Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Oct 27, 2015
Total Value: $150M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | STANDARD & POORS DEPOSITARY (SPDR) | 123,939 | $23.75M | 15.8% | $191.63 | $200.45 | -4.4% | US Equities | 78462F103 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 147,883 | $14.6M | 9.7% | $98.72 | $95.23 | +3.7% | US Equities | 922908769 |
| CME | CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A | 102,643 | $9.519M | 6.3% | $92.74 * | $48.63 | +27.1% | US Equities | 12572Q105 |
| — | SPDR Barclays Capital High Yield Bond | 227,861 | $8.126M | 5.4% | $35.66 | $35.66 | — | US Equities | 78464A417 |
| KRE | KBW REGIONAL BANKING ETF (SPDR) | 169,905 | $6.997M | 4.7% | $41.18 | $40.86 | +0.8% | US Equities | 78464A698 |
| — | QQQ TRUST SERIES 1 (PWRSH) ETF | 66,431 | $6.76M | 4.5% | $101.76 | $101.76 | — | US Equities | 73935A104 |
| XLF | FINANCIAL SELECT SCTR IDX (SPDR) | 297,147 | $6.733M | 4.5% | $22.66 * | $19.61 | -6.1% | US Equities | 81369Y605 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 90,981 | $6.709M | 4.5% | $73.74 | $73.08 | +0.9% | US Equities | 921908844 |
| VCSH | VANGUARD SHORT-TERM CORP BD IDX ETF | 65,464 | $5.218M | 3.5% | $79.71 | $79.96 | -0.3% | Fixed Income | 92206C409 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 49,212 | $4.525M | 3.0% | $91.95 * | $43.73 | +5.1% | US Equities | 921932885 |
| VXUS | VANGUARD TOTAL INTL. STOCK ETF | 97,788 | $4.334M | 2.9% | $44.32 | $51.20 | -13.4% | US Equities | 921909768 |
| — | PowerShares Fundamental High Yield Corporate Bond | 220,478 | $3.927M | 2.6% | $17.81 | $17.81 | — | US Equities | 73936T557 |
| AAPL | APPLE COMPUTER INC | 29,145 | $3.215M | 2.1% | $110.31 * | $19.81 | +25.0% | US Equities | 037833100 |
| EFA | MSCI EAFE IDX (ISHARES) | 34,568 | $1.981M | 1.3% | $57.31 | $65.33 | -12.3% | US Equities | 464287465 |
| — | Hologic Inc 2% 12/15/2043 | 1,500,000 | $1.898M | 1.3% | $1.27 | $1.27 | — | Convertible Securities | 436440AG6 |
| — | BCOR 4 1/4 04/01/19 | 1,890,000 | $1.837M | 1.2% | $0.97 | $2.43 | — | Convertible Securities | 095229AB6 |
| — | CTRP 1 1/4 10/15/18 | 1,500,000 | $1.619M | 1.1% | $1.08 | $1.08 | — | Convertible Securities | 22943FAD2 |
| — | LYV 2 1/2 05/15/19 | 1,500,000 | $1.584M | 1.1% | $1.06 | $1.06 | — | Convertible Securities | 538034AJ8 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 1,390,000 | $1.569M | 1.0% | $1.13 | $1.38 | — | Convertible Securities | 682189AH8 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 34,039 | $1.451M | 1.0% | $42.63 | $50.70 | -15.9% | Foreign Equities | 922042775 |
| — | FXCM 2 1/4 06/15/18 | 1,825,000 | $1.451M | 1.0% | $0.80 | $1.04 | — | Convertible Securities | 302693AB2 |
| — | SFUN 2 12/15/18 | 1,500,000 | $1.446M | 1.0% | $0.96 | $0.96 | — | Convertible Securities | 836034AB4 |
| — | CIEN 0 7/8 06/15/17 | 1,420,000 | $1.409M | 0.9% | $0.99 | $0.99 | — | Convertible Securities | 171779AE1 |
| — | WBMD 2 1/2 01/31/18 | 1,380,000 | $1.399M | 0.9% | $1.01 | $2.12 | — | Convertible Securities | 94770VAF9 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 30,575 | $1.187M | 0.8% | $38.82 * | $39.87 | -7.1% | US Equities | 02376R102 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,243 | $1.157M | 0.8% | $67.10 * | $42.59 | +38.0% | US Equities | 12503M108 |
| — | WAC 4 1/2 11/01/19 | 1,500,000 | $1.125M | 0.7% | $0.75 | $0.75 | — | Convertible Securities | 93317WAA0 |
| — | NUAN 2 3/4 11/01/31 | 1,000,000 | $1.035M | 0.7% | $1.03 | $1.03 | — | Convertible Securities | 67020YAF7 |
| — | PDL BioPharma Inc 4% 02/01/2018 | 1,150,000 | $1.025M | 0.7% | $0.89 | $1.27 | — | Convertible Securities | 69329YAF1 |
| — | Cornerstone OnDemand Inc 1.5% 07/01/2018 | 1,000,000 | $1.008M | 0.7% | $1.01 | $1.01 | — | Convertible Securities | 21925YAB9 |
| — | HLF 2 08/15/19 | 1,000,000 | $888K | 0.6% | $0.89 | $0.89 | — | Convertible Securities | 42703MAB9 |
| — | SGY 1 3/4 03/01/17 | 1,000,000 | $848K | 0.6% | $0.85 | $0.85 | — | Convertible Securities | 861642AN6 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 835,000 | $815K | 0.5% | $0.98 | $3.01 | — | Convertible Securities | 780287AA6 |
| — | CKH 3 11/15/28 | 1,000,000 | $811K | 0.5% | $0.81 | $0.81 | — | Convertible Securities | 81170YAB5 |
| — | CIE 2 5/8 12/01/19 | 1,000,000 | $721K | 0.5% | $0.72 | $0.72 | — | Convertible Securities | 19075FAA4 |
| EEM | MSCI EMERGING MARKETS IDX (ISHARES) | 20,219 | $663K | 0.4% | $32.79 | $41.87 | -21.7% | US Equities | 464287234 |
| — | MEDICINES CO SR NT CONV | 395,000 | $577K | 0.4% | $1.46 | $2.00 | — | Convertible Securities | 584688AC9 |
| IWM | RUSSELL 2000 (ISHARES) | 4,970 | $543K | 0.4% | $109.26 | $113.49 | -3.8% | US Equities | 464287655 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,951 | $531K | 0.4% | $89.23 * | $64.27 | -0.1% | US Equities | 693475105 |
| — | NVIDIA CORP SR NT CONV | 395,000 | $521K | 0.3% | $1.32 | $1.14 | — | Convertible Securities | 67066GAC8 |
| INTC | INTEL CORP | 16,473 | $496K | 0.3% | $30.11 * | $17.92 | +32.0% | US Equities | 458140100 |
| — | PSEC 5 3/4 03/15/18 | 500,000 | $491K | 0.3% | $0.98 | $0.98 | — | Convertible Securities | 74348TAL6 |
| — | EXELIXIS INC CONVERTIBLE | 400,000 | $485K | 0.3% | $1.21 | $0.90 | — | Convertible Securities | 30161QAC8 |
| JNJ | JOHNSON & JOHNSON | 5,197 | $485K | 0.3% | $93.32 * | $74.83 | -6.1% | US Equities | 478160104 |
| JPM | MORGAN J P & CO INC | 7,825 | $477K | 0.3% | $60.96 * | $39.63 | +16.5% | US Equities | 46625H100 |
| — | NUVASIVE INC SR NT CONV | 365,000 | $463K | 0.3% | $1.27 | $2.45 | — | Convertible Securities | 670704AC9 |
| — | PRICELINE GROUP INC CONV BOND | 325,000 | $457K | 0.3% | $1.41 | $1.34 | — | Convertible Securities | 741503AQ9 |
| — | J2 GLOBAL SR NT CONV | 380,000 | $454K | 0.3% | $1.19 | $1.55 | — | Convertible Securities | 48123VAC6 |
| T | AT&T | 13,924 | $454K | 0.3% | $32.61 * | $11.21 | +5.7% | STOCK | 00206R102 |
| — | RPM INTERNATIONAL INC | 405,000 | $454K | 0.3% | $1.12 | $1.15 | — | Convertible Securities | 749685AT0 |
| — | GOOGLE INC CL A | 707 | $451K | 0.3% | $637.91 | $540.31 | — | US Equities | 38259P508 |
| — | GOOGLE INC CL A | 726 | $442K | 0.3% | $608.82 | $685.29 | — | US Equities | 38259P706 |
| — | MACQUARIE INFRASTRUCTURE | 380,000 | $434K | 0.3% | $1.14 | $11.36 | — | Convertible Securities | 55608BAA3 |
| — | MENTOR GRAPHIC CORP CONV | 315,000 | $403K | 0.3% | $1.28 | $1.94 | — | Convertible Securities | 587200AK2 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 330,000 | $393K | 0.3% | $1.19 | $1.65 | — | Convertible Securities | 457985AK5 |
| MSFT | MICROSOFT CORP | 8,799 | $389K | 0.3% | $44.21 * | $30.02 | +28.3% | US Equities | 594918104 |
| — | MERITAGE HOMES CONV | 385,000 | $385K | 0.3% | $1.00 | $1.74 | — | Convertible Securities | 59001AAR3 |
| — | SEACOR SMITH INC SR NT CONV | 395,000 | $382K | 0.3% | $0.97 | $2.15 | — | Convertible Securities | 811904AM3 |
| — | COLONY FINANCIAL CONV | 395,000 | $381K | 0.3% | $0.96 | $9.70 | — | Convertible Securities | 19624RAB2 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 370,000 | $379K | 0.3% | $1.02 | $2.28 | — | Convertible Securities | 74348TAK8 |
| — | NATIONAL HEALTH INVESTOR CONV | 365,000 | $360K | 0.2% | $0.99 | $1.76 | — | Convertible Securities | 63633DAE4 |
| — | STARWOOD PROPERTY TRUST CONV | 340,000 | $353K | 0.2% | $1.04 | $2.31 | — | Convertible Securities | 85571BAB1 |
| — | RYLAND GROUP INC GTD CONV FX RT | 355,000 | $326K | 0.2% | $0.92 | $2.12 | — | Convertible Securities | 783764AS2 |
| VZ | VERIZON COMMUNICATIONS | 7,268 | $316K | 0.2% | $43.48 * | $28.32 | -10.0% | US Equities | 92343V104 |
| — | SOLARCITY FIXED RATE SR NT CONV | 340,000 | $311K | 0.2% | $0.91 | $1.09 | — | Convertible Securities | 83416TAA8 |
| — | HELIX ENERGY SOLUTIONS | 380,000 | $311K | 0.2% | $0.82 | $1.00 | — | Convertible Securities | 42330PAG2 |
| — | GENERAL ELECTRIC CO. | 12,141 | $306K | 0.2% | $25.20 | $28.04 | — | US Equities | 369604103 |
| PG | PROCTER & GAMBLE | 4,195 | $302K | 0.2% | $71.99 * | $63.16 | -14.3% | US Equities | 742718109 |
| JBLU | JETBLUE AIRWAYS CORP | 11,500 | $296K | 0.2% | $25.74 | $20.40 | +26.4% | US Equities | 477143101 |
| JETS | ETF SER SOLUTIONS US GLOBAL JETS ETF | 12,000 | $279K | 0.2% | $23.25 | $23.45 | -1.0% | US Equities | 26922A842 |
| — | HORNBECK OFFSHORE SERV | 355,000 | $264K | 0.2% | $0.74 | $0.82 | — | Convertible Securities | 440543AN6 |
| — | SHUTTERFLY INC SR NT CONV | 265,000 | $246K | 0.2% | $0.93 | $0.93 | — | Convertible Securities | 82568PAB2 |
| SURE | ADVISORSHARES TRIM TABS FLOAT SHRINK ETF | 4,644 | $245K | 0.2% | $52.76 | $55.94 | -5.8% | US Equities | 00768Y818 |
| BAC | BANK AMERICA | 15,539 | $242K | 0.2% | $15.57 * | $12.16 | +2.6% | US Equities | 060505104 |
| DIS | DISNEY | 2,311 | $236K | 0.2% | $102.12 * | $82.73 | +13.1% | US Equities | 254687106 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL A | 318 | $229K | 0.2% | $720.13 * | $14.22 | +1.3% | US Equities | 169656105 |
| VGK | VANGUARD EUROPEAN VIPERS (VNGD) | 4,630 | $228K | 0.2% | $49.24 | $56.38 | -12.8% | US Equities | 922042874 |
| IJR | S&P SMALLCAP 600 (ISHARES) | 2,084 | $222K | 0.1% | $106.53 * | $57.09 | -6.7% | US Equities | 464287804 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 2,611 | $217K | 0.1% | $83.11 | $762.06 | — | US Equities | 931427108 |
| — | NORTHSTAR ASSET MGMT GRP INC COM | 12,680 | $182K | 0.1% | $14.35 | $18.45 | — | US Equities | 66705Y104 |
| — | NORTHSTAR REALTY FINANCE CORP COM | 10,000 | $124K | 0.1% | $12.40 | $106.05 | — | US Equities | 66704R704 |
| — | AEGON NV-ORD AMERICAN REGD DG 1 PAR | 15,414 | $89,000 | 0.1% | $5.77 | $13.74 | — | US Equities | 007924103 |
| MUFG | MITSUBISHI UFJ FINL GROUP | 14,500 | $88,000 | 0.1% | $6.07 | $5.68 | +7.2% | US Equities | 606822104 |
| PBR/A | PETROLEO BRASILEIRO SA (PETROBRAS)-SPONSORED ADR N | 16,030 | $59,000 | 0.0% | $3.68 | $8.37 | -56.0% | US Equities | 71654V101 |
| — | TOWN SPORTS INTERNATIONAL HLDG COM | 18,000 | $47,000 | 0.0% | $2.61 | $32.10 | — | US Equities | 89214A102 |
| SBS | CIA SANEAMENTO BASICO DE ADR | 11,040 | $43,000 | 0.0% | $3.89 | $4.63 | -16.3% | US Equities | 20441A102 |
| — | YAMANA GOLD INC | 10,905 | $19,000 | 0.0% | $1.74 | $1.74 | — | US Equities | 98462Y100 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 12,710 | $16,000 | 0.0% | $1.26 | $2.85 | — | US Equities | 15234Q207 |
| — | WESTELL TECHNOLOGIES INC-CL A | 10,000 | $11,000 | 0.0% | $1.10 | $1.00 | — | US Equities | 957541105 |
| — | STEMCELLS INC | 12,100 | $5,000 | 0.0% | $0.41 | $0.58 | — | US Equities | 85857R204 |