IRON Financial LLC Diversified Active

Location: Northbrook, IL

CIK: 0001595509 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Jan 19, 2016

Total Value: $118M (100.0% shares, 0.0% debt)

Holdings (94)

VTI VANGUARD TOTAL STOCK MARKET ETF 13.5%
Value $15.85M Shares 151,968 Share Price $104.30 Est. Cost/Share $95.50 Unrealized @ Report Date +9.2%
CME CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A 7.9%
Value $9.232M Shares 101,894 Share Price $90.60 * Est. Cost/Share $48.63 Unrealized @ Report Date +28.7%
SPY STANDARD & POORS DEPOSITARY (SPDR) 7.5%
Value $8.873M Shares 43,523 Share Price $203.87 Est. Cost/Share $200.45 Unrealized @ Report Date +1.7%
HYG iShares iBoxx $ High Yield Corporate Bd 5.6%
Value $6.591M Shares 81,800 Share Price $80.57 Est. Cost/Share $83.14 Unrealized @ Report Date -3.1%
— SPDR Barclays Capital High Yield Bond 5.6%
Value $6.582M Shares 193,011 Share Price $34.10 Est. Cost/Share $35.66 Unrealized @ Report Date —
VCSH VANGUARD SHORT-TERM CORP BD IDX ETF 4.6%
Value $5.423M Shares 68,651 Share Price $78.99 Est. Cost/Share $79.93 Unrealized @ Report Date -1.2%
VXUS VANGUARD TOTAL INTL. STOCK ETF 4.0%
Value $4.731M Shares 104,888 Share Price $45.11 Est. Cost/Share $50.87 Unrealized @ Report Date -11.3%
IVOO VANGUARD S&P MID CAP 400 IDX ETF 4.0%
Value $4.708M Shares 50,176 Share Price $93.83 * Est. Cost/Share $43.82 Unrealized @ Report Date +7.1%
AAPL APPLE COMPUTER INC 2.4%
Value $2.846M Shares 27,039 Share Price $105.26 * Est. Cost/Share $19.81 Unrealized @ Report Date +19.8%
EFA MSCI EAFE IDX (ISHARES) 1.8%
Value $2.116M Shares 36,044 Share Price $58.71 Est. Cost/Share $65.12 Unrealized @ Report Date -9.8%
HYS Pimco 0-5 Year High Yield Corp Bond Index 1.7%
Value $2.031M Shares 22,069 Share Price $92.03 Est. Cost/Share $94.54 Unrealized @ Report Date -3.1%
— ONNN 2 5/8 12/15/26 1.3%
Value $1.578M Shares 1,410,000 Share Price $1.12 Est. Cost/Share $1.38 Unrealized @ Report Date —
— WBMD 2 1/2 01/31/18 1.3%
Value $1.47M Shares 1,410,000 Share Price $1.04 Est. Cost/Share $2.10 Unrealized @ Report Date —
VEU VANGUARD FTSE ALL-WORLD EX-US ETF 1.2%
Value $1.453M Shares 33,473 Share Price $43.41 Est. Cost/Share $50.70 Unrealized @ Report Date -14.4%
— STWD 4 01/15/19 1.2%
Value $1.421M Shares 1,340,000 Share Price $1.06 Est. Cost/Share $1.38 Unrealized @ Report Date —
— CIENA CORP SR NT CV 17 1.2%
Value $1.418M Shares 1,440,000 Share Price $0.98 Est. Cost/Share $0.99 Unrealized @ Report Date —
VIG VANGUARD DIVIDEND APPRECIATION ETF 1.1%
Value $1.337M Shares 17,193 Share Price $77.76 Est. Cost/Share $73.08 Unrealized @ Report Date +6.4%
AAL AMERICAN AIRLINES GROUP INC CO M 1.1%
Value $1.295M Shares 30,575 Share Price $42.35 * Est. Cost/Share $39.87 Unrealized @ Report Date +1.5%
— Cornerstone OnDemand Inc 1.5% 07/01/2018 1.1%
Value $1.291M Shares 1,300,000 Share Price $0.99 Est. Cost/Share $1.00 Unrealized @ Report Date —
— MTH 1 7/8 09/15/32 1.0%
Value $1.142M Shares 1,155,000 Share Price $0.99 Est. Cost/Share $1.24 Unrealized @ Report Date —
— National Health Investors Inc 3.25% 04/01/2021 1.0%
Value $1.137M Shares 1,145,000 Share Price $0.99 Est. Cost/Share $1.24 Unrealized @ Report Date —
CBOE CBOE HOLDINGS INC COMMON 0.9%
Value $1.103M Shares 16,994 Share Price $64.91 * Est. Cost/Share $42.59 Unrealized @ Report Date +34.0%
— NUAN 2 3/4 11/01/31 0.9%
Value $1.014M Shares 1,000,000 Share Price $1.01 Est. Cost/Share $1.03 Unrealized @ Report Date —
GOOG GOOGLE INC CL A 0.9%
Value $1.002M Shares 1,303 Share Price $768.99 * Est. Cost/Share $35.61 Unrealized @ Report Date +5.8%
— BCOR 4 1/4 04/01/19 0.8%
Value $961K Shares 1,140,000 Share Price $0.84 Est. Cost/Share $2.43 Unrealized @ Report Date —
— PDL BioPharma Inc 4% 02/01/2018 0.8%
Value $960K Shares 1,170,000 Share Price $0.82 Est. Cost/Share $1.26 Unrealized @ Report Date —
— IVR 5 03/15/18 0.8%
Value $958K Shares 1,000,000 Share Price $0.96 Est. Cost/Share $0.96 Unrealized @ Report Date —
— Hologic Inc 2% 12/15/2043 0.8%
Value $956K Shares 750,000 Share Price $1.27 Est. Cost/Share $1.27 Unrealized @ Report Date —
— HLF 2 08/15/19 0.7%
Value $848K Shares 1,000,000 Share Price $0.85 Est. Cost/Share $0.89 Unrealized @ Report Date —
— CKH 3 11/15/28 0.7%
Value $801K Shares 1,000,000 Share Price $0.80 Est. Cost/Share $0.81 Unrealized @ Report Date —
— LYV 2 1/2 05/15/19 0.7%
Value $769K Shares 750,000 Share Price $1.03 Est. Cost/Share $1.06 Unrealized @ Report Date —
— Ares Capital Corp 4.75% 01/15/2018 0.7%
Value $765K Shares 750,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —
— RGLD 2 7/8 06/15/19 0.6%
Value $761K Shares 835,000 Share Price $0.91 Est. Cost/Share $3.01 Unrealized @ Report Date —
— TOL 0 1/2 09/15/32 0.6%
Value $753K Shares 750,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
— SGY 1 3/4 03/01/17 0.6%
Value $750K Shares 1,000,000 Share Price $0.75 Est. Cost/Share $0.85 Unrealized @ Report Date —
— PIONEER MUN HIGH FRIDAY 0.6%
Value $723K Shares 36 Share Price $20083.33 Est. Cost/Share $20083.33 Unrealized @ Report Date —
— SFUN 2 12/15/18 0.6%
Value $722K Shares 750,000 Share Price $0.96 Est. Cost/Share $0.96 Unrealized @ Report Date —
— CEMEX 3 3/4 03/15/18 0.6%
Value $712K Shares 750,000 Share Price $0.95 Est. Cost/Share $0.95 Unrealized @ Report Date —
— JDS Uniphase Corp .625% 08/15/2033 0.6%
Value $708K Shares 750,000 Share Price $0.94 Est. Cost/Share $0.94 Unrealized @ Report Date —
— NRG Yield Inc 3.5% 02/01/2019 -144A 0.6%
Value $702K Shares 750,000 Share Price $0.94 Est. Cost/Share $0.94 Unrealized @ Report Date —
EEM MSCI EMERGING MARKETS IDX (ISHARES) 0.6%
Value $665K Shares 20,655 Share Price $32.20 Est. Cost/Share $41.71 Unrealized @ Report Date -22.8%
— NVIDIA CORP SR NT CONV 0.6%
Value $658K Shares 395,000 Share Price $1.67 Est. Cost/Share $1.14 Unrealized @ Report Date —
— Liberty Interactive LLC 1% 09/30/2043 -144A 0.6%
Value $648K Shares 750,000 Share Price $0.86 Est. Cost/Share $0.86 Unrealized @ Report Date —
INTC INTEL CORP 0.5%
Value $602K Shares 17,480 Share Price $34.44 * Est. Cost/Share $18.43 Unrealized @ Report Date +47.8%
— CIE 2 5/8 12/01/19 0.5%
Value $573K Shares 1,000,000 Share Price $0.57 Est. Cost/Share $0.72 Unrealized @ Report Date —
MSFT MICROSOFT CORP 0.5%
Value $572K Shares 10,301 Share Price $55.53 * Est. Cost/Share $32.33 Unrealized @ Report Date +50.2%
— Spectranetics Corp 2.625% 06/01/2034 0.5%
Value $570K Shares 750,000 Share Price $0.76 Est. Cost/Share $0.76 Unrealized @ Report Date —
PNC PNC FINANCIAL SVCS GROUP INC 0.5%
Value $567K Shares 5,951 Share Price $95.28 * Est. Cost/Share $64.27 Unrealized @ Report Date +7.4%
IWM RUSSELL 2000 (ISHARES) 0.5%
Value $563K Shares 5,000 Share Price $112.60 Est. Cost/Share $113.49 Unrealized @ Report Date -0.8%
— NUVASIVE INC SR NT CONV 0.5%
Value $544K Shares 395,000 Share Price $1.38 Est. Cost/Share $2.37 Unrealized @ Report Date —
— MEDICINES CO SR NT CONV 0.5%
Value $541K Shares 380,000 Share Price $1.42 Est. Cost/Share $2.00 Unrealized @ Report Date —
— J2 GLOBAL SR NT CONV 0.4%
Value $525K Shares 400,000 Share Price $1.31 Est. Cost/Share $1.54 Unrealized @ Report Date —
JPM MORGAN J P & CO INC 0.4%
Value $510K Shares 7,729 Share Price $65.99 * Est. Cost/Share $39.63 Unrealized @ Report Date +27.1%
— EXELIXIS INC CONVERTIBLE 0.4%
Value $499K Shares 420,000 Share Price $1.19 Est. Cost/Share $0.91 Unrealized @ Report Date —
— PSEC 5 3/4 03/15/18 0.4%
Value $498K Shares 500,000 Share Price $1.00 Est. Cost/Share $0.98 Unrealized @ Report Date —
T AT&T 0.4%
Value $494K Shares 14,343 Share Price $34.44 * Est. Cost/Share $11.25 Unrealized @ Report Date +13.4%
— PRICELINE GROUP INC CONV BOND 0.4%
Value $492K Shares 345,000 Share Price $1.43 Est. Cost/Share $1.34 Unrealized @ Report Date —
— WAC 4 1/2 11/01/19 0.4%
Value $490K Shares 750,000 Share Price $0.65 Est. Cost/Share $0.75 Unrealized @ Report Date —
— RPM INTERNATIONAL INC 0.4%
Value $484K Shares 425,000 Share Price $1.14 Est. Cost/Share $1.15 Unrealized @ Report Date —
JNJ JOHNSON & JOHNSON 0.4%
Value $482K Shares 4,691 Share Price $102.75 * Est. Cost/Share $74.83 Unrealized @ Report Date +4.1%
— MACQUARIE INFRASTRUCTURE 0.4%
Value $453K Shares 400,000 Share Price $1.13 Est. Cost/Share $10.85 Unrealized @ Report Date —
— INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L 0.4%
Value $443K Shares 340,000 Share Price $1.30 Est. Cost/Share $1.64 Unrealized @ Report Date —
— SEACOR SMITH INC SR NT CONV 0.3%
Value $401K Shares 425,000 Share Price $0.94 Est. Cost/Share $2.06 Unrealized @ Report Date —
— PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT 0.3%
Value $389K Shares 390,000 Share Price $1.00 Est. Cost/Share $2.21 Unrealized @ Report Date —
— GENERAL ELECTRIC CO. 0.3%
Value $388K Shares 12,447 Share Price $31.17 Est. Cost/Share $28.12 Unrealized @ Report Date —
— COLONY FINANCIAL CONV 0.3%
Value $384K Shares 405,000 Share Price $0.95 Est. Cost/Share $9.49 Unrealized @ Report Date —
— PORTFOLIO RECOVERY ASSOCS INC ST CONV 0.3%
Value $360K Shares 420,000 Share Price $0.86 Est. Cost/Share $0.86 Unrealized @ Report Date —
— MENTOR GRAPHIC CORP CONV 0.3%
Value $353K Shares 335,000 Share Price $1.05 Est. Cost/Share $1.89 Unrealized @ Report Date —
— SOLARCITY FIXED RATE SR NT CONV 0.3%
Value $349K Shares 360,000 Share Price $0.97 Est. Cost/Share $1.08 Unrealized @ Report Date —
VZ VERIZON COMMUNICATIONS 0.3%
Value $343K Shares 7,430 Share Price $46.16 * Est. Cost/Share $28.29 Unrealized @ Report Date -3.1%
PG PROCTER & GAMBLE 0.3%
Value $335K Shares 4,221 Share Price $79.37 * Est. Cost/Share $63.16 Unrealized @ Report Date -4.5%
— RYLAND GROUP INC GTD CONV FX RT 0.3%
Value $335K Shares 375,000 Share Price $0.89 Est. Cost/Share $2.05 Unrealized @ Report Date —
— PIONEER MUN HIGH INC TR TUESDAY 0.3%
Value $317K Shares 16 Share Price $19812.50 Est. Cost/Share $19812.50 Unrealized @ Report Date —
JETS ETF SER SOLUTIONS US GLOBAL JETS ETF 0.2%
Value $287K Shares 11,500 Share Price $24.96 Est. Cost/Share $23.45 Unrealized @ Report Date +6.3%
CMG CHIPOTLE MEXICAN GRILL INC CL A 0.2%
Value $282K Shares 587 Share Price $480.41 * Est. Cost/Share $13.31 Unrealized @ Report Date -27.9%
— SHUTTERFLY INC SR NT CONV 0.2%
Value $275K Shares 285,000 Share Price $0.96 Est. Cost/Share $0.93 Unrealized @ Report Date —
SURE ADVISORSHARES TRIM TABS FLOAT SHRINK ETF 0.2%
Value $251K Shares 4,644 Share Price $54.05 Est. Cost/Share $55.94 Unrealized @ Report Date -3.3%
DIS DISNEY 0.2%
Value $243K Shares 2,311 Share Price $105.15 * Est. Cost/Share $82.73 Unrealized @ Report Date +17.1%
BRK/B BERKSHIRE HATHAWAY INC CL 0.2%
Value $233K Shares 1,765 Share Price $132.01 Est. Cost/Share $134.20 Unrealized @ Report Date -1.6%
— EATON VANCE THURSDAY MUN 0.2%
Value $232K Shares 10 Share Price $23200.00 Est. Cost/Share $23200.00 Unrealized @ Report Date —
VGK VANGUARD EUROPEAN VIPERS (VNGD) 0.2%
Value $231K Shares 4,630 Share Price $49.89 Est. Cost/Share $56.38 Unrealized @ Report Date -11.5%
— WALGREENS BOOTS ALLIANCE INC COM 0.2%
Value $222K Shares 2,611 Share Price $85.02 Est. Cost/Share $762.06 Unrealized @ Report Date —
JBLU JETBLUE AIRWAYS CORP 0.2%
Value $215K Shares 9,500 Share Price $22.63 Est. Cost/Share $20.40 Unrealized @ Report Date +11.1%
— STILLWATER MNG CO SR CONV 0.2%
Value $214K Shares 225,000 Share Price $0.95 Est. Cost/Share $0.95 Unrealized @ Report Date —
— FREDDIE MAC PFD PERPETUAL SER Z DIV 8.375% 0.1%
Value $144K Shares 42,345 Share Price $3.40 Est. Cost/Share $3.40 Unrealized @ Report Date —
— THE GREATER CHICAGO FINANCIAL CORP 6% DEB NSA 0.1%
Value $131K Shares 131,250 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
— TESCO PLC ORD 0.1%
Value $88,000 Shares 40,225 Share Price $2.19 Est. Cost/Share $2.19 Unrealized @ Report Date —
CMTDF SUMITOMO MITSUI TRUST HLDG INC ORD 0.1%
Value $75,000 Shares 20,000 Share Price $3.75 * Est. Cost/Share $13.17 Unrealized @ Report Date 0.0%
JSNSF SAINSBURY J COM 0.1%
Value $67,000 Shares 17,830 Share Price $3.76 * Est. Cost/Share $3.89 Unrealized @ Report Date 0.0%
BCLYF BARCLAYS PLC ORD PAR VALUE GBP .25 0.0%
Value $55,000 Shares 17,335 Share Price $3.17 * Est. Cost/Share $2.55 Unrealized @ Report Date -9.2%
— TOWN SPORTS INTERNATIONAL HLDG COM 0.0%
Value $21,000 Shares 18,000 Share Price $1.17 Est. Cost/Share $32.10 Unrealized @ Report Date —
ALKM ALKAME HOLDINGS INC COM 0.0%
Value $0 Shares 21,000 Share Price $0.00 Est. Cost/Share $0.00 Unrealized @ Report Date 0.0%
— SONA MOBILE HOLDINGS CORP COM 0.0%
Value $0 Shares 36,500 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —
— BELIEVING TODAY INC 0.0%
Value $0 Shares 68,500 Share Price $0.00 Est. Cost/Share — Unrealized @ Report Date —