Location: Mercer Island, WA
CIK: 0001549408 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 2, 2017
Total Value: $85.19M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | 151,194 | $12.8M | 15.0% | $66.87 | +6.7% | COM | 14040H105 |
| KLAC | KLA-TENCOR CORP | 26,797 | $2.84M | 3.3% | $83.67 | 0.0% | COM | 482480100 |
| HPQ | HP INC | 139,138 | $2.777M | 3.3% | $14.44 | 0.0% | COM | 40434L105 |
| COP | CONOCOPHILLIPS | 53,148 | $2.66M | 3.1% | $34.44 | 0.0% | COM | 20825C104 |
| XEL | XCEL ENERGY INC | 53,847 | $2.548M | 3.0% | $37.06 | 0.0% | COM | 98389B100 |
| WMT | WAL-MART STORES INC | 32,576 | $2.545M | 3.0% | $22.90 | 0.0% | COM | 931142103 |
| CCI | CROWN CASTLE INTL CORP NEW | 24,796 | $2.479M | 2.9% | $71.86 | 0.0% | COM | 22822V101 |
| EIX | EDISON INTL | 31,711 | $2.447M | 2.9% | $55.33 | 0.0% | COM | 281020107 |
| PNW | PINNACLE WEST CAP CORP | 28,727 | $2.429M | 2.9% | $62.55 | 0.0% | COM | 723484101 |
| ESS | ESSEX PPTY TR INC | 9,528 | $2.42M | 2.8% | $187.90 | +4.6% | COM | 297178105 |
| — | UNITED TECHNOLOGIES CORP | 20,024 | $2.324M | 2.7% | $116.06 | — | COM | 913017109 |
| — | UNILEVER N V | 36,154 | $2.135M | 2.5% | $59.05 | — | N Y SHS NEW | 904784709 |
| — | UNILEVER PLC | 36,786 | $2.132M | 2.5% | $57.96 | — | SPON ADR NEW | 904767704 |
| PCG | PG&E CORP | 31,243 | $2.127M | 2.5% | $67.23 | 0.0% | COM | 69331C108 |
| DRI | DARDEN RESTAURANTS INC | 26,967 | $2.124M | 2.5% | $66.77 | 0.0% | COM | 237194105 |
| PPL | PPL CORP | 48,608 | $1.845M | 2.2% | $26.52 | 0.0% | COM | 69351T106 |
| BTI | BRITISH AMERN TOB PLC | 29,227 | $1.825M | 2.1% | $62.44 | — | SPONSORED ADR | 110448107 |
| ED | CONSOLIDATED EDISON INC | 21,318 | $1.72M | 2.0% | $61.26 | 0.0% | COM | 209115104 |
| — | FOOT LOCKER INC | 48,806 | $1.719M | 2.0% | $35.22 | — | COM | 344849104 |
| KURA | KURA ONCOLOGY INC | 111,673 | $1.67M | 2.0% | $5.41 | +73.6% | COM | 50127T109 |
| DLR | DIGITAL RLTY TR INC | 13,167 | $1.558M | 1.8% | $86.28 | 0.0% | COM | 253868103 |
| SPY | SPDR S&P 500 ETF TR | 5,472 | $1.375M | 1.6% | $220.38 | — | TR UNIT | 78462F103 |
| REM | ISHARES TR | 29,110 | $1.364M | 1.6% | $42.27 | — | MTG REL ETF NEW | 46435G342 |
| IBB | ISHARES TR | 3,795 | $1.266M | 1.5% | $302.76 | — | NASDAQ BIOTECH | 464287556 |
| ES | EVERSOURCE ENERGY | 19,040 | $1.151M | 1.4% | $46.03 | 0.0% | COM | 30040W108 |
| — | DELAWARE ENHANCED GBL DIV & | 96,344 | $1.143M | 1.3% | $11.26 | — | COM | 246060107 |
| MMM | 3M CO | 5,000 | $1.05M | 1.2% | $92.17 | +40.9% | COM | 88579Y101 |
| LLY | LILLY ELI & CO | 9,449 | $808K | 0.9% | $72.13 | 0.0% | COM | 532457108 |
| HON | HONEYWELL INTL INC | 5,700 | $808K | 0.9% | $79.84 | +30.7% | COM | 438516106 |
| HD | HOME DEPOT INC | 4,900 | $801K | 0.9% | $120.26 | +4.1% | COM | 437076102 |
| SNY | SANOFI | 15,948 | $794K | 0.9% | $49.79 | — | SPONSORED ADR | 80105N105 |
| CL | COLGATE PALMOLIVE CO | 10,488 | $764K | 0.9% | $59.21 | 0.0% | COM | 194162103 |
| — | POWERSHARES ETF TRUST II | 32,325 | $749K | 0.9% | $23.00 | — | SENIOR LN PORT | 73936Q769 |
| ABBV | ABBVIE INC | 8,000 | $711K | 0.8% | $46.96 | +14.3% | COM | 00287Y109 |
| GOOG | ALPHABET INC | 736 | $706K | 0.8% | $40.18 | +15.1% | CAP STK CL C | 02079K107 |
| WMB | WILLIAMS COS INC DEL | 23,326 | $700K | 0.8% | $19.25 | 0.0% | COM | 969457100 |
| FLOT | ISHARES TR | 13,003 | $662K | 0.8% | $50.51 | — | FLTG RATE NT ETF | 46429B655 |
| MRK | MERCK & CO INC | 10,258 | $657K | 0.8% | $44.22 | +5.6% | COM | 58933Y105 |
| BAC | BANK AMER CORP | 25,800 | $654K | 0.8% | $18.07 | +10.5% | COM | 060505104 |
| — | BLACKSTONE GROUP L P | 17,919 | $598K | 0.7% | $31.36 | — | COM UNIT LTD | 09253U108 |
| — | WESTERN ASSET HIGH INCM OPP | 114,755 | $589K | 0.7% | $5.36 | — | COM | 95766K109 |
| — | DOWDUPONT INC | 8,500 | $588K | 0.7% | $69.18 | — | COM | 26078J100 |
| ETN | EATON CORP PLC | 7,275 | $559K | 0.7% | $43.84 | +45.7% | SHS | G29183103 |
| WM | WASTE MGMT INC DEL | 7,000 | $548K | 0.6% | $53.86 | +21.9% | COM | 94106L109 |
| KMB | KIMBERLY CLARK CORP | 4,600 | $541K | 0.6% | $91.32 | -0.4% | COM | 494368103 |
| CMI | CUMMINS INC | 3,200 | $538K | 0.6% | $80.96 | +60.5% | COM | 231021106 |
| JPM | JPMORGAN CHASE & CO | 5,350 | $511K | 0.6% | $66.09 | +11.5% | COM | 46625H100 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 37,840 | $456K | 0.5% | $11.77 | — | COM | 27828A100 |
| — | EATON VANCE LTD DUR INCOME F | 32,097 | $450K | 0.5% | $14.12 | — | COM | 27828H105 |
| AAPL | APPLE INC | 2,884 | $444K | 0.5% | $34.95 | +3.4% | COM | 037833100 |
| PM | PHILIP MORRIS INTL INC | 3,996 | $444K | 0.5% | $75.24 | 0.0% | COM | 718172109 |
| ITW | ILLINOIS TOOL WKS INC | 2,900 | $429K | 0.5% | $75.19 | +54.3% | COM | 452308109 |
| PFE | PFIZER INC | 11,953 | $427K | 0.5% | $21.94 | +1.4% | COM | 717081103 |
| DUK | DUKE ENERGY CORP NEW | 5,000 | $420K | 0.5% | $55.30 | +10.0% | COM NEW | 26441C204 |
| DIS | DISNEY WALT CO | 3,726 | $367K | 0.4% | $101.47 | -4.5% | COM DISNEY | 254687106 |
| EXR | EXTRA SPACE STORAGE INC | 4,476 | $358K | 0.4% | $56.89 | 0.0% | COM | 30225T102 |
| IWR | ISHARES TR | 1,800 | $355K | 0.4% | $192.22 | — | RUS MID CAP ETF | 464287499 |
| MSFT | MICROSOFT CORP | 4,400 | $328K | 0.4% | $46.85 | +42.3% | COM | 594918104 |
| — | ALLIANZGI NFJ DIVID INT & PR | 22,822 | $306K | 0.4% | $15.82 | — | COM | 01883A107 |
| KR | KROGER CO | 13,931 | $279K | 0.3% | $18.87 | 0.0% | COM | 501044101 |
| PG | PROCTER AND GAMBLE CO | 3,000 | $273K | 0.3% | $70.03 | +4.3% | COM | 742718109 |
| MDT | MEDTRONIC PLC | 3,500 | $272K | 0.3% | $59.96 | +11.7% | SHS | G5960L103 |
| BAX | BAXTER INTL INC | 4,000 | $251K | 0.3% | $42.39 | +26.3% | COM | 071813109 |
| META | FACEBOOK INC | 1,430 | $244K | 0.3% | $133.22 | +24.4% | CL A | 30303M102 |
| EQR | EQUITY RESIDENTIAL | 3,634 | $240K | 0.3% | $49.13 | 0.0% | SH BEN INT | 29476L107 |
| — | BLACKROCK LTD DURATION INC T | 14,561 | $235K | 0.3% | $15.72 | — | COM SHS | 09249W101 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 13,888 | $219K | 0.3% | $14.95 | — | COM | 670651108 |
| — | NEURALSTEM INC | 164,394 | $217K | 0.3% | $5.28 | — | COM NEW | 64127R401 |
| TLT | ISHARES TR | 79,500 | $198K | 0.2% | — | — | Call | 464287432 |
| — | WESTERN ASSET HIGH INCM FD I | 26,585 | $192K | 0.2% | $8.19 | — | COM | 95766J102 |
| WM | WASTE MGMT INC DEL | 10,000 | $25,000 | 0.0% | $53.86 | +21.9% | Call | 94106L109 |
| MSFT | MICROSOFT CORP | 800 | $3,000 | 0.0% | $46.85 | +42.3% | Call | 594918104 |
| GOOG | ALPHABET INC | 400 | $1,000 | 0.0% | $40.18 | +15.1% | Put | 02079K107 |
| AAPL | APPLE INC | 1,000 | $1,000 | 0.0% | $34.95 | +3.4% | Put | 037833100 |