CIK: 0001619899 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value ($000): $1,448,072 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN AMT FREE QLTY MUN INCME | 5,142,124 | $77,646 | 5.4% | $14.07 | — | ETF | 670657105 |
| — | NUVEEN QUAL MUNI INCOME FD | 4,979,208 | $76,530 | 5.3% | $14.21 | — | ETF | 67066V101 |
| — | BLACKROCK CORPORATE HIGH YIE | 5,679,863 | $64,921 | 4.5% | $10.65 | — | ETF | 09255P107 |
| — | NUVEEN CREDIT STRAT INC FD | 10,024,283 | $63,454 | 4.4% | $7.65 | — | ETF | 67073D102 |
| — | AGNC 6 1/8 PERP | 2,475,544 | $59,141 | 4.1% | $23.89 | — | COMMON STOCK | 00123Q872 |
| — | INVESCO SENIOR INCOME TRUST | 13,221,734 | $52,622 | 3.6% | $4.16 | — | ETF | 46131H107 |
| — | ANNALY CAP MGMT INC | 1,995,505 | $51,065 | 3.5% | $25.59 | — | COMMON STOCK | 035710847 |
| — | INVESCO MUN OPPORTUNITY TR | 3,701,496 | $47,453 | 3.3% | $11.89 | — | ETF | 46132C107 |
| — | ARES MANAGEMENT CORPORATION | 1,706,963 | $44,381 | 3.1% | $26.00 | — | COMMON STOCK | 03990B200 |
| — | ENERGY TRANSFER OPERATING L P | 1,769,314 | $39,898 | 2.8% | $22.55 | — | COMMON STOCK | 29278N509 |
| — | ALLY FLOAT 02/15/40 | 1,470,197 | $39,769 | 2.7% | $27.05 | — | COMMON STOCK | 361860208 |
| BEPUCN 5.25 PERP 17 | BEPUCN 5.25 | 1,404,598 | $38,317 | 2.6% | $27.28 | — | COMMON STOCK | G16258231 |
| — | NUVEEN PFD & INCM OPPORTNYS FD | 3,919,521 | $37,235 | 2.6% | $8.55 | — | ETF | 67073B106 |
| — | WESTERN ASSET HIGH INCOME OP | 7,295,309 | $36,111 | 2.5% | $4.79 | — | ETF | 95766K109 |
| — | NUVEEN PFD & INCM SECURTIES FD | 3,597,321 | $35,002 | 2.4% | $8.82 | — | ETF | 67072C105 |
| — | EATON VANCE MUN BD FD | 2,453,512 | $33,367 | 2.3% | $13.09 | — | ETF | 27827X101 |
| — | NATIONAL RURAL UTILS COOP FIN | 1,074,270 | $31,455 | 2.2% | $29.28 | — | COMMON STOCK | 637432105 |
| — | BLACKROCK MUNIYIELD QUALITY | 2,141,026 | $30,938 | 2.1% | $13.44 | — | ETF | 09254E103 |
| XMVFX | BLACKROCK MUNIVEST FD INC COM | 3,120,056 | $28,673 | 2.0% | $8.68 | — | ETF | 09253R105 |
| — | BANK OF AMERICA CORPORATION | 1,127,849 | $28,495 | 2.0% | $25.26 | — | COMMON STOCK | 060505260 |
| — | OAKTREE CAP GROUP | 1,016,284 | $28,212 | 1.9% | $27.76 | — | COMMON STOCK | 674001409 |
| — | WESTERN ASSET HIGH YLD COM | 1,820,711 | $28,076 | 1.9% | $14.59 | — | ETF | 95768B107 |
| — | DUKE ENERGY CORP | 983,588 | $28,042 | 1.9% | $28.51 | — | COMMON STOCK | 26441C501 |
| — | COHEN & STEERS LTD DURATION PFD COM | 1,052,320 | $27,992 | 1.9% | $23.70 | — | ETF | 19248C105 |
| — | INVESCO VAN KAMPEN MUN TR COM | 2,000,823 | $25,650 | 1.8% | $11.91 | — | ETF | 46131J103 |
| — | INVESCO TR INVT GRADE MUNS | 1,891,197 | $24,982 | 1.7% | $12.32 | — | ETF | 46131M106 |
| — | HANCOCK JOHN PREM DIVID FD | 1,609,799 | $22,811 | 1.6% | $13.32 | — | ETF | 41013T105 |
| — | WELLS FARGO INCOME OPPORTUNITI | 2,589,897 | $21,134 | 1.5% | $8.09 | — | ETF | 94987B105 |
| — | AGIC CONVERTIBLE & INCOME FUND | 752,319 | $19,974 | 1.4% | $26.55 | — | ETF | 018828707 |
| — | BLACKROCK MUN INCOME TR SH BEN INT | 1,090,888 | $16,876 | 1.2% | $13.43 | — | ETF | 09248F109 |
| — | HARTFORD FINL SVCS GROUP INC | 584,195 | $16,130 | 1.1% | $27.61 | — | COMMON STOCK | 416518504 |
| — | FIRST TRUST INTERMEDIATE DUR | 640,129 | $15,395 | 1.1% | $21.17 | — | ETF | 33718W103 |
| — | ENTERGY LOUISIANA, LLC | 528,580 | $14,208 | 1.0% | $26.88 | — | COMMON STOCK | 29364W108 |
| — | STIFEL FINANCIAL CORPORATION | 541,224 | $14,207 | 1.0% | $26.25 | — | COMMON STOCK | 860630607 |
| — | BLACKROCK DEBT STR COM NEW | 1,220,890 | $12,758 | 0.9% | $10.31 | — | ETF | 09255R202 |
| — | BANK AMER CORP | 420,851 | $11,695 | 0.8% | $27.79 | — | COMMON STOCK | 060505229 |
| — | BLACKROCK CR ALLOCATION INCOME | 686,933 | $10,105 | 0.7% | $13.78 | — | ETF | 092508100 |
| — | ENBRIDGE INC | 570,601 | $9,809 | 0.7% | $17.19 | — | COMMON STOCK | 29250N824 |
| — | FIRST TR HIGH INCOME L/S FD | 660,306 | $9,753 | 0.7% | $13.63 | — | ETF | 33738E109 |
| — | AT&T INC | 335,233 | $9,353 | 0.6% | $27.90 | — | COMMON STOCK | 00206R409 |
| PRE 7.25 PERP H | PARTNERRE LTD. | 346,733 | $8,890 | 0.6% | $25.64 | — | COMMON STOCK | G68603144 |
| — | BLACKROCK LTD DURATION INC TR | 554,030 | $8,820 | 0.6% | $15.67 | — | ETF | 09249W101 |
| — | WELLS FARGO & CO NEW | 294,291 | $7,775 | 0.5% | $26.42 | — | COMMON STOCK | 94988U151 |
| — | NEUBERGER BERMAN HGH YLD FD | 660,399 | $7,720 | 0.5% | $11.69 | — | ETF | 64128C106 |
| — | OAKTREE CAP GROUP LLC | 268,336 | $7,393 | 0.5% | $27.55 | — | COMMON STOCK | 674001300 |
| — | WELLS FARGO & COMPANY | 282,449 | $7,231 | 0.5% | $25.60 | — | COMMON STOCK | 94988U714 |
| — | EATON VANCE LTD DURATION INCOM | 461,309 | $5,781 | 0.4% | $11.97 | — | ETF | 27828H105 |
| — | REINSURANCE GRP OF AMERICA INC | 197,697 | $5,437 | 0.4% | $27.50 | — | COMMON STOCK | 759351703 |
| — | NUVEEN CORP INC NOV 2021 TAGET TM FD | 561,797 | $5,169 | 0.4% | $8.88 | — | ETF | 67077N106 |
| — | WESTERN ASSET HIGH COM | 745,288 | $5,128 | 0.4% | $6.21 | — | ETF | 95766J102 |
| — | JPMORGAN CHASE & CO. | 106,539 | $4,002 | 0.3% | $37.56 | — | COMMON STOCK | 48127X542 |
| — | NUVEEN MUN VALUE FD INC | 336,792 | $3,738 | 0.3% | $10.70 | — | ETF | 670928100 |
| — | CRESTWOOD EQUITY PARTNERS LP | 246,696 | $3,028 | 0.2% | $12.27 | — | COMMON STOCK | 226344307 |
| MSFT | MICROSOFT CORPORATION | 13,416 | $2,984 | 0.2% | $134.58 | +53.1% | COMMON STOCK | 594918104 |
| BRK/B | BERKSHIRE HATHAWAY INC. | 11,684 | $2,709 | 0.2% | $193.66 | +13.7% | COMMON STOCK | 084670702 |
| AAPL | APPLE INC. | 19,172 | $2,544 | 0.2% | $112.62 | +3.9% | COMMON STOCK | 037833100 |
| BEP | BROOKFIELD RENEWABLE PARTNER S.L.P | 45,571 | $1,966 | 0.1% | $40.44 | — | COMMON STOCK | G16258108 |
| — | EATON VANCE 2021 TARGET TERM TR | 193,460 | $1,880 | 0.1% | $8.89 | — | ETF | 27829W101 |
| HTGC | HERCULES CAPITAL INC COM | 126,342 | $1,822 | 0.1% | $13.26 | -4.0% | ETF | 427096508 |
| — | HOEGH LNG PARTNERS LP | 125,277 | $1,791 | 0.1% | $15.98 | — | COMMON STOCK | Y3262R100 |
| — | ANNALY CAPITAL MANAGEMENT, INC. | 211,131 | $1,784 | 0.1% | $10.28 | — | COMMON STOCK | 035710409 |
| — | ATLANTICA SUSTAINABLE INFR PLC | 46,866 | $1,780 | 0.1% | $20.98 | — | COMMON STOCK | G0751N103 |
| AGNC | AGNC INVESTMENT CORP | 111,030 | $1,732 | 0.1% | $18.23 | — | COMMON STOCK | 00123Q104 |
| GLP | GLOBAL PARTNERS / GLP FIN CORP | 96,708 | $1,607 | 0.1% | $17.63 | — | COMMON STOCK | 37946R109 |
| NEWT | NEWTEK BUSINESS SERVICES CORPORATION | 80,801 | $1,591 | 0.1% | $19.02 | -5.3% | ETF | 652526203 |
| MC | MOELIS & COMPANY | 33,621 | $1,572 | 0.1% | $22.16 | +27.6% | COMMON STOCK | 60786M105 |
| ARCC | ARES CAPITAL CORP COM | 86,935 | $1,468 | 0.1% | $8.32 | +15.2% | ETF | 04010L103 |
| DIS | THE WALT DISNEY COMPANY | 8,022 | $1,453 | 0.1% | $102.21 | +37.2% | COMMON STOCK | 254687106 |
| GNL | GLOBAL NET LEASE INC | 82,408 | $1,412 | 0.1% | $18.59 | — | COMMON STOCK | 379378201 |
| AVGO | BROADCOM CORP | 3,186 | $1,395 | 0.1% | $30.33 | +14.8% | COMMON STOCK | 11135F101 |
| HASI | HANNON ARMSTRONG SUST INFR CAP INC | 21,481 | $1,363 | 0.1% | $23.64 | +68.2% | COMMON STOCK | 41068X100 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 85,693 | $1,274 | 0.1% | $13.93 | — | ETF | 09253T101 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 18,817 | $1,262 | 0.1% | $47.08 | +36.9% | COMMON STOCK | 65341B106 |
| — | BROOKFIELD PROPERTY PARTNERS LP | 87,039 | $1,259 | 0.1% | $8.28 | — | COMMON STOCK | G16249107 |
| AIG | AMERICAN INTERNATIONAL GROUP, INC. | 32,913 | $1,246 | 0.1% | $28.45 | +9.8% | COMMON STOCK | 026874784 |
| STWD | STARWOOD PROPERTY TRUST, INC. | 64,005 | $1,235 | 0.1% | $10.63 | — | COMMON STOCK | 85571B105 |
| PCH | POTLATCHDELTIC CORPORATION | 24,483 | $1,225 | 0.1% | $46.16 | — | COMMON STOCK | 737630103 |
| — | ENTERGY MISSISSIPPI LLC | 44,900 | $1,209 | 0.1% | $26.93 | — | COMMON STOCK | 29364N108 |
| AM | ANTERO MIDSTREAM CORP | 153,347 | $1,182 | 0.1% | $4.09 | +9.2% | COMMON STOCK | 03676B102 |
| USAC | USA COMPRESSION PARTNERS LP | 86,724 | $1,179 | 0.1% | $11.02 | — | COMMON STOCK | 90290N109 |
| — | FORTRESS TRANS INFRST INVS LLC | 51,673 | $1,175 | 0.1% | $22.74 | — | COMMON STOCK | 34960P309 |
| NMFC | NEW MOUNTAIN FINANCE CORPORATION COM | 101,015 | $1,148 | 0.1% | $6.10 | 0.0% | COMMON STOCK | 647551100 |
| WMB | THE WILLIAMS COMPANIES, INC. | 55,970 | $1,122 | 0.1% | $18.57 | -15.8% | COMMON STOCK | 969457100 |
| IRM | IRON MOUNTAIN INCORPORATED | 36,690 | $1,082 | 0.1% | $22.22 | -0.4% | COMMON STOCK | 46284V101 |
| CWEN | CLEARWAY ENERGY INC | 32,902 | $1,051 | 0.1% | $15.65 | +47.0% | COMMON STOCK | 18539C204 |
| BX | BLACKSTONE GROUP INC/THE | 15,907 | $1,031 | 0.1% | $45.89 | +6.4% | COMMON STOCK | 09260D107 |
| CG | CARLYLE GROUP INC | 30,726 | $966 | 0.1% | $22.97 | +3.7% | COMMON STOCK | 14316J108 |
| — | NUSTAR ENERGY L.P. | 52,822 | $950 | 0.1% | $17.98 | — | COMMON STOCK | 67058H300 |
| — | ENVIVA PARTNERS LP | 20,790 | $944 | 0.1% | $33.65 | — | COMMON STOCK | 29414J107 |
| IEP | ICAHN ENTERPRISES LP | 18,065 | $915 | 0.1% | $52.33 | — | COMMON STOCK | 451100101 |
| — | NUVEEN NEW JERSEY QULT MUN FD | 63,406 | $911 | 0.1% | $13.58 | — | ETF | 67069Y102 |
| CAPL | CROSSAMERICA PARTNERS LP | 50,892 | $874 | 0.1% | $16.00 | — | COMMON STOCK | 22758A105 |
| SUN | SUNOCO LP / SUNOCO FINANCE CORP | 29,178 | $840 | 0.1% | $28.27 | — | COMMON STOCK | 86765K109 |
| — | LAZARD LTD | 19,846 | $839 | 0.1% | $29.01 | — | COMMON STOCK | G54050102 |
| — | BLACKROCK MUNIENHANCED FD INC COM | 67,650 | $811 | 0.1% | $10.75 | — | ETF | 09253Y100 |
| MINT | PIMCO ETF TR | 7,689 | $785 | 0.1% | $99.00 | — | ETF | 72201R833 |
| — | BLACKROCK MULTI-SECTOR INC TR COM | 43,381 | $761 | 0.1% | $12.15 | — | ETF | 09258A107 |
| NEAR | ISHARES SHORT MATURITY BOND ETF | 15,102 | $758 | 0.1% | $48.56 | — | ETF | 46431W507 |
| CODI | COMPASS DIVERSIFIED | 38,094 | $741 | 0.1% | $14.78 | +0.1% | COMMON STOCK | 20451Q104 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC | 48,113 | $716 | 0.0% | $14.51 | — | ETF | 09253X102 |
| PYPL | PAYPAL HOLDINGS INCORPORATION | 3,042 | $712 | 0.0% | $86.64 | +138.6% | COMMON STOCK | 70450Y103 |
| HESM | HESS MIDSTREAM LP COM | 36,282 | $710 | 0.0% | $12.53 | -4.7% | COMMON STOCK | 428103105 |
| — | EATON VANCE SR FLTNG RTE TR | 55,305 | $704 | 0.0% | $12.73 | — | ETF | 27828Q105 |
| — | UNITED STATES STEEL CORPORATION | 41,392 | $694 | 0.0% | $7.08 | — | COMMON STOCK | 912909108 |
| AA | ALCOA CORPORATION | 29,856 | $688 | 0.0% | $17.97 | -7.5% | COMMON STOCK | 013872106 |
| OMF | ONEMAIN HOLDINGS INCORPORATION | 14,219 | $685 | 0.0% | $39.49 | 0.0% | COMMON STOCK | 68268W103 |
| TCPC | BLACKROCK TCP CAPITAL CORP COM | 58,788 | $661 | 0.0% | $14.13 | -23.3% | ETF | 09259E108 |
| AB | ALLIANCEBERNSTEIN HOLDING LP | 19,338 | $653 | 0.0% | $33.77 | — | COMMON STOCK | 01881G106 |
| — | BROOKFIELD RENEWABLE CORP | 11,196 | $652 | 0.0% | $58.49 | — | COMMON STOCK | 11284V105 |
| MSB | MESABI TRUST | 23,180 | $650 | 0.0% | $28.04 | — | COMMON STOCK | 590672101 |
| — | FORTRESS BIOTECH INC | 33,424 | $648 | 0.0% | $19.39 | — | COMMON STOCK | 34960Q208 |
| SBRA | SABRA HEALTH CARE REIT, INC. | 36,637 | $636 | 0.0% | $11.20 | — | COMMON STOCK | 78573L106 |
| — | ALLIANZGI CONV INCOME FD | 110,709 | $635 | 0.0% | $5.74 | — | ETF | 018828103 |
| — | ALLIANZGI CONV & INCOME FD II | 124,554 | $634 | 0.0% | $5.09 | — | ETF | 018825109 |
| DHT | DHT HOLDINGS, INC. | 120,880 | $632 | 0.0% | $3.85 | -1.0% | COMMON STOCK | Y2065G121 |
| GLOP V8.625 PERP A | GASLOG PARTNERS LP | 38,856 | $622 | 0.0% | $16.01 | — | COMMON STOCK | Y2687W116 |
| ARI | APOLLO COML REAL EST FIN INC | 55,481 | $620 | 0.0% | $9.90 | — | COMMON STOCK | 03762U105 |
| IP | INTERNATIONAL PAPER COMPANY | 12,302 | $612 | 0.0% | $35.85 | 0.0% | COMMON STOCK | 460146103 |
| AMSF | AMERISAFE INC | 10,662 | $612 | 0.0% | $34.78 | +6.3% | COMMON STOCK | 03071H100 |
| CMBT | EURONAV N.V. | 75,949 | $608 | 0.0% | $5.07 | -6.4% | COMMON STOCK | B38564108 |
| — | OAKTREE SPECIALTY LENDING CORPORATION | 108,855 | $606 | 0.0% | $5.57 | — | ETF | 67401P108 |
| BGS | B&G FOODS, INC. | 21,734 | $603 | 0.0% | $13.46 | +31.3% | COMMON STOCK | 05508R106 |
| TSLX | SIXTH STR SPECIALTY LENDING | 28,430 | $590 | 0.0% | $19.02 | 0.0% | ETF | 83012A109 |
| WMT | WALMART INC | 4,003 | $577 | 0.0% | $27.26 | +66.0% | COMMON STOCK | 931142103 |
| TPVG | TRIPLEPOINT VENTURE GROWTH BDC CORP | 43,898 | $572 | 0.0% | $12.12 | 0.0% | ETF | 89677Y100 |
| DKL | DELEK LOGISTICS PARTNERS LP | 17,524 | $561 | 0.0% | $28.71 | — | COMMON STOCK | 24664T103 |
| PCAR | PACCAR INC | 5,860 | $506 | 0.0% | $46.15 | +4.8% | COMMON STOCK | 693718108 |
| — | AVANGRID INC | 10,791 | $490 | 0.0% | $50.02 | — | COMMON STOCK | 05351W103 |
| HD | THE HOME DEPOT, INC. | 1,669 | $443 | 0.0% | $190.13 | +27.5% | COMMON STOCK | 437076102 |
| LULU | LULULEMON ATHLETIC | 1,259 | $438 | 0.0% | $56.22 | +517.7% | COMMON STOCK | 550021109 |
| — | WESTERN ASSET EMER COM | 31,420 | $437 | 0.0% | $13.91 | — | ETF | 95766A101 |
| AVIR | ATEA PHARMACEUTICALS INC | 7,416 | $310 | 0.0% | $32.23 | 0.0% | COMMON STOCK | 04683R106 |
| XOM | EXXON MOBIL CORPORATION | 7,461 | $308 | 0.0% | $53.93 | -43.7% | COMMON STOCK | 30231G102 |
| — | TOTAL SE | 7,262 | $304 | 0.0% | $52.02 | — | COMMON STOCK | 89151E109 |
| — | BLACKROCK MUN TARGET TERM TR | 11,228 | $288 | 0.0% | $25.03 | — | ETF | 09257P105 |
| — | CITIGROUP INC. | 9,193 | $235 | 0.0% | $25.56 | — | COMMON STOCK | 172967317 |
| LNC | LINCOLN NATIONAL CORPORATION | 4,500 | $226 | 0.0% | $32.91 | 0.0% | COMMON STOCK | 534187109 |
| NHYDY | NORSK HYDRO A/S | 48,486 | $222 | 0.0% | $2.43 | — | COMMON STOCK | 656531605 |
| BP | BP P.L.C. | 10,772 | $221 | 0.0% | $40.52 | — | COMMON STOCK | 055622104 |
| SPG | SIMON PROPERTY GROUP INC | 2,518 | $215 | 0.0% | $117.44 | -50.9% | COMMON STOCK | 828806109 |
| — | FIRST REP BK SAN FRANCISCO | 7,563 | $209 | 0.0% | $27.63 | — | COMMON STOCK | 336158803 |
| — | WESTERN ASSET MUN DEF OPP TR | 9,679 | $202 | 0.0% | $20.25 | — | ETF | 95768A109 |
| — | INVESCO ADVANTAGE MUNICIPAL IN | 16,848 | $191 | 0.0% | $10.26 | — | ETF | 46132E103 |
| — | INVESCO VALUE MUN INCOME TR | 10,179 | $159 | 0.0% | $14.46 | — | ETF | 46132P108 |