CIK: 0001549408 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value ($000): $62,844 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | 151,194 | $15,056 | 24.0% | $66.87 | +18.6% | COM | 14040H105 |
| DUK | DUKE ENERGY CORP NEW | 17,431 | $1,466 | 2.3% | $60.54 | +3.5% | COM NEW | 26441C204 |
| SPY | SPDR S&P 500 ETF TR | 5,472 | $1,460 | 2.3% | $220.38 | — | TR UNIT | 78462F103 |
| KURA | KURA ONCOLOGY INC | 89,673 | $1,372 | 2.2% | $5.41 | +172.6% | COM | 50127T109 |
| WMT | WAL-MART STORES INC | 13,554 | $1,338 | 2.1% | $22.90 | +17.1% | COM | 931142103 |
| REM | ISHARES TR | 28,910 | $1,307 | 2.1% | $42.27 | — | MORTGE REL ETF | 46435G342 |
| BA | BOEING CO | 4,323 | $1,275 | 2.0% | $257.40 | 0.0% | COM | 097023105 |
| MMM | 3M CO | 5,000 | $1,177 | 1.9% | $92.17 | +57.3% | COM | 88579Y101 |
| XBI | SPDR SERIES TRUST | 13,861 | $1,176 | 1.9% | $84.84 | — | S&P BIOTECH | 78464A870 |
| — | DELAWARE ENHANCED GBL DIV & | 96,344 | $1,169 | 1.9% | $11.26 | — | COM | 246060107 |
| — | ANDEAVOR | 10,220 | $1,169 | 1.9% | $114.38 | — | COM | 03349M105 |
| MCD | MCDONALDS CORP | 6,728 | $1,158 | 1.8% | $138.65 | 0.0% | COM | 580135101 |
| MDT | MEDTRONIC PLC | 13,605 | $1,099 | 1.7% | $63.68 | +2.0% | SHS | G5960L103 |
| XEL | XCEL ENERGY INC | 22,388 | $1,077 | 1.7% | $37.06 | +4.1% | COM | 98389B100 |
| FE | FIRSTENERGY CORP | 34,196 | $1,047 | 1.7% | $23.31 | 0.0% | COM | 337932107 |
| HRB | BLOCK H & R INC | 39,816 | $1,044 | 1.7% | $18.93 | 0.0% | COM | 093671105 |
| PM | PHILIP MORRIS INTL INC | 9,540 | $1,008 | 1.6% | $71.95 | -3.3% | COM | 718172109 |
| GILD | GILEAD SCIENCES INC | 13,464 | $965 | 1.5% | $55.90 | 0.0% | COM | 375558103 |
| HON | HONEYWELL INTL INC | 5,900 | $905 | 1.4% | $80.97 | +40.0% | COM | 438516106 |
| PEP | PEPSICO INC | 7,087 | $850 | 1.4% | $88.99 | 0.0% | COM | 713448108 |
| NEE | NEXTERA ENERGY INC | 5,350 | $836 | 1.3% | $31.53 | 0.0% | COM | 65339F101 |
| GOOG | ALPHABET INC | 751 | $786 | 1.3% | $40.39 | +25.1% | CAP STK CL C | 02079K107 |
| ABBV | ABBVIE INC | 8,000 | $774 | 1.2% | $46.96 | +42.4% | COM | 00287Y109 |
| BAC | BANK AMER CORP | 26,075 | $770 | 1.2% | $18.12 | +25.7% | COM | 060505104 |
| EG | EVEREST RE GROUP LTD | 3,338 | $739 | 1.2% | $190.57 | 0.0% | COM | G3223R108 |
| — | POWERSHARES ETF TRUST II | 31,975 | $737 | 1.2% | $23.00 | — | SENIOR LN PORT | 73936Q769 |
| — | HANESBRANDS INC | 34,352 | $718 | 1.1% | $20.90 | — | COM | 410345102 |
| TPR | TAPESTRY INC | 16,078 | $711 | 1.1% | $32.95 | 0.0% | COM | 876030107 |
| ETN | EATON CORP PLC | 9,000 | $711 | 1.1% | $48.13 | +37.7% | SHS | G29183103 |
| AXSM | AXSOME THERAPEUTICS INC | 116,500 | $652 | 1.0% | $5.05 | 0.0% | COM | 05464T104 |
| AEP | AMERICAN ELEC PWR INC | 8,791 | $647 | 1.0% | $56.07 | 0.0% | COM | 025537101 |
| FLOT | ISHARES TR | 12,690 | $645 | 1.0% | $50.51 | — | FLTG RATE NT ETF | 46429B655 |
| HSBC | HSBC HLDGS PLC | 12,086 | $624 | 1.0% | $51.63 | — | SPON ADR NEW | 404280406 |
| INFY | INFOSYS LTD | 38,473 | $624 | 1.0% | $16.22 | — | SPONSORED ADR | 456788108 |
| CCL | CARNIVAL CORP | 9,378 | $622 | 1.0% | $60.75 | 0.0% | UNIT 99/99/9999 | 143658300 |
| WEC | WEC ENERGY GROUP INC | 9,186 | $610 | 1.0% | $51.71 | 0.0% | COM | 92939U106 |
| WM | WASTE MGMT INC DEL | 7,000 | $604 | 1.0% | $53.86 | +31.3% | COM | 94106L109 |
| — | WESTERN ASSET HIGH INCM OPP | 112,955 | $573 | 0.9% | $5.36 | — | COM | 95766K109 |
| JPM | JPMORGAN CHASE & CO | 5,350 | $572 | 0.9% | $66.09 | +23.1% | COM | 46625H100 |
| EXC | EXELON CORP | 14,485 | $571 | 0.9% | $21.66 | 0.0% | COM | 30161N101 |
| CMI | CUMMINS INC | 3,200 | $565 | 0.9% | $80.96 | +70.7% | COM | 231021106 |
| MRK | MERCK & CO INC | 9,858 | $555 | 0.9% | $44.22 | -2.8% | COM | 58933Y105 |
| KMB | KIMBERLY CLARK CORP | 4,450 | $537 | 0.9% | $91.32 | -4.1% | COM | 494368103 |
| — | DOWDUPONT INC | 7,000 | $499 | 0.8% | $69.18 | — | COM | 26078J100 |
| AAPL | APPLE INC | 2,884 | $488 | 0.8% | $34.95 | +11.8% | COM | 037833100 |
| ITW | ILLINOIS TOOL WKS INC | 2,900 | $484 | 0.8% | $75.19 | +74.0% | COM | 452308109 |
| — | EATON VANCE LTD DUR INCOME F | 32,097 | $438 | 0.7% | $14.12 | — | COM | 27828H105 |
| PFE | PFIZER INC | 11,953 | $433 | 0.7% | $21.94 | +8.5% | COM | 717081103 |
| KO | COCA COLA CO | 9,358 | $429 | 0.7% | $35.63 | 0.0% | COM | 191216100 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 36,480 | $420 | 0.7% | $11.77 | — | COM | 27828A100 |
| ING | ING GROEP N V | 22,769 | $420 | 0.7% | $18.45 | — | SPONSORED ADR | 456837103 |
| — | BLACKSTONE GROUP L P | 12,919 | $414 | 0.7% | $31.36 | — | COM UNIT LTD | 09253U108 |
| HD | HOME DEPOT INC | 2,129 | $404 | 0.6% | $120.26 | +17.8% | COM | 437076102 |
| PG | PROCTER AND GAMBLE CO | 4,200 | $386 | 0.6% | $70.78 | +2.6% | COM | 742718109 |
| DIS | DISNEY WALT CO | 3,501 | $376 | 0.6% | $101.47 | -4.1% | COM DISNEY | 254687106 |
| MSFT | MICROSOFT CORP | 4,400 | $376 | 0.6% | $46.85 | +60.6% | COM | 594918104 |
| IWR | ISHARES TR | 1,800 | $375 | 0.6% | $192.22 | — | RUS MID CAP ETF | 464287499 |
| AMGN | AMGEN INC | 2,080 | $362 | 0.6% | $138.21 | 0.0% | COM | 031162100 |
| — | CIDARA THERAPEUTICS INC | 52,256 | $355 | 0.6% | $6.79 | — | COM | 171757107 |
| BHP | BHP BILLITON LTD | 7,712 | $355 | 0.6% | $46.03 | — | SPONSORED ADR | 088606108 |
| PFG | PRINCIPAL FINL GROUP INC | 4,201 | $296 | 0.5% | $50.32 | 0.0% | COM | 74251V102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 22,472 | $293 | 0.5% | $15.82 | — | COM | 01883A107 |
| LMT | LOCKHEED MARTIN CORP | 906 | $291 | 0.5% | $253.57 | 0.0% | COM | 539830109 |
| — | NEURALSTEM INC | 164,394 | $283 | 0.5% | $5.28 | — | COM NEW | 64127R401 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 6,909 | $274 | 0.4% | $39.66 | — | SPONSORED ADR | 874039100 |
| BAX | BAXTER INTL INC | 4,000 | $259 | 0.4% | $42.39 | +31.6% | COM | 071813109 |
| META | FACEBOOK INC | 1,430 | $252 | 0.4% | $133.22 | +31.8% | CL A | 30303M102 |
| — | BLACKROCK LTD DURATION INC T | 14,561 | $231 | 0.4% | $15.72 | — | COM SHS | 09249W101 |
| — | SCANA CORP NEW | 5,791 | $230 | 0.4% | $39.72 | — | COM | 80589M102 |
| WMB | WILLIAMS COS INC DEL | 7,050 | $215 | 0.3% | $19.25 | -3.5% | COM | 969457100 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 13,888 | $213 | 0.3% | $14.95 | — | COM | 670651108 |
| BBY | BEST BUY INC | 3,022 | $207 | 0.3% | $43.94 | 0.0% | COM | 086516101 |
| TS | TENARIS S A | 6,311 | $201 | 0.3% | $31.85 | — | SPONSORED ADR | 88031M109 |
| — | WESTERN ASSET HIGH INCM FD I | 26,585 | $185 | 0.3% | $8.19 | — | COM | 95766J102 |
| UMC | UNITED MICROELECTRONICS CORP | 39,357 | $94 | 0.1% | $2.39 | — | SPON ADR NEW | 910873405 |
| PEP | PEPSICO INC | 1,500 | $3 | 0.0% | $88.99 | 0.0% | Call | 713448108 |
| MMM | 3M CO | 400 | $2 | 0.0% | $92.17 | +57.3% | Call | 88579Y101 |
| AAPL | APPLE INC | 200 | $0 | 0.0% | $34.95 | +11.8% | Put | 037833100 |
| AAPL | APPLE INC | 200 | $0 | 0.0% | $34.95 | +11.8% | Call | 037833100 |