT MIDSTREAM PARTNERS LP 0.3%

Value $1.968M Shares 37,300 Est. Cost $74.08 Unrealized —

EQT EQT CORP 0.3%

Value $1.966M Shares 44,435 Est. Cost $34.31 Unrealized -25.6%

PFE PFIZER INC 0.3%

Value $1.9M Shares 43,100 Est. Cost $20.04 Unrealized +38.0%

BHC BAUSCH HEALTH COS INC 0.2%

Value $1.792M Shares 69,800 Est. Cost $22.90 Unrealized 0.0%

— ATLAS AIR WORLDWIDE HLDGS IN 0.2%

Value $1.594M Shares 25,000 Est. Cost $64.06 Unrealized —

MAT MATTEL INC 0.2%

Value $1.57M Shares 100,000 Est. Cost $16.01 Unrealized 0.0%

— DISCOVER FINL SVCS 0.2%

Value $1.483M Shares 19,400 Est. Cost $56.96 Unrealized —

— SPIRIT RLTY CAP INC NEW 0.2%

Value $1.479M Shares 183,500 Est. Cost $8.37 Unrealized —

— WYNDHAM DESTINATIONS INC 0.2%

Value $1.453M Shares 33,500 Est. Cost $44.26 Unrealized —

ACWX ISHARES TR 0.2%

Value $1.359M Shares 28,500 Est. Cost $47.26 Unrealized —

TER TERADYNE INC 0.2%

Value $1.272M Shares 34,400 Est. Cost $33.29 Unrealized +16.6%

NTRS NORTHERN TR CORP 0.1%

Value $1.134M Shares 11,100 Est. Cost $85.59 Unrealized 0.0%

— GSV CAP CORP 0.1%

Value $691K Shares 100,000 Est. Cost $6.91 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	151,400	$44.02M	5.8%	$270.15	—	Put	78462F103
NRG	NRG ENERGY INC	1,117,100	$41.78M	5.5%	$21.75	+28.1%	COM NEW	629377508
NCLH	NORWEGIAN CRUISE LINE HLDG L	640,438	$36.78M	4.9%	$53.09	-2.5%	SHS	G66721104
SABR	SABRE CORP	1,264,898	$32.99M	4.4%	$19.95	+28.7%	COM	78573M104
PHG	KONINKLIJKE PHILIPS N V	721,222	$32.82M	4.3%	$39.24	—	NY REG SH NEW	500472303
—	CAESARS ENTMT CORP	3,199,144	$32.79M	4.3%	$11.22	—	COM	127686103
—	ARRIS INTL INC	1,190,276	$30.94M	4.1%	$24.25	—	SHS	G0551A103
CMCSA	COMCAST CORP NEW	834,049	$29.54M	3.9%	$31.95	-8.2%	CL A	20030N101
GIL	GILDAN ACTIVEWEAR INC	953,648	$29.02M	3.8%	$25.75	0.0%	COM	375916103
LKQ	LKQ CORP	902,384	$28.58M	3.8%	$30.13	-1.0%	COM	501889208
LEN	LENNAR CORP	570,953	$26.66M	3.5%	$43.37	+6.6%	CL A	526057104
FBIN	FORTUNE BRANDS HOME & SEC IN	496,654	$26.01M	3.4%	$41.95	0.0%	COM	34964C106
IQV	IQVIA HLDGS INC	193,835	$25.15M	3.3%	$101.08	+18.8%	COM	46266C105
WBS	WEBSTER FINL CORP CONN	421,343	$24.84M	3.3%	$63.60	+2.3%	COM	947890109
PKG	PACKAGING CORP AMER	225,849	$24.77M	3.3%	$90.72	-0.9%	COM	695156109
—	DOWDUPONT INC	367,056	$23.61M	3.1%	$68.44	—	COM	26078J100
—	LIBERTY MEDIA CORP DELAWARE	617,585	$22.97M	3.0%	$33.74	—	COM SER C FRMLA	531229854
MET	METLIFE INC	490,154	$22.9M	3.0%	$29.11	+22.1%	COM	59156R108
VICI	VICI PPTYS INC	1,048,591	$22.67M	3.0%	$13.03	+6.7%	COM	925652109
QRVO	QORVO INC	294,071	$22.61M	3.0%	$70.55	+13.5%	COM	74736K101
ACM	AECOM	649,371	$21.21M	2.8%	$35.18	-9.9%	COM	00766T100
—	GCI LIBERTY INC	415,025	$21.17M	2.8%	$52.86	—	COM CLASS A	36164V305
SGI	TEMPUR SEALY INTL INC	395,330	$20.91M	2.8%	$15.84	-15.8%	COM	88023U101
—	58 COM INC	283,770	$20.89M	2.8%	$70.38	—	SPON ADR REP A	31680Q104
AIG	AMERICAN INTL GROUP INC	380,076	$20.23M	2.7%	$49.37	-10.5%	COM NEW	026874784
RCL	ROYAL CARIBBEAN CRUISES LTD	154,450	$20.07M	2.6%	$97.76	+12.5%	COM	V7780T103
SPY	SPDR S&P 500 ETF TR	27,444	$7.979M	1.1%	$270.15	—	TR UNIT	78462F103
AVGO	BROADCOM INC	27,900	$6.884M	0.9%	$19.73	-7.4%	COM	11135F101
SATS	ECHOSTAR CORP	105,100	$4.873M	0.6%	$44.29	-14.0%	CL A	278768106
GOOGL	ALPHABET INC	2,700	$3.259M	0.4%	$53.98	+11.3%	CAP STK CL A	02079K305
—	MACQUARIE INFRASTRUCTURE COR	55,400	$2.555M	0.3%	$39.11	—	COM	55608B105
—	APOLLO GLOBAL MGMT LLC	73,700	$2.546M	0.3%	$24.69	—	CL A SHS	037612306
CB	CHUBB LIMITED	16,600	$2.218M	0.3%	$99.57	+19.7%	COM	H1467J104
CWEN	CLEARWAY ENERGY INC	108,800	$2.094M	0.3%	$13.05	0.0%	CL C	18539C204
—	EQT MIDSTREAM PARTNERS LP	37,300	$1.968M	0.3%	$74.08	—	UNIT LTD PARTN	26885B100
EQT	EQT CORP	44,435	$1.966M	0.3%	$34.31	-25.6%	COM	26884L109
PFE	PFIZER INC	43,100	$1.9M	0.3%	$20.04	+38.0%	COM	717081103
BHC	BAUSCH HEALTH COS INC	69,800	$1.792M	0.2%	$22.90	0.0%	COM	071734107
—	ATLAS AIR WORLDWIDE HLDGS IN	25,000	$1.594M	0.2%	$64.06	—	COM NEW	049164205
MAT	MATTEL INC	100,000	$1.57M	0.2%	$16.01	0.0%	COM	577081102
—	DISCOVER FINL SVCS	19,400	$1.483M	0.2%	$56.96	—	COM	254709108
—	SPIRIT RLTY CAP INC NEW	183,500	$1.479M	0.2%	$8.37	—	COM	84860W102
—	WYNDHAM DESTINATIONS INC	33,500	$1.453M	0.2%	$44.26	—	COM	98310W108
ACWX	ISHARES TR	28,500	$1.359M	0.2%	$47.26	—	MSCI ACWI EX US	464288240
TER	TERADYNE INC	34,400	$1.272M	0.2%	$33.29	+16.6%	COM	880770102
NTRS	NORTHERN TR CORP	11,100	$1.134M	0.1%	$85.59	0.0%	COM	665859104
—	GSV CAP CORP	100,000	$691K	0.1%	$6.91	—	COM	36191J101