Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Jan 19, 2016
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 151,968 | $15.85M | 13.5% | $352.80 | — | US Equities | 922908769 |
| CME | CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A | 101,894 | $9.232M | 7.9% | $48.63 | +29.5% | US Equities | 12572Q105 |
| SPY | STANDARD & POORS DEPOSITARY (SPDR) | 43,523 | $8.873M | 7.5% | $573.25 | — | US Equities | 78462F103 |
| HYG | iShares iBoxx $ High Yield Corporate Bd | 81,800 | $6.591M | 5.6% | $80.57 | — | Equity | 464288513 |
| — | SPDR Barclays Capital High Yield Bond | 193,011 | $6.582M | 5.6% | $35.66 | — | Equity | 78464A417 |
| VCSH | VANGUARD SHORT-TERM CORP BD IDX ETF | 68,651 | $5.423M | 4.6% | $79.55 | — | Fixed Income | 92206C409 |
| VXUS | VANGUARD TOTAL INTL. STOCK ETF | 104,888 | $4.731M | 4.0% | $77.11 | — | Equity | 921909768 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 50,176 | $4.708M | 4.0% | $90.37 | — | US Equities | 921932885 |
| AAPL | APPLE COMPUTER INC | 27,039 | $2.846M | 2.4% | $19.81 | +29.9% | US Equities | 037833100 |
| EFA | MSCI EAFE IDX (ISHARES) | 36,044 | $2.116M | 1.8% | $66.76 | — | US Equities | 464287465 |
| HYS | Pimco 0-5 Year High Yield Corp Bond Index | 22,069 | $2.031M | 1.7% | $92.03 | — | Equity | 72201R783 |
| — | ONNN 2 5/8 12/15/26 | 1,410,000 | $1.578M | 1.3% | $1.38 | — | Convertible Securities | 682189AH8 |
| — | WBMD 2 1/2 01/31/18 | 1,410,000 | $1.47M | 1.3% | $2.10 | — | Convertible Securities | 94770VAF9 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 33,473 | $1.453M | 1.2% | $48.55 | — | Foreign Equities | 922042775 |
| — | STWD 4 01/15/19 | 1,340,000 | $1.421M | 1.2% | $1.38 | — | Convertible Securities | 85571BAB1 |
| — | CIENA CORP SR NT CV 17 | 1,440,000 | $1.418M | 1.2% | $0.99 | — | Convertible Securities | 171779AE1 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 17,193 | $1.337M | 1.1% | $75.43 | — | US Equities | 921908844 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 30,575 | $1.295M | 1.1% | $39.87 | +3.8% | US Equities | 02376R102 |
| — | Cornerstone OnDemand Inc 1.5% 07/01/2018 | 1,300,000 | $1.291M | 1.1% | $1.00 | — | Convertible Securities | 21925YAB9 |
| — | MTH 1 7/8 09/15/32 | 1,155,000 | $1.142M | 1.0% | $1.24 | — | Convertible Securities | 59001AAR3 |
| — | National Health Investors Inc 3.25% 04/01/2021 | 1,145,000 | $1.137M | 1.0% | $1.24 | — | Convertible Securities | 63633DAE4 |
| CBOE | CBOE HOLDINGS INC COMMON | 16,994 | $1.103M | 0.9% | $42.59 | +39.3% | US Equities | 12503M108 |
| — | NUAN 2 3/4 11/01/31 | 1,000,000 | $1.014M | 0.9% | $1.03 | — | Convertible Securities | 67020YAF7 |
| GOOG | GOOGLE INC CL A | 1,303 | $1.002M | 0.9% | $35.61 | 0.0% | US Equities | 02079K107 |
| — | BCOR 4 1/4 04/01/19 | 1,140,000 | $961K | 0.8% | $2.43 | — | Convertible Securities | 095229AB6 |
| — | PDL BioPharma Inc 4% 02/01/2018 | 1,170,000 | $960K | 0.8% | $1.26 | — | Convertible Securities | 69329YAF1 |
| — | IVR 5 03/15/18 | 1,000,000 | $958K | 0.8% | $0.96 | — | Convertible Securities | 44927XAA3 |
| — | Hologic Inc 2% 12/15/2043 | 750,000 | $956K | 0.8% | $1.27 | — | Convertible Securities | 436440AG6 |
| — | HLF 2 08/15/19 | 1,000,000 | $848K | 0.7% | $0.89 | — | Convertible Securities | 42703MAB9 |
| — | CKH 3 11/15/28 | 1,000,000 | $801K | 0.7% | $0.81 | — | Convertible Securities | 81170YAB5 |
| — | LYV 2 1/2 05/15/19 | 750,000 | $769K | 0.7% | $1.06 | — | Convertible Securities | 538034AJ8 |
| — | Ares Capital Corp 4.75% 01/15/2018 | 750,000 | $765K | 0.7% | $1.02 | — | Convertible Securities | 04010LAJ2 |
| — | RGLD 2 7/8 06/15/19 | 835,000 | $761K | 0.6% | $3.01 | — | Convertible Securities | 780287AA6 |
| — | TOL 0 1/2 09/15/32 | 750,000 | $753K | 0.6% | $1.00 | — | Convertible Securities | 88947EAM2 |
| — | SGY 1 3/4 03/01/17 | 1,000,000 | $750K | 0.6% | $0.85 | — | Convertible Securities | 861642AN6 |
| — | PIONEER MUN HIGH FRIDAY | 36 | $723K | 0.6% | $20083.33 | — | US Equities | 723762308 |
| — | SFUN 2 12/15/18 | 750,000 | $722K | 0.6% | $0.96 | — | Convertible Securities | 836034AB4 |
| — | CEMEX 3 3/4 03/15/18 | 750,000 | $712K | 0.6% | $0.95 | — | Convertible Securities | 151290BC6 |
| — | JDS Uniphase Corp .625% 08/15/2033 | 750,000 | $708K | 0.6% | $0.94 | — | Convertible Securities | 46612JAF8 |
| — | NRG Yield Inc 3.5% 02/01/2019 -144A | 750,000 | $702K | 0.6% | $0.94 | — | Convertible Securities | 62942XAA6 |
| EEM | MSCI EMERGING MARKETS IDX (ISHARES) | 20,655 | $665K | 0.6% | $41.57 | — | US Equities | 464287234 |
| — | NVIDIA CORP SR NT CONV | 395,000 | $658K | 0.6% | $1.14 | — | Convertible Securities | 67066GAC8 |
| — | Liberty Interactive LLC 1% 09/30/2043 -144A | 750,000 | $648K | 0.6% | $0.86 | — | Convertible Securities | 530610AB0 |
| INTC | INTEL CORP | 17,480 | $602K | 0.5% | $18.43 | +44.6% | US Equities | 458140100 |
| — | CIE 2 5/8 12/01/19 | 1,000,000 | $573K | 0.5% | $0.72 | — | Convertible Securities | 19075FAA4 |
| MSFT | MICROSOFT CORP | 10,301 | $572K | 0.5% | $32.33 | +42.0% | US Equities | 594918104 |
| — | Spectranetics Corp 2.625% 06/01/2034 | 750,000 | $570K | 0.5% | $0.76 | — | Convertible Securities | 84760CAA5 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,951 | $567K | 0.5% | $64.27 | +4.6% | US Equities | 693475105 |
| IWM | RUSSELL 2000 (ISHARES) | 5,000 | $563K | 0.5% | $902.00 | — | US Equities | 464287655 |
| — | NUVASIVE INC SR NT CONV | 395,000 | $544K | 0.5% | $2.37 | — | Convertible Securities | 670704AC9 |
| — | MEDICINES CO SR NT CONV | 380,000 | $541K | 0.5% | $2.00 | — | Convertible Securities | 584688AC9 |
| — | J2 GLOBAL SR NT CONV | 400,000 | $525K | 0.4% | $1.54 | — | Convertible Securities | 48123VAC6 |
| JPM | MORGAN J P & CO INC | 7,729 | $510K | 0.4% | $39.63 | +25.4% | US Equities | 46625H100 |
| — | EXELIXIS INC CONVERTIBLE | 420,000 | $499K | 0.4% | $0.91 | — | Convertible Securities | 30161QAC8 |
| — | PSEC 5 3/4 03/15/18 | 500,000 | $498K | 0.4% | $0.98 | — | Convertible Securities | 74348TAL6 |
| T | AT&T | 14,343 | $494K | 0.4% | $11.25 | +10.5% | US Equities | 00206R102 |
| — | PRICELINE GROUP INC CONV BOND | 345,000 | $492K | 0.4% | $1.34 | — | Convertible Securities | 741503AQ9 |
| — | WAC 4 1/2 11/01/19 | 750,000 | $490K | 0.4% | $0.75 | — | Convertible Securities | 93317WAA0 |
| — | RPM INTERNATIONAL INC | 425,000 | $484K | 0.4% | $1.15 | — | Convertible Securities | 749685AT0 |
| JNJ | JOHNSON & JOHNSON | 4,691 | $482K | 0.4% | $74.83 | +1.5% | US Equities | 478160104 |
| — | MACQUARIE INFRASTRUCTURE | 400,000 | $453K | 0.4% | $10.85 | — | Convertible Securities | 55608BAA3 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 340,000 | $443K | 0.4% | $1.64 | — | Convertible Securities | 457985AK5 |
| — | SEACOR SMITH INC SR NT CONV | 425,000 | $401K | 0.3% | $2.06 | — | Convertible Securities | 811904AM3 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 390,000 | $389K | 0.3% | $2.21 | — | Convertible Securities | 74348TAK8 |
| — | GENERAL ELECTRIC CO. | 12,447 | $388K | 0.3% | $28.12 | — | US Equities | 369604103 |
| — | COLONY FINANCIAL CONV | 405,000 | $384K | 0.3% | $9.49 | — | Convertible Securities | 19624RAB2 |
| — | PORTFOLIO RECOVERY ASSOCS INC ST CONV | 420,000 | $360K | 0.3% | $0.86 | — | Convertible Securities | 73640QAB1 |
| — | MENTOR GRAPHIC CORP CONV | 335,000 | $353K | 0.3% | $1.89 | — | Convertible Securities | 587200AK2 |
| — | SOLARCITY FIXED RATE SR NT CONV | 360,000 | $349K | 0.3% | $1.08 | — | Convertible Securities | 83416TAA8 |
| VZ | VERIZON COMMUNICATIONS | 7,430 | $343K | 0.3% | $28.29 | -4.8% | US Equities | 92343V104 |
| PG | PROCTER & GAMBLE | 4,221 | $335K | 0.3% | $63.16 | -8.3% | US Equities | 742718109 |
| — | RYLAND GROUP INC GTD CONV FX RT | 375,000 | $335K | 0.3% | $2.05 | — | Convertible Securities | 783764AS2 |
| — | PIONEER MUN HIGH INC TR TUESDAY | 16 | $317K | 0.3% | $19812.50 | — | US Equities | 723763207 |
| JETS | ETF SER SOLUTIONS US GLOBAL JETS ETF | 11,500 | $287K | 0.2% | $22.42 | — | US Equities | 26922A842 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL A | 587 | $282K | 0.2% | $13.31 | -8.1% | US Equities | 169656105 |
| — | SHUTTERFLY INC SR NT CONV | 285,000 | $275K | 0.2% | $0.93 | — | Convertible Securities | 82568PAB2 |
| SURE | ADVISORSHARES TRIM TABS FLOAT SHRINK ETF | 4,644 | $251K | 0.2% | $52.76 | — | US Equities | 00768Y818 |
| DIS | DISNEY | 2,311 | $243K | 0.2% | $82.73 | +23.6% | US Equities | 254687106 |
| BRK/B | BERKSHIRE HATHAWAY INC CL | 1,765 | $233K | 0.2% | $134.20 | 0.0% | US Equities | 084670702 |
| — | EATON VANCE THURSDAY MUN | 10 | $232K | 0.2% | $23200.00 | — | US Equities | 27826U306 |
| VGK | VANGUARD EUROPEAN VIPERS (VNGD) | 4,630 | $231K | 0.2% | $53.99 | — | US Equities | 922042874 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 2,611 | $222K | 0.2% | $762.06 | — | US Equities | 931427108 |
| JBLU | JETBLUE AIRWAYS CORP | 9,500 | $215K | 0.2% | $20.40 | +22.1% | US Equities | 477143101 |
| — | STILLWATER MNG CO SR CONV | 225,000 | $214K | 0.2% | $0.95 | — | Convertible Securities | 86074QAL6 |
| — | FREDDIE MAC PFD PERPETUAL SER Z DIV 8.375% | 42,345 | $144K | 0.1% | $3.40 | — | US Equities | 313400624 |
| — | THE GREATER CHICAGO FINANCIAL CORP 6% DEB NSA | 131,250 | $131K | 0.1% | $1.00 | — | US Equities | 39199D100 |
| — | TESCO PLC ORD | 40,225 | $88,000 | 0.1% | $2.19 | — | US Equities | G87621101 |
| CMTDF | SUMITOMO MITSUI TRUST HLDG INC ORD | 20,000 | $75,000 | 0.1% | $13.17 | 0.0% | US Equities | J7772M102 |
| JSNSF | SAINSBURY J COM | 17,830 | $67,000 | 0.1% | $3.89 | 0.0% | US Equities | G77732173 |
| BCLYF | BARCLAYS PLC ORD PAR VALUE GBP .25 | 17,335 | $55,000 | 0.0% | $2.55 | 0.0% | US Equities | G08036124 |
| — | TOWN SPORTS INTERNATIONAL HLDG COM | 18,000 | $21,000 | 0.0% | $32.10 | — | US Equities | 89214A102 |
| ALKM | ALKAME HOLDINGS INC COM | 21,000 | $0 | 0.0% | $0.00 | 0.0% | US Equities | 01643J109 |
| — | SONA MOBILE HOLDINGS CORP COM | 36,500 | $0 | 0.0% | — | — | US Equities | 83540T109 |
| — | BELIEVING TODAY INC | 68,500 | $0 | 0.0% | — | — | US Equities | 07784V108 |